Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Qualified Stock Option (Right to Buy) |
$
32.04 |
12/27/2019 |
|
G |
V |
|
6,200 |
10/01/2011(
2
) |
10/01/2020 |
Woodward, Inc. Common Stock |
6,200 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
32.04 |
12/27/2019 |
|
G |
V |
6,200 |
|
10/01/2011(
2
) |
10/01/2020 |
Woodward, Inc. Common Stock |
6,200 |
$
0 |
6,200 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
32.04 |
05/26/2020 |
|
M |
|
|
6,200 |
10/01/2011(
2
) |
10/01/2020 |
Woodward, Inc. Common Stock |
6,200 |
$
0 |
0 |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
25.57 |
12/27/2019 |
|
G |
V |
|
6,700 |
10/03/2012(
2
) |
10/03/2021 |
Woodward, Inc. Common Stock |
6,700 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
25.57 |
12/27/2019 |
|
G |
V |
6,700 |
|
10/03/2012(
2
) |
10/03/2021 |
Woodward, Inc. Common Stock |
6,700 |
$
0 |
6,700 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
33.64 |
12/27/2019 |
|
G |
V |
|
5,100 |
10/01/2013(
2
) |
10/01/2022 |
Woodward, Inc. Common Stock |
5,100 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
33.64 |
12/27/2019 |
|
G |
V |
5,100 |
|
10/01/2013(
2
) |
10/01/2022 |
Woodward, Inc. Common Stock |
5,100 |
$
0 |
5,100 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
40.99 |
12/27/2019 |
|
G |
V |
|
5,395 |
10/01/2014(
2
) |
10/01/2023 |
Woodward, Inc. Common Stock |
5,395 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
40.99 |
12/27/2019 |
|
G |
V |
5,395 |
|
10/01/2014(
2
) |
10/01/2023 |
Woodward, Inc. Common Stock |
5,395 |
$
0 |
5,395 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
46.55 |
12/27/2019 |
|
G |
V |
|
6,000 |
10/01/2015(
2
) |
10/01/2024 |
Woodward, Inc. Common Stock |
6,000 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
46.55 |
12/27/2019 |
|
G |
V |
6,000 |
|
10/01/2015(
2
) |
10/01/2024 |
Woodward, Inc. Common Stock |
6,000 |
$
0 |
6,000 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
40.26 |
12/27/2019 |
|
G |
V |
|
9,600 |
10/01/2016(
2
) |
10/01/2025 |
Woodward, Inc. Common Stock |
9,600 |
$
0 |
0 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
40.26 |
12/27/2019 |
|
G |
V |
9,600 |
|
10/01/2016(
2
) |
10/01/2025 |
Woodward, Inc. Common Stock |
9,600 |
$
0 |
9,600 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
62.57 |
02/06/2020 |
|
G |
V |
|
5,250 |
10/03/2017(
2
) |
10/03/2026 |
Woodward, Inc. Common Stock |
5,250 |
$
0 |
1,750 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
62.57 |
02/06/2020 |
|
G |
V |
5,250 |
|
10/03/2017(
2
) |
10/03/2026 |
Woodward, Inc. Common Stock |
5,250 |
$
0 |
5,250 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
78.97 |
02/06/2020 |
|
G |
V |
|
3,000 |
10/02/2018(
2
) |
10/02/2027 |
Woodward, Inc. Common Stock |
3,000 |
$
0 |
3,000 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
78.97 |
02/06/2020 |
|
G |
V |
3,000 |
|
10/02/2018(
2
) |
10/02/2027 |
Woodward, Inc. Common Stock |
3,000 |
$
0 |
3,000 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
Non-Qualified Stock Option (Right to Buy) |
$
79.81 |
02/06/2020 |
|
G |
V |
|
1,300 |
10/01/2019(
2
) |
10/01/2028 |
Woodward, Inc. Common Stock |
1,300 |
$
0 |
3,900 (
3
) |
D |
|
Non-Qualified Stock Option (Right to Buy) |
$
79.81 |
02/06/2020 |
|
G |
V |
1,300 |
|
10/01/2019(
2
) |
10/01/2028 |
Woodward, Inc. Common Stock |
1,300 |
$
0 |
1,300 (
3
) |
I |
Options held indirectly in the DJPC&G, LLC |
|