Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: On March 9, 2012 the Reporting Person entered into a Rule 10b5-1 Plan pursuant to which he instructed UBS Financial Services, Inc. tosell a sufficient number of shares of Walter Investment Management Corp. ("WIMC") stock to cover withholding tax obligationsand related brokerage commissions and fees due at such time as the restrictions on an award of WIMC restricted stock units ("RSUs")granted to the Reporting Person on April 20, 2009 lapsed (see Current Report on Form 8-K filed with the Securities andExchange Commission on April 3, 2012). The restrictions lapsed and the RSUs were exchanged for shares of WIMC stock on April 17, 2012. The sales reflected in this Form 4 were in partial payment of the tax liability incident to the settlement of the RSUs. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.