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Insider Sale Filings - Archives for 2017-01-03

Home -> 2017 -> Insider sale filings for 2017-01-03

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-29
Sale
2017-01-03
3:41 pm
Ciena Corp CIEN Smith Gary B
PRESIDENT, CEO
Director
8,000 $24.39 $195,136 789,579
(Direct)
View
2016-12-29
Sale
2017-01-03
3:34 pm
Dlh Holdings Corp. DLHC Wilson Kevin
President, DLH Solutions
10,000 $5.8 $58,000 167,413
(Direct)
View
2017-01-03
Sale
2017-01-03
3:10 pm
United Fire Group Inc UFCS Ernst Barrie W
VP/Chief Investment Officer
6,849 $49 $335,601 19,730
(Direct)
View
2016-12-29
Sale
2017-01-03
3:03 pm
Republic First Bancorp Inc FRBK Wildstein Harris
Director
24,450 $8.161 $199,534 804,654
(Indirect
Direct)
View
2016-12-29
Sale
2017-01-03
2:54 pm
Luminex Corp LMNX Loewenbaum G Walter II
Director
20,000 $20.27 $405,458 837,162
(Direct
Indirect)
View
2016-12-30
Sale
2017-01-03
2:52 pm
Bard C R Inc BCR Beasley Jim C
Group President
4,709 $225 $1,059,525 27,378
(Indirect
Direct)
View
2016-12-30
Sale
2017-01-03
2:52 pm
Bard C R Inc BCR Lupisella Frank Jr
Vice President and Controller
237 $226 $53,562 14,520
(Indirect
Direct)
View
2016-12-21
Sale(A)
2017-01-03
2:29 pm
Biomerica Inc BMRA Moore Janet
Chief Financial Officer
Director
9,780 $2.182 $21,337 635,977
(Indirect
Direct)
View
2016-12-29
Sale
2017-01-03
2:25 pm
Natural Gas Services Group Inc NGS Chisholm John
Director
1,100 $31.76 $34,936 23,840
(Direct
Indirect)
View
2016-12-29
Sale
2017-01-03
2:02 pm
First Savings Financial Group Inc FSFG Lawson John P Jr
Chief Operating Officer
Director
6,370 $45.56 $290,239 14,737
(Indirect
Direct)
View
2016-12-29
Sale
2017-01-03
1:57 pm
Ciena Corp CIEN Moylan James E Jr
SVP Finance, CFO
2,000 $24.17 $48,340 421,990
(Direct)
View
2017-01-03
Sale
2017-01-03
1:55 pm
Pennymac Mortgage Investment Trust PMT Fartaj Vandad
Chief Investment Officer
1,196 $16.38 $19,590 87,818
(Direct)
View
2016-12-30
Sale
2017-01-03
1:35 pm
Rare Element Resources Ltd REEMF Burmeister Norman William
Director
150,000 $0.0592 $8,880 216,855
(Direct)
View
2016-10-03
Sale
2017-01-03
12:58 pm
Nova Lifestyle Inc. NVFY Wong Ya Ming
Former Officer
Director
4,973,903 $2.11 $10,494,935 4,973,903
(Direct)
View
2016-12-29
Sale
2017-01-03
12:05 pm
Carnival Plc CUK Thamm Michael Olaf
CEO - Costa Crociere
30,842 $50.4 $1,554,424 170,383
(Direct)
View
2016-12-29
Sale
2017-01-03
12:03 pm
Carnival Plc CUK Perez Arnaldo
General Counsel & Secretary
15,165 $52.11 $790,248 88,789
(Direct)
View
2016-12-29
Sale
2017-01-03
12:02 pm
Carnival Plc CUK Kruse Stein
CEO, Holland America Group
60,664 $52.11 $3,161,201 194,762
(Direct)
View
2016-12-29
Sale
2017-01-03
12:01 pm
Citrix Systems Inc CTXS Demo Murray J
Director
1,000 $89.95 $89,950 11,276
(Direct)
View
2016-12-29
Sale
2017-01-03
12:00 pm
Carnival Plc CUK Buckelew Alan
Chief Operations Officer
60,664 $52.11 $3,161,201 241,430
(Direct)
View
2016-12-29
Sale
2017-01-03
11:59 am
Carnival Plc CUK Bernstein David
CFO & CAO
60,664 $52.11 $3,161,201 168,374
(Direct)
View
2016-12-29
Sale
2017-01-03
11:57 am
Carnival Corp CCL Perez Arnaldo
General Counsel & Secretary
15,165 $52.11 $790,248 88,789
(Direct)
View
2016-12-29
Sale
2017-01-03
11:56 am
Carnival Corp CCL Kruse Stein
CEO, Holland America Group
60,664 $52.11 $3,161,201 194,762
(Direct)
View
2016-12-29
Sale
2017-01-03
11:54 am
Carnival Corp CCL Buckelew Alan
Chief Operations Officer
60,664 $52.11 $3,161,201 241,430
(Direct)
View
2016-12-29
Sale
2017-01-03
11:53 am
Carnival Corp CCL Bernstein David
CFO & CAO
60,664 $52.11 $3,161,201 168,374
(Direct)
View
2016-12-30
Sale
2017-01-03
11:25 am
National Western Life Group Inc. NWLI Milos Charles D
NWLIC Sr VP - Loans & Real Est
Director
357 $310.8 $110,956 13,234
(Direct)
View
2016-12-30
Sale
2017-01-03
10:56 am
National Western Life Group Inc. NWLI Pribyl Brian Mark
Sr VP - CFO
134 $310.8 $41,647 1,000
(Direct)
View
2016-12-30
Sale
2017-01-03
10:27 am
First Foundation Inc. FFWM Keller Ulrich E. Jr
Chairman
Director
5,000 $28.42 $142,100 1,260,585
(Indirect)
View
2016-12-30
Sale
2017-01-03
10:03 am
Republic First Bancorp Inc FRBK Flocco Theodore J Jr
Director
15,000 $8.269 $124,031 24,650
(Direct)
View
2016-12-29
Sale
2017-01-03
09:45 am
Cme Group Inc CME Taylor Kimberly S
Pres Clr & Post Trade Srvcs
1,351 $115.9 $156,554 99,607
(Direct)
View
2016-12-30
Sale
2017-01-03
09:44 am
Churchill Downs Inc CHDN Evans Robert L
Director
12,500 $150 $1,875,025 127,342
(Direct)
View
2016-12-30
Sale
2017-01-03
09:42 am
Abm Industries Inc ABM Mcconnell Sarah H
EVP/GEN. COUNSEL/CORP. SECTY.
6,249 $40.68 $254,199 81,446
(Direct)
View
2016-12-30
Sale
2017-01-03
09:20 am
Daktronics Inc DAKT Morgan James B
Director
7,500 $10.58 $79,375 1,379,265
(Indirect
Direct)
View
2016-12-31
Sale(M)
2017-01-03
08:45 am
Nestor Partners Fitzsimmons Mark
Other
1 $508,403 $508,403 1
(Indirect)
View
2016-12-30
Sale
2017-01-03
06:30 am
T-mobile Us Inc. TMUS Barnes W Michael
Director
22,500 $57.86 $1,301,850 113,267
(Direct)
View
2016-12-28
Sale
2016-12-30
9:08 pm
Conformis Inc CFMS Lang Philipp
Director
58,547 $8.26 $483,598 930,904
(Indirect
Direct)
View
2016-12-29
Sale
2016-12-30
7:50 pm
William Lyon Homes WLH Gmt Capital Corp
10% Owner
26,570 $19.69 $523,163 4,806,747
(Direct)
View
2016-12-30
Sale
2016-12-30
7:37 pm
Alj Regional Holdings Inc ALJJ Ravich Jess M
Executive Chairman
Director
10% Owner
5,000 $4.413 $22,065 4,943,751
(Indirect)
View
2016-12-29
Sale
2016-12-30
6:59 pm
Envestnet Inc ENV Mayer Joshua
Chief Operating Officer
2,439 $35.6 $86,828 2,238
(Indirect
Direct)
View
2016-12-29
Sale
2016-12-30
6:58 pm
Basic Energy Services Inc BAS Luxor Capital Group Lp
Luxor Capital Partners Offshore Ltd
Luxor Capital Partners Lp
Luxor Wavefront Lp
Lcg Holdings LLC
Thebes Offshore Master Fund Lp
10% Owner
75,456 $35.72 $2,695,443 1,226,883
(Indirect)
View
2016-12-27
Sale
2016-12-30
6:56 pm
Basic Energy Services Inc BAS Luxor Capital Group Lp
Luxor Capital Partners Offshore Ltd
Luxor Capital Partners Lp
Luxor Wavefront Lp
Lcg Holdings LLC
Thebes Offshore Master Fund Lp
10% Owner
422,328 $36.24 $15,306,277 1,424,083
(Indirect)
View
2016-09-12
Sale
2016-12-30
6:51 pm
Ocera Therapeutics Inc. OCRX Powell Michael
Director
6,512 $2.292 $14,926 705,368
(Indirect)
View
2016-12-28
Sale
2016-12-30
6:38 pm
Revance Therapeutics Inc. RVNC Browne L Daniel
CEO and President
Director
12,000 $20.94 $251,250 195,627
(Indirect
Direct)
View
2016-12-28
Sale
2016-12-30
6:07 pm
Selecta Biosciences Inc SELB Kishimoto Takashi Kei
Chief Scientific Officer
10,000 $17.55 $175,500 79,743
(Direct)
View
2016-12-30
Sale
2016-12-30
6:06 pm
Salesforce Com Inc CRM Benioff Marc
Chairman of the Board and CEO
Director
12,500 $68.62 $857,731 34,145,800
(Direct)
View
2016-12-28
Sale
2016-12-30
5:52 pm
Consolidated Tomoka Land Co CTO Albright John P
President & CEO
Director
2,500 $53.27 $133,181 154,475
(Direct)
View
2016-12-28
Sale
2016-12-30
5:51 pm
Us Concrete Inc USCR Sandbrook William J
President & CEO
Director
6,500 $66.64 $433,138 475,445
(Direct
Indirect)
View
2016-12-30
Sale
2016-12-30
5:25 pm
Brixmor Property Group Inc. BRX Siegel Steven F
See Remarks
6,000 $24.31 $145,860 290,072
(Indirect
Direct)
View
2016-12-29
Sale
2016-12-30
5:17 pm
Basic Energy Services Inc BAS Rogers Doug
VP - Marketing
7,796 $35.37 $275,773 57
(Direct)
View
2016-12-28
Sale
2016-12-30
5:16 pm
Pfenex Inc. PFNX Signet Healthcare Partners Accredited Partnership III Lp
10% Owner
24,104 $9.656 $232,742 1,714,654
(Direct)
View
2016-11-17
Sale(A)
2016-12-30
5:05 pm
Super Micro Computer Inc. SMCI Hideshima Howard
Chief Financial Officer
20,314 $25.57 $519,425 20,314
(Direct)
View
2016-12-28
Sale
2016-12-30
5:04 pm
Trilogy Metals Inc. TMQ Paulson & CO. Inc
10% Owner
9,100 $0.4608 $4,193 11,603,178
(Indirect)
View
2016-12-28
Sale
2016-12-30
5:04 pm
Planet Fitness Inc. PLNT Rondeau Christopher
Chief Executive Officer
Director
20,000 $19.77 $395,480 6,414,147
(Indirect)
View
2016-12-29
Sale
2016-12-30
4:51 pm
American Midstream Partners Lp AMID Tywoniuk Gerald A
Director
1,582 $17 $26,894 22,009
(Direct
Indirect)
View
2016-12-28
Sale
2016-12-30
4:45 pm
Care.com Inc CRCM Musi Diane
General Counsel and Secretary
400 $9 $3,600 71,680
(Direct)
View
2016-12-23
Sale
2016-12-30
4:39 pm
Basic Energy Services Inc BAS Huseman Kenneth V
Other
10,000 $33.83 $338,276 54,008
(Direct)
View
2016-12-30
Sale
2016-12-30
4:30 pm
Basic Energy Services Inc BAS Lannen Eric
Vice President -Human Resource
1,500 $36.13 $54,199 4,392
(Direct)
View
2016-12-28
Sale
2016-12-30
4:28 pm
Cheniere Energy Inc LNG Kilpatrick David B
Director
5,000 $41.87 $209,359 99,714
(Direct
Indirect)
View
2016-12-28
Sale
2016-12-30
4:28 pm
Cytokinetics Inc CYTK Malik Fady Ibraham
EVP Research & Development
5,633 $12.36 $69,643 3,361
(Direct)
View
2016-12-23
Sale
2016-12-30
4:21 pm
Newfield Exploration Co NFX Boothby Lee K
President and CEO
Director
30,000 $41.72 $1,251,630 260,162
(Indirect
Direct)
View
2016-12-29
Sale
2016-12-30
4:18 pm
Genesco Inc GCO Marshall Thurgood Jr
Director
1,572 $61.27 $96,313 9,016
(Direct)
View
2016-12-29
Sale
2016-12-30
4:13 pm
Nvidia Corp NVDA Shoquist Debora
EVP, Operations
19,265 $104.9 $2,020,507 318,791
(Direct)
View
2016-12-29
Sale
2016-12-30
4:13 pm
Marsh & Mclennan Companies Inc MMC Moczarski Alexander S
Chairman of MMC International
8,850 $68 $601,800 20,029
(Direct
Indirect)
View
2016-12-29
Sale
2016-12-30
4:12 pm
Computer Sciences Corp CSC Lawrie John M
Chairman, President and CEO
Director
2,084 $59.47 $123,933 382,613
(Direct)
View
2016-12-28
Sale
2016-12-30
4:12 pm
Computer Sciences Corp CSC Lawrie John M
Chairman, President and CEO
Director
5,116 $59.65 $305,153 386,329
(Direct)
View
2016-12-28
Sale
2016-12-30
4:12 pm
Computer Sciences Corp CSC Lawrie John M
Chairman, President and CEO
Director
4,000 $60.24 $240,959 386,329
(Direct)
View
2016-12-28
Sale
2016-12-30
4:07 pm
Ollie's Bargain Outlet Holdings Inc. OLLI Freedman Howard
VP, Merchandising
19,200 $29.35 $563,492 176,000
(Direct)
View
2016-12-28
Sale
2016-12-30
4:07 pm
Royale Energy Inc ROYL Hosmer Stephen M
President and CFO
Director
20,000 $0.6333 $12,666 1,469,974
(Indirect
Direct)
View
2016-12-30
Sale
2016-12-30
4:06 pm
Stone Energy Corp SGY Murley Robert S
Director
4,027 $7.208 $29,027 0
(Direct)
View
2016-12-28
Sale
2016-12-30
4:06 pm
American Airlines Group Inc. AAL Parker W Douglas
Chairman and CEO
Director
113,706 $48.12 $5,471,148 1,772,430
(Direct)
View
2016-12-28
Sale
2016-12-30
4:05 pm
Gencor Industries Inc GENC Houtkin Sherry
10% Owner
900 $15.56 $14,003 1,668,124
(Direct)
View
2016-12-15
Sale
2016-12-30
4:03 pm
Plug Power Inc PLUG Air Liquide Investissements D'avenir Et De Demonstration
Director
19,000 $1.38 $26,220 58,324
(Direct)
View
2016-12-29
Sale
2016-12-30
4:02 pm
Global Gold Corp GBGD Gallagher Drury J
Treasurer and Secretary
Director
1,578,453 $0.015 $23,677 3,696,740
(Direct)
View
(A) Indicate amendment filing.
(M) Indicate average unit share price adjusted based on the original filings.