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Insider Sale Filings - Archives for 2017-10-11

Home -> 2017 -> Insider sale filings for 2017-10-11

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-10-09
Sale
2017-10-11
3:57 pm
Acorda Therapeutics Inc ACOR Lawrence David
Chief, Bus. Ops & PAO
250 $25.4 $6,350 8,686
(Direct)
View
2017-10-10
Sale
2017-10-11
2:56 pm
Essex Property Trust Inc ESS Schall Michael J
President and CEO
333 $257.9 $85,887 45,096
(Indirect
Direct)
View
2017-10-10
Sale
2017-10-11
2:51 pm
Essex Property Trust Inc ESS Zimmerman Craig K
Executive Vice President
166 $257.9 $42,815 10,449
(Direct)
View
2017-10-09
Sale
2017-10-11
2:50 pm
Mercer International Inc MERC Lee Jimmy S H
Executive Chairman
Director
25,000 $12.12 $303,062 2,081,195
(Direct)
View
2017-10-10
Sale
2017-10-11
2:46 pm
Essex Property Trust Inc ESS Kleiman Angela L.
Executive Vice President & CFO
83 $257.9 $21,407 7,260
(Direct)
View
2017-10-10
Sale
2017-10-11
2:40 pm
Essex Property Trust Inc ESS Eudy John D
Executive Vice President
166 $257.9 $42,815 8,596
(Direct)
View
2017-10-05
Sale
2017-10-11
2:09 pm
Lilis Energy Inc LLEX Vertex Fund
10% Owner
60,920 $4.966 $302,525 6,962,640
(Direct)
View
2017-10-09
Sale
2017-10-11
2:03 pm
Netgear Inc NTGR Rogers Tamesa
SVP, Human Resources
1,500 $49.8 $74,700 23,703
(Direct
Indirect)
View
2017-10-10
Sale
2017-10-11
2:02 pm
Netgear Inc NTGR Scherer Barbara Vaughn
Director
1,000 $52 $52,000 14,825
(Indirect
Direct)
View
2017-10-10
Sale
2017-10-11
2:02 pm
Netgear Inc NTGR Werdann Michael A
SVP of Worldwide Sales
1,500 $51.7 $77,550 27,750
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-11
1:37 pm
Alpha & Omega Semiconductor Ltd AOSL Chang Daniel Kuang Ming
Senior VP of Marketing
3,588 $17.19 $61,675 43,914
(Direct)
View
2017-10-10
Sale
2017-10-11
1:15 pm
Territorial Bancorp Inc. TBNK Caldwell Kirk W
Director
2,125 $32.54 $69,138 35,877
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-11
1:11 pm
Interactive Brokers Group Inc. IBKR Nemser Earl H
Vice Chairman
Director
1,658 $47.42 $78,625 96,585
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-11
1:02 pm
Interactive Brokers Group Inc. IBKR Brody Paul Jonathan
Chief Financial Officer
Director
10,339 $47.45 $490,579 602,070
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-11
12:46 pm
Interactive Brokers Group Inc. IBKR Frank Thomas Aj
Chief Information Officer
32,977 $47.43 $1,564,123 458,633
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-11
11:48 am
American Woodmark Corp AMWD Brandt William F
10% Owner
2,000 $96 $192,000 1,836,245
(Direct)
View
2017-10-10
Sale
2017-10-11
11:35 am
Farmers & Merchants Bancorp Inc FMAO Everhart Steven
Director
1,256 $39 $48,984 9,742
(Direct)
View
2017-10-10
Sale
2017-10-11
08:54 am
Trecora Resources TREC Al Athel Fahad Mohammed Saleh
10% Owner
30,000 $12.82 $384,600 3,616,660
(Direct)
View
2017-10-09
Sale
2017-10-11
08:52 am
Atlas Air Worldwide Holdings Inc AAWW Flynn William J
President & CEO
Director
5,000 $65.59 $327,957 189,158
(Direct)
View
2017-10-09
Sale
2017-10-10
9:24 pm
Willamette Valley Vineyards Inc WVVI Bernau James W
Chief Executive Officer
Director
10% Owner
794 $8 $6,352 489,581
(Direct)
View
2017-10-05
Sale
2017-10-10
9:01 pm
Healthequity Inc HQY Berkley Capital LLC
Berkley Capital Investors L.P.
Berkley W R Corp
10% Owner
316,644 $51.96 $16,453,732 7,059,665
(Indirect)
View
2017-10-05
Sale
2017-10-10
8:57 pm
Healthequity Inc HQY Medici Frank
Director
316,644 $51.96 $16,453,732 7,059,665
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-10
8:29 pm
Amgen Inc AMGN Harper Sean E
EVP, Research & Development
1,525 $185.9 $283,574 59,156
(Direct)
View
2017-10-06
Sale
2017-10-10
8:13 pm
New Relic Inc NEWR Cirne Lewis
CEO
Director
10% Owner
33,000 $50.72 $1,673,714 7,794,356
(Indirect)
View
2017-10-06
Sale
2017-10-10
7:57 pm
Nanthealth Inc. NH Louks Ronald Allen
Chief Operating Officer
26,820 $4.28 $114,790 120,000
(Direct)
View
2017-10-09
Sale
2017-10-10
7:54 pm
Neogen Corp NEOG Bradley Edward
Vice President
20,000 $78.6 $1,572,054 21,512
(Direct)
View
2017-10-09
Sale
2017-10-10
7:49 pm
Facebook Inc FB Cox Christopher K
Chief Product Officer
16,000 $172.9 $2,766,232 161,539
(Indirect
Direct)
View
2017-10-06
Sale
2017-10-10
7:48 pm
New Relic Inc NEWR Schulman Robin
VP, General Counsel /Secretary
1,109 $51.33 $56,925 15,493
(Direct)
View
2017-10-10
Sale
2017-10-10
7:31 pm
Salesforce Com Inc CRM Harris Parker
Co-Founder and CTO
8,026 $95.55 $766,907 1,093,636
(Indirect
Direct)
View
2017-10-10
Sale
2017-10-10
7:29 pm
Semtech Corp SMTC Silberstein Asaf
SVP
1,957 $39.58 $77,464 33,000
(Direct)
View
2017-10-06
Sale
2017-10-10
7:26 pm
Northern Trust Corp NTRS Blake Aileen B
EVP and Controller
1,000 $94 $94,000 13,172
(Direct
Indirect)
View
2017-10-05
Sale
2017-10-10
7:21 pm
Croe Inc CRCW Imperial Strategies LLC
Poutre Michael
Levy Ron
10% Owner
65,250 $3 $195,750 6,040,620
(Direct
Indirect)
View
2017-10-10
Sale
2017-10-10
7:20 pm
Salesforce Com Inc CRM Block Keith
Vice Chairman, Pres. and COO
Director
10,000 $96.21 $962,097 24,154
(Direct)
View
2017-10-06
Sale
2017-10-10
7:20 pm
Cytokinetics Inc CYTK Mcdowell Caryn Gordon
GC & Chief Compliance Officer
13,181 $15.49 $204,162 27,452
(Direct)
View
2017-10-06
Sale
2017-10-10
7:14 pm
Liberty Interactive Corp QVCA Vadon Mark C
Director
679,997 $22.74 $15,461,897 560,000
(Direct
Indirect)
View
2017-02-24
Sale
2017-10-10
7:06 pm
Apawthecary Pets Usa TBD Person Fred
President
Director
10% Owner
11,795,000 $0.001 $11,795 0
(Direct)
View
2017-10-05
Sale
2017-10-10
7:04 pm
Protagonist Therapeutics Inc PTGX Shames Richard S.
Chief Medical Officer
2,017 $19 $38,323 36,802
(Direct)
View
2017-07-06
Sale(A)
2017-10-10
7:03 pm
Rosehill Resources Inc. ROSE Geode Capital Master Fund Ltd. - Geode Diversified Fund
10% Owner
67,584 $7.55 $510,239 880,487
(Direct)
View
2017-10-09
Sale
2017-10-10
6:54 pm
Scansource Inc SCSC Baur Michael L
CEO
Director
5,435 $43.8 $238,053 26,944
(Direct)
View
2017-10-06
Sale
2017-10-10
6:52 pm
Vail Resorts Inc MTN Sorte John F
Director
6,597 $216.7 $1,429,805 52,123
(Direct)
View
2017-10-06
Sale
2017-10-10
6:52 pm
Fireeye Inc. FEYE King Alexa
EVP and General Counsel
25,000 $18 $450,000 411,849
(Direct)
View
2017-10-08
Sale
2017-10-10
6:48 pm
Advanced Micro Devices Inc AMD Su Lisa T
President & CEO
Director
82,709 $13.62 $1,126,733 2,052,571
(Indirect
Direct)
View
2017-10-09
Sale
2017-10-10
6:47 pm
Terraform Power Inc. TERP Brookfield Asset Management Inc
Brookfield Asset Management Private Institutional Capital Adviser (canada) Lp
Brookfield Asset Management Private Institutional Capital Adviser (credit) LLC
Partners Ltd
Orion Us Gp LLC
Orion Us Holdings 1 L.P.
Brookfield Credit Opportunities Fund Gp LLC
Brookfield Credit Opportunities Master Fund L.P.
Brookfield Infrastructure Fund III Gp LLC
10% Owner
625,000 $12.95 $8,093,750 10,450,000
(Indirect)
View
2017-10-05
Sale
2017-10-10
6:40 pm
Par Pacific Holdings Inc PARR Whitebox Advisors LLC
Whitebox General Partner LLC
10% Owner
506,079 $20.75 $10,499,109 4,647,188
(Indirect)
View
2017-09-21
Sale
2017-10-10
6:34 pm
e.l.f. Beauty Inc. ELF Fieldman Jonathan T.
See Remarks
2,525 $19.25 $48,607 46,122
(Direct)
View
2017-09-21
Sale
2017-10-10
6:33 pm
e.l.f. Beauty Inc. ELF Baruch Richard F Jr
See Remarks
2,525 $19.25 $48,607 72,522
(Direct)
View
2017-09-21
Sale
2017-10-10
6:32 pm
e.l.f. Beauty Inc. ELF Milsten Scott
See Remarks
3,156 $19.25 $60,754 203,042
(Indirect
Direct)
View
2017-10-10
Sale
2017-10-10
6:31 pm
Box Inc BOX Smith Dylan C
Chief Financial Officer
Director
13,000 $19.06 $247,819 1,264,545
(Direct
Indirect)
View
2017-10-05
Sale
2017-10-10
6:31 pm
Apple Inc AAPL Riccio Daniel J.
Senior Vice President
15,642 $155 $2,424,666 46,923
(Direct)
View
2017-10-09
Sale
2017-10-10
6:22 pm
Allegiance Bancshares Inc. ABTX Bohls Daryl D
Executive Vice President
Director
1,500 $38 $56,996 19,000
(Direct)
View
2017-10-09
Sale
2017-10-10
6:22 pm
Cypress Semiconductor Corp CY Kwon Oc
Director
14,972 $0 $0 47,767
(Direct)
View
2017-10-05
Sale
2017-10-10
6:21 pm
Microbot Medical Inc. MBOT Shoham Moshe
Director
33,700 $1.501 $50,579 1,558,390
(Direct)
View
2017-10-09
Sale
2017-10-10
6:19 pm
Treehouse Foods Inc. THS Reed Sam K
CEO, Chairman of the Board
Director
11,480 $67.58 $775,818 91,840
(Direct)
View
2017-10-05
Sale
2017-10-10
6:17 pm
Microbot Medical Inc. MBOT Bornstein Yoseph
Director
10% Owner
22,000 $1.491 $32,798 5,070,409
(Indirect)
View
2017-10-06
Sale
2017-10-10
6:09 pm
Willis Lease Finance Corp WLFC Willis Charles F Iv
CEO
Director
10% Owner
1,451 $25.23 $36,610 2,134,148
(Indirect
Direct)
View
2017-10-09
Sale
2017-10-10
6:08 pm
Msci Inc. MSCI Pettit Cd Baer
Chief Operating Officer
2,083 $121.3 $252,585 174,100
(Direct)
View
2017-10-09
Sale
2017-10-10
6:08 pm
Nektar Therapeutics NKTR Robin Howard W
President & CEO
Director
83,333 $24.2 $2,016,659 250,000
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
6:07 pm
Nektar Therapeutics NKTR Hora Maninder
SVP Pharma Dev & Mfg Ops
7,583 $25 $189,575 65,816
(Direct)
View
2017-10-05
Sale
2017-10-10
6:06 pm
Nektar Therapeutics NKTR Doberstein Stephen K
SVP & Chief Scientific Officer
43,677 $24.97 $1,090,615 396,323
(Direct)
View
2017-10-06
Sale
2017-10-10
6:05 pm
Transunion TRU Elberfeld Timothy
VP and CAO
182 $49.33 $8,978 15,241
(Direct)
View
2017-10-09
Sale
2017-10-10
6:03 pm
Monolithic Power Systems Inc MPWR Moyer James C
Director
15,000 $108.4 $1,626,069 745,225
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
5:56 pm
Microsemi Corp MSCC Hohener John W
EVP & Chief Financial Officer
11,638 $52.49 $610,900 37,631
(Direct)
View
2017-10-05
Sale
2017-10-10
5:56 pm
Microsemi Corp MSCC Goren David
SVP Bus Affairs, Compl, Legal
8,329 $52.54 $437,582 19,928
(Direct)
View
2017-10-05
Sale
2017-10-10
5:56 pm
Microsemi Corp MSCC Pickle Paul H
President & COO
14,746 $52.48 $773,895 35,588
(Direct)
View
2017-10-06
Sale
2017-10-10
5:55 pm
WEB.COM Group Inc WEB Okumus Fund Management Ltd.
Okumus Opportunistic Value Fund Ltd.
Okumus Ahmet H
10% Owner
134,699 $25.59 $3,446,352 6,504,233
(Direct
Indirect)
View
2017-10-10
Sale
2017-10-10
5:55 pm
Microsemi Corp MSCC Goerner Frederick C
Exec VP Worldwide Sales & Mktg
5,000 $52.33 $261,631 55,436
(Direct)
View
2017-10-10
Sale
2017-10-10
5:52 pm
Diodes Inc DIOD Tang Shiao Kwang Edmund
VP of Corporate Admin
16,722 $31 $518,382 89,117
(Direct)
View
2017-10-09
Sale
2017-10-10
5:50 pm
Basic Energy Services Inc BAS Krenek Alan
SVP, CFO, Secretary, Treasurer
300 $18.71 $5,613 17,575
(Direct)
View
2017-10-05
Sale
2017-10-10
5:40 pm
Interactive Brokers Group Inc. IBKR Frank Thomas Aj
Chief Information Officer
33,266 $47.53 $1,581,107 491,610
(Direct
Indirect)
View
2017-10-06
Sale
2017-10-10
5:37 pm
Hp Inc HPQ Lores Enrique
President, PSS
40,965 $20.5 $839,782 81,930
(Direct)
View
2017-10-06
Sale
2017-10-10
5:35 pm
Nuance Communications Inc. NUAN Siegel Kenneth M
EVP & Chief Legal Officer
4,682 $16 $74,912 54,319
(Direct)
View
2017-10-09
Sale
2017-10-10
5:35 pm
National Instruments Corp NATI Truchard James J
Director
7,500 $43.64 $327,300 8,822,666
(Indirect
Direct)
View
2017-10-06
Sale
2017-10-10
5:35 pm
General Motors Co GM Boler-davis Alicia S
Executive Vice President
10,000 $45 $450,000 33,912
(Direct)
View
2017-10-05
Sale
2017-10-10
5:34 pm
Everbridge Inc EVBG Phillips Gary R.
SVP, Sales
7,778 $26.52 $206,269 18,488
(Direct)
View
2017-10-05
Sale
2017-10-10
5:33 pm
Everbridge Inc EVBG Cheng Yuan
SVP, Engineering
5,000 $26.43 $132,135 137,808
(Direct)
View
2017-10-05
Sale
2017-10-10
5:32 pm
Everbridge Inc EVBG Mouline Imad
SVP & Chief Technology Officer
3,493 $26.45 $92,391 232,673
(Direct)
View
2017-10-05
Sale
2017-10-10
5:29 pm
Upland Software Inc. UPLD Hill Michael Douglass
CFO,Treasurer & Secretary
20,000 $22.01 $440,122 303,930
(Direct)
View
2017-10-09
Sale
2017-10-10
5:28 pm
Blackline Inc BL Spanicciati Mario
Chief Marketing Officer
Director
10,625 $33.49 $355,831 3,241,821
(Indirect)
View
2017-10-09
Sale
2017-10-10
5:28 pm
Ichor Holdings Ltd ICHR Mackenzie Iain
Director
4,680 $27.11 $126,875 35,152
(Direct)
View
2017-10-05
Sale
2017-10-10
5:27 pm
Amerisourcebergen Corp ABC Danilewitz Dale
Executive Vice President
2,012 $85 $171,020 4,025
(Direct)
View
2017-10-05
Sale
2017-10-10
5:22 pm
Diodes Inc DIOD Lu Keh Shew
President & CEO
Director
69,983 $31.2 $2,183,169 1,042,937
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
5:20 pm
Everi Holdings Inc. EVRI Judge Geoffrey P
Director
60,000 $8.1 $486,000 80,000
(Direct)
View
2017-10-05
Sale
2017-10-10
5:19 pm
Blueprint Medicines Corp BPMC Haviland Kate
Chief Business Officer
5,449 $66.44 $362,033 101,859
(Direct)
View
2017-10-05
Sale
2017-10-10
5:15 pm
Cooper-standard Holdings Inc. CPS Silver Point Capital L.P.
Mule Edward A
O'shea Robert J
10% Owner
3,000 $117 $351,044 1,232,413
(Direct)
View
2017-10-06
Sale
2017-10-10
5:15 pm
Willis Towers Watson Plc WLTW Ubben Jeffrey W
Valueact Holdings L.P.
Valueact Capital Master Fund L.P.
Va Partners I LLC
Valueact Capital Management L.P.
Valueact Capital Management LLC
Valueact Holdings Gp LLC
Director
Other
8,118 $156.1 $1,266,814 2,971,890
(Indirect)
View
2017-10-05
Sale
2017-10-10
5:10 pm
Ameresco Inc. AMRC Demanche Joseph P
Executive Vice President
798 $8 $6,384 197,007
(Direct)
View
2017-10-06
Sale
2017-10-10
5:10 pm
Intercontinental Exchange Inc. ICE Vice Charles A
President&Chief Op. Officer
12,500 $69.76 $872,029 382,471
(Direct)
View
2017-10-05
Sale
2017-10-10
5:07 pm
Highpower International Inc. HPJ Li Wen Liang
Director
10% Owner
73,806 $5.03 $371,234 1,840,770
(Direct)
View
2017-10-09
Sale
2017-10-10
5:05 pm
Hologic Inc HOLX Levy Lawrence M
Director
7,138 $37.38 $266,818 29,437
(Direct)
View
2017-10-05
Sale
2017-10-10
5:00 pm
Capstar Financial Holdings Inc. CSTR Frist Julie D.
Director
2,000 $19.44 $38,880 209,821
(Direct
Indirect)
View
2017-10-06
Sale
2017-10-10
4:57 pm
Simpson Manufacturing Co Inc SSD Simpson Psb Fund
Other
70,582 $49.41 $3,487,467 1,104,375
(Direct)
View
2017-10-06
Sale
2017-10-10
4:55 pm
Simpson Manufacturing Co Inc SSD Simpson Sharon H
10% Owner
70,582 $49.41 $3,487,467 1,104,375
(Indirect)
View
2017-10-05
Sale
2017-10-10
4:55 pm
Penn National Gaming Inc PENN Wilmott Timothy J
Chief Executive Officer
Director
84,436 $24.12 $2,036,884 520,116
(Direct)
View
2017-10-09
Sale
2017-10-10
4:54 pm
Standard Motor Products Inc SMP Sills Peter J
Sills Arthur S
Other
2,440 $48.28 $117,803 845,978
(Direct
Indirect)
View
2017-10-05
Sale
2017-10-10
4:53 pm
Fcb Financial Holdings Inc FCB Bernikow Alan S
Director
44,130 $49 $2,162,370 41,777
(Direct)
View
2017-10-06
Sale
2017-10-10
4:53 pm
Cdw Corp CDW Campbell Neal J.
See Remarks
2,400 $69.3 $166,320 57,672
(Direct)
View
2017-10-09
Sale
2017-10-10
4:50 pm
Enviromart Companies Inc EVRT Nossiff John G Jr
10% Owner
9,956,500 $0.007 $69,696 0
(Direct)
View
2017-10-05
Sale
2017-10-10
4:47 pm
Fcb Financial Holdings Inc FCB Oran Stuart I
Secretary
Director
11,142 $48.9 $544,868 337,918
(Indirect
Direct)
View
2017-10-09
Sale
2017-10-10
4:39 pm
Enviromart Companies Inc EVRT Shefts Wanda D
10% Owner
19,779,520 $0.006 $118,677 19,779,520
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
4:39 pm
Penumbra Inc PEN Grewal Harpreet
Director
500 $92.9 $46,450 14,587
(Direct)
View
2017-10-05
Sale
2017-10-10
4:39 pm
Dish Network Corp DISH Khemka Vivek
EVP & Chief Technology Officer
226 $54.25 $12,260 1,397
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
4:36 pm
Jones Energy Inc. JONE Metalmark Capital II LLC
Metalmark Capital Partners II Gp L.P.
10% Owner
157,808 $1.662 $262,245 3,301,989
(Indirect)
View
2017-10-05
Sale
2017-10-10
4:35 pm
Ryman Hospitality Properties Inc. RHP Reed Colin V
Chairman & CEO
Director
19,280 $63.3 $1,220,514 620,874
(Indirect
Direct)
View
2017-10-06
Sale
2017-10-10
4:35 pm
Proofpoint Inc PFPT Steele Gary
Chief Executive Officer
Director
40,000 $92.35 $3,694,079 143,015
(Direct)
View
2017-10-09
Sale
2017-10-10
4:28 pm
Enviromart Companies Inc EVRT Shefts Mark
10% Owner
7,100,000 $0.006 $42,600 0
(Direct)
View
2017-10-06
Sale
2017-10-10
4:26 pm
American Public Education Inc APEI Beckett Thomas
SVP, General Counsel
300 $20.76 $6,228 6,982
(Direct)
View
2017-10-05
Sale
2017-10-10
4:25 pm
Vocera Communications Inc VCRA O'keefe Sharon
Director
2,000 $31.17 $62,340 42,127
(Direct)
View
2017-10-05
Sale
2017-10-10
4:24 pm
Paychex Inc PAYX Mucci Martin
CEO & President
Director
29,786 $63.17 $1,881,582 308,040
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
4:24 pm
Trinet Group Inc TNET Babinec Martin
Director
36,500 $34.91 $1,274,216 3,822,766
(Indirect)
View
2017-10-05
Sale
2017-10-10
4:23 pm
Silver Spring Networks Inc SSNI Vaswani Raj
Co-Founder
14,273 $16.21 $231,428 647,310
(Direct)
View
2017-10-06
Sale
2017-10-10
4:22 pm
Paychex Inc PAYX Vossler Jennifer R.
VP/Controller
11,155 $63.07 $703,546 35,195
(Direct
Indirect)
View
2017-10-09
Sale
2017-10-10
4:18 pm
Constellation Brands Inc STZ Newlands William A
Exec. Vice President
2,935 $210.1 $616,644 899
(Direct)
View
2017-10-09
Sale
2017-10-10
4:15 pm
National Instruments Corp NATI Kodosky Jeffrey L
Director
2,000 $43.63 $87,260 474,300
(Direct
Indirect)
View
2017-10-06
Sale
2017-10-10
4:12 pm
United Natural Foods Inc UNFI Torre Bates Ann
Director
7,190 $40.16 $288,750 9,430
(Direct)
View
2017-10-06
Sale
2017-10-10
4:11 pm
Thai Fund Inc TTF City Of London Investment Group Plc
City Of London Investment Management Co Ltd
10% Owner
134,287 $10.52 $1,412,699 1,488,414
(Indirect)
View
2017-10-06
Sale
2017-10-10
4:08 pm
Pennymac Financial Services Inc PFSI Mccallion Anne
Chief Enterprise Ops Officer
5,000 $18.05 $90,244 665,720
(Direct
Indirect)
View
2017-10-05
Sale
2017-10-10
4:06 pm
Sino-global Shipping America Ltd. SINO Cao Lei
Chief Executive Officer
Director
10% Owner
60,000 $2.86 $171,600 1,424,040
(Direct)
View
2017-10-06
Sale
2017-10-10
4:06 pm
Paylocity Holding Corp PCTY Beauchamp Steven R
Chief Executive Officer
Director
5,470 $50.09 $273,992 2,247,508
(Indirect
Direct)
View
2017-10-05
Sale
2017-10-10
4:05 pm
Pennymac Financial Services Inc PFSI Walker David M
Chief Risk Officer
10,000 $18.09 $180,932 648,055
(Direct
Indirect)
View
2017-10-10
Sale
2017-10-10
4:05 pm
Rewalk Robotics Ltd. RWLK Gricci Jodi
VP Global Marketing & Training
67 $1.5 $100 32,590
(Indirect)
View
2017-10-06
Sale
2017-10-10
4:02 pm
Navistar International Corp NAV D'arcy Stephen R.
Director
1,000 $44.34 $44,340 812
(Direct)
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(A) Indicate amendment filing.