Sec Form 4 Filing - Wozniak Kurt F @ COLUMBUS MCKINNON CORP - 2015-08-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wozniak Kurt F
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP - Americas
(Last) (First) (Middle)
140 JOHN JAMES AUDUBON PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
08/24/2015
(Street)
AMHERST, NY14228
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stcok 19,154.1444 D
Common Stcok 08/24/2015 A 16.6161 ( 1 ) A $ 18.89 19,170.7605 ( 2 ) D
Common Stock 1,609.0553 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $ 13.43 05/21/2013 05/20/2022 Common Stock 3,335 3,335 ( 4 ) D
Non-Qualified Stock Options (Right to Buy) $ 28.45 05/19/2011 05/18/2018 Common Stock 356 356 ( 5 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.24 05/17/2011 05/16/2020 Common Stock 1,777 1,777 ( 5 ) D
Non-Qualified Stock Options (Right to Buy) $ 19.5 05/23/2012 05/22/2021 Common Stock 1,809 1,809 ( 5 ) D
Non-Qualified Stock Options (Right to Buy) $ 18.95 05/20/2014 05/20/2023 Common Stock 6,788 6,788 ( 6 ) D
Non-Qualified Stock Options (Right to Buy) $ 27.12 05/19/2015 05/19/2024 Common Stock 7,464 7,464 ( 7 ) D
Non-Qualified Stock Options (Right to Buy) $ 24.94 05/18/2016 05/17/2025 Common Stock 10,000 10,000 ( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wozniak Kurt F
140 JOHN JAMES AUDUBON PARKWAY
AMHERST, NY14228
VP - Americas
Signatures
Kurt F. Wozniak 08/26/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents additional restricted stock units attributable to dividend reinvestment.
( 2 )Includes 9,824.7605 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,624.6949 shares become fully vested and non-forfeitable 50% for two years beginning 5/20/2016; 560.4137 shares become fully vested and non-forfeitable on 5/21/2016; 2,228.2978 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/19/2016; 3,480.3541 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/18/2016, and the remaining 1,931 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
( 3 )Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
( 4 )Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
( 5 )All exercisable, subject to IRS limitations.
( 6 )Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
( 7 )Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
( 8 )Exercisable 25% per year for four years beginning 5/18/2016, if reporting person remains an employee of issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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