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Insider Sale Filings - Archives for 2017-01-09

Home -> 2017 -> Insider sale filings for 2017-01-09

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-01-04
Sale
2017-01-06
8:57 pm
Immune Design Corp. IMDZ Brady Stephen R
EVP, Strategy & Finance
1,642 $5.35 $8,785 85,000
(Direct)
View
2017-01-04
Sale
2017-01-06
8:28 pm
Live Nation Entertainment Inc. LYV Rapino Michael
President & CEO
Director
140,000 $27.55 $3,857,100 816,196
(Indirect
Direct)
View
2017-01-06
Sale
2017-01-06
8:00 pm
Walt Disney Co DIS Woodford Brent
EVP, Control, Fin Plan & Tax
2,000 $108.5 $217,000 27,745
(Indirect
Direct)
View
2017-01-04
Sale(A)
2017-01-06
7:57 pm
Forum Energy Technologies Inc FET Harris James Whelan
EVP & CFO
10,284 $24 $246,816 303,306
(Direct)
View
2016-12-30
Sale
2017-01-06
7:49 pm
Energous Corp WATT Gaulding John
Director
14,651 $16.93 $248,071 61,155
(Direct)
View
2017-01-04
Sale
2017-01-06
7:45 pm
Jewett Cameron Trading Co Ltd JCTCF Boone Donald M
President/CEO/Treasurer
Director
10% Owner
7,189 $13 $93,457 741,490
(Direct)
View
2017-01-04
Sale
2017-01-06
7:32 pm
Alkermes plc. ALKS Stejbach Mark
SVP/Chief Comm Off, Alks Inc
9,453 $60.05 $567,687 40,768
(Direct)
View
2017-01-06
Sale
2017-01-06
7:22 pm
Alj Regional Holdings Inc ALJJ Ravich Jess M
Executive Chairman
Director
10% Owner
5,000 $3.905 $19,525 4,923,751
(Indirect)
View
2017-01-04
Sale
2017-01-06
7:09 pm
Broadcom Ltd AVGO Eggebrecht Lewis C
Director
5,120 $177 $906,158 10,240
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
7:07 pm
Natera Inc. NTRA Rosenman Herm
Chief Financial Officer
1,849 $11.87 $21,948 33,409
(Direct)
View
2017-01-06
Sale
2017-01-06
7:05 pm
Greenbrier Companies Inc GBX Rittenbaum Mark J
EVP, Commercial & Leasing
6,250 $44.75 $279,693 63,857
(Direct)
View
2017-01-04
Sale
2017-01-06
6:59 pm
Illumina Inc ILMN Bradbury Daniel
Director
600 $135 $81,008 17,065
(Direct)
View
2017-01-06
Sale
2017-01-06
6:54 pm
Adobe Systems Inc ADBE Rowley Richard
VP, Corp. Controller & CAO
1,348 $108.1 $145,760 0
(Direct)
View
2017-01-04
Sale(A)
2017-01-06
6:43 pm
Western Uranium Corp WSTRF Fryer Russell S.
Baobab Asset Management LLC
Director
10% Owner
71,800 $1.516 $108,871 4,302,200
(Indirect)
View
2017-01-05
Sale
2017-01-06
6:42 pm
Alaska Air Group Inc ALK Tilden Bradley D
CHAIRMAN, PRESIDENT AND CEO
5,600 $87.91 $492,294 127,298
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
6:39 pm
Digital Realty Trust Inc. DLR Mills Joshua A.
SVP & General Counsel
9,239 $101.9 $941,850 61,967
(Direct)
View
2017-01-05
Sale
2017-01-06
6:39 pm
Cadiz Inc CDZI Brackpool Keith
Director
50,000 $12.7 $635,000 185,000
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
6:36 pm
Alkermes plc. ALKS Cooke Shane
President, Alkermes plc
9,450 $60.06 $567,548 70,551
(Direct)
View
2017-01-04
Sale
2017-01-06
6:28 pm
Alkermes plc. ALKS Ehrich Elliot
EVP, R&D & CMO, Alkermes, Inc.
10,000 $59.44 $594,425 60,140
(Direct)
View
2017-01-04
Sale
2017-01-06
6:18 pm
Rsp Permian Inc. RSPP Huck William
VP, Operations
6,000 $45.34 $272,021 333,937
(Direct)
View
2016-05-10
Sale
2017-01-06
6:15 pm
Cadiz Inc CDZI Shaheen Timothy J
CFO
Director
32,000 $12.7 $406,400 147,500
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
6:14 pm
Tilly's Inc TLYS Levine Tilly
10% Owner
30,000 $13.42 $402,455 4,318,147
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
6:13 pm
Planet Fitness Inc. PLNT Grondahl Marc
Director
54,451 $20.24 $1,102,203 4,937,669
(Indirect)
View
2017-01-01
Sale
2017-01-06
6:12 pm
Heritage-crystal Clean Inc. HCCI Chalhoub Joseph
President & CEO
Director
3,600 $15.5 $55,800 1,140,565
(Indirect
Direct)
View
2017-01-03
Sale
2017-01-06
6:04 pm
Synnex Corp SNX Polk Dennis
Chief Operating Officer
Director
1,000 $122.1 $122,120 47,859
(Direct)
View
2017-01-05
Sale
2017-01-06
6:01 pm
Ptc Therapeutics Inc PTCT Almstead Neil Gregory
EVP Research Pharma Ops & Tech
78 $11.82 $922 2,687
(Indirect)
View
2017-01-04
Sale
2017-01-06
5:54 pm
Summit Materials Inc. SUM Hill Thomas W.
President and CEO
Director
10,000 $24.57 $245,700 15,000
(Direct
Indirect)
View
2016-12-18
Sale(A)
2017-01-06
5:53 pm
Creative Medical Technology Holdings Inc CELZ Warbington Timothy
President & CEO
Director
10% Owner
6,348,400 $0.05162 $327,689 64,966,668
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
5:53 pm
Shake Shack Inc. SHAK Meyer Daniel Harris
Director
10% Owner
20,000 $38.01 $760,252 1,270,136
(Direct
Indirect)
View
2017-01-05
Sale
2017-01-06
5:51 pm
Accenture Plc ACN London Daniel T
Grp Chief Exec-Health & PS
4,437 $115.9 $514,114 33,352
(Direct)
View
2017-01-06
Sale
2017-01-06
5:45 pm
Zayo Group Holdings Inc. ZAYO Caruso Daniel
CEO
Director
78,927 $30.91 $2,439,634 4,500,000
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:43 pm
Alkermes plc. ALKS Breyer Robert A
Director
4,000 $60 $240,000 11,156
(Direct)
View
2016-12-18
Sale(A)
2017-01-06
5:42 pm
Creative Medical Technology Holdings Inc CELZ Creative Medical Health Inc
10% Owner
6,348,400 $0.05162 $327,689 64,966,668
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
5:42 pm
Eversource Energy ES May Thomas J
Other
120,000 $55.2 $6,623,592 198,093
(Indirect
Direct)
View
2017-01-06
Sale
2017-01-06
5:41 pm
Zayo Group Holdings Inc. ZAYO Morley Christopher
President & COO
61,860 $30.91 $1,912,093 474,967
(Indirect
Direct)
View
2017-01-05
Sale
2017-01-06
5:40 pm
Jack In The Box Inc JACK Goebel David
Director
1,376 $108.8 $149,745 20,665
(Direct)
View
2017-01-04
Sale
2017-01-06
5:40 pm
Pcm Inc PCMI Abuyounes Simon M
President, PCM Logistics, LLC
5,000 $22.34 $111,698 63,327
(Direct)
View
2017-01-04
Sale
2017-01-06
5:37 pm
Western Uranium Corp WSTRF Fryer Russell S.
Baobab Asset Management LLC
Director
10% Owner
74,650 $1.516 $113,146 4,299,350
(Indirect)
View
2017-01-06
Sale
2017-01-06
5:37 pm
Zayo Group Holdings Inc. ZAYO Desgarennes Kenneth
Chief Financial Officer
61,860 $30.91 $1,912,093 1,075,892
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:36 pm
Camden Property Trust CPT Westbrook Kelvin R
Director
426 $85.22 $36,304 18,675
(Direct)
View
2017-01-04
Sale
2017-01-06
5:36 pm
Realpage Inc RP Winn Stephen T
Chairman President & CEO
Director
10% Owner
60,000 $29.71 $1,782,600 19,216,416
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
5:34 pm
Hormel Foods Corp HRL Nakasone Robert
Director
18,502 $36.03 $666,716 143,644
(Direct)
View
2017-01-04
Sale
2017-01-06
5:34 pm
Camden Property Trust CPT Webster Steven A
Director
1,320 $85.22 $112,490 99,017
(Direct)
View
2017-01-04
Sale
2017-01-06
5:31 pm
Realpage Inc RP Seren Capital Ltd.
10% Owner
24,000 $29.71 $713,040 19,216,416
(Direct)
View
2017-01-05
Sale
2017-01-06
5:30 pm
Cbs Corp CBS Griego Linda M
Director
15,279 $65.25 $996,965 48,130
(Indirect
Direct)
View
2017-01-06
Sale
2017-01-06
5:29 pm
S&w Seed Co SANW Grewal Mark S
President and CEO
Director
1,181 $4.75 $5,610 109,376
(Direct)
View
2017-01-04
Sale
2017-01-06
5:28 pm
Pfenex Inc. PFNX Signet Healthcare Partners Accredited Partnership III Lp
10% Owner
7,710 $9.503 $73,268 1,708,302
(Direct)
View
2017-01-04
Sale
2017-01-06
5:26 pm
Camden Property Trust CPT Mcguire William B
Director
1,008 $85.22 $85,902 100,202
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:25 pm
Camden Property Trust CPT Parker F Gardner
Director
13,971 $85.22 $1,190,654 26,786
(Direct)
View
2017-01-05
Sale
2017-01-06
5:24 pm
Cempra Inc CEMP Goldstein Dov A Md
Director
937,600 $3.405 $3,192,864 693,060
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
5:23 pm
Camden Property Trust CPT Levey Lewis A
Director
2,931 $85.46 $250,483 120,000
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:22 pm
Camden Property Trust CPT Sengelmann William W.
EVP - Real Estate Investments
1,540 $85.22 $131,239 77,149
(Direct)
View
2016-12-27
Sale
2017-01-06
5:15 pm
Asterias Biotherapeutics Inc. AST Spink Katharine E.
Chief Operating Officer
2,500 $5 $12,500 192,500
(Direct)
View
2017-01-04
Sale
2017-01-06
5:14 pm
Ophthotech Corp. OPHT Wood Barbara A
SVP,General Counsel,Secretary
589 $4.96 $2,921 3,600
(Direct)
View
2017-01-05
Sale
2017-01-06
5:14 pm
Varian Medical Systems Inc VAR Wilson Dow R
President and CEO
Director
13,334 $88.74 $1,183,260 77,625
(Direct)
View
2017-01-04
Sale
2017-01-06
5:14 pm
Ophthotech Corp. OPHT Guyer David R
Chief Executive Officer
Director
3,785 $4.96 $18,774 18,750
(Direct)
View
2016-12-27
Sale
2017-01-06
5:13 pm
Asterias Biotherapeutics Inc. AST Wirth Edward
Chief Medical Officer
2,500 $5 $12,500 192,500
(Direct)
View
2017-01-04
Sale
2017-01-06
5:13 pm
Acceleron Pharma Inc XLRN Kumar Ravindra
SVP & Chief Scientific Officer
2,000 $27.46 $54,916 90,068
(Direct)
View
2017-01-04
Sale
2017-01-06
5:13 pm
Ophthotech Corp. OPHT Patel Samir Chandrakant
President
Director
3,844 $4.96 $19,066 19,657
(Direct)
View
2017-01-04
Sale
2017-01-06
5:13 pm
Acceleron Pharma Inc XLRN Quisel John D
SVP, Bus. Dev., GC & Secretary
1,700 $27.36 $46,513 55,923
(Direct)
View
2017-01-04
Sale
2017-01-06
5:12 pm
Ophthotech Corp. OPHT Bjarke Henric Bjorn
SVP & CCO
316 $4.96 $1,567 2,100
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:12 pm
Acceleron Pharma Inc XLRN Mclaughlin Kevin F
SVP, CFO and Treasurer
1,700 $27.45 $46,667 72,200
(Direct)
View
2017-01-04
Sale
2017-01-06
5:12 pm
Acceleron Pharma Inc XLRN Sherman Matthew L
EVP & Chief Medical Officer
2,000 $27.46 $54,916 98,100
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
5:11 pm
Acceleron Pharma Inc XLRN Ertel Steven D
EVP & Chief Operating Officer
2,500 $27.44 $68,611 130,977
(Direct)
View
2017-01-04
Sale
2017-01-06
5:08 pm
Howard Hughes Corp HHC Davidsohn Reuben Seth
Chief Administrative Officer
6,950 $113.8 $791,188 80,000
(Direct)
View
2017-01-05
Sale
2017-01-06
5:08 pm
Antero Resources Corp AR Yoo K. Phil
See Remarks
2,000 $25 $50,000 96,033
(Direct)
View
2017-01-04
Sale
2017-01-06
5:04 pm
Calamp Corp. CAMP Vitelle Richard K
Executive VP & CFO
10,100 $15.02 $151,702 287,110
(Direct)
View
2017-01-04
Sale
2017-01-06
5:00 pm
American Midstream Partners Lp AMID Tywoniuk Gerald A
Director
1,510 $18.26 $27,570 20,499
(Direct
Indirect)
View
2017-01-05
Sale
2017-01-06
5:00 pm
Eog Resources Inc EOG Wisner Frank G
Director
1,250 $104.6 $130,688 108,445
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
4:58 pm
Quotient Technology Inc. QUOT Chen Connie
GC., Secr. and Compliance Off.
10,695 $10.98 $117,478 56,250
(Direct)
View
2016-12-17
Sale(M)
2017-01-06
4:54 pm
Diverse Development Group Inc. Cassidy James M
Other
9,700,000 $0.0001 $970 300,000
(Direct)
View
2016-12-17
Sale(M)
2017-01-06
4:52 pm
Diverse Development Group Inc. Mckillop James K
Other
9,700,000 $0.0001 $970 300,000
(Direct)
View
2017-01-04
Sale
2017-01-06
4:52 pm
Medidata Solutions Inc. MDSO Sherif Tarek
Chairman & CEO
Director
7,500 $51.56 $386,700 799,828
(Direct)
View
2016-12-13
Sale(M)
2017-01-06
4:49 pm
La Carte Charts Corp Mckillop James K
Other
9,750,000 $0.0001 $975 250,000
(Direct)
View
2017-01-04
Sale
2017-01-06
4:48 pm
Quotient Technology Inc. QUOT Boal Steven R.
CEO
Director
18,642 $11.12 $207,262 3,954,976
(Indirect
Direct)
View
2016-12-13
Sale(M)
2017-01-06
4:47 pm
La Carte Charts Corp Cassidy James M
Other
9,750,000 $0.0001 $975 250,000
(Direct)
View
2017-01-05
Sale
2017-01-06
4:43 pm
General Finance Corp GFN Gagnon Neil
10% Owner
3,990 $5.3 $21,147 1,864,280
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
4:41 pm
Progress Software Corp PRGS Praesidium Investment Management Company LLC
Oram Kevin
Uddo Peter
10% Owner
850,000 $30.81 $26,188,500 4,957,017
(Indirect)
View
2017-01-03
Sale
2017-01-06
4:41 pm
Balchem Corp BCPC Rossi Dino A
Other
747 $83.26 $62,195 25,068
(Direct)
View
2017-01-04
Sale
2017-01-06
4:40 pm
Endurance International Group Holdings Inc. EIGI Surdan Kenneth J
Chief Product Officer
16,762 $7.46 $125,045 210,532
(Direct)
View
2017-01-04
Sale
2017-01-06
4:40 pm
Carmax Inc KMX Shamim Mohammad
SVP and CIO
30,404 $67.02 $2,037,676 32,129
(Direct)
View
2017-01-04
Sale
2017-01-06
4:39 pm
Eagle Pharmaceuticals Inc EGRX Proquest Investments Iv L.P.
Proquest Financial LLC
Proquest Associates Iv LLC
Moorin Jay
Schreiber Alain
10% Owner
65,114 $85.16 $5,545,108 3,879,287
(Indirect)
View
2017-01-03
Sale
2017-01-06
4:38 pm
Diamond Hill Investment Group Inc DHIL Skinner Frances A
Director
2,226 $210.4 $468,365 9,635
(Direct)
View
2017-01-04
Sale
2017-01-06
4:38 pm
Scholastic Corp SCHL Robinson Richard
CEO, Chairman and President
Director
10% Owner
2,580 $47.35 $122,161 4,354,680
(Direct)
View
2017-01-04
Sale
2017-01-06
4:35 pm
Sprouts Farmers Market Inc. SFM Sanders James Douglas
Director
45,000 $19.47 $876,058 476,805
(Direct)
View
2017-01-05
Sale
2017-01-06
4:34 pm
Level 3 Communications Inc LVLT Crouch Andrew
Regional President, EMEA
312 $58.72 $18,322 121,865
(Indirect
Direct)
View
2017-01-05
Sale
2017-01-06
4:34 pm
Sanchez Energy Corp SN Kopel Gregory B
Senior VP - General Counsel
7,522 $9.381 $70,564 67,448
(Direct)
View
2017-01-05
Sale
2017-01-06
4:34 pm
American States Water Co AWR Ross Lloyd E
Director
1,100 $45.47 $50,017 52,267
(Direct)
View
2017-01-06
Sale
2017-01-06
4:33 pm
Wayfair Inc. W Mulliken John Champlin
SVP, Strategic Initiatives
100 $37.5 $3,750 226,499
(Direct)
View
2017-01-04
Sale
2017-01-06
4:33 pm
Cardtronics Plc CATM Rathgaber Steven A.
Chief Executive Officer
Director
6,000 $55.4 $332,400 273,350
(Direct
Indirect)
View
2017-01-05
Sale
2017-01-06
4:30 pm
Autodesk Inc ADSK Bass Carl
Chief Executive Officer
Director
100,000 $76.94 $7,694,039 216,612
(Direct)
View
2017-01-06
Sale
2017-01-06
4:30 pm
Clean Energy Fuels Corp. CLNE Pratt Mitchell W
COO and Secretary
4,572 $3.12 $14,264 278,036
(Indirect)
View
2017-01-06
Sale
2017-01-06
4:29 pm
Clean Energy Fuels Corp. CLNE Grace Peter J.
SVP, Sales and Finance
7,500 $3.12 $23,400 68,000
(Indirect
Direct)
View
2017-01-04
Sale
2017-01-06
4:28 pm
Minerva Neurosciences Inc. NERV Levine Mark S.
SVP,General Counsel & Sec.
17,500 $12 $210,000 57,274
(Direct)
View
2017-01-05
Sale
2017-01-06
4:27 pm
Autodesk Inc ADSK Becker Jan
SVP, CHRO and Corp Real Estate
2,973 $77.08 $229,159 83,469
(Direct)
View
2017-01-05
Sale
2017-01-06
4:23 pm
Coeur Mining Inc. CDE Krebs Mitchell J
President and CEO
Director
73,142 $10.13 $740,928 548,120
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
4:22 pm
Axalta Coating Systems Ltd. AXTA Bryant Robert W.
EVP & CFO
47,236 $28 $1,322,608 265,492
(Direct)
View
2017-01-04
Sale
2017-01-06
4:14 pm
Scholastic Corp SCHL Oconnell Maureen
EVP, CAO & CFO
8,264 $47.45 $392,143 27,865
(Direct)
View
2017-01-05
Sale
2017-01-06
4:13 pm
Veeva Systems Inc VEEV Codd Ronald E F
Director
2,000 $41.73 $83,460 139,250
(Direct)
View
2017-01-04
Sale
2017-01-06
4:12 pm
Veeva Systems Inc VEEV Faddis Jonathan
SVP, Gen. Counsel, Secretary
1,500 $41.28 $61,920 131,500
(Direct)
View
2017-01-04
Sale
2017-01-06
4:11 pm
Commscope Holding Company Inc. COMM Crenshaw Randall W
EVP and COO
25,000 $37.09 $927,325 76,849
(Direct)
View
2017-01-05
Sale
2017-01-06
4:11 pm
Intercontinental Exchange Inc. ICE Vice Charles A
President&Chief Op. Officer
5,000 $57.08 $285,400 304,915
(Direct)
View
2016-12-09
Sale
2017-01-06
4:10 pm
Akamai Technologies Inc AKAM Sagan Paul
Director
18,667 $67.81 $1,265,809 392,729
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
4:09 pm
Synchronoss Technologies Inc SNCR Rosenberger Karen
EVP & Chief Financial Officer
815 $38.84 $31,655 39,321
(Direct)
View
2017-01-04
Sale
2017-01-06
4:08 pm
Primo Water Corp PRMW Mills David J
Vice President Finance
1,954 $12.5 $24,425 23,974
(Direct)
View
2017-01-05
Sale
2017-01-06
4:08 pm
United Therapeutics Corp UTHR Rothblatt Martine A
Chairman & CEO
Director
1,208 $145.7 $176,044 639,402
(Direct
Indirect)
View
2017-01-04
Sale
2017-01-06
4:08 pm
Synchronoss Technologies Inc SNCR Prague Ronald
General Counsel
4,000 $40 $160,000 54,379
(Direct)
View
2017-01-04
Sale
2017-01-06
4:06 pm
Synchronoss Technologies Inc SNCR Cadogan William J
Director
7,500 $39.39 $295,425 241,515
(Direct)
View
2017-01-05
Sale
2017-01-06
4:06 pm
Keryx Biopharmaceuticals Inc KERX Adams Brian
VP and General Counsel
759 $6.16 $4,675 100,808
(Direct)
View
2017-01-05
Sale
2017-01-06
4:05 pm
A10 Networks Inc. ATEN Cochran Robert D
VP, Legal & Corp Collaboration
Director
5,000 $8.561 $42,805 122,228
(Direct)
View
2017-01-05
Sale
2017-01-06
4:05 pm
Keryx Biopharmaceuticals Inc KERX Madison Greg
President and CEO
Director
1,077 $6.16 $6,634 253,570
(Direct)
View
2017-01-05
Sale
2017-01-06
4:04 pm
Primerica Inc. PRI Kelly William A.
President of Subsidiary
2,500 $70.9 $177,256 18,130
(Direct)
View
2017-01-05
Sale
2017-01-06
4:04 pm
Icf International Inc. ICFI Kesavan Sudhakar
Chairman & CEO
Director
23,047 $53.99 $1,244,394 162,254
(Direct)
View
2017-01-05
Sale
2017-01-06
4:02 pm
Inc Research Holdings Inc. INCR Macdonald Alistair
Chief Executive Officer
Director
14,840 $52.19 $774,440 69,069
(Direct)
View
2017-01-04
Sale
2017-01-06
4:01 pm
Synchrony Financial SYF Melito David P
See remarks
1,392 $38 $52,896 56,894
(Direct)
View
2017-01-05
Sale
2017-01-06
4:00 pm
Monotype Imaging Holdings Inc. TYPE Shaw Douglas J
Director
25,000 $20.29 $507,345 44,897
(Direct)
View
2017-01-04
Sale
2017-01-06
4:00 pm
Ansys Inc ANSS Cashman James E III
Director
25,000 $0 $0 370,867
(Indirect
Direct)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.