Sec Form 3 Filing - Sapinda Holding B.V. @ SecureAlert, Inc. - 2012-04-20

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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Sapinda Holding B.V.
2. Issuer Name and Ticker or Trading Symbol
SecureAlert, Inc. [ SCRA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
10% Holder - See Remarks
(Last) (First) (Middle)
C/O DR. PETER WIESING, HERM HOLDING B.V., WORLD TRADE CENTER
3. Date of Earliest Transaction (MM/DD/YY)
04/20/2012
(Street)
SCHIPHOL BOULEVARD 127, P7A 3-14
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3,638,862 I See Footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Preferred Stock ( 3 ) ( 3 ) ( 2 ) ( 3 ) Common Stock 15,300,000 I See Footnote ( 3 )
Warrant to purchase Series D Preferred Stock ( 4 ) $ 500 ( 4 ) ( 2 ) 11/25/2013 Common Stock 498,000 I See Footnote ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Sapinda Holding B.V.
C/O DR. PETER WIESING, HERM HOLDING B.V.
WORLD TRADE CENTER
SCHIPHOL BOULEVARD 127, P7A 3-14
10% Holder - See Remarks
Herm Holding B.V.
WORLD TRADE CENTER
SCHIPHOL BOULEVARD 127, A 3.14
THE NETHERLANDS, P700000
10% Holder - See Remarks
Signatures
Dr. Peter Wiesing, Managing Director of Herm Holding B.V., sole Director of Sapinda Holding B.V. 10/24/2012
Signature of Reporting Person Date
Dr. Peter Wiesing, Managing Director of Herm Holding B.V. 10/24/2012
Signature of Reporting Person Date
Explanation of Responses:
( 1 )2,361,327 shares of Common Stock are held by Sapinda UK Ltd. ("Sapinda UK"), a wholly owned subsidiary of Sapinda Holding. 1,277,535 shares of Common Stock are held by Sapinda Deutschland GmbH, a wholly owned subsidiary of Sapinda Holding.
( 2 )Immediate.
( 3 )Sapinda UK holds 2550 shares of Series D Preferred Stock ("Preferred Stock"), which are immediately convertible into 15,300,000 shares of Common Stock. The option to convert does not expire.
( 4 )Sapinda UK holds a warrant to purchase 83 shares of Preferred Stock for $500 per share, which shares would be immediately convertible into 498,000 shares of Common Stock. The warrant expires on November 25, 2013.

Remarks:
Sapinda Asia Limited ("Sapinda Asia") has filed a Schedule 13D reporting beneficial ownership of Common Stock. Sapinda Asia and Sapinda Holding B.V. ("Sapinda Holding") are not affiliated entities. Sapinda Asia and Sapinda Holding know each other well and have often co-invested and pursued similar interests with regard to their mutual investments. Both entities regularly consult one another with regard to their mutual investment strategies. The entities may (or may not) pursue a common investment strategy with regard to the Issuer. This form is filed jointly by Sapinda Holding and Herm Holding B.V., the sole Director of Sapinda Holding.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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