Sec Form 4/A Filing - Willis Austin Chandler @ WILLIS LEASE FINANCE CORP - 2023-11-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Willis Austin Chandler
2. Issuer Name and Ticker or Trading Symbol
WILLIS LEASE FINANCE CORP [ WLFC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
4700 LYONS TECHNOLOGY PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
11/13/2023
(Street)
COCONUT CREEK, FL33073
4. If Amendment, Date Original Filed (MM/DD/YY)
11/15/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/13/2023 S 3,000 D $ 44.0328 ( 1 ) 243,715 I 2019 Willis Family Trust ( 5 ) ( 6 )
Common Stock 11/14/2023 S 8,000 D $ 44.4949 ( 2 ) 235,715 I 2019 Willis Family Trust ( 5 ) ( 6 )
Common Stock 11/15/2023 S 2,459 D $ 44.2171 ( 3 ) 233,256 I 2019 Willis Family Trust ( 5 ) ( 6 )
Common Stock 11/15/2023 S 541 D $ 44.5524 ( 4 ) 232,715 I 2019 Willis Family Trust ( 5 ) ( 6 )
Common Stock 112,669 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Willis Austin Chandler
4700 LYONS TECHNOLOGY PARKWAY
COCONUT CREEK, FL33073
X Chief Executive Officer
Signatures
/s/ Austin C. Willis 03/04/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This transaction was executed in multiple trades at prices ranging from $43.95 to $44.50, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
( 2 )This transaction was executed in multiple trades at prices ranging from $44.20 to $45.00, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
( 3 )This transaction was executed in multiple trades at prices ranging from $44.00 to $44.47, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4.
( 4 )This transaction was executed in multiple trades at prices ranging from $45.20 to $45.81, inclusive. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
( 5 )2019 Willis Family Trust, Austin Willis Trustee.
( 6 )Includes 213,415 shares having shared voting power of CFW Partners with Charles F. Willis IV.

Remarks:
On November 15, 2023, the reporting person filed a Form 4 which inadvertently reported that all shares were sold directly by the reporting person. In fact, as reported in this amendment, all shares were sold by the 2019 Willis Family Trust. As of November 15, 2023, the reporting person directly held 112,669 shares, and the 2019 Willis Family Trust directly held 232,715 shares. As of the date of this amendment, the reporting person directly holds 116,635 shares, and the 2019 Willis Family Trust directly holds 232,715 shares.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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