Sec Form 4 Filing - MCCORMICK RICHARD D @ UNITED TECHNOLOGIES CORP /DE/ - 2012-12-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MCCORMICK RICHARD D
2. Issuer Name and Ticker or Trading Symbol
UNITED TECHNOLOGIES CORP /DE/ [ UTX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ONE FINANCIAL PLAZA
3. Date of Earliest Transaction (MM/DD/YY)
12/06/2012
(Street)
HARTFORD, CT06101
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/06/2012 M 4,964 A $ 30.525 44,752 D
Common Stock 12/06/2012 M 3,833 A $ 44.085 48,585 D
Common Stock 12/06/2012 M 3,765 A $ 50.525 52,350 D
Common Stock 12/06/2012 M 3,167 A $ 44.085 55,517 D
Common Stock 12/06/2012 M 3,036 A $ 30.525 58,553 D
Common Stock 12/06/2012 M 2,235 A $ 50.525 60,788 D
Common Stock 12/06/2012 S 10,634 ( 1 ) D $ 80.5984 50,154 D
Common Stock (Restricted) 3,200 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $ 30.525 12/06/2012 M 3,036 04/09/2006 04/08/2013 Common Stock 3,036 $ 0 4,964 D
Non-Qualified Stock Option (right to buy) $ 30.525 12/06/2012 M 4,964 04/09/2006 04/08/2013 Common Stock 4,964 $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 50.525 12/06/2012 M 2,235 04/13/2008 04/12/2015 Common Stock 2,235 $ 0 3,765 D
Non-Qualified Stock Option (right to buy) $ 50.525 12/06/2012 M 3,765 04/13/2008 04/12/2015 Common Stock 3,765 $ 0 0 D
Non-Qualified Stock Option (right to buy) $ 44.085 12/06/2012 M 3,167 04/14/2007 04/13/2014 Common Stock 3,167 $ 0 3,833 D
Non-Qualified Stock Option (right to buy) $ 44.085 12/06/2012 M 3,833 04/14/2007 04/13/2014 Common Stock 3,833 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MCCORMICK RICHARD D
ONE FINANCIAL PLAZA
HARTFORD, CT06101
X
Signatures
/s/ Charles F. Hildebrand as Attorney-in-Fact 12/07/2012
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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