Sec Form 4 Filing - Vong John @ Apollo Medical Holdings, Inc. - 2023-12-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Vong John
2. Issuer Name and Ticker or Trading Symbol
Apollo Medical Holdings, Inc. [ AMEH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Accounting Officer
(Last) (First) (Middle)
1668 S. GARFIELD AVE, 2ND FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
12/15/2023
(Street)
ALHAMBRA, CA91801
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2023 A 1,813 ( 1 ) A $ 0 6,714 D
Common Stock 12/15/2023 A 1,813 ( 2 ) A $ 0 8,527 D
Common Stock 12/15/2023 A 1,813 ( 3 ) A $ 0 10,340 D
Common Stock 12/15/2023 A 1,813 ( 4 ) A $ 0 12,153 D
Common Stock 12/15/2023 A 7,100 ( 5 ) A $ 0 19,253 ( 6 ) ( 7 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Vong John
1668 S. GARFIELD AVE
2ND FLOOR
ALHAMBRA, CA91801
Chief Accounting Officer
Signatures
/s/ John Vong 12/19/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2015 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, 226 shares of restricted stock will vest on December 31, 2023, and the remaining 1,587 shares of restricted stock shall vest in seven substantially equal semi-annual installments beginning on May 12, 2024.
( 2 )Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2015 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, 226 shares of restricted stock will vest on December 31, 2023, and the remaining 1,587 shares of restricted stock shall vest in seven substantially equal semi-annual installments beginning on May 12, 2024.
( 3 )Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2015 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, 226 shares of restricted stock will vest on December 31, 2023, and the remaining 1,587 shares of restricted stock shall vest in seven substantially equal semi-annual installments beginning on May 12, 2024.
( 4 )Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2015 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, and subject to the achievement of applicable pre-established performance goals, 226 shares of restricted stock will vest on December 31, 2023, and the remaining 1,587 shares of restricted stock shall vest in seven substantially equal semi-annual installments beginning on May 12, 2024.
( 5 )Restricted shares of the Issuer's common stock granted pursuant to the Issuer's 2015 Equity Incentive Plan. Provided the Reporting Person is still employed with the Issuer on the date of vesting, 887 shares of restricted stock will vest on December 31, 2023, and the remaining 6,213 shares of restricted stock shall vest in seven substantially equal semi-annual installments beginning on May 12, 2024.
( 6 )Includes 18,511 shares of restricted stock, which will vest as follows (in each case subject to continuous employment with the Issuer): (i) 2,829 shares, of which 942 shares will vest on each of July 11, 2024 and July 11, 2025 and 945 shares will vest on July 11, 2026; (ii) 570 shares, which will vest in three equal annual installments beginning on November 30, 2024; (iii) 760 shares, which will vest upon achievement of certain pre-established performance goals; (iv) 1,813 shares, of which 226 shares will vest on December 31, 2023 and the remaining shares will vest in seven equal semi-annual installments beginning on May 12, 2024, subject to the achievement of certain pre-established performance goals; (v) 1,813 shares, of which 226 shares will vest on December 31, 2023 and the remaining shares will vest in seven equal semi-annual installments beginning on May 12, 2024, subject to the achievement of certain pre-established performance goals;
( 7 )(cont.) (vi) 1,813 shares, of which 226 shares will vest on December 31, 2023 and the remaining shares will vest in seven equal semi-annual installments beginning on May 12, 2024, subject to the achievement of certain pre-established performance goals; (vii) 1,813 shares, of which 226 shares will vest on December 31, 2023 and the remaining shares will vest in seven equal semi-annual installments beginning on May 12, 2024, subject to the achievement of certain pre-established performance goals; and (viii) 7,100 shares, of which 887 shares will vest on December 31, 2023, and the remaining shares will vest in seven equal semi-annual installments beginning on May 12, 2024.

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