Sec Form 4 Filing - Giesige Charles R @ COLUMBUS MCKINNON CORP - 2014-02-14

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Giesige Charles R
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP Corporate Development
(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
02/14/2014
(Street)
AMHERST, NY14228
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 19,207 ( 1 ) D
Common Stock 02/14/2014 M 2,440 A $ 19.5 21,647 ( 1 ) D
Common Stock 02/14/2014 S 2,440 D $ 25.97 19,207 ( 1 ) D
Common Stock 02/14/2014 M 2,367 A $ 13.43 21,574 ( 1 ) D
Common Stock 02/14/2014 S 2,367 D $ 25.97 19,207 ( 1 ) D
Common Stcok 737.9507 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $ 28.45 05/19/2009 05/18/2018 Common Stock 526 526 ( 3 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.24 05/17/2011 05/16/2020 Common Stock 1,566 1,566 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 19.5 02/14/2014 M 2,440 05/23/2012 05/22/2021 Common Stock 2,440 $ 0 2,868 ( 5 ) D
Non-Qualified Stock Option (Right to Buy) $ 13.43 02/14/2014 M 2,367 05/21/2013 05/20/2022 Common Stock 2,367 $ 0 7,103 ( 6 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.95 05/20/2014 05/20/2023 Common Stock 4,346 ( 7 ) 4,346 ( 7 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Giesige Charles R
140 JOHN JAMES AUDUBON PARKWAY
AMHERST, NY14228
VP Corporate Development
Signatures
Charles R. Giesige 02/18/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 12,880 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 824 shares become fully vested and non-forfeitable on 5/17/2014; 1,520 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014; 3,542 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 2,060 shares become fully vested and non-forfeitable 25% per year for four years bginning 5/20/2014; and the remaining 4,934 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
( 2 )Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
( 3 )All exercisable, subject to IRS limitations.
( 4 )The remaining 1,566 shares become exercisable on 5/17/2014, if reporting person remains an employee of issuer.
( 5 )The reporting person exercised 2,440 options on 2/14/2014. The remaining 2,868 options are exercisable 50% per year for two years beginning 5/23/2014, if reporting person remains an employee of issuer.
( 6 )The reporting person exercised 2,367 shares on 2/14/2014. The remaining 7,103 options are exercisable 33.33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
( 7 )Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.