Sec Form 4 Filing - KOOPMANS MENNO @ UNIVERSAL ELECTRONICS INC - 2019-08-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KOOPMANS MENNO
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Managing Director, EMEA
(Last) (First) (Middle)
15147 NORTH SCOTTSDALE ROAD, H300
3. Date of Earliest Transaction (MM/DD/YY)
08/08/2019
(Street)
SCOTTSDALE, AZ85254
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/08/2019 M 266 ( 1 ) A $ 0 1,948 D
Common Stock 08/08/2019 F 132 ( 2 ) D $ 42.595 ( 3 ) 1,816 D
Common Stock 08/08/2019 M 278 ( 4 ) A $ 0 2,094 D
Common Stock 08/08/2019 F 138 ( 2 ) D $ 42.595 ( 3 ) 1,956 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 5 ) 08/08/2019 M 266 ( 6 ) ( 6 ) Common Stock 266 $ 0 9,460 D
Restricted Stock Units ( 5 ) 08/08/2019 M 278 ( 6 ) ( 6 ) Common Stock 278 $ 0 9,182 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KOOPMANS MENNO
15147 NORTH SCOTTSDALE ROAD
H300
SCOTTSDALE, AZ85254
Managing Director, EMEA
Signatures
/S/Menno Koopmans by Valerie J. Ballard pursuant to Limited Power of Attorney dated February 3, 2017 (attached) 08/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.
( 2 )This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
( 3 )Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan.
( 4 )Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.
( 5 )Each restricted stock unit represents a contingent right to receive one share of UEI common stock
( 6 )The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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