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Insider Sale Filings - Archives for 2016-12-01

Home -> 2016 -> Insider sale filings for 2016-12-01

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-11-30
Sale
2016-12-01
3:59 pm
Halliburton Co HAL Mckeon Timothy
Vice Pres and Treasurer
2,611 $54.5 $142,300 15,755
(Direct
Indirect)
View
2016-11-30
Sale
2016-12-01
3:56 pm
Fastenal Co FAST Hein Leland J
Senior EVP
2,000 $47.4 $94,800 5,074
(Indirect)
View
2016-12-01
Sale
2016-12-01
3:56 pm
Old Line Bancshares Inc OLBK Clark Craig E
Director
2,000 $22.36 $44,720 191,817
(Direct)
View
2016-11-30
Sale
2016-12-01
3:52 pm
Eog Resources Inc EOG Janssen Ann D.
VP, Accounting
10,970 $101.6 $1,114,010 61,096
(Direct)
View
2016-11-29
Sale
2016-12-01
3:48 pm
Aceto Corp ACET Kippley Terry
Sr. Vice President
2,000 $20.34 $40,680 24,382
(Direct)
View
2016-11-30
Sale
2016-12-01
3:46 pm
Eog Resources Inc EOG Driggers Timothy K
EVP & Chief Financial Officer
10,000 $102.1 $1,020,751 148,477
(Direct)
View
2016-11-29
Sale
2016-12-01
3:43 pm
Radnet Inc. RDNT Hames Norman R
Executive Vice President
Director
18,547 $6.246 $115,852 616,550
(Direct)
View
2016-12-01
Sale
2016-12-01
3:42 pm
Eagle Bancorp Inc EGBN Langmead James H
EVP/CFO
Director
5,000 $59.5 $297,514 60,570
(Direct)
View
2016-11-29
Sale
2016-12-01
3:36 pm
On Semiconductor Corp ON Cave George H
EVP, Gen Cnsl, CC&EO, & Sec
5,000 $12.08 $60,395 340,660
(Direct)
View
2016-11-30
Sale
2016-12-01
3:35 pm
Forrester Research Inc FORR Mann Gail
Chief Legal Officer
7,500 $41.01 $307,575 13,636
(Direct)
View
2016-11-25
Sale
2016-12-01
3:35 pm
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
4,200 $133.8 $561,980 12,538
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
3:28 pm
Rockwell Automation Inc ROK Nosbusch Keith D
Director
20,000 $133.4 $2,668,221 372,842
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
3:27 pm
Trimble Inc TRMB Gibson Chris
Vice President
29,940 $28.37 $849,398 11,693
(Direct)
View
2016-11-29
Sale
2016-12-01
3:27 pm
On Semiconductor Corp ON Hall William
EVP & GM, Pwr Sol Grp
500 $12.11 $6,055 414,287
(Direct)
View
2016-11-29
Sale
2016-12-01
3:24 pm
Axt Inc AXTI Ochrym Robert G
VP Business Development
17,937 $4.974 $89,210 105,431
(Direct)
View
2016-11-30
Sale
2016-12-01
3:14 pm
Alphabet Inc. GOOG Brin Sergey
President
Director
10% Owner
16,666 $762.9 $12,715,293 19,643,072
(Direct
Indirect)
View
2016-11-29
Sale
2016-12-01
3:14 pm
Gencor Industries Inc GENC Houtkin Sherry
10% Owner
814 $14.22 $11,573 1,184,527
(Direct)
View
2016-11-30
Sale
2016-12-01
3:13 pm
First Mid Illinois Bancshares Inc FMBH Sparks Ray A
Director
100 $30.44 $3,044 282,858
(Direct
Indirect)
View
2016-11-30
Sale
2016-12-01
3:05 pm
Barnes Group Inc B Edwards Dawn N
SVP, Human Resources
9,701 $46.2 $448,167 62,904
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
3:03 pm
Alphabet Inc. GOOG Brin Sergey
President
Director
10% Owner
16,666 $780.8 $13,012,199 19,626,704
(Direct)
View
2016-11-29
Sale
2016-12-01
2:53 pm
Trimble Inc TRMB Kirkland James A
Vice President
355 $28.34 $10,061 19,914
(Indirect
Direct)
View
2016-12-01
Sale
2016-12-01
2:52 pm
Alphabet Inc. GOOG Mather Ann
Director
45 $761.1 $34,251 2,186
(Direct)
View
2016-11-30
Sale
2016-12-01
2:47 pm
Cme Group Inc CME Taylor Kimberly S
Sr MD Pres Gl Ops Tech & Risk
2,300 $113 $259,900 100,958
(Direct)
View
2016-11-30
Sale
2016-12-01
2:46 pm
Cme Group Inc CME Durkin Bryan T
President
15,000 $112.8 $1,692,735 68,680
(Direct)
View
2016-11-29
Sale
2016-12-01
2:35 pm
Cytomx Therapeutics Inc. CTMX Shannon Timothy M
Director
22,086 $11.18 $247,008 3,244,381
(Direct
Indirect)
View
2016-12-01
Sale
2016-12-01
2:33 pm
Norwood Financial Corp NWFL Carmody John F
EVP & Chief Credit Officer
2,163 $33.25 $71,920 8,650
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
2:31 pm
Msa Safety Inc MSA Vartanian Nishan J.
Vice President
725 $62.8 $45,528 23,370
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
2:30 pm
Ufp Technologies Inc UFPT Bailly R Jeffrey
President and CEO
Director
9,912 $25.29 $250,671 624,913
(Direct)
View
2016-11-29
Sale
2016-12-01
2:27 pm
Cytomx Therapeutics Inc. CTMX Canaan Ix L.P.
Canaan Partners Ix LLC
Director
22,086 $11.18 $247,008 3,644,381
(Indirect)
View
2016-12-01
Sale
2016-12-01
2:12 pm
Cogent Communications Holdings Inc CCOI Oneill Timothy G
VP Field Engineering
1,000 $37.5 $37,500 38,452
(Direct)
View
2016-12-01
Sale
2016-12-01
2:08 pm
Usg Corp USG Dannessa Dominic A
Executive Vice President
2,000 $29 $58,010 62,937
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
1:28 pm
Rockwell Automation Inc ROK Dorgan David M
VP and Controller
2,300 $133.8 $307,707 12,600
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
1:23 pm
Power Integrations Inc POWI Bailey Doug
VP Marketing
5,000 $67.28 $336,379 30,726
(Direct)
View
2016-12-01
Sale
2016-12-01
1:21 pm
Habit Restaurants Inc. HABT Whitwell Peter
Chief Quality Officer
1,500 $16.9 $25,350 387
(Direct)
View
2016-11-29
Sale
2016-12-01
1:11 pm
Virtusa Corp VRTU Canekeratne Kris A
Chairman & CEO
Director
24,000 $22.53 $540,766 802,133
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
1:04 pm
Helmerich & Payne Inc. HP Marshall Chapman Paula
Director
4,405 $75.82 $334,000 15,419
(Direct)
View
2016-11-29
Sale
2016-12-01
12:56 pm
Veritex Holdings Inc. VBTX Suntx Veritex Holdings L.P.
10% Owner
4,181 $20.19 $84,414 1,195,965
(Direct)
View
2016-11-29
Sale
2016-12-01
12:53 pm
Oshkosh Corp OSK Omtvedt Craig P
Director
2,300 $70 $161,000 30,692
(Direct)
View
2016-11-30
Sale
2016-12-01
12:48 pm
Badger Meter Inc BMI Begale Fred J
VP-Engineering
2,000 $36.32 $72,633 5,868
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
12:39 pm
Enable Midstream Partners Lp ENBL Arclight Capital Partners LLC
Arclight Capital Holdings LLC
Bronco Midstream Infrastructure LLC
Enogex Holdings LLC
Arclight Energy Partners Fund Iv Lp
Arclight Energy Partners Fund V L.P.
Bronco Midstream Partners L.P.
Revers Daniel R
10% Owner
1,424,281 $14 $19,939,934 43,585,928
(Indirect)
View
2016-11-30
Sale
2016-12-01
12:30 pm
Qualcomm Inc QCOM Aberle Derek K
President
14,990 $66.69 $999,625 17,274
(Direct)
View
2016-11-29
Sale
2016-12-01
12:17 pm
Health Insurance Innovations Inc. HIIQ Telkamp Bruce
CEO of HealthPocket, Inc.*
Director
3,456 $12.85 $44,410 188,281
(Direct
Indirect)
View
2016-11-29
Sale
2016-12-01
12:14 pm
Evertec Inc. EVTC Ramirez Carlos J.
Executive Vice President
50,499 $18 $908,982 78,063
(Direct)
View
2016-11-30
Sale
2016-12-01
12:13 pm
Heritage Commerce Corp HTBK Wycoff W Kirk
Director
500,000 $12.22 $6,108,300 2,420,034
(Indirect)
View
2016-11-30
Sale
2016-12-01
11:58 am
Dorman Products Inc. DORM Lederer Paul R
Director
2,000 $71.57 $143,140 31,976
(Direct
Indirect)
View
2016-11-29
Sale
2016-12-01
11:45 am
Enterprise Bancorp Inc EBTC Hanson Eric W
Director
822 $32.77 $26,935 314,526
(Direct)
View
2016-11-29
Sale
2016-12-01
11:44 am
Enterprise Bancorp Inc EBTC Duncan George L
Chairman
Director
1,220 $32.82 $40,040 407,462
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
11:33 am
International Paper Co IP Joseph Tommy S
Senior Vice President
11,700 $48.88 $571,896 152,325
(Direct)
View
2016-11-30
Sale
2016-12-01
11:30 am
Bancfirst Corp BANF Brand Dennis L
Executive Vice President and
Director
2,000 $82 $164,000 10,000
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
11:22 am
Dime Community Bancshares Inc DCOM Pucella Michael
EXECUTIVE VICE PRESIDENT
20,164 $18.82 $379,406 54,184
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
11:17 am
Empire Resources Inc ERS Wrubel Harvey
Director
5,339 $4.988 $26,631 20,143
(Direct)
View
2016-11-29
Sale
2016-12-01
11:11 am
Evans Bancorp Inc EVBN Miller Robert G Jr
Secretary
Director
3,000 $4.388 $13,166 79,153
(Direct)
View
2016-11-29
Sale
2016-12-01
10:37 am
Fidelity National Financial Inc. FNF Willey Frank P
Director
40,077 $32.98 $1,321,928 1,160,692
(Direct)
View
2016-11-30
Sale
2016-12-01
10:27 am
Bancfirst Corp BANF R Banking Ltd Ptnrshp
Rainbolt David E
10% Owner
20,602 $82.09 $1,691,292 5,523,294
(Direct)
View
2016-11-29
Sale
2016-12-01
10:20 am
Espey Mfg & Electronics Corp ESP Oneil David A
Treasurer
685 $26.3 $18,015 14,000
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
10:16 am
Deere & Co DE Reed Cory J
Pres., John Deere Financial
3,243 $145.4 $471,649 3,866
(Direct
Indirect)
View
2016-11-30
Sale
2016-12-01
10:13 am
Genie Energy Ltd. GNE Courter James A
Director
5,000 $5.99 $29,950 401,983
(Direct)
View
2016-11-30
Sale
2016-12-01
10:07 am
Swift Transportation Co SWFT Guin Timothy W
EVP, Sales
40,000 $25.05 $1,002,000 43,601
(Direct)
View
2016-11-30
Sale
2016-12-01
10:05 am
Swift Transportation Co SWFT Alexander Brian Patrick
Other
19,508 $25.02 $488,090 37,134
(Direct)
View
2016-11-29
Sale
2016-12-01
10:04 am
Mettler Toledo International Inc MTD Spoerry Robert F
Director
2,764 $420 $1,160,880 346,826
(Indirect
Direct)
View
2016-11-29
Sale
2016-12-01
09:56 am
Deere & Co DE Gilles Jean H
Senior Vice President
56,404 $100.7 $5,682,336 107,388
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
08:44 am
Citrix Systems Inc CTXS Calderoni Robert
Executive Chairman
Director
2,221 $86.73 $192,627 116,416
(Direct)
View
2016-11-29
Sale
2016-12-01
08:29 am
Pc Tel Inc PCTI Singer Martin H
Chairman & CEO
1,002 $5 $5,010 207,427
(Direct
Indirect)
View
2016-11-29
Sale
2016-12-01
08:22 am
American Woodmark Corp AMWD Brandt William F
10% Owner
5,000 $78.55 $392,764 1,904,364
(Indirect
Direct)
View
2016-11-30
Sale
2016-12-01
08:22 am
Koppers Holdings Inc. KOP Ball M Leroy
President and CEO
Director
3,500 $38.51 $134,785 65,177
(Direct)
View
2016-11-29
Sale
2016-12-01
07:36 am
Raymond James Financial Inc RJF Reilly Paul C
Chief Executive Officer
Director
50,000 $71.26 $3,562,780 125,052
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
9:42 pm
Alphabet Inc. GOOG Brin Sergey
President
Director
10% Owner
33,332 $783.2 $26,106,879 19,659,632
(Direct)
View
2016-11-29
Sale
2016-11-30
9:14 pm
Americas Carmart Inc CRMT Henderson William H
Chief Executive Officer
Director
9,514 $44 $418,616 99,000
(Indirect
Direct)
View
2016-11-30
Sale
2016-11-30
9:09 pm
Molina Healthcare Inc MOH Fedak Charles Z
Director
4,875 $53.06 $258,653 28,096
(Direct)
View
2016-11-28
Sale
2016-11-30
9:05 pm
Healthequity Inc HQY Dreier Ashley
Executive VP, CTO and CIO
5,000 $43.38 $216,889 67,500
(Direct
Indirect)
View
2016-11-29
Sale
2016-11-30
8:38 pm
Salesforce Com Inc CRM Benioff Marc
Chairman of the Board and CEO
Director
25,000 $72.72 $1,818,120 34,570,500
(Direct)
View
2016-11-29
Sale
2016-11-30
8:34 pm
Salesforce Com Inc CRM Allanson Joe
Chief Accounting Officer
1,165 $72.76 $84,765 29,353
(Direct)
View
2016-11-30
Sale
2016-11-30
8:33 pm
Willdan Group Inc. WLDN Tipermas Marc
President of National Programs
1,000 $24.32 $24,320 36,333
(Direct)
View
2016-11-29
Sale
2016-11-30
8:32 pm
Salesforce Com Inc CRM Martinez Maria
Pres., Sales & Cust. Success
1,279 $72.76 $93,060 33,214
(Direct)
View
2016-11-29
Sale
2016-11-30
8:06 pm
Mgm Resorts International MGM Hornbuckle William
PRESIDENT
46,772 $29 $1,356,388 135,141
(Direct)
View
2016-11-29
Sale
2016-11-30
8:03 pm
Dean Foods Co DF Mailloux J Wayne
Director
5,886 $20.5 $120,663 96,058
(Direct)
View
2016-11-29
Sale
2016-11-30
8:02 pm
Mgm Resorts International MGM James Phyllis
EVP SPECIAL COUNSEL-LITIGATION
5,734 $28.93 $165,889 15,461
(Direct)
View
2016-11-28
Sale
2016-11-30
7:56 pm
Aralez Pharmaceuticals Inc. ARLZ Harris Robert Paul
Director
124,778 $4.938 $616,146 698,872
(Indirect
Direct)
View
2016-11-22
Sale
2016-11-30
7:52 pm
Qualstar Corp QBAK Gervais William J
10% Owner
5,400 $3.991 $21,550 350,310
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
7:49 pm
Lendingclub Corp LC Casey Thomas W
Chief Financial Officer
5,283 $5.837 $30,839 215,667
(Direct)
View
2016-11-28
Sale
2016-11-30
7:44 pm
Square Inc. SQ Khosla Ventures III L.P.
Khosla Ventures Associates III LLC
Vk Services LLC
Khosla Vinod
10% Owner
2,000,000 $12.67 $25,345,730 49,833,780
(Indirect)
View
2016-11-30
Sale
2016-11-30
7:41 pm
Schwab Charles Corp SCHW Bettinger Walter W
President and CEO
Director
56,423 $39.22 $2,213,181 300,082
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
7:40 pm
Idexx Laboratories Inc IDXX Ayers Jonathan W
Chairman, President & CEO
Director
27,424 $119.8 $3,284,698 1,004,667
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
7:39 pm
Quidel Corp QDEL Bryant Douglas C
President & CEO
Director
72,000 $22.89 $1,647,768 298,011
(Direct)
View
2016-11-28
Sale
2016-11-30
7:23 pm
Scripps Networks Interactive Inc. SNI Scripps William A.
10% Owner
500,000 $69.53 $34,764,510 1,603,800
(Direct)
View
2016-11-29
Sale
2016-11-30
7:22 pm
Bofi Holding Inc. BOFI Allrich Theodore C
Director
10,000 $25.05 $250,500 215,076
(Direct)
View
2016-11-28
Sale
2016-11-30
7:21 pm
Scripps Networks Interactive Inc. SNI Klenzing Margaret Scripps
10% Owner
200,000 $69.5 $13,899,811 801,996
(Direct)
View
2016-11-29
Sale
2016-11-30
7:11 pm
Northern Trust Corp NTRS Cherecwich Peter
EVP, Global Fund Services
10,211 $81.12 $828,316 40,749
(Direct)
View
2016-11-28
Sale
2016-11-30
7:05 pm
Skyworks Solutions Inc SWKS Freyman Bruce J
EVP, Worldwide Operations
19,000 $76.9 $1,461,195 37,126
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:50 pm
Sino-global Shipping America Ltd. SINO Cao Lei
Chief Executive Officer
Director
10% Owner
15,000 $4.25 $63,750 1,615,040
(Direct)
View
2016-11-28
Sale
2016-11-30
6:44 pm
Lendingclub Corp LC Coleman Bradley
Principal Accounting Officer
8,546 $5.806 $49,617 457,146
(Direct)
View
2016-11-28
Sale
2016-11-30
6:43 pm
Liberty Media Corp LMCA Malone John C
Chairman of the Board
Director
10% Owner
112,467 $35.68 $4,013,021 15,975,893
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:41 pm
Lendingclub Corp LC Bhandari Sandeep
Chief Credit Officer
9,453 $5.807 $54,890 496,563
(Direct)
View
2016-11-28
Sale
2016-11-30
6:41 pm
Nimble Storage Inc NMBL Singh Anup V
Chief Financial Officer
1,746 $7.833 $13,676 363,110
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:41 pm
Inphi Corp IPHI Banatao Diosdado P
Director
15,000 $46.77 $701,524 74,364
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
6:40 pm
Fibrogen Inc FGEN Neff Thomas B
Chief Executive Officer
Director
10% Owner
37,798 $22.8 $861,794 3,331,639
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:35 pm
Insperity Inc NSP Feld Peter A
Director
67,705 $72.87 $4,933,888 625,397
(Direct
Indirect)
View
2016-11-29
Sale
2016-11-30
6:34 pm
Netgear Inc NTGR Gorjanc Christine Marie
Chief Financial Officer
30,000 $53.26 $1,597,763 100,100
(Direct
Indirect)
View
2016-11-29
Sale
2016-11-30
6:32 pm
Intuit Inc INTU Stansbury Henry Tayloe
EVP, Chief Technology Officer
3,742 $115.6 $432,538 14,968
(Direct)
View
2016-11-28
Sale
2016-11-30
6:31 pm
Eversource Energy ES May Thomas J
Other
200,000 $53.8 $10,760,940 479,499
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:30 pm
Electronics For Imaging Inc EFII Gecht Guy
Chief Executive Officer
Director
13,589 $43.38 $589,507 437,373
(Direct)
View
2016-11-28
Sale
2016-11-30
6:24 pm
Green Dot Corp GDOT Ricci John C
General Counsel and Secretary
17,919 $24.27 $434,913 137,482
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:20 pm
Utah Medical Products Inc UTMD Cornwell Kevin L
Chairman, CEO, Secretary
Director
3,183 $69.03 $219,720 251,865
(Indirect)
View
2016-11-28
Sale
2016-11-30
6:13 pm
Facebook Inc FB Cox Christopher K
Chief Product Officer
15,600 $120.4 $1,877,562 404,001
(Indirect
Direct)
View
2016-11-22
Sale
2016-11-30
6:11 pm
Facebook Inc FB Zuckerberg Mark
COB and CEO
Director
10% Owner
784,791 $121.1 $94,999,791 406,048,288
(Indirect)
View
2016-11-30
Sale
2016-11-30
6:06 pm
Willis Lease Finance Corp WLFC Hunziker Hans Jorg
Director
659 $26.78 $17,649 16,495
(Direct)
View
2016-11-29
Sale
2016-11-30
6:06 pm
Helmerich & Payne Inc. HP Lindsay John W
President & CEO
Director
23,000 $70.05 $1,611,192 139,512
(Indirect
Direct)
View
2016-11-21
Sale
2016-11-30
6:05 pm
Facebook Inc FB Sandberg Sheryl
Chief Operating Officer
Director
109,000 $120.8 $13,165,357 3,149,748
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
6:03 pm
Digi International Inc DGII Priesmeyer William N
Director
12,326 $14 $172,564 50,992
(Direct)
View
2016-11-28
Sale
2016-11-30
6:01 pm
Lendingclub Corp LC Gulati Sameer
Chief Operations Officer
6,047 $5.807 $35,116 946,791
(Direct)
View
2016-11-29
Sale
2016-11-30
5:58 pm
Nanometrics Inc NANO Rhine Bruce C
Director
37,078 $24.43 $905,977 791,186
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
5:57 pm
Groupon Inc. GRPN Stevens Brian
CAO & Treasurer
10,000 $4.11 $41,100 163,065
(Direct)
View
2016-11-28
Sale
2016-11-30
5:55 pm
Deluxe Corp DLX Baldwin Ronald C
Director
2,500 $69.11 $172,764 17,438
(Direct)
View
2016-11-29
Sale
2016-11-30
5:53 pm
A. H. Belo Corp AHC Decherd Robert W
Director
3,000 $6.25 $18,750 87,913
(Indirect
Direct)
View
2016-11-30
Sale
2016-11-30
5:52 pm
Hyatt Hotels Corp H Madrone Ghc LLC
10% Owner
4,000,000 $50.8 $203,199,997 2,794,304
(Direct
Indirect)
View
2016-11-30
Sale
2016-11-30
5:50 pm
Hyatt Hotels Corp H Penner Gregory Boyd
10% Owner
4,000,000 $50.8 $203,199,997 5,047,328
(Indirect)
View
2016-11-28
Sale
2016-11-30
5:39 pm
Payment Data Systems Inc PYDS Hoch Louis A
President and CEO
Director
10% Owner
5,954 $1.735 $10,329 2,359,054
(Direct)
View
2016-11-30
Sale
2016-11-30
5:32 pm
Phillips 66 PSX Herman Robert A
Executive Vice President
78,327 $82.94 $6,496,692 84,022
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:32 pm
Kcg Holdings Inc. KCG Gap Coinvestments Cda L.P.
Gapstar LLC
Other
10% Owner
18,709,028 $0 $0 359,242
(Direct)
View
2016-11-28
Sale
2016-11-30
5:32 pm
Kcg Holdings Inc. KCG Ga-gtco Interholdco LLC
General Atlantic LLC
General Atlantic Genpar L.P.
General Atlantic Partners 83 L.P.
General Atlantic Partners 93 L.P.
Ga-gtco Us Aiv L.P.
Ga-gtco Aiv L.P.
Gap-w LLC
Gap Coinvestments III LLC
Gap Coinvestments Iv LLC
Other
10% Owner
18,709,028 $0 $0 359,242
(Direct)
View
2016-11-28
Sale
2016-11-30
5:29 pm
Kcg Holdings Inc. KCG Kern Rene M
Director
18,709,028 $0 $0 359,242
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:28 pm
Bright Horizons Family Solutions Inc BFAM Bain Capital Investors LLC
Bcip Trust Associates Iii-b
Bcip Associates-g
Bc Brightness Spv Gp LLC
Bc Brightness Spv Lp
10% Owner
1,731,904 $71.11 $123,155,694 12,511,406
(Indirect)
View
2016-11-28
Sale
2016-11-30
5:27 pm
Bright Horizons Family Solutions Inc BFAM Hitch Jordan
Director
10% Owner
1,731,904 $71.11 $123,155,694 12,511,406
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:26 pm
Bright Horizons Family Solutions Inc BFAM Bain Capital Investors LLC
Bain Capital Fund X Lp
Bain Capital Partners X L.P.
Bcip Associates III LLC
Bcip Associates III
Bcip Associates Iii-b LLC
Bcip Associates Iii-b
Bcip T Associates III LLC
Bcip Trust Associates III
Bcip T Associates Iii-b LLC
10% Owner
1,731,904 $71.11 $123,155,694 12,511,406
(Indirect)
View
2016-11-30
Sale
2016-11-30
5:25 pm
Bancorpsouth Inc BXS Threadgill William James Jr
Senior Executive VP
4,333 $28.72 $124,435 31,496
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
5:24 pm
Bright Horizons Family Solutions Inc BFAM Humphrey David
Director
10% Owner
1,731,904 $71.11 $123,155,694 12,511,406
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:22 pm
Bright Horizons Family Solutions Inc BFAM Bekenstein Joshua
Director
10% Owner
1,731,904 $71.11 $123,155,694 12,511,406
(Direct
Indirect)
View
2015-12-31
Sale
2016-11-30
5:17 pm
New Asia Energy Inc NAEI Lin Kok Peng Jeffrey
CEO, CFO, Chairman
Director
Other
14,250,000 $0 $0 17,078,700
(Indirect)
View
2016-11-30
Sale
2016-11-30
5:16 pm
Alkermes plc. ALKS Landine Michael J
SVP, Corp Dev., Alkermes, Inc.
10,000 $57.51 $575,083 165,659
(Direct)
View
2016-11-29
Sale
2016-11-30
5:14 pm
Alkermes plc. ALKS Pops Richard F
Director and CEO, Alkermes plc
Director
30,000 $56.98 $1,709,469 638,962
(Direct)
View
2016-11-28
Sale
2016-11-30
5:12 pm
Eagle Pharmaceuticals Inc EGRX Flaum Sander A
Director
5,000 $78.66 $393,300 11,374
(Direct)
View
2016-11-29
Sale
2016-11-30
5:07 pm
Smart Sand Inc. SND Spurlin Sharon
Director
435 $11 $4,785 10,565
(Direct)
View
2016-11-29
Sale
2016-11-30
5:06 pm
Stryker Corp SYK Stryker Ronda E
Director
12,000 $115.3 $1,384,122 15,843,970
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:05 pm
Eastman Kodak Co KODK O'grady John G.
GM, WW Sales, Vice President
6,500 $14.98 $97,370 1,151
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
5:04 pm
Rice Energy Inc. RICE Rogers James Wilmot
See Remarks
114,523 $25.5 $2,919,824 89,781
(Direct)
View
2016-11-28
Sale
2016-11-30
5:03 pm
Perry Ellis International Inc PERY Britt Anita D
Chief Financial Officer
5,105 $25.69 $131,148 23,844
(Direct
Indirect)
View
2016-11-29
Sale
2016-11-30
5:01 pm
Xg Technology Inc XGTI Woodyatt Ross James
President
14,100 $0.325 $4,582 101,523
(Direct)
View
2016-11-28
Sale
2016-11-30
5:00 pm
Reliance Steel & Aluminum Co RS Kaminski Mark V
Director
16,000 $82.17 $1,314,720 33,498
(Direct)
View
2016-11-29
Sale
2016-11-30
4:59 pm
Enanta Pharmaceuticals Inc ENTA Or Yat Sun
Chief Scientific Officer
13,921 $31.44 $437,609 315,797
(Direct)
View
2016-11-30
Sale
2016-11-30
4:57 pm
Alj Regional Holdings Inc ALJJ Ravich Jess M
Executive Chairman
Director
10% Owner
5,000 $4.367 $21,835 5,048,751
(Indirect)
View
2016-11-29
Sale
2016-11-30
4:55 pm
Cra International Inc CRAI Lowenstein Arnold J
EVP, Chief Strategy Officer
2,000 $33 $66,006 34,747
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:51 pm
Godaddy Inc. GDDY Kelly Nima
EVP - General Counsel
10,000 $37 $370,000 49,602
(Direct)
View
2016-11-28
Sale
2016-11-30
4:51 pm
Planet Fitness Inc. PLNT Rondeau Christopher
Chief Executive Officer
Director
20,000 $21.2 $423,924 6,470,147
(Indirect)
View
2016-11-29
Sale
2016-11-30
4:50 pm
Godaddy Inc. GDDY Rechterman Barbara J
Chief Marketing Officer
39,000 $35.87 $1,398,871 312,026
(Direct)
View
2016-11-28
Sale
2016-11-30
4:47 pm
Consolidated Water Co Ltd CWCO Whittaker Raymond
Director
2,376 $11.5 $27,324 21,527
(Direct)
View
2016-11-21
Sale
2016-11-30
4:46 pm
First Midwest Bancorp Inc FMBI Omeara Robert P
Director
100,000 $24.19 $2,419,088 187,269
(Indirect)
View
2016-11-29
Sale
2016-11-30
4:45 pm
Five9 Inc. FIVN Das Jayendra
Director
500,000 $15.4 $7,700,000 1,011,286
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:45 pm
Eplus Inc PLUS Hovde Eric D
Director
9,661 $112 $1,082,362 76,207
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:44 pm
Zions Bancorporation ZION Blackford David E
Exec Vice President
Other
26,322 $38.53 $1,014,302 40,340
(Direct)
View
2016-11-29
Sale
2016-11-30
4:44 pm
Smart Sand Inc. SND Young Charles Edwin
Keystone Cranberry LLC
CEO
Director
10% Owner
198,056 $11 $2,178,616 4,806,944
(Indirect)
View
2016-11-28
Sale
2016-11-30
4:44 pm
Kvh Industries Inc KVHI Balog Robert J
Senior VP Engineering
13,125 $10.45 $137,156 88,486
(Direct)
View
2016-11-29
Sale
2016-11-30
4:43 pm
Aptargroup Inc ATR Hagge Stephen J
President and CEO
Director
30,000 $75.41 $2,262,225 101,159
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:41 pm
Smart Sand Inc. SND Whelan Ronald P
SEE REMARKS
437 $11 $4,807 10,608
(Direct)
View
2016-11-29
Sale
2016-11-30
4:41 pm
Huntington Ingalls Industries Inc HII Mulherin Matthew J
Ex. VP, President Newport News
8,000 $180.5 $1,443,880 103,613
(Direct)
View
2016-11-30
Sale
2016-11-30
4:41 pm
Trecora Resources TREC Cook Connie
Secretary/Treasurer
7,512 $12.11 $90,938 32,458
(Direct)
View
2016-11-30
Sale
2016-11-30
4:40 pm
Marten Transport Ltd MRTN Turner John H
Senior Vice President of Sales
1,250 $25 $31,250 25,993
(Direct)
View
2016-11-28
Sale
2016-11-30
4:40 pm
Burlington Stores Inc. BURL Crimmins John
Senior VP & Chief Acct Officer
6,725 $87.56 $588,863 21,178
(Direct)
View
2016-11-29
Sale
2016-11-30
4:39 pm
Smart Sand Inc. SND Neumann Susan E
SEE REMARKS
431 $11 $4,741 10,460
(Direct)
View
2016-11-28
Sale
2016-11-30
4:37 pm
Seacor Holdings Inc CKH Lorentzen Oivind
Director
Other
35,000 $59.78 $2,092,293 151,843
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:35 pm
Smart Sand Inc. SND Young William John
SEE REMARKS
802 $11 $8,822 19,457
(Direct)
View
2016-11-29
Sale
2016-11-30
4:34 pm
Magellan Health Inc MGLN Rubin Jonathan N
Chief Financial Officer
7,177 $73.01 $524,011 53,336
(Direct)
View
2016-11-28
Sale
2016-11-30
4:33 pm
United States Steel Corp X Filho Mario Longhi
President & CEO
Director
277,200 $32.25 $8,938,689 492,276
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
4:29 pm
Nuance Communications Inc. NUAN Siegel Kenneth M
EVP & Chief Legal Officer
6,243 $16.72 $104,361 89,494
(Direct)
View
2016-11-28
Sale
2016-11-30
4:28 pm
Hyatt Hotels Corp H Floyd H. Charles
See Remarks
42,000 $53.27 $2,237,340 106,103
(Direct)
View
2016-11-28
Sale
2016-11-30
4:27 pm
Hyatt Hotels Corp H Sears Peter
See Remarks
6,620 $53.14 $351,787 8,292
(Direct)
View
2016-11-28
Sale
2016-11-30
4:25 pm
Bmc Stock Holdings Inc BMCH Vertuca Carl R Jr
Director
1,970 $19 $37,430 134,549
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:25 pm
Smart Sand Inc. SND Speaker Andrew R
Other
35,258 $11 $387,838 855,742
(Direct)
View
2016-11-28
Sale
2016-11-30
4:24 pm
Evercore Partners Inc. EVR Schlosstein Ralph
President and CEO
Director
30,279 $66.35 $2,009,024 183,848
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:23 pm
Littelfuse Inc LFUS Rutz Michael P
Sr. VP Global Operations
969 $153.1 $148,322 5,566
(Direct)
View
2016-11-29
Sale
2016-11-30
4:23 pm
Smart Sand Inc. SND Pawlenty Timothy
Director
2,406 $11 $26,466 58,387
(Direct)
View
2016-11-29
Sale
2016-11-30
4:21 pm
Smart Sand Inc. SND Kiszka Robert
Executive VP of Operations
16,124 $11 $177,364 368,876
(Direct
Indirect)
View
2016-11-29
Sale
2016-11-30
4:18 pm
Smart Sand Inc. SND Beckelman Lee E
Chief Financial Officer
1,524 $11 $16,764 36,976
(Direct)
View
2016-11-28
Sale
2016-11-30
4:18 pm
Bjs Restaurants Inc BJRI Luxor Capital Group Lp
Luxor Capital Partners Offshore Ltd
Luxor Capital Partners Lp
Luxor Wavefront Lp
Lcg Holdings LLC
10% Owner
150,000 $38.83 $5,825,000 1,202,899
(Indirect)
View
2016-11-28
Sale
2016-11-30
4:16 pm
James River Group Holdings Ltd. JRVR Martin Bryan
Director
10% Owner
3,000,000 $38 $114,000,000 11,047,238
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:15 pm
James River Group Holdings Ltd. JRVR D. E. Shaw Oculus Portfolios L.L.C.
D. E. Shaw Cf-sp Franklin L.L.C.
D. E. Shaw Ch-sp Franklin L.L.C.
D. E. Shaw & Co L.L.C.
D. E. Shaw & Co L.P.
Shaw David E
Director
Other
10% Owner
3,000,000 $38 $114,000,000 11,047,238
(Direct)
View
2016-11-22
Sale
2016-11-30
4:15 pm
Celgene Corp CELG Vessey Rupert
See remarks
2,500 $123.2 $307,950 1,150
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
4:15 pm
Carbonite Inc CARB Folger Anthony
Chief Financial Officer
1,563 $19.01 $29,716 290,142
(Direct)
View
2016-11-28
Sale
2016-11-30
4:14 pm
Carbonite Inc CARB Sheer Danielle
Vice President;General Counsel
206 $19.55 $4,027 94,326
(Direct)
View
2016-11-28
Sale
2016-11-30
4:14 pm
Criteo S.A. CRTO Fouilland Benoit
Chief Financial Officer
876 $42.54 $37,265 87,179
(Direct)
View
2016-11-28
Sale
2016-11-30
4:14 pm
Lawson Products Inc LAWS Knutson Ronald J
EVP CFO Controller & Treasurer
16,211 $23.54 $381,597 25,225
(Direct)
View
2016-11-28
Sale
2016-11-30
4:14 pm
James River Group Holdings Ltd. JRVR Zwillinger David
Director
10% Owner
3,000,000 $38 $114,000,000 11,047,238
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:14 pm
Hff Inc. HF Sansosti Gerard T.
Executive Managing Director
2,500 $30.19 $75,475 137,438
(Direct)
View
2016-11-28
Sale
2016-11-30
4:13 pm
Luminex Corp LMNX Loewenbaum G Walter II
Director
50,000 $20.57 $1,028,500 879,528
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:13 pm
Webmd Health Corp. WBMD Glick Michael B
Exec VP and Co-General Counsel
37,232 $53.5 $1,991,912 60,727
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
4:12 pm
Federal Agricultural Mortgage Corp AGM Brack Dennis L
Director
1,939 $53.48 $103,697 10,009
(Direct)
View
2016-11-29
Sale
2016-11-30
4:12 pm
Federal Agricultural Mortgage Corp AGM Everson Dennis A
Director
145 $54.74 $7,938 1,688
(Direct)
View
2016-11-29
Sale
2016-11-30
4:12 pm
Corning Inc GLW Tookes Hansel E II
Director
1,985 $24.34 $48,323 88,848
(Direct)
View
2016-11-28
Sale
2016-11-30
4:12 pm
First Connecticut Bancorp Inc. FBNK Ziebka Michael A
Director
11,129 $22.16 $246,638 64,931
(Direct)
View
2016-11-28
Sale
2016-11-30
4:12 pm
Aeropostale Inc AROPQ Geiger Julian
CEO
Director
280,792 $0.03505 $9,843 250,337
(Direct)
View
2016-11-28
Sale
2016-11-30
4:11 pm
Aeropostale Inc AROPQ Vermylen David B
Director
104,600 $0.035 $3,661 0
(Direct)
View
2016-11-29
Sale
2016-11-30
4:11 pm
Aeropostale Inc AROPQ Cunningham Michael
Director
184,969 $0.0319 $5,901 0
(Direct)
View
2016-11-29
Sale
2016-11-30
4:11 pm
Aeropostale Inc AROPQ Schuback Marc G.
SVP - General Counsel
18,543 $0.035 $649 0
(Direct)
View
2016-11-29
Sale
2016-11-30
4:11 pm
Corning Inc GLW Ferrero Lisa
Senior Vice President & CAO
42,306 $24.3 $1,027,993 52,269
(Direct)
View
2016-11-29
Sale
2016-11-30
4:10 pm
Hillenbrand Inc. HI Canady William
SR VP Corp Strat & Ind Prod
1,379 $35.98 $49,612 4,908
(Direct)
View
2016-11-29
Sale
2016-11-30
4:10 pm
Haverty Furniture Companies Inc HVT Taylor Janet E
Sr. VP, General Counsel
2,270 $22.02 $49,988 24,884
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:10 pm
Corning Inc GLW Pambianchi Christine M
Senior VP, Human Resources
27,000 $24.26 $655,069 77,425
(Direct)
View
2016-11-28
Sale
2016-11-30
4:09 pm
Webmd Health Corp. WBMD Manning James V
Director
38,916 $53.53 $2,083,352 124,746
(Direct)
View
2016-11-28
Sale
2016-11-30
4:08 pm
Omega Protein Corp OME Allee Gary L
Director
8,800 $24.51 $215,682 44,301
(Direct)
View
2016-11-28
Sale
2016-11-30
4:08 pm
Petroquest Energy Inc PQ Clement James Bond
Exec VP, CFO and Treasurer
2,764 $4.209 $11,632 71,110
(Direct)
View
2016-11-29
Sale
2016-11-30
4:07 pm
Trc Companies Inc TRR Mayer James
Senior Vice President
19,564 $9.7 $189,771 187,596
(Direct)
View
2016-11-28
Sale
2016-11-30
4:05 pm
Haverty Furniture Companies Inc HVT Schuermann Fred L
Director
2,300 $21.53 $49,521 408
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:05 pm
Prothena Corp Plc PRTA Selkoe Dennis J.
Director
5,000 $62.42 $312,118 17,500
(Indirect
Direct)
View
2016-11-29
Sale
2016-11-30
4:05 pm
Zoom Telephonics Inc. ZMTP Randall Deena M
VP of Operations
2,000 $2.5 $5,000 24,000
(Direct)
View
2016-11-29
Sale
2016-11-30
4:05 pm
Myr Group Inc MYRG Fayne Henry W
Director
2,760 $38.17 $105,336 25,007
(Direct)
View
2016-11-07
Sale(A)
2016-11-30
4:03 pm
Veeva Systems Inc VEEV Wallach Matthew J
President
84,000 $38.61 $3,243,447 794,982
(Direct)
View
2016-11-29
Sale
2016-11-30
4:02 pm
Ringcentral Inc RNG Shah Praful
SVP, Strategy
2,415 $21.94 $52,985 305,832
(Indirect
Direct)
View
2016-11-28
Sale
2016-11-30
4:02 pm
Veeva Systems Inc VEEV Faddis Jonathan
SVP, Gen. Counsel, Secretary
65,000 $46.31 $3,010,306 149,500
(Direct)
View
2016-11-29
Sale
2016-11-30
4:02 pm
Analog Devices Inc ADI Stata Ray
Director
25,000 $74.53 $1,863,250 858,709
(Direct
Indirect)
View
2016-11-28
Sale
2016-11-30
4:01 pm
Sucampo Pharmaceuticals Inc. SCMP Greenleaf Peter
CEO
200,000 $16.84 $3,368,807 1,512,459
(Direct)
View
2016-11-28
Sale
2016-11-30
4:01 pm
Sucampo Pharmaceuticals Inc. SCMP Getman Daniel P
Director
20,000 $16.86 $337,268 63,799
(Direct)
View
(A) Indicate amendment filing.