Sec Form 4 Filing - Lewey Robert W. @ Integrated Electrical Services, Inc. - 2016-03-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lewey Robert W.
2. Issuer Name and Ticker or Trading Symbol
Integrated Electrical Services, Inc. [ IESC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
5433 WESTHEIMER, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
03/04/2016
(Street)
HOUSTON, TX77056
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 03/04/2016 M 1,700 A $ 3.24 88,583 D
Common Stock 03/04/2016 S 1,700 D $ 14.02 ( 2 ) 86,883 D
Common Stock ( 1 ) 03/07/2016 M 8,300 A $ 3.24 95,183 D
Common Stock ( 1 ) 03/07/2016 M 400 A $ 5.76 95,583 D
Common Stock 03/07/2016 S 8,700 D $ 13.02 ( 2 ) 86,883 D
Common Stock ( 1 ) 03/08/2016 M 4,600 A $ 5.76 91,483 D
Common Stock 03/08/2016 S 4,600 D $ 13.36 ( 2 ) 86,883 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 3.24 03/04/2016 M 1,700 07/20/2012( 3 ) 07/20/2021 Common Stock 1,700 $ 0 ( 4 ) 8,300 D
Stock Option (Right to Buy) $ 3.24 03/07/2016 M 8,300 07/20/2012( 3 ) 07/20/2021 Common Stock 8,300 $ 0 ( 4 ) 0 D
Stock Option (Right to Buy) $ 5.76 03/07/2016 M 400 05/01/2013( 3 ) 05/01/2023 Common Stock 400 $ 0 ( 4 ) 27,600 D
Stock Option (Right to Buy) $ 5.76 03/08/2016 M 4,600 05/01/2013( 3 ) 05/01/2023 Common Stock 4,600 $ 0 ( 4 ) 23,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lewey Robert W.
5433 WESTHEIMER, SUITE 500
HOUSTON, TX77056
President
Signatures
/s/ Gail D. Makode, Attorney-in-Fact 03/08/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents common stock received from the exercise of stock options granted pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).
( 2 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.06, inclusive for transactions on 3/4/2016, $13.00 to $13.12, inclusive for transactions on 3/7/2016 and $13.26 to $13.57, inclusive for transactions on 3/8/2016. The reporting person undertakes to provide to IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
( 3 )The date indicated is the first vesting date for all Column 6 transactions. All options traded on 3/4/2016 and 3/7/2016 with an exercise price of $3.24 vested in three annual installments beginning on the first anniversary of the grant date. All options traded on 3/7/2016 and 3/8/2016 with an exercise price of $5.76 vested on the second anniversary of the grant date.
( 4 )The price reported in Column 8 reflects that the stock options were granted to the employee pursuant to the Integrated Electrical Services, Inc. 2006 Equity Incentive Plan (as amended and restated).

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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