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Insider Sale Filings - Archives for 2016-10-03

Home -> 2016 -> Insider sale filings for 2016-10-03

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-09-30
Sale
2016-10-03
3:51 pm
John Hancock Financial Opportunities Fund BTO Mcclellan Hassell H
Other
147 $27.46 $4,037 500
(Direct)
View
2016-09-30
Sale
2016-10-03
3:46 pm
John Hancock Tax-advantaged Global Shareholder Yield Fund HTY Mcclellan Hassell H
Other
327 $10.92 $3,570 1,218
(Direct)
View
2016-09-30
Sale
2016-10-03
3:38 pm
John Hancock Premium Dividend Fund PDT Mcclellan Hassell H
Other
244 $16.4 $4,001 828
(Direct)
View
2016-09-30
Sale
2016-10-03
3:34 pm
John Hancock Tax-advantaged Dividend Income Fund HTD Mcclellan Hassell H
Other
145 $24.3 $3,523 549
(Direct)
View
2016-09-30
Sale
2016-10-03
3:32 pm
Qualcomm Inc QCOM Dittamore Raymond V
Director
18,000 $68.39 $1,231,020 6,326
(Direct
Indirect)
View
2016-09-30
Sale
2016-10-03
3:29 pm
John Hancock Preferred Income Fund HPI Mcclellan Hassell H
Other
90 $22.35 $2,011 620
(Direct)
View
2016-09-30
Sale
2016-10-03
3:28 pm
Alphabet Inc. GOOG Brin Sergey
President
Director
10% Owner
33,340 $791.8 $26,397,477 19,839,630
(Direct)
View
2016-09-30
Sale
2016-10-03
3:25 pm
John Hancock Preferred Income Fund II HPF Mcclellan Hassell H
Other
157 $22.47 $3,528 555
(Direct)
View
2016-09-30
Sale
2016-10-03
3:21 pm
Aar Corp AIR Regan Robert J
VP, GC, Secretary
14,002 $30.92 $432,903 141,314
(Direct)
View
2016-09-30
Sale
2016-10-03
3:20 pm
John Hancock Investors Trust JHI Mcclellan Hassell H
Other
60 $16.61 $997 712
(Direct)
View
2016-09-30
Sale
2016-10-03
3:16 pm
John Hancock Preferred Income Fund III HPS Mcclellan Hassell H
Other
182 $19.27 $3,507 634
(Direct)
View
2016-09-30
Sale
2016-10-03
3:11 pm
John Hancock Hedged Equity & Income Fund HEQ Mcclellan Hassell H
Other
64 $16.05 $1,027 808
(Direct)
View
2016-09-29
Sale
2016-10-03
3:08 pm
Idt Corp IDT Jonas Howard S
Chairman of the Board
Director
10% Owner
13,728 $17.52 $240,570 1,574,326
(Direct
Indirect)
View
2016-09-29
Sale
2016-10-03
2:59 pm
Pra Group Inc PRAA Petit Michael J
Pres-Insolvency Investment Ser
15,000 $34.21 $513,215 106,857
(Direct)
View
2016-09-27
Sale
2016-10-03
1:02 pm
Abraxas Petroleum Corp AXAS Billingsley Lee T
Other
100,000 $1.675 $167,500 230,037
(Direct)
View
2016-09-30
Sale
2016-10-03
12:08 pm
Univest Corp Of Pennsylvania UVSP Turner Michael L.
Director
1,000 $23.49 $23,489 25,128
(Direct)
View
2016-09-30
Sale
2016-10-03
12:01 pm
Schlumberger Ltd SLB Sandvold Tore I
Director
2,500 $78.09 $195,225 17,750
(Direct)
View
2016-09-29
Sale
2016-10-03
11:27 am
Landmark Bancorp Inc LARK Alexander Patrick L
Executive Chairman
Director
800 $26.5 $21,202 112,599
(Indirect
Direct)
View
2016-10-03
Sale
2016-10-03
11:22 am
Rli Corp RLI Stone Michael J
Director
907 $67.39 $61,123 279,448
(Indirect
Direct)
View
2016-09-29
Sale
2016-10-03
11:05 am
Citizens Financial Services Inc CZFS Mosso Robert B Mr
SENIOR VICE PRESIDENT
602 $49.5 $29,799 358
(Direct)
View
2016-09-30
Sale
2016-10-03
10:47 am
Helmerich & Payne Inc. HP Lindsay John W
President & CEO
Director
15,000 $67.45 $1,011,795 141,512
(Indirect
Direct)
View
2016-09-30
Sale
2016-10-03
10:20 am
Village Super Market Inc VLGEA Estate Of Perry Sumas
Other
5,000 $31.99 $159,969 354,339
(Direct)
View
2016-09-30
Sale
2016-10-03
09:59 am
Eagle Bancorp Inc EGBN Alperstein Leslie M
Director
5,000 $49.24 $246,177 78,974
(Direct)
View
2016-09-30
Sale
2016-10-03
09:15 am
Rex American Resources Corp REX Tomchin Lawrence
Director
1,000 $85 $85,000 137,380
(Indirect
Direct)
View
2016-09-30
Sale
2016-10-03
09:08 am
Rex American Resources Corp REX Kress Edward M
Secretary
Director
15,000 $84.69 $1,270,375 56,327
(Direct)
View
2016-09-29
Sale
2016-10-03
07:54 am
Varonis Systems Inc VRNS Pitango Venture Capital Fund Iv L.P.
Pitango Venture Capital Principals Fund Iv L.P.
10% Owner
300 $30.1 $9,030 3,090,252
(Direct
Indirect)
View
2016-09-30
Sale
2016-10-03
06:57 am
Inc Research Holdings Inc. INCR Rush Gregory S
Executive VP and CFO
35,503 $44.7 $1,586,913 142,011
(Direct)
View
2016-09-28
Sale
2016-09-30
9:58 pm
Neogen Corp NEOG Morrical Terri A
Vice President
9,600 $54.14 $519,706 116,300
(Direct)
View
2016-09-22
Sale
2016-09-30
9:58 pm
Sarepta Therapeutics Inc. SRPT Ruff Shamim
SVP, Regulatory Affairs & Qual
7,311 $60 $438,660 27,550
(Direct)
View
2016-09-29
Sale
2016-09-30
9:22 pm
Viavi Solutions Inc VIAV Mcnab Paul
EVP, Chief Mktg & Stgy Officer
15,202 $7.4 $112,495 89,510
(Direct)
View
2016-09-29
Sale
2016-09-30
9:21 pm
Viavi Solutions Inc VIAV Siebert Kevin Christopher
VP General Counsel & Secretary
8,696 $7.31 $63,568 17,334
(Direct)
View
2016-09-29
Sale
2016-09-30
9:17 pm
Viavi Solutions Inc VIAV Joannou Dion
SVP Global Sales NSE
18,888 $7.31 $138,071 34,667
(Direct)
View
2016-09-29
Sale
2016-09-30
9:16 pm
Viavi Solutions Inc VIAV Scrivanich Luke M
SVP General Manager OSP
34,299 $7.31 $250,726 67,249
(Direct)
View
2016-09-29
Sale
2016-09-30
9:05 pm
Viavi Solutions Inc VIAV Rondinone Ralph
SVP Global Operations NSE
47,079 $7.31 $344,147 52,171
(Direct)
View
2016-09-28
Sale
2016-09-30
8:56 pm
Quidel Corp QDEL Bryant Douglas C
President & CEO
Director
69,168 $21.76 $1,504,768 309,302
(Direct)
View
2016-09-29
Sale
2016-09-30
8:55 pm
Viavi Solutions Inc VIAV Spradley Susan Louise
SVP General Manager NSE
43,058 $7.31 $314,754 58,181
(Direct)
View
2016-09-28
Sale
2016-09-30
7:47 pm
Instructure Inc INST Epic Venture Fund Iv LLC
Zions Sbic LLC
Madsen Kent
Efstratis E. Nicholaus
10% Owner
17,772 $25.59 $454,785 2,290,605
(Direct
Indirect)
View
2016-09-29
Sale
2016-09-30
7:35 pm
Verifone Systems Inc PAY Alspaugh Robert W
Director
8,250 $15.81 $130,433 17,250
(Direct)
View
2016-09-30
Sale
2016-09-30
7:09 pm
Alj Regional Holdings Inc ALJJ Ravich Jess M
Executive Chairman
Director
10% Owner
5,000 $4.516 $22,578 5,258,751
(Indirect)
View
2016-09-29
Sale
2016-09-30
7:06 pm
Salesforce Com Inc CRM Benioff Marc
Chairman of the Board and CEO
Director
25,000 $71.53 $1,788,276 35,033,000
(Direct)
View
2016-09-28
Sale
2016-09-30
6:55 pm
Vail Resorts Inc MTN Sorte John F
Director
4,688 $155.9 $731,043 63,147
(Direct)
View
2016-09-30
Sale
2016-09-30
6:38 pm
Blackstone Mortgage Trust Inc BXMT Ruffing Thomas C
Managing Director
122 $29.36 $3,582 17,432
(Direct)
View
2016-09-30
Sale
2016-09-30
6:37 pm
Blackstone Mortgage Trust Inc BXMT Marone Anthony F. Jr
Chief Financial Officer
183 $29.36 $5,373 9,906
(Direct)
View
2016-09-30
Sale
2016-09-30
6:37 pm
Blackstone Mortgage Trust Inc BXMT Armer Douglas N.
Treasurer, Managing Director
542 $29.36 $15,913 39,537
(Direct)
View
2016-09-28
Sale
2016-09-30
6:20 pm
Enova International Inc. ENVA Firstcash Inc
Frontier Merger Sub LLC
Csh Holdings LLC
10% Owner
104,446 $9.774 $1,020,836 5,628,657
(Indirect)
View
2016-09-28
Sale
2016-09-30
6:08 pm
Western Union Co WU Miles Michael
Director
21,281 $20.37 $433,513 126,819
(Direct)
View
2016-09-30
Sale
2016-09-30
6:05 pm
Ixys Corp IXYS Richardson Timothy A
Director
100 $12.25 $1,225 144,900
(Direct)
View
2016-09-29
Sale
2016-09-30
6:05 pm
Us Nuclear CORP. UCLE Chiang Richard
Other
10% Owner
136,174 $0.1259 $17,141 1,694,750
(Direct)
View
2016-09-30
Sale
2016-09-30
6:03 pm
Potbelly Corp PBPB Revord Matthew J
SVP, GC and Secretary
20,000 $12.42 $248,400 30,000
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
6:00 pm
Molson Coors Brewing Co TAP Anand Krishnan
Pres & CEO Molson Coors Int'l
13,000 $110.6 $1,438,315 37,907
(Direct)
View
2016-09-28
Sale
2016-09-30
5:55 pm
Hawaiian Telcom Holdco Inc. HCOM Yeaman Eric K
Director
14,000 $22.35 $312,884 163,686
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
5:44 pm
Pennymac Financial Services Inc PFSI Mccallion Anne
Chief Financial Officer
5,000 $16.9 $84,490 771,120
(Indirect)
View
2016-09-29
Sale
2016-09-30
5:44 pm
On Semiconductor Corp ON Rolls Paul E
Exec VP Sales & Marketing
331 $12.25 $4,055 261,625
(Direct)
View
2016-09-29
Sale
2016-09-30
5:38 pm
Boston Beer Co Inc SAM Roper Martin F
President and C.E.O.
Director
5,000 $151 $754,834 37,273
(Direct)
View
2016-09-30
Sale
2016-09-30
5:36 pm
Brixmor Property Group Inc. BRX Siegel Steven F
See Remarks
6,000 $27.98 $167,880 308,072
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
5:31 pm
Acucela Inc M?????? Gebhart John E
Chief Financial Officer
9,000 $13.09 $117,830 4,189
(Direct)
View
2016-09-28
Sale
2016-09-30
5:28 pm
Workday Inc. WDAY Bozzini James
Senior Vice President
12,500 $90.5 $1,131,294 181,110
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
5:20 pm
Supreme Industries Inc STS Barrett William J
Exec V P and Secretary
Director
10% Owner
10,000 $19.12 $191,250 885,999
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
5:18 pm
Lilis Energy Inc LLEX Sean O'sullivan Revocable Living Trust
10% Owner
137,998 $3.398 $468,875 1,628,646
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
5:14 pm
Square Inc. SQ Brougher Francoise
Business Lead
57,692 $12 $692,304 2,769,231
(Direct)
View
2016-09-28
Sale
2016-09-30
5:13 pm
Servicenow Inc. NOW Mcgee Daniel
Chief Operating Officer
14,191 $80 $1,135,280 5,321
(Direct)
View
2016-09-28
Sale
2016-09-30
5:11 pm
Planet Fitness Inc. PLNT Tsg6 Management L.L.C.
Tsg6 Aiv Ii-a L.P.
Tsg6 Pf Co-investors A L.P.
Tsg6 Aiv II L.P.
Tsg Pf Investment LLC
Tsg Pf Investment II L.L.C.
10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-28
Sale
2016-09-30
5:11 pm
Planet Fitness Inc. PLNT Esserman Charles
Director
10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-28
Sale
2016-09-30
5:09 pm
Planet Fitness Inc. PLNT Lecomte Pierre
Director
10% Owner
8,000,000 $19.62 $156,960,007 30,990,346
(Indirect)
View
2016-09-30
Sale
2016-09-30
5:08 pm
Lithia Motors Inc LAD Deboer Sidney B
Director
17,600 $95 $1,672,000 138,077
(Indirect
Direct)
View
2016-09-30
Sale
2016-09-30
4:57 pm
Dave & Buster's Entertainment Inc. PLAY Jenkins Brian
SVP & CFO
7,500 $38.68 $290,063 226,308
(Direct
Indirect)
View
2016-09-30
Sale
2016-09-30
4:52 pm
Dave & Buster's Entertainment Inc. PLAY Berle Dolf A
Pres. & COO
7,500 $38.67 $290,024 243,602
(Direct)
View
2016-09-28
Sale
2016-09-30
4:50 pm
Beigene Ltd. BGNE Glazer Donald W.
Director
41,463 $30.66 $1,271,175 4,881,997
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
4:45 pm
Green Dot Corp GDOT Shifke Mark L
Chief Financial Officer
5,000 $22.97 $114,835 820,770
(Direct)
View
2016-09-28
Sale
2016-09-30
4:44 pm
Vertex Pharmaceuticals Inc VRTX Boger Joshua S
Director
6,500 $88.15 $572,978 274,725
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:43 pm
Medidata Solutions Inc. MDSO Hirschfeld Steven Isaac
Vice Chairman
10,000 $56.17 $561,700 70,400
(Direct)
View
2016-09-27
Sale
2016-09-30
4:41 pm
New Concept Energy Inc. GBR Arcadian Energy Inc.
10% Owner
40,123 $3.72 $149,258 508,995
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:35 pm
Liberty Tax Inc. TAX Piper Michael
President, JTH Financial, LLC
8,255 $12.91 $106,570 23,683
(Direct)
View
2016-09-28
Sale
2016-09-30
4:32 pm
Acelrx Pharmaceuticals Inc ACRX Perceptive Advisors LLC
Edelman Joseph
Perceptive Life Sciences Master Fund Ltd
10% Owner
216,500 $3.924 $849,497 5,483,610
(Indirect)
View
2016-09-28
Sale
2016-09-30
4:26 pm
Tilly's Inc TLYS Levine Tilly
10% Owner
20,000 $9.117 $182,341 434,386
(Indirect)
View
2016-09-29
Sale
2016-09-30
4:22 pm
Proofpoint Inc PFPT Knight David
EVP/GM, Threat Sys Product Grp
3,000 $78.14 $234,427 35,000
(Direct)
View
2016-09-28
Sale
2016-09-30
4:21 pm
Intercontinental Exchange Inc. ICE Sprecher Jeffrey C
Chief Executive Officer
Director
25,275 $270.5 $6,836,745 758,341
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:19 pm
Proofpoint Inc PFPT Hahn Eric
Director
Other
5,000 $77.82 $389,107 213,718
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:17 pm
Finisar Corp FNSR Clark John H
EVP & Chief Technology Officer
11,265 $29.72 $334,826 163,573
(Direct)
View
2016-09-27
Sale
2016-09-30
4:17 pm
Western Uranium Corp WSTRF Fryer Russell S.
Baobab Asset Management LLC
Director
10% Owner
50,000 $1.35 $67,500 4,309,300
(Indirect)
View
2016-09-29
Sale
2016-09-30
4:17 pm
Wingstop Inc. WING Vernon David A.
Chief Development Officer
6,540 $28.7 $187,701 84,709
(Direct)
View
2016-09-27
Sale(A)
2016-09-30
4:15 pm
Finisar Corp FNSR Eng Julie Sheridan
EVP Datacom Engineering
1,500 $30 $45,000 75,540
(Direct)
View
2016-09-29
Sale
2016-09-30
4:15 pm
Eagle Pharmaceuticals Inc EGRX Proquest Investments Iv L.P.
Proquest Financial LLC
Proquest Associates Iv LLC
Moorin Jay
Schreiber Alain
10% Owner
77,900 $70.04 $5,456,116 4,396,087
(Indirect)
View
2016-09-28
Sale
2016-09-30
4:12 pm
Eleven Biotherapeutics Inc. EBIO Celniker Abbie
Director
10,031 $3 $30,093 409,915
(Direct)
View
2016-09-29
Sale
2016-09-30
4:11 pm
United Therapeutics Corp UTHR Rothblatt Martine A
Chairman & CEO
Director
1,272 $116.9 $148,743 641,305
(Direct
Indirect)
View
2016-09-28
Sale
2016-09-30
4:06 pm
Cabot Corp CBT Kelly James Patrick
Vice President and Controller
2,500 $52.95 $132,375 22,085
(Indirect
Direct)
View
2016-09-29
Sale
2016-09-30
4:04 pm
U.S. Silica Holdings Inc SLCA Casper Bradford B
EVP & Chief Commercial Officer
12,273 $45.81 $562,242 20,000
(Direct)
View
2016-09-28
Sale
2016-09-30
4:04 pm
National Fuel Gas Co NFG Ackerman Philip C
Director
105,929 $55.09 $5,835,417 477,765
(Indirect
Direct)
View
2016-09-28
Sale
2016-09-30
4:02 pm
Corning Inc GLW Morse David L
Executive Vice President
18,000 $23.5 $423,000 61,629
(Direct)
View
2016-09-30
Sale
2016-09-30
4:02 pm
General Growth Properties Inc. GGP Levine Marvin J
EVP, Chief Legal Officer
25,000 $27.54 $688,575 65,000
(Direct)
View
2016-09-29
Sale
2016-09-30
4:00 pm
Analog Devices Inc ADI Real Peter
SVP & Chief Technology Officer
6,500 $64.14 $416,903 13,786
(Direct)
View
(A) Indicate amendment filing.