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Insider Sale Filings - Archives for 2016-12-29

Home -> 2016 -> Insider sale filings for 2016-12-29

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-12-28
Sale
2016-12-29
3:58 pm
Clough Global Opportunities Fund GLO Versaci Vincent W
Other
390 $8.887 $3,466 0
(Direct)
View
2016-12-27
Sale
2016-12-29
3:34 pm
Swift Energy Co SWTF Banks Robert J.
INTERIM CEO; EVP AND COO
50 $33.4 $1,670 26,700
(Indirect
Direct)
View
2016-12-27
Sale
2016-12-29
3:31 pm
Occidental Petroleum Corp OXY Chazen Stephen I
Director
4,000 $71.81 $287,240 1,561,619
(Indirect
Direct)
View
2016-12-27
Sale
2016-12-29
3:02 pm
On Semiconductor Corp ON Gutmann Bernard
Exec VP & CFO
4,000 $13 $52,000 397,706
(Direct)
View
2016-12-28
Sale
2016-12-29
2:54 pm
Clough Global Dividend & Income Fund GLV Versaci Vincent W
Other
320 $11.9 $3,807 0
(Direct)
View
2016-12-28
Sale
2016-12-29
2:44 pm
West Corp WSTC Kempkes Rodney J.
Chief Administrative Officer
2,105 $25.07 $52,772 65,927
(Direct)
View
2016-12-27
Sale
2016-12-29
2:43 pm
Clough Global Equity Fund GLQ Versaci Vincent W
Other
290 $11 $3,190 465
(Indirect
Direct)
View
2016-12-28
Sale
2016-12-29
1:34 pm
Joy Global Inc JOY Koetz John M
Other
35,165 $28.04 $986,023 59,224
(Direct)
View
2016-12-28
Sale
2016-12-29
1:33 pm
Us Nuclear CORP. UCLE Chiang Richard
Other
10% Owner
139,474 $0.14 $19,526 1,499,102
(Direct)
View
2016-12-27
Sale
2016-12-29
1:32 pm
Joy Global Inc JOY Blom Douglas E
Other
938 $28.05 $26,313 55,456
(Direct)
View
2016-12-27
Sale
2016-12-29
1:31 pm
Matrix Service Co MTRX Rinehart Bradley J
President, Matrix PDM Eng
25,300 $22.59 $571,461 51,235
(Direct)
View
2016-12-28
Sale
2016-12-29
1:21 pm
Costco Wholesale Corp COST Petterson David S
Other
700 $161.1 $112,794 20,926
(Direct)
View
2016-12-27
Sale
2016-12-29
1:07 pm
United Cannabis Corp CNAB Verzura Tony
Vice President
Director
10% Owner
39,000 $1.52 $59,283 14,349,613
(Direct)
View
2016-12-12
Sale(A)
2016-12-29
12:53 pm
Nordstrom Inc JWN Little Daniel F
Executive Vice President
5,400 $59 $318,600 68,346
(Direct)
View
2016-12-27
Sale
2016-12-29
12:33 pm
Heidrick & Struggles International Inc HSII Beard Stephen W.
EVP, CAO, GC & Secretary
3,686 $23.77 $87,616 52,940
(Direct)
View
2016-12-29
Sale
2016-12-29
12:20 pm
Hometown Bankshares Corp HMTA Still Susan King
President & CEO
Director
2,232 $9.11 $20,334 23,764
(Direct)
View
2016-12-27
Sale
2016-12-29
12:18 pm
American Woodmark Corp AMWD Brandt William F
10% Owner
5,000 $76.68 $383,399 1,883,092
(Indirect
Direct)
View
2016-12-28
Sale
2016-12-29
11:27 am
Helix Energy Solutions Group Inc HLX Tripodo Anthony
Executive Vice President & CFO
Director
36,000 $9.26 $333,360 273,360
(Direct)
View
2016-12-27
Sale
2016-12-29
11:06 am
Morningstar Inc. MORN Kaplan Steven N
Director
2,000 $74.09 $148,172 47,793
(Direct)
View
2016-12-27
Sale
2016-12-29
10:49 am
Chesapeake Utilities Corp CPK Schimkaitis John R
Director
Other
500 $67.58 $33,792 144,809
(Indirect
Direct)
View
2016-12-28
Sale
2016-12-29
10:37 am
Heidrick & Struggles International Inc HSII Fazio John A
Director
1,000 $24.3 $24,300 16,052
(Direct)
View
2016-12-27
Sale
2016-12-29
10:31 am
Square Inc. SQ Dorsey Jack
President, CEO & Chairman
Director
10% Owner
381,500 $14.09 $5,375,764 59,237,504
(Indirect)
View
2016-12-28
Sale
2016-12-29
10:16 am
Gorman Rupp Co GRC Walston W Wayne
Director
2,000 $33.5 $67,000 20,927
(Indirect
Direct)
View
2015-11-30
Sale
2016-12-29
09:52 am
Associated Capital Group Inc. AC Mancheski Frederick J
10% Owner
434,585 $31.05 $13,493,864 702,119
(Direct)
View
2016-12-27
Sale
2016-12-29
09:51 am
Sei Investments Co SEIC Withrow Wayne
Executive Vice President
12,500 $49.93 $624,125 45,479
(Direct)
View
2016-12-28
Sale
2016-12-29
09:39 am
Marriott International Inc MAR Smith Craig S.
Pres. Mgn. Dir. Asia Pacific
600 $84.41 $50,646 15,104
(Direct)
View
2016-12-23
Sale
2016-12-28
9:51 pm
Basic Energy Services Inc BAS Krenek Alan
SVP, CFO, Secretary, Treasurer
11,745 $36 $422,820 89,036
(Direct)
View
2016-12-23
Sale
2016-12-28
9:50 pm
Basic Energy Services Inc BAS Dame William Timothy
VP - Pumping Services
4,982 $36 $179,352 48,565
(Direct)
View
2016-12-23
Sale
2016-12-28
9:49 pm
Basic Energy Services Inc BAS Bissett John Cody
VP, Controller and CAO
2,270 $36 $81,720 24,283
(Direct)
View
2016-12-23
Sale
2016-12-28
9:48 pm
Basic Energy Services Inc BAS Patterson Thomas Monroe
President and CEO
Director
35,944 $36 $1,293,984 250,920
(Direct)
View
2016-12-23
Sale
2016-12-28
9:46 pm
Basic Energy Services Inc BAS Rogers Doug
VP - Marketing
3,020 $35.73 $107,892 32,377
(Direct)
View
2016-12-23
Sale
2016-12-28
9:44 pm
Basic Energy Services Inc BAS Lannen Eric
Vice President -Human Resource
2,266 $36 $81,576 24,283
(Direct)
View
2016-12-23
Sale
2016-12-28
9:42 pm
Basic Energy Services Inc BAS Taylor Brett J.
VP, Manufacturing & Equipment
3,021 $36 $108,756 32,377
(Direct)
View
2016-12-23
Sale
2016-12-28
9:39 pm
Basic Energy Services Inc BAS Poldrack Lanny Trampas
VP, Safety and Operations
2,272 $36 $81,792 24,283
(Direct)
View
2016-12-23
Sale
2016-12-28
9:38 pm
Basic Energy Services Inc BAS Newman James F.
SVP, Region Operations
11,600 $35.7 $414,072 89,036
(Direct)
View
2016-12-27
Sale
2016-12-28
9:19 pm
Comstock Resources Inc CRK Allison M Jay
Chairman & CEO
Director
8,000 $10.12 $80,994 393,919
(Direct)
View
2016-12-27
Sale
2016-12-28
9:19 pm
Comstock Resources Inc CRK Allison M Jay
Chairman & CEO
Director
8,000 $10.12 $80,994 393,919
(Direct)
View
2016-12-27
Sale
2016-12-28
8:57 pm
Equinix Inc EQIX Taylor Keith D
Chief Financial Officer
2,500 $357.1 $892,651 38,646
(Direct)
View
2016-12-23
Sale
2016-12-28
8:29 pm
Conformis Inc CFMS Lang Philipp
Director
42,086 $8.566 $360,494 930,904
(Indirect
Direct)
View
2016-12-23
Sale
2016-12-28
8:28 pm
Istar Inc STAR Sugarman Jay
Chairman and CEO
Director
100,000 $12.21 $1,221,330 2,460,336
(Indirect
Direct)
View
2016-12-23
Sale
2016-12-28
8:12 pm
Dexcom Inc DXCM Doubleday Richard
EVP, Chief Commercial Officer
3,182 $62.17 $197,831 83,582
(Direct
Indirect)
View
2016-12-19
Sale
2016-12-28
7:36 pm
Patriot National Bancorp Inc PNBK Davis Samuel S
EVP and Chief Credit Officer
600 $14.17 $8,502 2,883
(Indirect
Direct)
View
2016-12-15
Sale
2016-12-28
7:36 pm
Patriot National Bancorp Inc PNBK Muskus Richard A Jr.
EVP and Chief Lending Officer
1,526 $13.8 $21,059 2,290
(Direct)
View
2016-12-27
Sale
2016-12-28
7:25 pm
Guidewire Software Inc. GWRE King James Winston
General Counsel and Secretary
2,240 $51.05 $114,352 0
(Direct)
View
2016-12-23
Sale
2016-12-28
6:51 pm
Salesforce Com Inc CRM Benioff Marc
Chairman of the Board and CEO
Director
37,500 $69.69 $2,613,243 34,195,500
(Direct)
View
2016-12-28
Sale
2016-12-28
6:48 pm
Salesforce Com Inc CRM Robbins Cynthia G.
EVP, Global Employee Success
2,935 $69.85 $205,010 230
(Direct)
View
2016-12-27
Sale
2016-12-28
6:42 pm
Universal Technical Institute Inc UTI Stadium Capital Partners L P
10% Owner
1,303 $3.23 $4,209 3,289,876
(Direct)
View
2016-12-27
Sale
2016-12-28
6:37 pm
Alphabet Inc. GOOG Brin Sergey
President
Director
10% Owner
33,332 $802.6 $26,751,574 19,576,404
(Direct)
View
2016-12-27
Sale
2016-12-28
6:33 pm
Power Integrations Inc POWI Balakrishnan Balu
President and CEO
23,085 $68.99 $1,592,641 219,781
(Direct
Indirect)
View
2016-12-23
Sale
2016-12-28
6:31 pm
Xl Group Ltd XL Mcgavick Michael S
Chief Executive Officer
Director
294,072 $38.08 $11,199,156 440,423
(Direct)
View
2016-12-23
Sale
2016-12-28
6:23 pm
Barracuda Networks Inc CUDA Drako Dean M
10% Owner
120,000 $22.08 $2,649,600 1,857,293
(Indirect)
View
2016-12-26
Sale
2016-12-28
6:19 pm
Advanced Micro Devices Inc AMD Norrod Forrest Eugene
SVP & GM EESC
27,828 $12.28 $341,728 694,641
(Direct)
View
2016-12-23
Sale
2016-12-28
6:13 pm
Idacorp Inc IDA Johnson Dennis L
Director
500 $80.87 $40,435 5,085
(Direct
Indirect)
View
2016-12-23
Sale
2016-12-28
6:11 pm
Scholastic Corp SCHL Robinson Richard
CEO, Chairman and President
Director
10% Owner
21,993 $47.92 $1,053,964 4,363,107
(Direct)
View
2016-12-23
Sale
2016-12-28
5:38 pm
Accenture Plc ACN Van 't Noordende Alexander M
Group Chief Exec-Products
10,876 $117.6 $1,279,473 151,094
(Direct)
View
2016-12-23
Sale
2016-12-28
5:38 pm
Accenture Plc ACN Sweet Julie Spellman
Group Chief Exec-North America
9,353 $117.6 $1,100,343 15,622
(Direct)
View
2016-12-23
Sale
2016-12-28
5:38 pm
Accenture Plc ACN Shook Ellyn
Chief Leadership & HR Officer
4,400 $117.6 $517,652 36,982
(Direct)
View
2016-12-23
Sale
2016-12-28
5:38 pm
Accenture Plc ACN Sell Robert E
Grp Chief Exec-Com, Med & Tech
2,648 $117.6 $311,509 42,766
(Direct)
View
2016-12-23
Sale
2016-12-28
5:37 pm
Accenture Plc ACN Ollagnier Jean-marc
Group Chief Exec-Resources
1,961 $117.6 $230,642 73,707
(Indirect
Direct)
View
2016-12-23
Sale
2016-12-28
5:37 pm
Accenture Plc ACN London Daniel T
Grp Chief Exec-Health & PS
5,549 $117.7 $652,865 21,034
(Direct)
View
2016-12-23
Sale
2016-12-28
5:37 pm
Accenture Plc ACN Deblaere Johan
Chief Operating Officer
5,000 $117.6 $588,212 132,328
(Direct)
View
2016-12-28
Sale
2016-12-28
5:36 pm
Alj Regional Holdings Inc ALJJ Ravich Jess M
Executive Chairman
Director
10% Owner
5,000 $4.28 $21,398 4,953,751
(Indirect)
View
2016-12-23
Sale
2016-12-28
5:29 pm
Fifth Street Finance Corp. FSC Tannenbaum Leonard M
10% Owner
900 $5.55 $4,995 12,073,551
(Direct)
View
2016-12-23
Sale
2016-12-28
5:27 pm
Gray Television Inc GTN Elder T L
Director
2,960 $10.98 $32,501 22,251
(Direct)
View
2016-12-27
Sale
2016-12-28
5:22 pm
New Relic Inc NEWR Sachleben Mark
Chief Financial Officer
3,500 $28.24 $98,840 522,872
(Indirect)
View
2016-12-23
Sale
2016-12-28
5:15 pm
Ceco Environmental Corp CECE Lang Jeffrey
CEO and President
Director
20,000 $14.27 $285,357 294,072
(Direct)
View
2016-12-26
Sale
2016-12-28
5:14 pm
Advanced Micro Devices Inc AMD Papermaster Mark D
SVP & Chief Technology Officer
36,356 $11.86 $431,102 807,613
(Direct)
View
2016-12-26
Sale
2016-12-28
5:13 pm
Advanced Micro Devices Inc AMD Wolin Harry A
SVP & GC
18,999 $11.86 $225,286 732,758
(Direct)
View
2016-12-26
Sale
2016-12-28
5:11 pm
Advanced Micro Devices Inc AMD Su Lisa T
President & CEO
Director
87,683 $11.86 $1,039,727 2,228,267
(Direct)
View
2016-12-26
Sale
2016-12-28
5:10 pm
Advanced Micro Devices Inc AMD Kumar Devinder
SVP, CFO & Treasurer
36,356 $11.86 $431,102 786,777
(Direct)
View
2016-12-27
Sale
2016-12-28
5:03 pm
Winmark Corp WINA Mackenzie Kirk A
Director
5,000 $125.7 $628,509 82,811
(Indirect)
View
2016-12-27
Sale
2016-12-28
5:00 pm
Splunk Inc SPLK Stein Leonard R
SVP, General Counsel & Sec.
15,000 $53.22 $798,332 97,249
(Direct)
View
2016-12-27
Sale
2016-12-28
4:56 pm
Netgear Inc NTGR Rossman Gregory J
Director
6,000 $54.68 $328,080 22,937
(Direct
Indirect)
View
2016-12-27
Sale
2016-12-28
4:41 pm
Kvh Industries Inc KVHI Balog Robert J
Senior VP Engineering
15,460 $12.45 $192,477 91,790
(Direct)
View
2016-12-27
Sale
2016-12-28
4:40 pm
Q2 Holdings Inc. QTWO Schaper Carl James
Director
20,000 $28.94 $578,800 115,770
(Direct)
View
2016-12-21
Sale
2016-12-28
4:38 pm
American Software Inc AMSWA Edenfield James C
Executive Chairman
12,493 $10.67 $133,347 66,487
(Direct)
View
2016-12-28
Sale
2016-12-28
4:34 pm
Norwood Financial Corp NWFL Carmody John F
EVP & Chief Credit Officer
658 $34 $22,372 6,829
(Indirect
Direct)
View
2016-12-16
Sale
2016-12-28
4:30 pm
Radio One Inc ROIA Thompson Peter
CFO / EVP
8,000 $2.823 $22,583 260,434
(Direct)
View
2016-12-23
Sale
2016-12-28
4:17 pm
Metlife Inc MET Carlson Peter M
EVP & Chief Accounting Officer
23,636 $54.32 $1,283,819 43,550
(Direct)
View
2016-12-27
Sale
2016-12-28
4:15 pm
Criteo S.A. CRTO Fouilland Benoit
Chief Financial Officer
876 $41.32 $36,196 83,675
(Direct)
View
2016-12-27
Sale
2016-12-28
4:13 pm
Credit Acceptance Corp CACC Foss Donald A
Chairman
Director
10% Owner
405 $220.2 $89,168 3,915,101
(Direct)
View
2016-12-28
Sale
2016-12-28
4:10 pm
Clean Harbors Inc CLH Marlin Rod
Director
3,394 $56.21 $190,777 42,441
(Indirect
Direct)
View
2016-12-23
Sale
2016-12-28
4:08 pm
Carmax Inc KMX Reedy Thomas W Jr
EVP & CFO
27,000 $64.02 $1,728,540 84,183
(Direct)
View
2016-12-28
Sale
2016-12-28
4:06 pm
Wayfair Inc. W Savarese James
Chief Operating Officer
500 $36.02 $18,010 604,066
(Direct)
View
2016-12-27
Sale
2016-12-28
4:02 pm
Autodesk Inc ADSK Hanspal Amarpreet
SVP, Autodesk Product Group
39,736 $76.01 $3,020,389 115,065
(Direct)
View
2016-12-23
Sale
2016-12-28
4:02 pm
Palo Alto Networks Inc PANW Anderson Mark
President
1,964 $125 $245,500 254,951
(Direct)
View
2016-12-27
Sale
2016-12-28
4:01 pm
Limoneira Co LMNR Michaelis Ronald L
Director
3,000 $20 $60,000 129,828
(Direct
Indirect)
View
(A) Indicate amendment filing.