Sec Form 4 Filing - HOREL ROBERT H. @ NEOGENOMICS INC - 2014-12-18

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HOREL ROBERT H.
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President andGM PathLogic
(Last) (First) (Middle)
12701 COMMONWEALTH DRIVE SUITE 9
3. Date of Earliest Transaction (MM/DD/YY)
12/18/2014
(Street)
FORT MYERS, FLUS 33913
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2014 M 17,893 A $ 1.47 17,893 D
Common Stock 12/18/2014 M 5,000 A $ 1.41 22,893 D
Common Stock 12/18/2014 M 40,000 A $ 1.43 62,893 D
Common Stock 12/18/2014 S 62,893 D $ 4.2003 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 1.47 12/18/2014 X 17,893 12/26/2006( 1 ) 12/25/2016 Common Stock 0 $ 1.47 4,107 D
Stock Option (Right to buy) $ 1.41 12/18/2014 X 5,000 03/04/2011( 2 ) 03/04/2015 Common Stock 0 $ 1.41 0 D
Stock Option (Right to buy) $ 1.43 12/18/2014 X 40,000 04/20/2011( 3 ) 04/20/2015 Common Stock 0 $ 1.43 0 D
Stock Option (Right to Buy) $ 0.62 12/31/2009( 4 ) 02/02/2019 Common Stock 0 4,000 D
Stock Option (Right to Buy) $ 1.47 02/13/2007( 5 ) 02/12/2017 Common Stock 0 500 D
Stock Option (Right to Buy) $ 1.45 05/20/2012( 6 ) 05/19/2016 Common Stock 0 50,000 D
Stock Option (Right to Buy) $ 1.69 04/12/2012( 7 ) 04/12/2017 Common Stock 0 25,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HOREL ROBERT H.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS, FLUS 33913
Vice President andGM PathLogic
Signatures
/s/ Robert H. Horel 12/19/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 26, 2006 Mr. Horel was granted 30,000 stock options. There was immediate vesting of 4,000 shares and the remaining shares had a combination of time based and performance based vesting. There were 8,000 shares cancelled from this grant.
( 2 )On March 4, 2010 Mr. Horel was granted 5,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.
( 3 )On April 20, 2010 Mr. Horel was granted 40,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.
( 4 )On February 2, 2009 Mr. Horel was granted 6,000 stock options. These shares had performance based vesting and the first performance milestone was on December 31, 2009. There were 2,000 shares cancelled from this grant because of a missed performance milestone.
( 5 )On February 13, 2007 Mr. Horel was granted 500 stock options which had immediate vesting.
( 6 )On May 20, 2011 Mr. Horel was granted 50,000 stock options. These shares vest ratably over the first four anniversaries of the grant date.
( 7 )On April 12, 2012 Mr. Horel was granted 25,000 stock options. There was immediate vesting of 6,250 shares and then 6,250 shares will vest on each of the first three anniversaries of the grant date.

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