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Insider Sale Filings - Archives for 2016-03-10

Home -> 2016 -> Insider sale filings for 2016-03-10

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2016-03-08
Sale
2016-03-10
3:53 pm
Broadwind Energy Inc BWEN Awm Investment Company Inc.
10% Owner
1,200 $2.192 $2,630 1,613,214
(Indirect)
View
2016-03-09
Sale
2016-03-10
3:34 pm
Cathay General Bancorp CATY Tang Anthony M
Vice Chairman
Director
50,000 $27.79 $1,389,340 380,558
(Direct
Indirect)
View
2016-03-08
Sale
2016-03-10
3:17 pm
Msa Safety Inc MSA Herring Ronald N Jr
President
4,731 $45.29 $214,284 46,927
(Indirect
Direct)
View
2016-03-10
Sale
2016-03-10
3:11 pm
Libbey Inc LBY Paige Timothy T
Vice President-Human Resources
1,207 $17.42 $21,026 29,617
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
2:55 pm
Stryker Corp SYK Stryker Ronda E
Director
12,000 $103.3 $1,239,201 16,534,847
(Direct
Indirect)
View
2016-03-09
Sale
2016-03-10
2:45 pm
Abm Industries Inc ABM Mcclure James P
Executive Vice President
6,549 $32.5 $212,842 122,530
(Direct)
View
2016-03-09
Sale
2016-03-10
2:45 pm
Comfort Systems Usa Inc FIX George William III
Chief Financial Officer
39,287 $30.24 $1,188,039 81,369
(Direct)
View
2016-03-09
Sale
2016-03-10
2:36 pm
Computer Programs & Systems Inc CPSI Schneider Victor S
Executive Vice President
6,000 $53.28 $319,680 35,043
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
2:30 pm
Avery Dennison Corp AVY Miller Susan C
Senior VP, Gen Counsel & Secty
13,545 $69.02 $934,896 31,035
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
2:22 pm
Avery Dennison Corp AVY Scarborough Dean A
Chairman and CEO
Director
27,915 $69.09 $1,928,647 145,486
(Indirect
Direct)
View
2016-03-10
Sale
2016-03-10
2:16 pm
Umb Financial Corp UMBF Robbins Kris A
Director
600 $50.27 $30,161 4,480
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
2:08 pm
General Communication Inc GNCMA Pearce Gregory
VP & GM Business Services
12,756 $19 $242,364 67,370
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
1:59 pm
Fcb Financial Holdings Inc FCB Oran Stuart I
Secretary
Director
3,000 $32.54 $97,615 5,104
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
1:56 pm
Allete Inc ALE Amberg Deborah A
SrVP, Gen. Counsel & Secretary
14,722 $55.9 $822,960 24,770
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-10
1:38 pm
Hpc Acquisitions Inc. HPCQ Laughlin Craig Steven
President
Director
5,500,000 $0.03 $165,000 500,000
(Direct)
View
2016-03-08
Sale
2016-03-10
1:15 pm
Lsi Industries Inc LYTS Stowell Ronald S
VP, CFO and Treasurer
22,000 $11.2 $246,400 68,705
(Direct
Indirect)
View
2016-03-08
Sale
2016-03-10
1:12 pm
Energy Recovery Inc. ERII Hanstveit Arve
Director
60,000 $8.63 $517,778 1,255,800
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
12:57 pm
Xylem Inc. XYL Brannemo Tomas
Senior Vice President
7,964 $38.03 $302,896 22,665
(Direct)
View
2016-03-08
Sale
2016-03-10
12:54 pm
Intuit Inc INTU Smith Brad D
CEO, President, and Chairman
Director
100,868 $100.1 $10,092,721 254,977
(Direct)
View
2016-03-09
Sale
2016-03-10
12:32 pm
Whole Foods Market Inc WFM Derba Laura A
Regional President
744 $33.96 $25,269 2,414
(Indirect
Direct)
View
2016-03-01
Sale(A)
2016-03-10
12:29 pm
Badger Meter Inc BMI Stoll Kimberly K
VP-Sales & Marketing
335 $66.28 $22,204 3,035
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
12:28 pm
Duke Realty Corp DRE Kennedy Steven R
EVP, Construction
25,103 $21.28 $534,186 42,369
(Direct
Indirect)
View
2016-03-09
Sale
2016-03-10
11:49 am
Cms Energy Corp CMS Mengebier David G
Senior Vice President
5,125 $41.06 $210,425 121,118
(Direct)
View
2016-03-09
Sale
2016-03-10
11:41 am
Knight Transportation Inc KNX Lehmann Richard J
Director
768 $25.64 $19,692 15,425
(Direct)
View
2016-03-08
Sale
2016-03-10
11:20 am
Maxim Integrated Products Inc MXIM Jain Vivek
SENIOR VP
35,887 $33.62 $1,206,573 92,267
(Direct)
View
2016-03-09
Sale
2016-03-10
10:57 am
Ormat Technologies Inc ORA Falk Dan
Director
15,000 $40 $600,000 7,500
(Direct)
View
2016-03-09
Sale
2016-03-10
10:57 am
Ormat Technologies Inc ORA Granot David
Director
4,000 $39.9 $159,600 4,000
(Direct)
View
2016-03-09
Sale
2016-03-10
10:40 am
Aspen Insurance Holdings Ltd AHL Boornazian Brian
Chairman Aspen Re
7,110 $45.54 $323,789 19,564
(Direct)
View
2016-03-08
Sale
2016-03-10
09:43 am
National Fuel Gas Co NFG Smith David F
Director
45,000 $48.23 $2,170,467 217,189
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
09:32 am
Aflac Inc AFL Yamauchi Hiroshi
President; Aflac Japan
19,250 $60.43 $1,163,278 99,988
(Direct)
View
2016-03-09
Sale
2016-03-10
09:16 am
Waters Corp WAT Cassis Eugene G
Chief Financial Officer
8,000 $127.6 $1,020,720 36,674
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
09:09 am
Dr Pepper Snapple Group Inc. DPS Trebilcock James R.
Executive Vice President
3,391 $92.13 $312,422 637
(Direct)
View
2016-03-09
Sale
2016-03-10
08:51 am
Sonic Automotive Inc SAH Doolan Victor H
Director
3,500 $19.48 $68,180 33,840
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-10
08:27 am
Nuance Communications Inc. NUAN Icahn Carl C
10% Owner
26,315,790 $19 $500,000,010 34,468,832
(Indirect)
View
2016-03-08
Sale
2016-03-10
07:42 am
Libbey Inc LBY Paige Timothy T
Vice President-Human Resources
2,632 $17.25 $45,402 31,042
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
10:00 pm
Chefs' Warehouse Inc. CHEF O'dowd Frank
Chief Information Officer
2,500 $19 $47,500 134,683
(Direct)
View
2016-03-07
Sale
2016-03-09
9:07 pm
Pacific Mercantile Bancorp PMBC Sjogren Robert E
Chief Operating Officer
123 $6.947 $855 123
(Direct)
View
2016-03-07
Sale
2016-03-09
9:06 pm
Pacific Mercantile Bancorp PMBC Vertin Thomas
President and CEO
770 $6.947 $5,349 770
(Direct)
View
2016-03-06
Sale
2016-03-09
9:06 pm
Pacific Mercantile Bancorp PMBC Sjogren Robert E
Chief Operating Officer
449 $6.96 $3,125 449
(Direct)
View
2016-03-06
Sale
2016-03-09
9:06 pm
Pacific Mercantile Bancorp PMBC Stevens Robert J
EVP & CCO
582 $6.96 $4,051 582
(Direct)
View
2016-03-06
Sale
2016-03-09
9:06 pm
Pacific Mercantile Bancorp PMBC Vertin Thomas
President and CEO
714 $6.96 $4,970 714
(Direct)
View
2016-02-25
Sale
2016-03-09
9:05 pm
Pacific Mercantile Bancorp PMBC Christianssen Curt Alan
EVP & CFO
1 $6.95 $7 1
(Direct)
View
2016-03-08
Sale
2016-03-09
8:50 pm
Solazyme Inc SZYM Quinlan Paul T
General Counsel
1,562 $1.665 $2,600 350,000
(Direct)
View
2016-03-08
Sale
2016-03-09
8:50 pm
Solazyme Inc SZYM Painter Tyler
Chief Financial Officer
1,562 $1.664 $2,599 417,523
(Direct)
View
2016-03-09
Sale
2016-03-09
8:42 pm
Darden Restaurants Inc DRI Smith Jeffrey C
Director
315,575 $66.82 $21,085,527 2,941,924
(Indirect)
View
2016-03-07
Sale
2016-03-09
8:41 pm
Walt Disney Co DIS Woodford Brent
EVP, Control, Fin Plan & Tax
1,000 $99.25 $99,250 31,475
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
8:32 pm
Oaktree Capital Group LLC OAK Frank John
Vice Chairman
Director
8,333 $48.13 $401,080 91,852
(Direct)
View
2016-03-08
Sale
2016-03-09
8:31 pm
American Water Works Company Inc. AWK Lynch Walter
EVP and COO
20,000 $68.25 $1,365,000 104,764
(Direct)
View
2016-03-07
Sale
2016-03-09
8:31 pm
Darden Restaurants Inc DRI Smith Jeffrey C
Director
600,000 $66.19 $39,716,233 3,192,286
(Indirect)
View
2016-03-08
Sale
2016-03-09
8:30 pm
Solazyme Inc SZYM Licari Peter
Chief Technology Officer
1,562 $1.663 $2,598 275,000
(Direct)
View
2016-03-09
Sale
2016-03-09
8:29 pm
Htg Molecular Diagnostics Inc HTGM Mcmeans Shaun D
VP, Finance & Admin. & CFO
3,325 $2.687 $8,933 27,228
(Direct)
View
2016-03-09
Sale
2016-03-09
8:28 pm
Htg Molecular Diagnostics Inc HTGM Roche Patrick C.
SVP Research & Development
3,491 $2.687 $9,379 25,081
(Direct)
View
2016-03-09
Sale
2016-03-09
8:26 pm
Htg Molecular Diagnostics Inc HTGM Lubniewski John L
Chief Business Officer
4,067 $2.687 $10,927 32,712
(Direct)
View
2016-03-09
Sale
2016-03-09
8:25 pm
Htg Molecular Diagnostics Inc HTGM Johnson Tim B
President & CEO
Director
6,299 $2.687 $16,924 66,306
(Direct)
View
2016-03-09
Sale
2016-03-09
8:24 pm
Htg Molecular Diagnostics Inc HTGM Gordon Debra A
V.P. and Chief Legal Counsel
3,256 $2.687 $8,748 24,729
(Direct)
View
2016-03-08
Sale
2016-03-09
8:14 pm
Wageworks Inc WAGE Jackson Joseph L.
Chief Executive Officer
Director
6,791 $48.51 $329,403 168,114
(Direct)
View
2016-02-24
Sale
2016-03-09
8:01 pm
Wayfair Inc. W Oblak Steve
SVP and GM, Wayfair.com
600 $43.95 $26,370 100,000
(Direct)
View
2016-02-24
Sale
2016-03-09
8:00 pm
Wayfair Inc. W Malone Nicholas
Chief Administrative Officer
800 $44.48 $35,580 134,999
(Direct)
View
2016-02-24
Sale
2016-03-09
8:00 pm
Wayfair Inc. W Macri Edmond
Chief Product
Other
500 $44.59 $22,295 231,443
(Direct)
View
2016-03-08
Sale
2016-03-09
7:33 pm
American Water Works Company Inc. AWK Degillio Deborah A
VP and Treasurer
2,334 $68.37 $159,576 3,579
(Direct)
View
2016-03-08
Sale
2016-03-09
7:32 pm
Salesforce Com Inc CRM Benioff Marc
Chairman of the Board & CEO
Director
25,000 $70.42 $1,760,473 36,180,464
(Direct)
View
2016-03-07
Sale
2016-03-09
7:31 pm
Neustar Inc NSR Prince Edward M Jr.
SVP, Corporate Development
7,835 $26.32 $206,217 14,639
(Direct)
View
2016-03-07
Sale
2016-03-09
7:27 pm
Owens Illinois Inc OI Stroucken Albert P L
Exec. Chairman of the Board
Director
56,148 $14.94 $838,846 806,610
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
7:26 pm
Jazz Pharmaceuticals Plc JAZZ Cozadd Bruce C
Chairman & CEO
Director
2,500 $126 $315,100 302,566
(Direct)
View
2016-03-08
Sale
2016-03-09
7:25 pm
Iridex Corp IRIX Steckel Ronald
VP, Operations
12,000 $10.45 $125,406 75,125
(Direct)
View
2016-03-08
Sale
2016-03-09
7:21 pm
American Water Works Company Inc. AWK Cameron Sharon
President, AW Enterprises
4,670 $68 $317,560 17,037
(Direct)
View
2016-03-07
Sale
2016-03-09
7:19 pm
Infoblox Inc BLOX Phelps Daniel J
Director
3,000 $16.16 $48,480 19,500
(Direct)
View
2016-03-09
Sale
2016-03-09
7:09 pm
Usana Health Sciences Inc USNA Wentz Myron W
Director
10,000 $116.1 $1,160,737 6,389,110
(Indirect)
View
2016-03-09
Sale
2016-03-09
7:09 pm
Usana Health Sciences Inc USNA Gull Global Ltd
10% Owner
10,000 $116.1 $1,160,737 6,389,110
(Direct)
View
2016-03-07
Sale
2016-03-09
7:07 pm
Cimarex Energy Co XEC Albi Joseph R
Executive VP, COO
Director
3,500 $94.09 $329,330 118,461
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:57 pm
Hewlett Packard Enterprise Co HPE Ricci Jeff T
SVP, Controller & PAO
3,744 $15.07 $56,422 0
(Direct)
View
2016-03-08
Sale
2016-03-09
6:52 pm
Illumina Inc ILMN Ostadan Omead
EVP Ops, Products, Strategy
4,516 $156.1 $704,902 60,576
(Direct)
View
2016-03-07
Sale
2016-03-09
6:46 pm
Revance Therapeutics Inc. RVNC Ruegg Curtis
EVP, Technical Operations
1,000 $20.43 $20,430 51,836
(Direct)
View
2016-03-08
Sale
2016-03-09
6:45 pm
Illumina Inc ILMN Flatley Jay T
Chief Executive Officer
10,000 $154.5 $1,544,864 500,915
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
6:40 pm
Tandem Diabetes Care Inc TNDM Sheridan John F
EVP, CHIEF OPERATING OFFICER
4,000 $10.01 $40,026 106,040
(Direct)
View
2016-01-04
Sale(A)
2016-03-09
6:39 pm
Tandem Diabetes Care Inc TNDM Sheridan John F
EVP, CHIEF OPERATING OFFICER
2,000 $11.47 $22,944 110,040
(Direct)
View
2016-03-07
Sale
2016-03-09
6:38 pm
Illumina Inc ILMN Dadswell Charles
Sr VP & General Counsel
8,382 $155.6 $1,304,497 66,507
(Direct)
View
2016-03-08
Sale
2016-03-09
6:36 pm
Sunpower Corp SPWR Bodensteiner Lisa Marie
EVP and General Counsel
11,000 $22.91 $252,024 39,558
(Direct)
View
2016-03-07
Sale
2016-03-09
6:34 pm
Appfolio Inc APPF Donahoo Brian
Chief Executive Officer
Director
60,000 $12 $720,000 1,206,149
(Indirect)
View
2016-03-07
Sale
2016-03-09
6:32 pm
Imax Corp IMAX Foster Greg
SEVP IMAX & CEO IMAX Entertain
8,909 $31.29 $278,763 58,249
(Direct)
View
2016-03-07
Sale
2016-03-09
6:30 pm
Corvel Corp CRVL Clemons V Gordon
Chairman of the Board
Director
9,511 $40 $380,440 1,768,424
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:26 pm
Ligand Pharmaceuticals Inc LGND Aryeh Jason
Director
6,129 $101.2 $620,140 236,207
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:26 pm
Ligand Pharmaceuticals Inc LGND Higgins John L
Chief Executive Officer
Director
10,833 $102.5 $1,110,027 125,664
(Direct)
View
2016-03-07
Sale
2016-03-09
6:21 pm
Ironwood Pharmaceuticals Inc IRWD Olanoff Lawrence S
Director
2,200 $11.11 $24,442 11,031
(Direct)
View
2016-03-08
Sale
2016-03-09
6:13 pm
Edison International EIX Scilacci W James
Exec VP and CFO
13,174 $69.05 $909,641 36,426
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
6:13 pm
Facebook Inc FB Stretch Colin
VP and General Counsel
1,000 $104.8 $104,750 80,753
(Direct)
View
2016-03-07
Sale
2016-03-09
6:12 pm
Facebook Inc FB Koum Jan
Director
1,434,530 $106.3 $152,419,140 43,593,432
(Indirect)
View
2016-03-07
Sale
2016-03-09
6:12 pm
Abiomed Inc ABMD Weber David M
Chief Operating Officer
17,521 $85.2 $1,492,781 127,060
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:11 pm
Abiomed Inc ABMD Bolt William J
SVP, QA and Regulatory Affairs
17,510 $85.19 $1,491,739 99,928
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:11 pm
Abiomed Inc ABMD Puhy Dorothy E
Director
4,000 $85 $340,000 66,190
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:05 pm
Imax Corp IMAX Lister Robert D
Chief Legal & Chief Bus Dev
3,402 $31.29 $106,449 54,805
(Direct)
View
2016-03-07
Sale
2016-03-09
6:04 pm
Zix Corp ZIXI Spurr Richard
Director
88,785 $4.221 $374,762 323,162
(Direct)
View
2016-03-07
Sale
2016-03-09
6:00 pm
Cisco Systems Inc CSCO Hennessy John L
Director
7,171 $27 $193,617 73,369
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
6:00 pm
Smith & Wesson Holding Corp SWHC Smith Mark Peter
See remarks.
17,239 $25.93 $447,015 36,681
(Direct)
View
2016-03-07
Sale
2016-03-09
5:57 pm
Seritage Growth Properties SRG Berkowitz Bruce R
10% Owner
164,500 $40.76 $6,705,305 6,077,185
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
5:56 pm
Smith & Wesson Holding Corp SWHC Debney P. James
President and CEO
Director
333,064 $26.67 $8,884,334 367,901
(Direct)
View
2016-03-07
Sale
2016-03-09
5:54 pm
Smith & Wesson Holding Corp SWHC Cicero Robert J.
See Remarks
28,592 $27.08 $774,275 58,230
(Direct)
View
2016-03-07
Sale
2016-03-09
5:53 pm
Basic Energy Services Inc BAS Fine Capital Partners L.P.
Fine Capital Advisors LLC
Fine Debra
10% Owner
390,900 $3.204 $1,252,444 3,835,004
(Indirect)
View
2016-03-07
Sale
2016-03-09
5:52 pm
Smith & Wesson Holding Corp SWHC Buchanan Jeffrey D
See Remarks
43,726 $25.94 $1,134,344 141,515
(Direct)
View
2016-03-07
Sale
2016-03-09
5:52 pm
Voya Financial Inc. VOYA Martin Rodney O Jr
Chairman and CEO
Director
5,066 $30.85 $156,298 241,727
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
5:51 pm
Virtusa Corp VRTU Canekeratne Kris A
Chairman & CEO
Director
12,000 $35.42 $425,000 845,415
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:50 pm
Sears Holdings Corp SHLD Fairholme Capital Management LLC
Berkowitz Bruce R
Director
10% Owner
241,000 $17.98 $4,333,614 27,360,248
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
5:48 pm
Ellie Mae Inc ELLI Luce Edgar
Chief Financial Officer
4,750 $85.23 $404,858 74,335
(Direct)
View
2016-03-07
Sale
2016-03-09
5:47 pm
Atmel Corp ATML Kazerounian Reza
SVP, General Manager
144,003 $8.093 $1,165,424 769,722
(Direct)
View
2016-03-08
Sale
2016-03-09
5:46 pm
Ellie Mae Inc ELLI Hu Limin
EVP, CTO
4,037 $84.74 $342,107 224,204
(Direct)
View
2016-03-07
Sale
2016-03-09
5:44 pm
Ellie Mae Inc ELLI Corr Jonathan
President & CEO
Director
9,675 $85.06 $822,990 133,986
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
5:42 pm
Ellie Mae Inc ELLI Anderman Sigmund
Founder & Executive Chairman
Director
11,875 $84.72 $1,006,037 227,324
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:38 pm
Universal Display Corp OLED Lacerte Lawrence
Director
20,000 $51.11 $1,022,200 386,354
(Direct)
View
2016-03-07
Sale
2016-03-09
5:35 pm
Arris International Plc ARRS Coppock Ronald
PRES, INTL SALES AND MARKETING
25,000 $24.04 $601,018 53,750
(Direct
Indirect)
View
2016-03-08
Sale
2016-03-09
5:34 pm
Healthcare Realty Trust Inc HR Meredith Todd J
Executive V.P. - Investments
7,000 $29.55 $206,850 129,173
(Direct)
View
2016-03-09
Sale
2016-03-09
5:28 pm
New Relic Inc NEWR Gochee James R.
Chief Product Officer
1,000 $27.47 $27,470 419,465
(Direct)
View
2016-03-07
Sale
2016-03-09
5:28 pm
Voya Financial Inc. VOYA Steenbergen Ewout L
See Remarks
9,665 $30.85 $298,195 87,559
(Direct)
View
2016-03-07
Sale
2016-03-09
5:26 pm
Veeva Systems Inc VEEV Ritter Gordon
Director
16,100 $27.21 $438,029 506,670
(Indirect)
View
2016-03-07
Sale
2016-03-09
5:26 pm
Yahoo Inc YHOO Goldman Kenneth A
Chief Financial Officer
90,194 $33.26 $3,000,024 797,210
(Direct)
View
2016-03-09
Sale
2016-03-09
5:26 pm
Healthcare Realty Trust Inc HR Sullivan Bruce D
Director
2,500 $29.7 $74,250 22,630
(Direct)
View
2016-03-09
Sale
2016-03-09
5:23 pm
Acme United Corp ACU Olschan Brian S
Pres, Chief Operations Officer
Director
175 $17.5 $3,062 249,857
(Direct)
View
2016-03-07
Sale
2016-03-09
5:23 pm
Diamond Hill Investment Group Inc DHIL Dillon Roderick H Jr
Director
314 $180 $56,520 185,521
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:21 pm
Sun Hydraulics Corp SNHY Bokorney Mark B
Officer
1,000 $33.9 $33,900 15,333
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:19 pm
Voya Financial Inc. VOYA Becker Jeffrey T
See Remarks
21,905 $30.76 $673,901 87,411
(Direct)
View
2016-03-07
Sale
2016-03-09
5:16 pm
Gain Capital Holdings Inc. GCAP Scott Jeffrey
Chief Operating Officer
1,828 $7.424 $13,571 64,936
(Direct)
View
2016-03-07
Sale
2016-03-09
5:16 pm
Gain Capital Holdings Inc. GCAP Rotsztain Diego
General Counsel and Secretary
1,711 $7.424 $12,703 75,139
(Direct)
View
2016-03-07
Sale
2016-03-09
5:15 pm
Gain Capital Holdings Inc. GCAP Roady Samantha
Chief Commercial Officer
1,634 $7.421 $12,126 243,873
(Direct)
View
2016-03-07
Sale
2016-03-09
5:12 pm
Imax Corp IMAX Vance Jeffrey
Sr VP, Finance & Controller
1,208 $31.29 $37,798 3,501
(Direct)
View
2016-03-07
Sale
2016-03-09
5:12 pm
Rsp Permian Inc. RSPP Pollard Tamara D.
EVP of Planning and Reserves
30,000 $26.96 $808,800 435,989
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
5:08 pm
Genmark Diagnostics Inc. GNMK Williams Jennifer Anne
SVP, Human Resources
613 $5.76 $3,531 194,727
(Direct)
View
2016-03-07
Sale
2016-03-09
5:07 pm
Genmark Diagnostics Inc. GNMK Massarany Hany
President and CEO
Director
1,193 $5.76 $6,872 424,791
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:07 pm
Starwood Hotel & Resorts Worldwide Inc HOT Poulter Martha
EVP & CIO
2,481 $70.61 $175,186 57,671
(Direct)
View
2016-03-07
Sale
2016-03-09
5:07 pm
Genmark Diagnostics Inc. GNMK Stier Eric
SVP & General Counsel
266 $5.76 $1,532 111,923
(Direct)
View
2016-03-07
Sale
2016-03-09
5:07 pm
Genmark Diagnostics Inc. GNMK Kayyem Jon Faiz
SVP, Research & Development
364 $5.76 $2,097 569,308
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:07 pm
Genmark Diagnostics Inc. GNMK Gleeson Michael
SVP, North American Com. Ops.
559 $5.76 $3,220 254,598
(Direct)
View
2016-03-08
Sale
2016-03-09
5:04 pm
Intersect Ent Inc. XENT Moll Frederic H
Director
601 $18.56 $11,154 253,377
(Direct)
View
2016-03-07
Sale
2016-03-09
5:03 pm
Six Flags Entertainment Corp SIX Balk Lance C
Exec. VP and General Counsel
333 $52.11 $17,353 200,000
(Indirect
Direct)
View
2015-01-06
Sale(A)
2016-03-09
5:02 pm
Arris International Plc ARRS O'loughlin Timothy R
PRESIDENT,NORTH AMERICAN SALES
119,567 $29.78 $3,560,849 10,494
(Direct)
View
2016-03-07
Sale
2016-03-09
5:02 pm
Six Flags Entertainment Corp SIX Hawrylak Walter
SVP- Administration, Secretary
200 $51.85 $10,370 329,608
(Direct)
View
2016-03-07
Sale
2016-03-09
5:02 pm
Cvent Inc CVT Malhotra Bharet
SVP, Sales
500 $20.66 $10,330 104,929
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
5:02 pm
Six Flags Entertainment Corp SIX Petit Brett
Senior VP - Marketing
178 $51.85 $9,229 218,012
(Direct)
View
2016-03-08
Sale
2016-03-09
5:00 pm
Bankunited Inc. BKU Starr Jeffrey
Officer of Subsidiary
7,991 $34.73 $277,556 39,000
(Direct)
View
2016-03-07
Sale
2016-03-09
5:00 pm
Exlservice Holdings Inc. EXLS Kapoor Rohit
CEO & Vice Chairman
Director
1,717 $49.5 $84,992 333,185
(Indirect
Direct)
View
2016-03-01
Sale
2016-03-09
4:56 pm
Corrections Corp Of America CXW Lappin Harley G.
EVP, Chief Corrections Officer
11,133 $29.13 $324,265 69,260
(Direct)
View
2016-03-07
Sale
2016-03-09
4:55 pm
Dsp Group Inc DSPG Elyakim Ofer
CEO
Director
2,815 $9.52 $26,799 331,466
(Direct)
View
2016-03-07
Sale
2016-03-09
4:54 pm
Earthlink Holdings Corp. ELNK Dobbins John T
EVP, Network Operations
41,540 $5.92 $245,917 0
(Direct)
View
2016-03-07
Sale
2016-03-09
4:50 pm
Autodesk Inc ADSK Bass Carl
Chief Executive Officer
Director
15,000 $56.42 $846,240 166,581
(Direct)
View
2016-03-07
Sale
2016-03-09
4:50 pm
Rewalk Robotics Ltd. RWLK Dykan Jeff
Director
10% Owner
3,002 $8.33 $25,007 1,762,100
(Indirect)
View
2016-03-07
Sale
2016-03-09
4:49 pm
Qep Resources Inc QEP Woosley Christopher K
VP, GC, and Corp Secretary
1,717 $10.24 $17,582 88,161
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:49 pm
Rewalk Robotics Ltd. RWLK Weisman Wayne
Director
10% Owner
3,002 $8.33 $25,007 1,762,100
(Indirect)
View
2016-03-08
Sale
2016-03-09
4:48 pm
New Jersey Resources Corp NJR Howard M William Jr
Director
2,000 $35 $70,000 13,440
(Direct)
View
2016-03-07
Sale
2016-03-09
4:47 pm
Autodesk Inc ADSK Beveridge Crawford W
Director
6,000 $55.87 $335,220 38,320
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
4:47 pm
Hms Holdings Corp HMSY Neuman Semone
EVP, Operations
7,992 $14.25 $113,885 113,254
(Direct)
View
2016-03-07
Sale
2016-03-09
4:47 pm
Dominos Pizza Inc DPZ Weiner Russell J
President, Domino's U.S.A.
60,000 $133.9 $8,032,082 84,822
(Direct)
View
2016-03-07
Sale
2016-03-09
4:46 pm
Entercom Communications Corp ETM Fisher Stephen F
Exec. VP and CFO
25,000 $11.82 $295,387 571,597
(Direct)
View
2016-03-07
Sale
2016-03-09
4:46 pm
Proto Labs Inc PRLB Goodman John B
Director
1,000 $73.56 $73,560 8,263
(Direct)
View
2015-05-19
Sale
2016-03-09
4:42 pm
El Pollo Loco Holdings Inc. LOCO Trimaran Capital L.L.C.
Bloom Jay R
Kehler Dean C
10% Owner
5,402,500 $21.85 $118,044,627 16,746,544
(Indirect)
View
2014-11-25
Sale
2016-03-09
4:41 pm
El Pollo Loco Holdings Inc. LOCO Trimaran Capital L.L.C.
Bloom Jay R
Kehler Dean C
10% Owner
6,408,945 $27 $173,041,515 22,149,044
(Indirect)
View
2016-03-07
Sale
2016-03-09
4:35 pm
Healthcare Services Group Inc HCSG Casey Diane S
Director
10,004 $35.59 $356,081 10,004
(Direct)
View
2016-03-09
Sale
2016-03-09
4:32 pm
Graco Inc GGG Morfitt Martha A M
Director
2,177 $81.05 $176,448 73,300
(Direct)
View
2016-03-07
Sale
2016-03-09
4:32 pm
China Biologic Products Inc. CBPO Fang Min
Director
4,257,000 $107 $455,499,000 4,087,200
(Indirect)
View
2016-03-07
Sale
2016-03-09
4:32 pm
Grubhub Inc. GRUB Dewitt Adam
CFO and Treasurer
12,500 $25.06 $313,239 102,470
(Direct)
View
2016-03-07
Sale
2016-03-09
4:32 pm
Exactech Inc EXAC Petty R William
Executive Chairman
15,964 $19.06 $304,266 3,101,271
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:31 pm
China Biologic Products Inc. CBPO Wp X Biologics LLC
Kaye Charles R
Landy Joseph P.
Director
10% Owner
4,257,000 $107 $455,499,000 4,087,200
(Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Exactech Inc EXAC Edwards Donna M
Vice President, Legal
10,000 $18.85 $188,500 19,795
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
4:30 pm
China Biologic Products Inc. CBPO Wp X Biologics LLC
Warburg Pincus Private Equity X L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X L.P.
Warburg Pincus X Gp L.P.
Wpp Gp LLC
Warburg Pincus Partners L.P.
Warburg Pincus Partners Gp LLC
Warburg Pincus & CO.
Warburg Pincus LLC
Director
10% Owner
4,257,000 $107 $455,499,000 4,087,200
(Direct)
View
2016-03-09
Sale
2016-03-09
4:30 pm
Msa Safety Inc MSA Witmer Thomas H
Director
1,490 $45.41 $67,658 24,377
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Imax Corp IMAX Ruby G Mary
Chief Administrative Officer
1,208 $31.29 $37,798 10,236
(Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Imax Corp IMAX Sparacio Joseph
Exec VP & CFO
5,891 $31.29 $184,329 23,701
(Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Imax Corp IMAX Campbell Eileen
Chief Marketing Officer
1,865 $31.29 $58,356 18,962
(Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Imax Corp IMAX Cripps Andrew
Executive Vice President
947 $31.29 $29,632 21,879
(Direct)
View
2016-03-07
Sale
2016-03-09
4:30 pm
Imax Corp IMAX Welton Mark
President, IMAX Theatres
5,039 $31.29 $157,670 21,879
(Direct)
View
2016-03-07
Sale
2016-03-09
4:29 pm
Exactech Inc EXAC Petty Betty A
Vice President, Administration
15,964 $19.06 $304,266 3,101,271
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:28 pm
First Industrial Realty Trust Inc FR Duncan Bruce W
President and CEO
Director
26,333 $22.17 $583,803 1,003,968
(Direct)
View
2016-03-07
Sale
2016-03-09
4:27 pm
Grubhub Inc. GRUB Maloney Matthew M.
CEO and President
Director
16,000 $25.09 $401,392 329,646
(Indirect)
View
2016-03-07
Sale
2016-03-09
4:25 pm
Hydrogenics Corp HYGS Commscope Inc. Of North Carolina
Commscope Holding Company Inc.
Commscope Inc
10% Owner
16,149 $8.298 $134,003 1,328,069
(Direct)
View
2016-03-08
Sale
2016-03-09
4:24 pm
Big Lots Inc BIG Bachmann Lisa M
Executive Vice President
18,835 $45 $847,575 92,501
(Direct)
View
2016-03-08
Sale
2016-03-09
4:24 pm
Big Lots Inc BIG Schlonsky Michael Allen
Executive Vice President
1,314 $45.22 $59,415 36,765
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
4:24 pm
Big Lots Inc BIG Johnson Timothy A
Executive Vice President
3,338 $45.16 $150,744 86,149
(Direct)
View
2016-03-07
Sale
2016-03-09
4:22 pm
Grubhub Inc. GRUB Drucker Margo
SVP, Secretary, Gen Counsel
6,200 $25.02 $155,099 15,288
(Direct)
View
2016-03-09
Sale
2016-03-09
4:21 pm
People's United Financial Inc. PBCT Franklin Jerry
Director
4,950 $15.38 $76,131 90,517
(Direct)
View
2016-03-09
Sale
2016-03-09
4:21 pm
Graco Inc GGG Eugster Jack W
Director
1,799 $81.56 $146,718 22,594
(Direct)
View
2016-03-07
Sale
2016-03-09
4:21 pm
Altra Industrial Motion Corp. AIMC Ganske Lyle G.
Director
8,000 $25.44 $203,528 21,420
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:18 pm
Insulet Corp PODD Levangie Daniel J
President, Drug Delivery
7,663 $31.15 $238,702 9,813
(Direct)
View
2016-03-07
Sale
2016-03-09
4:18 pm
Burlington Stores Inc. BURL Sullivan Paul
Director
13,199 $54.09 $713,889 22,312
(Direct)
View
2016-03-07
Sale
2016-03-09
4:17 pm
Viacom Inc. VIA Gill Charest Katherine
SVP, Controller
3,339 $40 $133,560 10,302
(Indirect
Direct)
View
2016-03-09
Sale
2016-03-09
4:17 pm
American Assets Trust Inc. AAT Gammieri Jerry
V. P. Construction and Devlp
2,650 $37.8 $100,170 27,086
(Direct)
View
2016-03-07
Sale
2016-03-09
4:17 pm
Akamai Technologies Inc AKAM Hughes Robert W
President Worldwide Ops
9,338 $55.46 $517,885 24,667
(Direct)
View
2016-03-07
Sale
2016-03-09
4:16 pm
Burlington Stores Inc. BURL Katz Marc
EVP & Chief Financial Officer
12,000 $52.34 $628,116 100,936
(Direct)
View
2016-03-07
Sale
2016-03-09
4:16 pm
Apartment Investment & Management Co AIV Bailey James N
Director
25,087 $38.44 $964,372 29,100
(Direct)
View
2016-03-07
Sale
2016-03-09
4:14 pm
Atricure Inc. ATRC Krell Elizabeth D
Director
10,000 $16.91 $169,100 17,162
(Direct)
View
2016-03-07
Sale
2016-03-09
4:11 pm
Aes Corp AES Souza Fabian
VP and Controller
2,764 $10.96 $30,293 15,709
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
4:11 pm
Tech Data Corp TECD Upton David M
Director
3,000 $76.55 $229,650 10,984
(Direct)
View
2016-03-07
Sale
2016-03-09
4:10 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
10% Owner
100,000 $39.86 $3,986,117 2,203,495
(Indirect)
View
2016-03-07
Sale
2016-03-09
4:08 pm
Palo Alto Networks Inc PANW Zuk Nir
CTO
Director
30,000 $151.4 $4,541,354 2,065,589
(Indirect
Direct)
View
2016-03-08
Sale
2016-03-09
4:07 pm
Genpact Ltd G Thukral Mohit
Senior Vice President
10,000 $26.8 $268,000 49,087
(Direct)
View
2016-03-07
Sale
2016-03-09
4:07 pm
Insteel Industries Inc IIIN Woltz H O III
Chairman, President and CEO
Director
73,796 $26.19 $1,932,700 494,118
(Direct
Indirect)
View
2016-03-07
Sale
2016-03-09
4:06 pm
Tripadvisor Inc. TRIP Halpin Dermot
President, Vacation Rentals
10,000 $66.08 $660,800 12,926
(Direct)
View
2016-03-07
Sale
2016-03-09
4:06 pm
Genpact Ltd G Singh Arvinder
Senior Vice President
8,322 $26.76 $222,729 52,145
(Direct)
View
2016-03-08
Sale
2016-03-09
4:04 pm
Lionbridge Technologies Inc LIOX Kavanagh Paul
Director
10,000 $5.01 $50,100 90,675
(Direct)
View
2016-03-07
Sale
2016-03-09
4:03 pm
Atlantic Capital Bancshares Inc. ACBI Oglesby Richard A. Jr.
EVP, Chief Credit/Risk Officer
4,000 $13.2 $52,806 51,278
(Indirect
Direct)
View
2016-03-07
Sale
2016-03-09
4:01 pm
Willis Towers Watson Plc WLTW Aubert Nicolas
Head of Great Britain
2,848 $116.4 $331,650 17,469
(Direct)
View
2016-03-08
Sale
2016-03-09
4:01 pm
Spartannash Co SPTN Voss William R
Director
17,730 $28.77 $510,092 23,446
(Direct)
View
2016-03-07
Sale
2016-03-09
4:01 pm
Express Scripts Holding Co. ESRX Anderson Phyllis S.
Sr. VP & Ch. Marketing Officer
614 $71.14 $43,681 4,346
(Direct)
View
2016-03-07
Sale
2016-03-09
4:00 pm
Boingo Wireless Inc WIFI Hagan David
Chief Executive Officer
Director
8,000 $7.43 $59,440 499,646
(Direct)
View
(A) Indicate amendment filing.