Sec Form 4 Filing - MURRAY BRAD @ AUTOLIV INC - 2019-09-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MURRAY BRAD
2. Issuer Name and Ticker or Trading Symbol
AUTOLIV INC [ ALV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, Autoliv Asia
(Last) (First) (Middle)
C/O AUTOLIV, INC., KLARABERGSVIADUKTEN 70, SECTION B7
3. Date of Earliest Transaction (MM/DD/YY)
09/05/2019
(Street)
STOCKHOLM, V7SE-111 64
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 1 ) 09/05/2019 A( 2 ) 4.16 02/19/2020( 3 ) 02/19/2020( 3 ) Common Stock 4.16 $ 0 501.8163 D
Restricted Stock Unit ( 4 ) ( 1 ) 09/05/2019 A( 2 ) 2.8704 02/19/2020( 3 ) 02/19/2020( 3 ) Common Stock 2.8704 $ 0 346.2533 D
Restricted Stock Unit ( 1 ) 09/05/2019 A( 2 ) 6.1139 02/13/2021( 5 ) 02/13/2021( 5 ) Common Stock 6.1139 $ 0 737.5168 D
Restricted Stock Unit ( 1 ) 09/05/2019 A( 2 ) 5.4341 02/18/2022( 6 ) 02/18/2022( 6 ) Common Stock 5.4341 $ 0 655.5138 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MURRAY BRAD
C/O AUTOLIV, INC.
KLARABERGSVIADUKTEN 70, SECTION B7
STOCKHOLM, V7SE-111 64
President, Autoliv Asia
Signatures
/s/ Brian Kelly as attorney-in-fact 09/06/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
( 2 )Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
( 3 )The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.
( 4 )Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.
( 5 )The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.
( 6 )The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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