Sec Form 4 Filing - KOOPMANS MENNO @ UNIVERSAL ELECTRONICS INC - 2022-03-09

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person KOOPMANS MENNO 2. Issuer Name and Ticker or Trading Symbol UNIVERSAL ELECTRONICS INC [ UEIC] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Sr. V.P., Global Sales (Last) (First) (Middle) 15147 NORTH SCOTTSDALE ROAD, H300 3. Date of Earliest Transaction (MM/DD/YY) 03/09/2022 (Street) SCOTTSDALE, AZ85254 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/09/2022 M 901 A 9,465 D Common Stock 03/09/2022 F 418( 2 ) D $ 32.33( 3 ) 9,047 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 1 ) 03/09/2022 M 901 ( 4 ) ( 4 ) Common Stock 901 $ 0 8,006 D Employee. Stock Options (Rt. To Buy) ( 5 ) ( 6 ) ( 6 ) Common Stock 0 45,540( 7 ) D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other KOOPMANS MENNO 15147 NORTH SCOTTSDALE ROAD H300 SCOTTSDALE, AZ85254 Sr. V.P., Global Sales Signatures /S/Menno Koopmans by Valerie J. Ballard pursuant to Limited Power of Attorney dated February 3, 2017 (attached) 03/11/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each restricted stock unit represents a contingent right to receive one share of UEI common stock ( 2 )This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. ( 3 )Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. ( 4 )The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. ( 5 )Exercise Price Determined in accordance with the terms of the Company's applicable Stock Incentive Plan. ( 6 )The Exercisable and Expiration Dates were reported at the time the Stock Options were granted. ( 7 )This figure represents an aggregate number of stock options held by Reporting Person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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