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Insider Sale Filings - Archives for 2017-11-06

Home -> 2017 -> Insider sale filings for 2017-11-06

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-03
Sale
2017-11-06
3:42 pm
Westar Energy Inc WR Greenwood Greg A
SVP, Strategy
8,100 $53.92 $436,788 44,922
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
3:41 pm
Stepan Co SCL Pacholec Frank
Vice President, Strategy
832 $80.55 $67,016 49,429
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
3:32 pm
Plantronics Inc PLT Martinez Maria
Director
2,874 $51.25 $147,298 7,389
(Direct)
View
2017-11-03
Sale
2017-11-06
3:32 pm
Plantronics Inc PLT Burton Joseph B
CEO - CORPORATE - GLOBAL.CEO.
Director
3,188 $51.87 $165,367 92,373
(Direct)
View
2017-11-03
Sale
2017-11-06
3:30 pm
Silicon Laboratories Inc SLAB Wood William P
Director
5,000 $92.5 $462,500 30,526
(Direct
Indirect)
View
2017-11-03
Sale
2017-11-06
3:28 pm
Summit Financial Group Inc SMMF Tissue Robert S
Senior VP & CFO
3,880 $27.5 $106,700 72,920
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
3:17 pm
Silicon Laboratories Inc SLAB Tolany Brandon
Sr VP of Worldwide Sales
200 $93.25 $18,650 45,118
(Direct)
View
2017-11-03
Sale
2017-11-06
3:14 pm
Gulf Coast Ultra Deep Royalty Trust GULTU Miller Lloyd I III
10% Owner
250,000 $0.0332 $8,300 34,972,880
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
3:08 pm
Interactive Brokers Group Inc. IBKR Frank Thomas Aj
Chief Information Officer
72,610 $54.33 $3,944,921 311,827
(Direct
Indirect)
View
2017-11-06
Sale(A)
2017-11-06
3:08 pm
Parker Hannifin Corp PH Hart Mark J
EVP - HR & External Affairs
600 $160.7 $96,430 3,521
(Direct)
View
2017-11-02
Sale
2017-11-06
3:07 pm
Interactive Brokers Group Inc. IBKR Frank Thomas Aj
Chief Information Officer
72,610 $54.33 $3,944,921 311,827
(Direct
Indirect)
View
2017-11-03
Sale
2017-11-06
2:47 pm
Resmed Inc RMD Pendarvis David
Chief Administrative Officer
6,364 $82.2 $523,121 100,748
(Direct)
View
2017-11-03
Sale
2017-11-06
2:27 pm
Eagle Bancorp Inc EGBN Goodman Harvey Michael
Director
3,000 $67 $201,000 115,289
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
2:21 pm
Modine Manufacturing Co MOD Wollenberg Scott D
VP - CTO
6,414 $23.55 $151,044 69,334
(Direct)
View
2017-10-31
Sale
2017-11-06
2:15 pm
Hexcel Corp HXL Merlot Thierry
President, Aerospace - EMEA/AP
3,748 $61.19 $229,350 13,691
(Direct)
View
2017-11-03
Sale
2017-11-06
2:01 pm
Netgear Inc NTGR Falcon Michael F
SVP, Operations
521 $45.65 $23,784 34,612
(Direct
Indirect)
View
2017-11-06
Sale
2017-11-06
2:00 pm
Enterprise Bancorp Inc EBTC Irish Stephen J
EVP - Principal Subsidiary
1,188 $36 $42,769 30,188
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-06
1:56 pm
Chase Corp CCF Chadwick Everett Jr
Director
250 $121 $30,250 1,397
(Direct)
View
2017-11-02
Sale
2017-11-06
1:51 pm
F5 Networks Inc FFIV Reinland Andrew
EVP, Chief Financial Officer
3,779 $120.4 $455,165 15,369
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
1:49 pm
F5 Networks Inc FFIV Gibson Benjamin
EVP, Chief Marketing Officer
932 $119.5 $111,396 1,651
(Direct)
View
2017-11-02
Sale
2017-11-06
1:47 pm
F5 Networks Inc FFIV Locoh-donou Francois
President, CEO & Director
Director
1,714 $119.9 $205,454 2,119
(Direct)
View
2017-11-02
Sale
2017-11-06
1:45 pm
F5 Networks Inc FFIV Dilullo John D
EVP, Worldwide Sales
1,585 $119.5 $189,443 4,894
(Direct)
View
2017-11-03
Sale
2017-11-06
1:36 pm
Nucor Corp NUE Hall Ladd R
Executive Vice President
17,583 $57.94 $1,018,697 206,406
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
1:31 pm
Estee Lauder Companies Inc EL Freda Fabrizio
President and CEO
Director
18,602 $121.4 $2,258,571 89,876
(Direct)
View
2017-11-02
Sale
2017-11-06
1:21 pm
Southern First Bancshares Inc SFST Strickland F Justin
President
1,250 $39 $48,750 70,889
(Direct)
View
2017-11-02
Sale
2017-11-06
1:18 pm
Power Integrations Inc POWI Sutherland Ben
VP of Sales
500 $79.58 $39,792 40,965
(Direct)
View
2017-11-02
Sale
2017-11-06
12:47 pm
Ciena Corp CIEN Moylan James E Jr
SVP Finance, CFO
2,000 $20.46 $40,920 374,250
(Direct)
View
2017-11-03
Sale
2017-11-06
12:33 pm
Estee Lauder Companies Inc EL Hockaday Irvine O Jr
Director
8,500 $121.7 $1,034,280 16,740
(Direct)
View
2017-11-02
Sale
2017-11-06
12:33 pm
Mutualfirst Financial Inc MFSF Viater Charles J
Senior Vice President
Director
1,846 $39.55 $73,009 187,822
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
12:27 pm
Bank Mutual Corp BKMU Larson Gregory A
Senior VP of Bank Mutual
57,758 $10.6 $612,235 159,588
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
12:26 pm
Parker Hannifin Corp PH Banks Lee C
President & COO
5,286 $186.4 $985,205 112,808
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
12:17 pm
Cognex Corp CGNX Curran John J.
Sr Vice President, CFO
12,500 $132.6 $1,657,528 93,750
(Direct)
View
2017-11-03
Sale
2017-11-06
11:47 am
Midsouth Bancorp Inc MSL Cloutier C R
Director
3,300 $13.51 $44,583 227,042
(Direct
Indirect)
View
2017-11-03
Sale
2017-11-06
11:29 am
Trecora Resources TREC Al Athel Fahad Mohammed Saleh
10% Owner
7,768 $12.34 $95,857 3,375,901
(Direct)
View
2017-11-06
Sale
2017-11-06
11:25 am
Avista Corp AVA Christie Kevin J
Vice President
500 $51.81 $25,905 2,554
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
11:15 am
Chemed Corp CHE Saunders Donald E
Director
500 $227.7 $113,873 10,298
(Direct)
View
2017-11-02
Sale
2017-11-06
11:15 am
Deere & Co DE Von Pentz Markwart
Pres.Ag&TurfDiv.Eur.Asia,Afr.
3,000 $135 $405,045 43,274
(Direct)
View
2017-11-03
Sale
2017-11-06
11:08 am
Roper Technologies Inc ROP Fort John F III
Director
8,000 $257.9 $2,062,972 21,303
(Direct)
View
2017-11-02
Sale
2017-11-06
11:07 am
Roper Technologies Inc ROP Wright Christopher
Director
250 $258.6 $64,660 64,450
(Direct)
View
2017-11-03
Sale
2017-11-06
11:05 am
S&p Global Inc. SPGI Geduldig Courtney
EVP, Corp Affairs
1,596 $156.5 $249,774 2,663
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-06
10:42 am
Cms Energy Corp CMS Venkat Dhenuvakonda Rao
Senior Vice President
1,000 $48.12 $48,115 28,176
(Direct)
View
2017-11-03
Sale
2017-11-06
10:23 am
Old Second Bancorp Inc OSBC Gottschalk Keith
EVP
400 $13.73 $5,492 28,173
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
10:21 am
Lendingtree Inc. TREE Salvage Neil
President
3,893 $269.1 $1,047,620 11,571
(Direct)
View
2017-11-03
Sale
2017-11-06
10:20 am
Lendingtree Inc. TREE Dalporto Gabriel
Director
2,221 $267.9 $594,939 2,858
(Direct)
View
2017-11-03
Sale
2017-11-06
10:04 am
Eagle Bancorp Inc EGBN Paul Ronald D
President & CEO
Director
14,959 $67.05 $1,002,956 1,311,764
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
09:55 am
Eagle Bancorp Inc EGBN Paul Ronald D
President & CEO
Director
15,041 $67.08 $1,009,016 1,326,514
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
09:48 am
Sei Investments Co SEIC Klauder N Jeffrey
EXECUTIVE VICE PRESIDENT
10,000 $64.77 $647,696 51,042
(Direct)
View
2017-11-02
Sale
2017-11-06
09:45 am
Sei Investments Co SEIC West Alfred P Jr
10% Owner
50,000 $64.64 $3,232,000 10,569,272
(Direct)
View
2017-11-01
Sale
2017-11-06
09:42 am
Sei Investments Co SEIC West Alfred P Jr
10% Owner
67,010 $64.64 $4,331,526 10,619,272
(Direct)
View
2017-11-02
Sale
2017-11-06
09:33 am
Cabot Oil & Gas Corp COG Dinges Dan O
Chairman, President & CEO
Director
66,610 $27.92 $1,859,751 2,887,018
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-06
09:31 am
Standex International Corp SXI Hansen Thomas J
Director
1,215 $104.2 $126,664 4,415
(Direct)
View
2017-11-02
Sale
2017-11-06
09:22 am
Tfs Financial Corp TFSL Asher Anthony J
Director
4,165 $15.33 $63,849 37,980
(Indirect)
View
2017-10-31
Sale
2017-11-06
09:16 am
Spark Therapeutics Inc. ONCE High Katherine A
See Remarks
Director
5,000 $83.3 $416,500 215,000
(Direct)
View
2017-11-02
Sale
2017-11-06
08:46 am
Transunion TRU Egan Christopher
Director
62,129 $52.25 $3,246,240 0
(Indirect)
View
2017-11-01
Sale
2017-11-06
08:41 am
Kla Tencor Corp KLAC Higashi Emiko
Director
500 $110 $55,000 15,729
(Direct)
View
2017-11-03
Sale
2017-11-06
07:43 am
Waters Corp WAT Rae Elizabeth B
SVP, Global HR
12,000 $197.9 $2,375,400 18,129
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-06
07:07 am
Kellogg Co K Knauss Donald R
Director
6,846 $62.57 $428,352 29,015
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
9:33 pm
Snap Inc SNAP Horowitz Steven Michael
Vice President of Engineering
101,246 $14.6 $1,478,455 2,490,678
(Direct)
View
2017-11-02
Sale
2017-11-03
9:32 pm
Snap Inc SNAP Sehn Timothy
Senior VP of Engineering
400,000 $14.59 $5,835,960 3,525,000
(Direct)
View
2017-11-01
Sale
2017-11-03
9:12 pm
Western Digital Corp WDC Lambert Michael D
Director
1,063 $89.36 $94,984 21,104
(Direct)
View
2017-11-01
Sale
2017-11-03
9:02 pm
Qualstar Corp QBAK Gervais William J
Other
30,000 $7.65 $229,500 170,558
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
9:00 pm
Varonis Systems Inc VRNS Melamed Guy
Chief Financial Officer
5,960 $47.56 $283,448 100,638
(Direct)
View
2017-11-01
Sale
2017-11-03
8:51 pm
Bjs Restaurants Inc BJRI Walsh Patrick
Director
37,764 $31.59 $1,192,855 442,741
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
8:47 pm
Echo Global Logistics Inc. ECHO Skinner Samuel K
Director
120,000 $23.51 $2,821,272 24,346
(Direct)
View
2017-11-01
Sale
2017-11-03
8:27 pm
Cytokinetics Inc CYTK Malik Fady Ibraham
EVP Research & Development
7,321 $13.39 $98,046 52,234
(Direct)
View
2017-11-01
Sale
2017-11-03
8:26 pm
Cytokinetics Inc CYTK Blum Robert I
President & CEO
Director
5,000 $13.51 $67,553 70,180
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
8:17 pm
Cai International Inc. CAI Sawka Gary
Director
3,000 $36.5 $109,500 541
(Direct)
View
2017-11-02
Sale
2017-11-03
8:14 pm
Alnylam Pharmaceuticals Inc ALNY Ausiello Dennis A
Director
20,000 $130 $2,600,000 20,000
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
8:13 pm
Tesla Inc. TSLA Musk Kimbal
Director
2,190 $330.3 $723,341 154,419
(Direct)
View
2017-11-02
Sale
2017-11-03
8:11 pm
Bofi Holding Inc. BOFI Ratinoff Edward James
Director
7,540 $26.8 $202,066 29,600
(Direct)
View
2017-11-01
Sale
2017-11-03
8:10 pm
Twitter Inc TWTR Kaiden Robert
Chief Accounting Officer
6,574 $20.59 $135,326 160,001
(Indirect)
View
2017-11-01
Sale
2017-11-03
8:10 pm
Calamp Corp. CAMP Burdiek Michael J
President & CEO
Director
9,000 $22.26 $200,330 502,434
(Direct)
View
2017-11-01
Sale
2017-11-03
8:08 pm
Nextdecade Corp. NEXT Halcyon Capital Management Lp
Halcyon Mount Bonnell Fund Lp
Hlts Gp LLC
Halcyon Energy Power & Infrastructure Capital Holdings LLC
First Series Of Hdml Fund I LLC
Hdml Assets LLC
Kripalani Avinash
Konner Kevah
Bader John M
Dillow Jason
Director
10,877 $9.9 $107,682 11,057,066
(Indirect)
View
2017-11-01
Sale
2017-11-03
7:58 pm
Vmware Inc VMW Ramaswami Rajiv
COO, Products & Cloud Services
9,747 $118.2 $1,151,706 303,156
(Direct)
View
2017-11-01
Sale
2017-11-03
7:55 pm
Barracuda Networks Inc CUDA Driggs Dustin
Chief Financial Officer
1,250 $23.1 $28,876 104,155
(Direct)
View
2017-11-02
Sale
2017-11-03
7:50 pm
Genmark Diagnostics Inc. GNMK Kayyem Jon Faiz
SVP, Research & Development
135 $7.24 $977 569,308
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
7:49 pm
Genmark Diagnostics Inc. GNMK Mcnally James B.
SVP, Marketing & Bus Dev
3,084 $7.24 $22,328 49,416
(Direct)
View
2017-11-02
Sale
2017-11-03
7:49 pm
Genmark Diagnostics Inc. GNMK Mendel Scott
Chief Financial Officer
326 $7.24 $2,360 137,770
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
7:49 pm
Genmark Diagnostics Inc. GNMK Massarany Hany
President and CEO
Director
1,588 $7.24 $11,497 524,568
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
7:48 pm
Genmark Diagnostics Inc. GNMK Williams Jennifer Anne
SVP, Human Resources
461 $7.24 $3,338 155,428
(Direct)
View
2017-11-02
Sale
2017-11-03
7:48 pm
Genmark Diagnostics Inc. GNMK Gleeson Michael
SVP, North American Com. Ops.
554 $7.24 $4,011 290,305
(Direct)
View
2017-11-02
Sale
2017-11-03
7:48 pm
Genmark Diagnostics Inc. GNMK Mitchell Brian Andrew
SVP, Operations
2,853 $7.24 $20,656 57,147
(Direct)
View
2017-11-02
Sale
2017-11-03
7:48 pm
Genmark Diagnostics Inc. GNMK Stier Eric
SVP & General Counsel
367 $7.24 $2,657 141,112
(Direct)
View
2017-11-01
Sale
2017-11-03
7:46 pm
Healthcare Services Group Inc HCSG Mcbryan Michael E
Executive Vice President
22,500 $53.03 $1,193,142 35,313
(Direct)
View
2017-10-02
Sale(A)
2017-11-03
7:44 pm
Barracuda Networks Inc CUDA Driggs Dustin
Chief Financial Officer
5,135 $24.84 $127,545 106,978
(Direct)
View
2017-11-01
Sale
2017-11-03
7:40 pm
Northrop Grumman Corp NOC Peppard Denise M.
Corp VP & Chf HR Ofcr
5,037 $295.7 $1,489,290 30,881
(Direct)
View
2017-11-01
Sale
2017-11-03
7:40 pm
Northrop Grumman Corp NOC Jones Christopher T
Corp VP & Pres Tech Svcs
1,250 $295.7 $369,588 58,186
(Indirect
Direct)
View
2016-12-05
Sale
2017-11-03
7:39 pm
Msc Industrial Direct Co Inc MSM Jacobson Mitchell
Director
10% Owner
33,866 $82.39 $2,790,071 2,378,131
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
7:36 pm
Tyler Technologies Inc TYL King Luther Jr
Director
38,010 $175.5 $6,669,139 94,314
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
7:30 pm
Juno Therapeutics Inc. JUNO Azelby Robert
EVP & Chief Commercial Officer
6,666 $54.95 $366,297 79,998
(Direct)
View
2017-11-02
Sale
2017-11-03
7:23 pm
Rpx Corp RPXC Anderson David James
Chief Financial Officer
5,000 $12.98 $64,888 12,756
(Direct)
View
2017-11-01
Sale
2017-11-03
7:06 pm
Nextdecade Corp. NEXT York Capital Management Global Advisors LLC
Dinan Management L.L.C.
York European Distressed Credit Fund II L.P.
York European Distressed Credit Holdings II LLC
Bonanno Matthew W
Magid David
Vrattos William C
Director
10% Owner
66,618 $9.9 $659,518 68,935,912
(Indirect)
View
2017-11-01
Sale
2017-11-03
7:04 pm
Gilead Sciences Inc GILD Martin John C
Executive Chairman
Director
73,333 $75.13 $5,509,698 3,070,099
(Direct)
View
2017-11-01
Sale
2017-11-03
7:03 pm
Fortinet Inc FTNT Xie Michael
VP, Engineering & CTO
Director
3,585 $38.6 $138,391 6,719,500
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
7:02 pm
Nextdecade Corp. NEXT York Capital Management Global Advisors LLC
York Capital Management L P
York Multi-strategy Master Fund L.P.
York Credit Opportunities Fund Lp
York Credit Opportunities Investment Master Fund L.P.
York Credit Opportunities Domestic Holdings LLC
Director
10% Owner
66,618 $9.9 $659,518 68,935,912
(Indirect)
View
2017-11-02
Sale
2017-11-03
7:00 pm
Mirati Therapeutics Inc. MRTX Christensen Jamie
SVP, Chief Science Officer
7,499 $14 $104,986 22,501
(Direct)
View
2017-11-01
Sale
2017-11-03
6:59 pm
Gilead Sciences Inc GILD Alton Gregg H
EVP Comm&Acs ALA, Corp&Med Aff
15,000 $74.82 $1,122,285 77,363
(Direct)
View
2017-11-01
Sale
2017-11-03
6:54 pm
Advanced Micro Devices Inc AMD Smith Darla M
Other
27,288 $11.13 $303,610 40,886
(Direct)
View
2017-11-01
Sale
2017-11-03
6:52 pm
Midstates Petroleum Company Inc. MPO Cscp II Cayman Gp Ltd.
Centerbridge Credit Cayman Gp Ltd.
Centerbridge Special Credit Partners General Partner II L.P.
Gallogly Mark T
Aronson Jeffrey
10% Owner
307,000 $16.05 $4,927,822 1,391,804
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
6:52 pm
Horizon Bancorp HBNC Dwight Craig M
Chief Executive Officer
15,365 $27.42 $421,279 162,404
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
6:51 pm
Midstates Petroleum Company Inc. MPO Centerbridge Credit Partners L.P.
Centerbridge Special Credit Partners II Aiv III L.P.
Centerbridge Credit Partners Offshore Intermediate III L.P.
Centerbridge Credit Partners Te Intermediate I L.P.
Centerbridge Credit Partners General Partner L.P.
Centerbridge Credit Partners Offshore General Partner L.P.
10% Owner
307,000 $16.05 $4,927,822 1,391,804
(Direct
Indirect)
View
2017-11-03
Sale
2017-11-03
6:48 pm
Fair Isaac Corp FICO Battle A George
Director
5,000 $150.5 $752,288 21,259
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
6:46 pm
Delek Us Holdings Inc. DK Green Frederec
EVP / COO
10,000 $28 $280,000 198,381
(Direct)
View
2017-11-02
Sale
2017-11-03
6:44 pm
Delek Us Holdings Inc. DK Ginzburg Assi
Executive Vice President
20,000 $28 $560,000 58,366
(Direct)
View
2017-11-01
Sale
2017-11-03
6:38 pm
Coresite Realty Corp COR Mccandless Derek
SVP, Legal and General Counsel
5,000 $109.4 $546,866 36,613
(Direct)
View
2017-11-01
Sale
2017-11-03
6:36 pm
Coresite Realty Corp COR Finnin Jeffrey S
CFO and Treasurer
8,000 $109.4 $875,097 98,562
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
6:34 pm
Grubhub Inc. GRUB Fisher David
Director
10,000 $60.63 $606,299 30,599
(Direct)
View
2017-11-01
Sale
2017-11-03
6:31 pm
Grubhub Inc. GRUB Chia Stanley
Chief Operating Officer
645 $60.6 $39,087 31,596
(Direct)
View
2017-11-01
Sale
2017-11-03
6:28 pm
Grubhub Inc. GRUB Coppola Barbara Martin
Chief Marketing Officer
17,807 $60.53 $1,077,930 39,705
(Direct)
View
2017-11-01
Sale
2017-11-03
6:26 pm
Grubhub Inc. GRUB Belousova Maria
Chief Technology Officer
2,685 $61.03 $163,864 32,924
(Direct)
View
2017-11-02
Sale
2017-11-03
6:25 pm
Royal Gold Inc RGLD Wenger Stefan
CFO and Treasurer
1,500 $85 $127,500 65,020
(Indirect)
View
2017-11-01
Sale
2017-11-03
6:24 pm
Grubhub Inc. GRUB Drucker Margo
SVP, Secretary, Gen Counsel
1,620 $60.98 $98,790 20,584
(Direct)
View
2017-08-25
Sale(A)
2017-11-03
6:19 pm
Royal Gold Inc RGLD Kirchhoff Bruce Christopher
VP, GC and Secretary
6,190 $90.76 $561,817 43,758
(Direct)
View
2017-11-02
Sale
2017-11-03
6:17 pm
Grubhub Inc. GRUB Rice Linda Johnson
Director
4,307 $60.83 $261,980 12,921
(Direct)
View
2017-11-01
Sale
2017-11-03
6:16 pm
Care.com Inc CRCM Krupinski David
Chief Technology Officer
40,000 $17.23 $689,366 195,678
(Direct)
View
2017-11-03
Sale
2017-11-03
6:15 pm
Verisk Analytics Inc. VRSK Coyne Frank J
Director
64,420 $90.44 $5,826,145 58,998
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
6:14 pm
Electronic Arts Inc EA Wilson Andrew
Chief Executive Officer
Director
Other
10,058 $113.8 $1,144,750 219,933
(Indirect)
View
2017-11-01
Sale
2017-11-03
6:13 pm
Electronic Arts Inc EA Soderlund Patrick
EVP, EA Worldwide Studios
Other
8,000 $113.8 $910,666 76,945
(Direct)
View
2017-11-01
Sale
2017-11-03
6:13 pm
Electronic Arts Inc EA Miele Laura
EVP Global Publishing
Other
750 $114 $85,534 5,509
(Direct)
View
2017-11-01
Sale
2017-11-03
6:13 pm
Electronic Arts Inc EA Bruzzo Chris
EVP, Chief Marketing Officer
Other
1,500 $113.8 $170,664 40,662
(Direct)
View
2017-11-01
Sale
2017-11-03
6:07 pm
Green Dot Corp GDOT Archer Kuan
Chief Operating Officer
11,898 $56.11 $667,625 109,348
(Direct)
View
2017-11-01
Sale
2017-11-03
6:07 pm
Nektar Therapeutics NKTR Robin Howard W
President & CEO
Director
83,334 $23.57 $1,964,182 235,838
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
6:06 pm
Adesto Technologies Corp IOTS Wang Janet
VP, Discrete Products Group
2,937 $7.7 $22,615 79,793
(Direct)
View
2017-11-01
Sale
2017-11-03
6:05 pm
Adesto Technologies Corp IOTS Hollmer Shane
VP, Engineering
3,912 $7.7 $30,122 118,677
(Direct)
View
2017-11-02
Sale
2017-11-03
6:03 pm
Microsoft Corp MSFT Brod Frank H
Chief Accounting Officer
15,000 $84.08 $1,261,200 116,205
(Direct)
View
2017-11-01
Sale
2017-11-03
6:03 pm
Teleflex Inc TFX Klasko Stephen K. M.D.
Director
200 $237.2 $47,436 8,080
(Direct)
View
2017-11-01
Sale
2017-11-03
6:03 pm
Data I/o Corp DAIO Ambrose Anthony
President
Director
8,400 $12.73 $106,932 318,069
(Direct)
View
2017-11-01
Sale
2017-11-03
6:02 pm
Planet Fitness Inc. PLNT Moore Richard L
CAO & General Counsel
1,640 $27 $44,280 742,071
(Direct)
View
2017-11-01
Sale
2017-11-03
6:02 pm
Summit Materials Inc. SUM Rauh Douglas Charles
See Remarks
26,324 $31.36 $825,532 83,542
(Direct)
View
2017-11-01
Sale
2017-11-03
6:00 pm
Okta Inc. OKTA Mckinnon Todd
Chief Executive Officer
Director
75,000 $28.98 $2,173,493 5,720,847
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:57 pm
Planet Fitness Inc. PLNT Rondeau Christopher
Chief Executive Officer
Director
20,000 $26.64 $532,738 6,078,147
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:54 pm
Blue Hills Bancorp Inc. BHBK Kivlehan Jim
EVP + CFO
12,178 $21.12 $257,199 87,336
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:53 pm
Edge Therapeutics Inc. EDGE Leuthner Brian A
President and CEO
Director
7,500 $10.91 $81,800 223,622
(Indirect
Direct)
View
2017-10-30
Sale
2017-11-03
5:50 pm
Cannabis Sativa Inc. CBDS Lundbom Donald
CHIEF FINANCIAL OFFICER
13,500 $2.869 $38,733 35,258
(Direct)
View
2017-11-02
Sale
2017-11-03
5:48 pm
Saia Inc SAIA Ramu Raymond R
Exec. VP & Chief Customer Off.
7,293 $65 $474,045 20,996
(Direct
Indirect)
View
2017-11-03
Sale
2017-11-03
5:47 pm
Coeur Mining Inc. CDE Spurbeck Mark
VP, Finance & CAO
15,000 $7.42 $111,300 100,194
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
5:47 pm
Saia Inc SAIA Maschmeier Stephanie
Controller
4,090 $65 $265,850 7,316
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
5:47 pm
National Instruments Corp NATI Truchard James J
Director
985,162 $43.66 $43,012,173 8,345,037
(Indirect
Direct)
View
2017-11-01
Sale(M)
2017-11-03
5:44 pm
Amazon Com Inc AMZN Bezos Jeffrey P
Chairman, CEO and President
Director
10% Owner
1,000,000 $0.03293 $32,927 79,891,432
(Direct)
View
2017-11-01
Sale
2017-11-03
5:44 pm
Covenant Transportation Group Inc CVTI Parker David Ray
Parker Jacqueline F
CHAIRMAN AND CEO
Director
10% Owner
60,919 $30.04 $1,829,897 3,041,719
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
5:44 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
200 $10.12 $2,025 5,081,992
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:43 pm
Netapp Inc. NTAP Richard Henri P
EVP, Go To Market
1,976 $44.62 $88,160 13,860
(Direct)
View
2017-11-01
Sale
2017-11-03
5:42 pm
Seattle Genetics Inc SGEN Simpson Todd E
Chief Financial Officer
39,385 $60.91 $2,398,915 179,526
(Direct)
View
2017-11-01
Sale
2017-11-03
5:40 pm
Equity Residential EQR Parrell Mark J.
Executive Vice President & CFO
50,000 $68 $3,400,130 73,152
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:38 pm
National Research Corp NRCIA K/i/e/trust Under Agreement 3/9/09
Endacott Kent E.
10% Owner
9,000 $36.5 $328,500 5,626,167
(Direct)
View
2017-11-02
Sale
2017-11-03
5:29 pm
Federated Investors Inc FII Maloney Eugene F
Executive Vice President
217 $31.52 $6,839 25,919
(Direct)
View
2017-11-01
Sale
2017-11-03
5:28 pm
Instructure Inc INST Maloy Marc T.
EVP, World Wide Sales
2,000 $34.91 $69,823 136,999
(Direct)
View
2017-11-01
Sale
2017-11-03
5:27 pm
Cara Therapeutics Inc. CARA Chalmers Derek T
President & CEO
Director
16,000 $12.66 $202,560 1,086,292
(Direct)
View
2017-11-01
Sale
2017-11-03
5:26 pm
Mulesoft Inc MULE Hummer Winblad Venture Partners V Lp
Hummer Winblad Equity Partners V LLC
Kertzman Mitchell
Hummer John
10% Owner
65,872 $23.52 $1,548,980 15,787,389
(Direct)
View
2017-11-02
Sale
2017-11-03
5:23 pm
Federated Investors Inc FII Uhlman Paul A
Vice President
3,310 $31.48 $104,203 171,966
(Direct)
View
2017-11-02
Sale
2017-11-03
5:23 pm
Curtiss Wright Corp CW Tynan Glenn E
Vice President and CFO
3,284 $119 $390,796 57,925
(Direct)
View
2017-11-02
Sale
2017-11-03
5:23 pm
Curtiss Wright Corp CW Kozinski Allen
Director
5,000 $119.6 $597,762 16,942
(Direct)
View
2017-11-02
Sale
2017-11-03
5:23 pm
Curtiss Wright Corp CW Adams David Charles
Chairman & CEO
17,000 $119 $2,023,615 70,570
(Direct)
View
2017-11-01
Sale
2017-11-03
5:22 pm
Walgreens Boots Alliance Inc. WBA Foote William C
Director
2,736 $67.37 $184,324 50,889
(Direct)
View
2017-11-01
Sale
2017-11-03
5:20 pm
Tactile Systems Technology Inc TCMD Blake Lynn Larson
Chief Financial Officer
682 $28.63 $19,526 64,767
(Direct)
View
2017-11-01
Sale
2017-11-03
5:20 pm
Ionis Pharmaceuticals Inc IONS O'neil Patrick R.
SVP, Legal & General Counsel
1,000 $58.35 $58,350 11,433
(Direct)
View
2017-11-02
Sale
2017-11-03
5:19 pm
Dermira Inc. DERM Wiggans Thomas G
CEO & Chairman of the Board
Director
5,000 $27.52 $137,608 179,642
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:19 pm
Dermira Inc. DERM Cohen David E
Director
600 $26.82 $16,092 32,082
(Direct)
View
2017-11-02
Sale
2017-11-03
5:19 pm
Alkermes plc. ALKS Pops Richard F
Director and CEO, Alkermes plc
Director
50,000 $48.87 $2,443,410 687,686
(Direct)
View
2017-11-01
Sale
2017-11-03
5:19 pm
Tactile Systems Technology Inc TCMD Folkes Robert J.
Chief Operating Officer
4,455 $28.32 $126,147 130,337
(Direct)
View
2017-11-01
Sale
2017-11-03
5:18 pm
Discover Financial Services DFS Offereins Diane E
EVP, Pres. - Payment Services
15,000 $66.67 $1,000,050 164,047
(Direct)
View
2017-11-01
Sale
2017-11-03
5:17 pm
Alkermes plc. ALKS Mitchell Paul J
Director
1,000 $49.16 $49,160 9,000
(Direct)
View
2017-11-01
Sale
2017-11-03
5:17 pm
Nxt-id Inc. NXTD Tunnell C. David
Chief Technology Officer
10% Owner
2,000 $1.715 $3,430 794,933
(Direct)
View
2017-11-01
Sale
2017-11-03
5:16 pm
Discover Financial Services DFS Nelms David W
Chairman & CEO
Director
30,000 $66.8 $2,004,000 1,469,912
(Direct)
View
2017-11-02
Sale
2017-11-03
5:15 pm
Federated Investors Inc FII Van Meter Stephen
VP, Chief Compliance Officer
454 $31.45 $14,280 16,857
(Direct)
View
2017-11-01
Sale
2017-11-03
5:15 pm
Assembly Biosciences Inc ASMB Ringo William R
Director
1,000 $29.55 $29,550 57,000
(Direct)
View
2017-11-01
Sale
2017-11-03
5:15 pm
Discover Financial Services DFS Minetti Carlos
EVP, Pres. - Consumer Banking
8,000 $66.68 $533,440 173,149
(Direct)
View
2017-11-01
Sale
2017-11-03
5:13 pm
Alkermes plc. ALKS Landine Michael J
SVP, Corp Dev., Alkermes, Inc.
15,000 $48.71 $730,688 178,693
(Direct)
View
2017-11-01
Sale
2017-11-03
5:13 pm
Discover Financial Services DFS Hochschild Roger C
President & COO
15,258 $66.79 $1,019,082 769,440
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
5:12 pm
Avery Dennison Corp AVY Scarborough Dean A
Executive Chairman
Director
14,280 $107.4 $1,533,738 54,042
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:11 pm
Discover Financial Services DFS Corley Kathryn Mcnamara
EVP, GC & Secretary
4,000 $66.79 $267,160 142,744
(Direct)
View
2017-11-01
Sale
2017-11-03
5:10 pm
Visteon Corp VC Lawande Sachin
CEO & President
Director
2,500 $126.1 $315,125 14,809
(Direct)
View
2017-11-02
Sale
2017-11-03
5:10 pm
Aegion Corp AEGN Martin David A
EVP and CFO
10,000 $24 $240,000 101,430
(Direct)
View
2017-11-01
Sale
2017-11-03
5:09 pm
Glacier Bancorp Inc GBCI Blodnick Michael J
Director
78,647 $37.9 $2,980,828 45,554
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
5:08 pm
Federated Investors Inc FII Ceresino Gordon J
Exec. Dir., Int'l Dist.
5,441 $31.48 $171,304 170,645
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:08 pm
Vmware Inc VMW Durban Egon
Silver Lake Partners III Lp
Silver Lake Technology Investors III L.P.
Silver Lake Technology Associates III L.P.
Slta III (gp) L.L.C.
Silver Lake Partners Iv L.P.
Silver Lake Technology Investors Iv L.P.
Silver Lake Technology Associates Iv L.P.
Slta Iv (gp) L.L.C.
Silver Lake Group L.L.C.
Director
435,682 $109.3 $47,624,398 30,678,604
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:07 pm
Trade Desk Inc. TTD Perdue Robert David
Chief Operating Officer
Director
12,500 $64.87 $810,820 107,500
(Direct)
View
2017-11-02
Sale
2017-11-03
5:04 pm
Senestech Inc. SNES Dyer Cheryl Ann
Pres. & Chief Research Officer
Director
6,000 $2.723 $16,339 399,201
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
5:04 pm
Trade Desk Inc. TTD Green Jeffrey Terry
President and CEO
Director
10% Owner
9,000 $66.26 $596,357 99,400
(Direct)
View
2017-11-02
Sale
2017-11-03
5:04 pm
Kmg Chemicals Inc KMG Hatcher David L
10% Owner
6,000 $55.09 $330,540 1,469,097
(Direct)
View
2017-11-01
Sale
2017-11-03
5:04 pm
Vmware Inc VMW Slp Denali Co-invest Gp L.L.C.
Slp Denali Co-invest L.P.
10% Owner
435,682 $109.3 $47,624,398 30,678,604
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:03 pm
Habit Restaurants Inc. HABT Whitwell Peter
Chief Quality Officer
2,000 $12.27 $24,530 16,474
(Direct)
View
2017-11-01
Sale
2017-11-03
5:01 pm
Avexis Inc. AVXS Nagendran Sukumar
Sr. VP & Chief Medical Officer
1,780 $101.3 $180,244 185,614
(Direct)
View
2017-11-02
Sale
2017-11-03
5:00 pm
Federated Investors Inc FII Germain Peter J
EVP, Chief Legal Officer & GC
555 $31.46 $17,462 58,641
(Direct)
View
2017-11-01
Sale
2017-11-03
5:00 pm
Nextdecade Corp. NEXT Valinor Management L.P.
Valinor Capital Partners Spv Xix LLC
Valinor Capital Partners Spv Xxii LLC
Vnd Partners L.P.
Valinor Capital Partners Offshore Master Fund L.P.
Gallo David
Valinor Associates LLC
Director
10% Owner
22,505 $9.9 $222,799 12,235,136
(Direct)
View
2017-11-01
Sale
2017-11-03
5:00 pm
Exlservice Holdings Inc. EXLS Ostler Clyde W
Director
6,916 $62.1 $429,484 23,084
(Direct)
View
2017-11-01
Sale
2017-11-03
5:00 pm
Avexis Inc. AVXS Kaspar Brian K.
Chief Scientific Officer
Director
10% Owner
15,000 $101.2 $1,518,416 1,841,019
(Direct)
View
2017-11-01
Sale
2017-11-03
5:00 pm
Bank Of New York Mellon Corp BK Hassell Gerald L
Chairman of the Board
Director
24,280 $51.69 $1,254,917 857,899
(Direct
Indirect)
View
2017-09-11
Sale(A)
2017-11-03
4:59 pm
Vmware Inc VMW Durban Egon
Silver Lake Partners III Lp
Silver Lake Technology Investors III L.P.
Silver Lake Technology Associates III L.P.
Slta III (gp) L.L.C.
Silver Lake Partners Iv L.P.
Silver Lake Technology Investors Iv L.P.
Silver Lake Technology Associates Iv L.P.
Slta Iv (gp) L.L.C.
Silver Lake Group L.L.C.
Director
2,308,807 $109.3 $252,375,688 31,114,288
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:59 pm
Pegasystems Inc PEGA Stillwell Kenneth
CFO, SVP
3,978 $57.83 $230,048 196,516
(Direct)
View
2017-11-01
Sale
2017-11-03
4:59 pm
Encore Wire Corp WIRE Bilban Frank J
Vice President & CFO
4,136 $47.5 $196,470 61,150
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:57 pm
Nuveen Short Duration Credit Opportunities Fund JSD Caraher Scott C.
Other
511 $17.62 $9,004 25,312
(Direct)
View
2017-11-01
Sale
2017-11-03
4:56 pm
Harmonic Inc HLIT Kalra Sanjay
Chief Financial Officer
3,777 $3.7 $13,975 20,000
(Direct)
View
2017-11-01
Sale
2017-11-03
4:56 pm
Tupperware Brands Corp TUP Goings E V
Chairman and CEO
Director
44,600 $59.26 $2,642,933 54,059
(Direct)
View
2017-11-01
Sale
2017-11-03
4:55 pm
Pegasystems Inc PEGA Kra Douglas I
SVP, Global Customer Success
1,189 $57.82 $68,748 25,668
(Direct)
View
2017-09-11
Sale(A)
2017-11-03
4:52 pm
Vmware Inc VMW Slp Denali Co-invest Gp L.L.C.
Slp Denali Co-invest L.P.
10% Owner
2,308,807 $109.3 $252,375,688 31,114,288
(Indirect)
View
2017-11-02
Sale
2017-11-03
4:52 pm
Instructure Inc INST Collins Steven A
Director
6,552 $34.5 $226,012 2,522
(Direct)
View
2017-11-01
Sale
2017-11-03
4:52 pm
Cymabay Therapeutics Inc. CBAY Emster Kurt Von
Director
4,320 $9.255 $39,979 1,216,471
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
4:52 pm
Orbcomm Inc. ORBC Eisenberg Jerome B
Director
7,000 $11.46 $80,206 967,363
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:52 pm
Federated Investors Inc FII Novak Richard A
Principal Accounting Officer
761 $31.46 $23,939 43,719
(Direct)
View
2017-11-02
Sale
2017-11-03
4:51 pm
Noble Energy Inc NBL Craddock James E
Director
18,787 $28.57 $536,745 114,226
(Direct)
View
2017-11-01
Sale
2017-11-03
4:50 pm
Fitbit Inc FIT Missan Andy
EVP, GC, & SECRETARY
5,000 $6.29 $31,448 270,175
(Direct)
View
2017-11-01
Sale
2017-11-03
4:49 pm
Envestnet Inc ENV O'brien Shelly
Chief Legal Officer
3,000 $53.28 $159,840 31,260
(Direct)
View
2017-11-01
Sale
2017-11-03
4:48 pm
Editas Medicine Inc. EDIT Bosley Katrine
President and CEO
Director
8,333 $23.64 $196,966 1,393,322
(Direct)
View
2017-11-01
Sale
2017-11-03
4:48 pm
Micron Technology Inc MU Bailey Robert L
Director
3,000 $44.55 $133,656 117,299
(Direct)
View
2017-11-01
Sale
2017-11-03
4:47 pm
Materion Corp MTRN Chemnitz Gregory R.
VP General Counsel & Secretary
3,000 $51.29 $153,870 13,245
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:44 pm
Mednax Inc MD Alvarez Cesar L
Director
10,668 $42.59 $454,375 44,215
(Direct)
View
2017-11-01
Sale
2017-11-03
4:43 pm
Moelis & Co MC Moelis Kenneth
Chairman and CEO
Director
10% Owner
30,656 $42.67 $1,308,231 19,856
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:43 pm
Qualys Inc QLYS Courtot Philippe F
Chairman, President & CEO
Director
10% Owner
20,000 $56.01 $1,120,266 5,564,435
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:42 pm
Qualys Inc QLYS Deeba Amer
VP Corp Dev & Strat Alliances
12,000 $55.15 $661,795 77,777
(Direct)
View
2017-11-01
Sale
2017-11-03
4:42 pm
Jones Energy Inc. JONE Metalmark Capital II LLC
Metalmark Capital Partners II Gp L.P.
10% Owner
75,000 $1.303 $97,755 3,014,785
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:41 pm
Bio-techne Corp TECH Baumgartner Robert V
Director
5,000 $130.2 $650,907 12,712
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
4:41 pm
Federated Investors Inc FII Fisher John B
Vice President
6,460 $31.49 $203,434 508,445
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:39 pm
Qualys Inc QLYS Thakar Sumedh S
Chief Product Officer
15,000 $55.05 $825,750 211,346
(Direct)
View
2017-11-01
Sale
2017-11-03
4:37 pm
Newmont Mining Corp NEM Engel E Randall
EVP, Strategic Development
5,700 $36.44 $207,708 245,400
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:37 pm
Masimo Corp MASI Lee Yongsam
EVP & CIO
5,000 $89.89 $449,454 74,000
(Direct)
View
2017-11-02
Sale
2017-11-03
4:37 pm
Ryder System Inc R Jones Karen M.
EVP & Chief Marketing Officer
4,790 $81.78 $391,745 9,580
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:37 pm
Transunion TRU Mehta Siddharth N
Director
65,000 $52.25 $3,396,250 33,389
(Direct)
View
2017-11-01
Sale
2017-11-03
4:36 pm
Generac Holdings Inc GNRC Jagdfeld Aaron
Chief Executive Officer
Director
5,000 $52 $260,020 1,029,911
(Direct)
View
2017-11-02
Sale
2017-11-03
4:36 pm
Transunion TRU Blenke John W
EVP, Corp GC & Asst Secretary
20,000 $52.25 $1,045,000 59,717
(Direct)
View
2017-11-01
Sale
2017-11-03
4:36 pm
Masimo Corp MASI Barker Steven
Director
10,000 $90 $900,000 73,249
(Direct)
View
2017-11-02
Sale
2017-11-03
4:34 pm
Transunion TRU Peck James M
President and CEO
Director
53,833 $52.25 $2,812,774 359,469
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
4:34 pm
Exelon Corp EXC Shattuck Mayo A III
Director
Other
519,316 $40.5 $21,032,298 886,965
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
4:34 pm
Air Lease Corp AL Chen Jie
EVP & Managing Director, Asia
18,000 $44.87 $807,640 235,339
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:34 pm
Cytomx Therapeutics Inc. CTMX Mccarthy Sean A.
President and CEO
Director
14,342 $19.86 $284,832 158,737
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:33 pm
Transunion TRU Cello Todd M
EVP & CFO
4,110 $52.97 $217,707 23,463
(Direct)
View
2017-11-02
Sale
2017-11-03
4:33 pm
Westamerica Bancorporation WABC Hansen Dennis R
SVP/Systems & Operations Mgr.
20,000 $58.13 $1,162,660 29,588
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:33 pm
Cytomx Therapeutics Inc. CTMX Ray Debanjan
Chief Financial Officer
2,500 $20 $50,000 12,126
(Direct)
View
2017-11-01
Sale
2017-11-03
4:32 pm
Newmont Mining Corp NEM Goldberg Gary J
President and CEO
Director
1,000 $36.44 $36,440 334,730
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:32 pm
Cray Inc CRAY Regis Daniel C
Director
225 $20.45 $4,601 44,080
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:32 pm
Cray Inc CRAY Kiely Stephen C
Director
1,875 $20.69 $38,803 18,875
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:32 pm
Hubspot Inc HUBS Madeley Hunter
Chief Sales Officer
1,000 $87.15 $87,150 61,926
(Direct)
View
2017-11-01
Sale
2017-11-03
4:31 pm
O Reilly Automotive Inc ORLY Johnson Randy
SVP OF INVENTORY MANAGEMENT
1,040 $211.2 $219,690 9,250
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:30 pm
Smart & Final Stores Inc. SFS Mortensen Michael A.
SVP Sales & Merchandising
19,304 $6.11 $117,947 40,515
(Direct)
View
2017-11-02
Sale
2017-11-03
4:29 pm
Progressive Corp PGR Charney M Jeffrey
Chief Marketing Officer
6,000 $49.5 $297,000 102,038
(Direct)
View
2017-11-01
Sale
2017-11-03
4:28 pm
STAMPS.COM Inc STMP Khechfe Amine
Chief Strategy Officer
1,200 $226.6 $271,980 60,400
(Direct)
View
2017-11-01
Sale
2017-11-03
4:27 pm
Newmont Mining Corp NEM Gottesfeld Stephen P
EVP and General Counsel
5,000 $36.29 $181,461 145,893
(Indirect
Direct)
View
2017-11-03
Sale
2017-11-03
4:27 pm
Affiliated Managers Group Inc AMG Churchill Dwight D.
Director
2,080 $184.3 $383,302 6,104
(Direct)
View
2017-11-01
Sale
2017-11-03
4:26 pm
Tyler Technologies Inc TYL Marr John S Jr
CEO and Chairman of the Board
Director
47,248 $175 $8,270,732 359,457
(Indirect
Direct)
View
2017-10-02
Sale
2017-11-03
4:25 pm
Macom Technology Solutions Holdings Inc. MTSI Croteau John
President and CEO
Director
2,000 $45.19 $90,390 47,914
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:23 pm
Nvr Inc NVR Moran William A
Director
158 $3,282 $518,617 26,085
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
4:22 pm
Vmware Inc VMW Dell Michael S
Director
10% Owner
435,682 $109.3 $47,624,398 30,678,604
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:21 pm
Vmware Inc VMW Dell Technologies Inc
Emc Corp
10% Owner
435,682 $109.3 $47,624,398 30,678,604
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:21 pm
Newmont Mining Corp NEM Macgowan William N
EVP, Human Resources
5,000 $36.44 $182,200 122,178
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:21 pm
Liquidity Services Inc LQDT Rallo James M
President RSCG and CAG
11,054 $5.62 $62,123 15,039
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:21 pm
Blackbaud Inc BLKB Mooney Kevin W
EVP, Pres Gen Markets Group
900 $101.2 $91,053 77,711
(Direct
Indirect)
View
2017-09-11
Sale(A)
2017-11-03
4:20 pm
Vmware Inc VMW Dell Michael S
Director
10% Owner
2,308,807 $109.3 $252,375,688 31,114,288
(Indirect)
View
2017-09-11
Sale(A)
2017-11-03
4:20 pm
Vmware Inc VMW Dell Technologies Inc
Emc Corp
10% Owner
2,308,807 $109.3 $252,375,688 31,114,288
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:19 pm
Pentair Plc PNR Monahan William T
Director
10,000 $70.27 $702,721 50,656
(Direct
Indirect)
View
2017-11-01
Sale
2017-11-03
4:18 pm
Newmont Mining Corp NEM Palmer Thomas Ronald
EVP, COO
1,250 $36.44 $45,550 86,862
(Direct)
View
2017-11-01
Sale
2017-11-03
4:18 pm
Express Scripts Holding Co. ESRX Anderson Phyllis S.
Sr. VP & Ch. Marketing Officer
643 $62.37 $40,105 9,565
(Direct)
View
2017-11-01
Sale
2017-11-03
4:18 pm
Wex Inc. WEX Smith Melissa D
CEO and President, WEX Inc.
Director
5 $125 $625 63,709
(Direct)
View
2017-11-01
Sale
2017-11-03
4:18 pm
Kadant Inc KAI Painter Jonathan W
PRESIDENT AND CEO
Director
20,000 $103.8 $2,076,340 76,082
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:18 pm
Htg Molecular Diagnostics Inc HTGM Mcmeans Shaun D
VP, Finance & Admin. & CFO
945 $2.26 $2,136 43,248
(Direct)
View
2017-11-01
Sale
2017-11-03
4:17 pm
Kadant Inc KAI Lambert Sandra L
VP, GENERAL COUNSEL, SECRETARY
6,437 $108.7 $699,456 20,942
(Direct)
View
2017-11-01
Sale
2017-11-03
4:17 pm
Aspen Technology Inc AZPN Hammond F G
Senior VP & General Counsel
1,578 $65 $102,570 26,108
(Direct)
View
2017-11-01
Sale
2017-11-03
4:17 pm
Manhattan Associates Inc MANH Capel Eddie
President & CEO
Director
23,000 $42.04 $966,883 180,057
(Direct)
View
2017-11-01
Sale
2017-11-03
4:16 pm
Camping World Holdings Inc. CWH Lemonis Marcus
Cwgs Holding LLC
Ml Acquisition Company LLC
Ml Rv Group LLC
Chairman and CEO
Director
10% Owner
100,695 $40.5 $4,078,148 0
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:15 pm
Burlington Stores Inc. BURL Magrini Joyce Manning
Executive Vice President
2,400 $95.37 $228,897 46,013
(Direct)
View
2017-11-01
Sale
2017-11-03
4:15 pm
Pentair Plc PNR Frykman Karl R.
President Aquatic Systems
11,386 $70.24 $799,765 41,690
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:15 pm
Teradyne Inc TER Bradley Michael A
Director
10,000 $42.8 $428,020 145,836
(Direct)
View
2017-11-01
Sale
2017-11-03
4:14 pm
Zynga Inc ZNGA Siminoff Ellen F
Director
12,000 $3.86 $46,320 246,786
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:14 pm
Newfield Exploration Co NFX Boothby Lee K
President and CEO
Director
12,000 $31.7 $380,400 255,322
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:14 pm
Quintiles Ims Holdings Inc. Q Bousbib Ari
See Remarks
Director
46,080 $108.1 $4,983,091 1,036,839
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:13 pm
Morgan Stanley India Investment Fund Inc IIF City Of London Investment Group Plc
City Of London Investment Management Co Ltd
10% Owner
11,893 $36.31 $431,835 1,673,775
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:13 pm
Exact Sciences Corp EXAS Lidgard Graham Peter
Chief Science Officer
45,775 $53.6 $2,453,768 272,819
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:12 pm
Latin American Discovery Fund Inc LDF City Of London Investment Group Plc
City Of London Investment Management Co Ltd
10% Owner
19,009 $11.47 $218,033 858,581
(Indirect)
View
2017-11-01
Sale
2017-11-03
4:12 pm
Goodyear Tire & Rubber Co GT Kihn Jean Claude
Senior Vice President
7,500 $30.53 $228,991 59,348
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:10 pm
Tesco Corp TESO Dielwart John
Director
2,197 $3.8 $8,349 14,779
(Direct)
View
2017-11-01
Sale
2017-11-03
4:08 pm
Bluebird Bio Inc. BLUE Walsh Jeffrey T.
Chief Financial
Other
35,000 $151.4 $5,298,325 62,305
(Direct)
View
2017-11-01
Sale
2017-11-03
4:08 pm
Bluebird Bio Inc. BLUE Leschly Nick
President and CEO
Director
2,127 $145.2 $308,779 257,486
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:07 pm
Sleep Number Corp SNBR Dirks Patricia Ann
SVP & Chief H.C. Officer
1,000 $34.75 $34,750 37,190
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:07 pm
Bluebird Bio Inc. BLUE Gregory Philip D
Chief Scientific Officer
2,250 $144.3 $324,690 29,734
(Direct)
View
2017-11-01
Sale
2017-11-03
4:06 pm
Royal Bancshares Of Pennsylvania Inc RBPAA Eller Lars B
EVP CHIEF RETAIL BANKING OFF.
6,666 $4.44 $29,597 26,566
(Direct)
View
2017-11-01
Sale
2017-11-03
4:06 pm
Simmons First National Corp SFNC Ledbetter Barry K
EVP & CBO, Simmons Bank
1,900 $57.37 $109,003 16,385
(Direct)
View
2017-11-01
Sale
2017-11-03
4:06 pm
State Street Corp STT Grove Hannah M
Executive Vice President
3,200 $92.64 $296,440 36,785
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:06 pm
State Street Corp STT Hooley Joseph L
Chairman and CEO
Director
25,000 $92.6 $2,315,000 772,060
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:06 pm
Corium International Inc. CORI Broadfin Healthcare Master Fund Ltd
Broadfin Capital LLC
Kotler Kevin
10% Owner
150,000 $11.05 $1,657,500 4,068,626
(Direct)
View
2017-11-01
Sale
2017-11-03
4:06 pm
Bluebird Bio Inc. BLUE Davidson David
Chief Medical Officer
4,000 $145.2 $580,822 83,151
(Direct)
View
2017-11-02
Sale
2017-11-03
4:06 pm
Marketaxess Holdings Inc MKTX Themelis Nicholas
Chief Information Officer
4,000 $176.4 $705,608 65,717
(Direct)
View
2017-11-01
Sale
2017-11-03
4:05 pm
Centerpoint Energy Inc CNP Prochazka Scott M
President & CEO
Director
1,000 $29.61 $29,610 246,466
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:05 pm
Amphastar Pharmaceuticals Inc. AMPH Shohet Stephen B.
Director
7,862 $18.37 $144,460 47,176
(Direct)
View
2017-11-01
Sale
2017-11-03
4:05 pm
Envestnet Inc ENV Crowell Gayle A
Director
746 $53.6 $39,986 4,530
(Direct
Indirect)
View
2017-11-02
Sale
2017-11-03
4:05 pm
Cme Group Inc CME Pietrowicz John W.
Sr MD Chief Financial Officer
5,175 $139.7 $722,935 45,051
(Direct)
View
2017-11-01
Sale
2017-11-03
4:04 pm
Tesco Corp TESO Mawford Nicholas
Vice President, TCUS
1,591 $3.8 $6,046 19,735
(Direct)
View
2017-11-01
Sale
2017-11-03
4:04 pm
Sleep Number Corp SNBR Kimball Mark A
SVP Chief Legal & Risk Officer
8,000 $32.69 $261,518 48,186
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:04 pm
Palo Alto Networks Inc PANW Zuk Nir
CTO
Director
2,000 $144.7 $289,388 1,533,686
(Indirect
Direct)
View
2017-11-01
Sale
2017-11-03
4:03 pm
Finisar Corp FNSR Rawls Jerry S
Chairman of the Board & CEO
Director
20,000 $22.89 $457,842 770,188
(Direct)
View
2017-11-02
Sale
2017-11-03
4:02 pm
Realty Income Corp O Meurer Paul M
EVP CFO & Treasure
5,603 $54.75 $306,764 48,059
(Direct)
View
2017-11-01
Sale
2017-11-03
4:01 pm
Incyte Corp INCY Gryska David W
Executive Vice President, CFO
3,915 $105.6 $413,541 17,907
(Direct)
View
2017-11-01
Sale
2017-11-03
4:01 pm
Agios Pharmaceuticals Inc AGIO Biller Scott
Chief Scientific Officer
2,146 $62.69 $134,522 32,185
(Direct)
View
2017-11-02
Sale
2017-11-03
4:01 pm
Amerisourcebergen Corp ABC Danilewitz Dale
Executive Vice President
2,012 $74.99 $150,880 2,013
(Direct)
View
2017-11-01
Sale
2017-11-03
4:00 pm
Agios Pharmaceuticals Inc AGIO Schenkein David P
Chief Executive Officer
Director
6,000 $63.85 $383,105 271,772
(Indirect
Direct)
View
2017-11-02
Sale
2017-11-03
4:00 pm
Rocky Mountain Chocolate Factory Inc. RMCF Dudley Edward L
VP Sales & Marketing
1,500 $11.4 $17,100 46,556
(Direct)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.