Sec Form 4 Filing - Winfrey Christopher L @ CHARTER COMMUNICATIONS, INC. /MO/ - 2023-11-20

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Winfrey Christopher L 2. Issuer Name and Ticker or Trading Symbol CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) President and CEO (Last) (First) (Middle) C/O CHARTER COMMUNICATIONS, INC., 400 WASHINGTON BLVD. 3. Date of Earliest Transaction (MM/DD/YY) 11/20/2023 (Street) STAMFORD, CT06902 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 11/20/2023 G 2,600 ( 1 ) D $ 0 47,503 D Class A Common Stock 11/20/2023 G 2,600 ( 1 ) A $ 0 3,545 I Shares held by Yeniley Lorenzo Winfrey Revocable Trust Class A Common Stock 11/20/2023 G 3,600 ( 2 ) D $ 0 43,903 D Class A Common Stock 11/20/2023 G 3,600 ( 2 ) A $ 0 86,118 I Shares held by Winfrey Dynasty Trust Class A Common Stock 11/20/2023 G 47,733 ( 3 ) D $ 0 38,385 I Shares held by Winfrey Dynasty Trust Class A Common Stock 11/20/2023 G 47,733 ( 3 ) A $ 0 47,733 I Shares held by GST Non-Exempt Winfrey Dynasty Trust Class A Common Stock 20,674 I Shares held by Atalaya Management, LLC Class A Common Stock 34,909 I Shares held by Yeniley L Winfrey Irrevocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Options $ 512.0575 09/21/2023 J V 55,758 ( 4 ) 01/15/2023( 4 ) 01/15/2030 Class A Common Stock 55,758 $ 0 0 D Stock Options $ 512.0575 09/21/2023 J V 55,758 ( 4 ) 01/15/2023( 4 ) 01/15/2030 Class A Common Stock 55,758 $ 0 55,758 I Held by GRAT Stock Options $ 221.248 10/03/2023 J V 53,247 ( 5 ) ( 5 ) 06/17/2026 Class A Common Stock 53,247 $ 0 260,329 I Held by GRAT Stock Options $ 221.248 10/03/2023 J V 53,247 ( 5 ) ( 5 ) 06/17/2026 Class A Common Stock 53,247 $ 0 236,980 D Stock Options $ 221.248 10/03/2023 J V 80,329 ( 6 ) ( 6 ) 06/17/2026 Class A Common Stock 80,329 $ 0 180,000 I Held by GRAT Stock Options $ 221.248 10/03/2023 J V 80,329 ( 6 ) ( 6 ) 06/17/2026 Class A Common Stock 80,329 $ 0 317,309 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Winfrey Christopher L C/O CHARTER COMMUNICATIONS, INC. 400 WASHINGTON BLVD. STAMFORD, CT06902 President and CEO Signatures /s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey 11/21/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001. ( 2 )On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust. ( 3 )On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20. ( 4 )On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023. ( 5 )On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021. ( 6 )On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

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