Sec Form 4 Filing - Bass J Kyle @ Eco-Stim Energy Solutions, Inc. - 2016-12-06

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person Bass J Kyle 2. Issuer Name and Ticker or Trading Symbol Eco-Stim Energy Solutions, Inc. [ ESES] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O HAYMAN INVESTMENTS, L.L.C., 2101 CEDAR SPRINGS ROAD, SUITE 1400 3. Date of Earliest Transaction (MM/DD/YY) 12/06/2016 (Street) DALLAS, TX75201 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) _____ Form filed by One Reporting Person __ X __ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $0.001 12/06/2016 S 102,513 D $ 2.0019 ( 2 ) 2,027,487 I See Footnotes ( 1 ) Common Stock, par value $0.001 12/28/2016 S 75,854 D $ 1.1219 ( 3 ) 1,951,633 I See Footnotes ( 1 ) Common Stock, par value $0.001 12/29/2016 S 29,165 D $ 1.051 ( 4 ) 1,922,468 I See Footnotes ( 1 ) Common Stock, par value $0.001 12/30/2016 S 12,939 D $ 1.0052 ( 5 ) 1,909,529 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/03/2017 S 3,295 D $ 0.9571 ( 6 ) 1,906,234 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/04/2017 S 15,747 D $ 1.0197 ( 7 ) 1,890,487 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/05/2017 S 50,000 D $ 0.915 ( 8 ) 1,840,487 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/10/2017 S 52,024 D $ 0.759 ( 9 ) 1,788,463 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/11/2017 S 68,851 D $ 0.7927 ( 10 ) 1,719,612 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/12/2017 S 41,318 D $ 0.7501 ( 11 ) 1,678,294 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/18/2017 S 4,400 D $ 0.788 ( 12 ) 1,673,894 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/19/2017 S 4,592 D $ 0.8048 ( 13 ) 1,669,302 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/20/2017 S 128,191 D $ 0.8194 ( 14 ) 1,541,111 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/25/2017 S 10,433 D $ 0.8117 ( 15 ) 1,530,678 I See Footnotes ( 1 ) Common Stock, par value $0.001 01/27/2017 S 1,530,678 D $ 1.2055 ( 16 ) 0 I See Footnotes ( 1 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Bass J Kyle C/O HAYMAN INVESTMENTS, L.L.C. 2101 CEDAR SPRINGS ROAD, SUITE 1400 DALLAS, TX75201 X Hayman Investments LLC 2101 CEDAR SPRINGS ROAD, SUITE 1400 DALLAS, TX75201 X HAYMAN CAPITAL MANAGEMENT, L.P. 2101 CEDAR SPRINGS ROAD, SUITE 1400 DALLAS, TX75201 X Former Dir.; Former 10% Owner Signatures /s/ J Kyle Bass 02/02/2017 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The securities reported in this Form 4 were held of record by Hayman Capital Master Fund, L.P. ("HCMF"), which is managed by Hayman Capital Management , L.P. ("Hayman"). J Kyle Bass is the managing member of Hayman Investments LLC ("HI"), which is the general partner of Hayman. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), Hayman, HI and Mr. Bass may be deemed to have shared voting and dispositive powers with respect to the securities beneficially owned by HCMF. Hayman, HI and Bass disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein, and this report shall not be deemed an admission that Hayman, HI or Mr. Bass was the beneficial owner of such securities for purposes of Section 16 of the Act and the rules promulgated thereunder or for any other purpose. ( 2 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.9500 to $2.0989 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 3 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0500 to $1.2992 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 4 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0200 to $1.1785 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 5 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9300 to $1.0400 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 6 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9900 to $1.0300 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 7 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9900 to $1.0300 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 8 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.9150 to $0.9150 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 9 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.7835 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 10 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.8285 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 11 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7014 to $0.8000 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 12 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7840 to $0.7935 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 13 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.8000 to $0.8100 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 14 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7800 to $0.8400 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 15 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $0.7500 to $0.8380 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. ( 16 )Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $1.0400 to $1.7900 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Remarks: List of Exhibits: Exhibit 99.1 -- Joint Filing Agreement, incorporated by reference to Exhibit 99.1 to the Form 4 filed by the undersigned on July 24, 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.