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Insider Sale Filings - Archives for 2013-11-19

Home -> 2013 -> Insider sale filings for 2013-11-19

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-11-15
Sale
2013-11-19
3:58 pm
Allison Transmission Holdings Inc ALSN Dyer Edward L.
VP, Defense Programs
32,000 $26.13 $836,237 47,443
(Direct)
View
2013-11-19
Sale
2013-11-19
3:58 pm
Archer Daniels Midland Co ADM Lusk Michael
Vice President
100 $40.83 $4,083 15,917
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
3:58 pm
Time Warner Cable Inc TWC Britt Glenn
Chairman & CEO
Director
10,000 $121.4 $1,213,825 168,947
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
3:57 pm
Allison Transmission Holdings Inc ALSN Dean Sharon L.
VP, Quality and Reliability
53,600 $26.1 $1,398,778 159,666
(Direct)
View
2013-11-15
Sale
2013-11-19
3:53 pm
Mcdonalds Corp MCD Bensen Peter J
Corp Exec Vice Pres and CFO
15,971 $96.51 $1,541,342 24,741
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
3:50 pm
Corrections Corp Of America CXW Grande Anthony L
EVP, Chief Development Officer
11,750 $35.99 $422,843 107,487
(Direct)
View
2013-11-18
Sale
2013-11-19
3:48 pm
Church & Dwight Co Inc CHD Leblanc Robert D
Director
6,000 $65.69 $394,120 29,151
(Direct)
View
2013-11-19
Sale
2013-11-19
3:45 pm
John Hancock Financial Opportunities Fund BTO Hoffman Theron S
Other
81 $22.22 $1,800 655
(Direct)
View
2013-11-15
Sale
2013-11-19
3:44 pm
Vistaprint N.V. VPRT Page Louis
Director
3,396 $55.16 $187,323 94,338
(Indirect
Direct)
View
2013-10-31
Sale
2013-11-19
3:40 pm
Linear Technology Corp LLTC Coghlan Paul
VP Finance & CFO
10,000 $42.06 $420,584 456,529
(Direct)
View
2013-11-18
Sale
2013-11-19
3:38 pm
Medistem Inc MEDS Dickerson Donald F.
Chief Financial Officer
5,937 $1.517 $9,003 215,751
(Direct)
View
2013-11-18
Sale
2013-11-19
3:37 pm
Exxon Mobil Corp XOM Spellings James M Jr
Vice Pres. & Gen. Tax Counsel
2,629 $95.44 $250,911 117,450
(Indirect
Direct)
View
2013-11-19
Sale
2013-11-19
3:35 pm
West Pharmaceutical Services Inc WST Flynn Karen
President, America's Region
5,500 $47.75 $262,625 16,036
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
3:31 pm
Verizon Communications Inc VZ Milch Randal S
EVP - Pub Policy & Gen Counsel
2,823 $50.35 $142,138 17,496
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
3:20 pm
Xoma Corp XOMA Rubin Paul D
Sr. VP Clinical Dev. & CMO
1,304 $4.078 $5,317 15,887
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
3:18 pm
Lincoln Electric Holdings Inc LECO Stueber Frederick G
Sr. VP, General Counsel & Secy
10,000 $71.75 $717,500 48,927
(Direct)
View
2013-11-18
Sale
2013-11-19
3:14 pm
Chemed Corp CHE Mcnamara Kevin J
president and CEO
Director
5,000 $76 $380,016 188,203
(Direct)
View
2013-11-19
Sale
2013-11-19
3:13 pm
Chemed Corp CHE Otoole Timothy S
executive vice president
10,000 $76.25 $762,500 42,624
(Direct)
View
2013-11-18
Sale
2013-11-19
3:13 pm
Knight Transportation Inc KNX Knight L Randy
Vice Chairman
Director
5,750 $17.63 $101,376 4,995,519
(Indirect)
View
2013-11-19
Sale
2013-11-19
3:13 pm
Reynolds American Inc RAI Brown & Williamson Holdings Inc.
British American Tobacco p.l.c.
10% Owner
121,621 $51.82 $6,302,400 226,599,984
(Direct)
View
2013-11-19
Sale
2013-11-19
3:10 pm
United States Cellular Corp USM Harczak Harry J Jr
Director
1,200 $45.31 $54,371 6,695
(Direct)
View
2013-11-15
Sale
2013-11-19
3:08 pm
Chimerix Inc CMRX Trost Timothy W.
SVP, CFO & Secretary
3,409 $15.63 $53,274 3,409
(Direct)
View
2013-11-15
Sale
2013-11-19
3:07 pm
Chimerix Inc CMRX Moch Kenneth I
President and CEO
Director
2,500 $15.62 $39,041 8,479
(Direct)
View
2013-11-15
Sale
2013-11-19
3:03 pm
Qualcomm Inc QCOM Sullivan Daniel L
Executive Vice President
57,000 $71.6 $4,081,023 103,000
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
3:03 pm
Qualcomm Inc QCOM Renduchintala Venkata S M
Executive Vice President
27,000 $72.5 $1,957,532 27,187
(Direct)
View
2013-11-15
Sale
2013-11-19
3:03 pm
Qualcomm Inc QCOM Johnson Margaret L
Executive Vice President
8,274 $71.85 $594,487 24,129
(Direct)
View
2013-11-15
Sale
2013-11-19
3:03 pm
Qualcomm Inc QCOM Jacobs Paul E
Chairman & CEO
70,460 $72.02 $5,074,410 553,152
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
3:02 pm
Qualcomm Inc QCOM Grob Matthew S
EVP & Chief Technology Officer
3,400 $71.46 $242,981 32,500
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
3:02 pm
Qualcomm Inc QCOM Amon Cristiano R
Executive Vice President
16,202 $71.82 $1,163,590 7,621
(Direct)
View
2013-11-15
Sale
2013-11-19
3:01 pm
Monster Beverage Corp MNST Selati Sydney
Director
2,700 $57.33 $154,791 16,700
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
2:54 pm
Perrigo Co PRGO Kochan Sharon
Executive VP U.S. Generics
455 $152.5 $69,401 5,086
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-19
2:53 pm
Owens Illinois Inc OI Baehren James W
Sr. VP & General Counsel
18,424 $33.41 $615,546 87,818
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
2:47 pm
Mettler Toledo International Inc MTD Filliol Oliver A
President and CEO
Director
10,000 $246.2 $2,461,600 30,000
(Direct)
View
2013-11-15
Sale
2013-11-19
2:46 pm
Ciena Corp CIEN Rothenstein David M
Sr. VP, General Counsel
1,500 $22.02 $33,030 204,868
(Direct)
View
2013-11-15
Sale
2013-11-19
2:40 pm
Interface Inc TILE Hendrix Daniel T
Chairman, President & CEO
Director
3,500 $19.74 $69,090 600,205
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
2:29 pm
Techtarget Inc TTGT Hawk Don
Executive Director
9,438 $5.879 $55,488 325,420
(Direct)
View
2013-11-18
Sale
2013-11-19
2:28 pm
International Business Machines Corp IBM Kavanaugh James J
VP, Controller
8,526 $184.8 $1,575,810 23,557
(Direct)
View
2013-11-18
Sale
2013-11-19
2:27 pm
International Business Machines Corp IBM Kavanaugh James J
VP, Controller
7,561 $184.6 $1,395,617 31,418
(Direct)
View
2013-11-18
Sale
2013-11-19
2:26 pm
Aptargroup Inc ATR Doherty Patrick
Segment President
25,000 $64.9 $1,622,490 41,390
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
2:24 pm
Tupperware Brands Corp TUP Roche Joyce M
Director
4,000 $90.63 $362,510 19,517
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
2:21 pm
Aflac Inc AFL Tonoike Tohru
President Aflac Japan
50,000 $66.8 $3,340,175 113,071
(Direct)
View
2013-11-15
Sale
2013-11-19
2:21 pm
Lincoln National Corp LNC Henderson George W III
Director
16,358 $49.77 $814,076 37,452
(Direct)
View
2013-11-15
Sale
2013-11-19
2:16 pm
Varian Medical Systems Inc VAR Kennedy Kolleen T
SVP and Pres. Oncology Sys.
640 $75 $48,000 8,326
(Direct)
View
2013-11-18
Sale
2013-11-19
2:15 pm
Measurement Specialties Inc MEAS Macgibbon Glen
Executive Vice President
1,000 $54.25 $54,250 4,319
(Direct)
View
2013-11-15
Sale
2013-11-19
2:15 pm
Magellan Health Services Inc MGLN Lerer Rene
Director
Other
33,215 $61.34 $2,037,484 203,781
(Direct)
View
2013-11-15
Sale
2013-11-19
2:14 pm
American International Group Inc AIG Wintrob Jay S
Executive Vice President
650 $49.34 $32,072 88,779
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
2:12 pm
Servicenow Inc. NOW Mcgee Daniel
SVP, DEV. & CUST. SUPPORT
26,668 $53.04 $1,414,588 525,000
(Direct)
View
2013-11-15
Sale
2013-11-19
2:10 pm
Goldman Sachs Group Inc GS Johnson James A
Director
10,000 $164.4 $1,644,364 10,000
(Direct)
View
2013-11-15
Sale
2013-11-19
2:08 pm
Wageworks Inc WAGE Larson John William
Director
13,000 $55.64 $723,380 49,139
(Direct)
View
2013-11-15
Sale
2013-11-19
2:07 pm
Littelfuse Inc LFUS Franklin Philip G
V.P. Operations Support & CFO
7,000 $84.46 $591,199 54,475
(Direct)
View
2013-11-18
Sale
2013-11-19
2:04 pm
Fairchild Semiconductor International Inc FCS Delva Paul D
Senior Vice President
17,000 $12.46 $211,820 57,815
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
2:03 pm
Oshkosh Corp OSK Sagehorn David M.
Exec. VP and CFO
141,005 $50.36 $7,100,521 138,172
(Direct)
View
2013-11-15
Sale
2013-11-19
1:56 pm
Wabash National Corp WNC Yeagy Brent L
Pres. of Commercial Trailer
4,734 $12.28 $58,134 15,716
(Direct)
View
2013-11-15
Sale
2013-11-19
1:51 pm
Brooks Automation Inc BRKS Mirchandani Kush
SVP, Worldwide Sales
2,500 $10.13 $25,325 122,292
(Direct)
View
2013-11-15
Sale
2013-11-19
1:50 pm
Invensense Inc INVN Goehl Daniel
Director
10,000 $16.97 $169,700 40,000
(Direct)
View
2013-11-15
Sale
2013-11-19
1:40 pm
Brooks Automation Inc BRKS Schwartz Stephen S
CEO
Director
40,000 $10.19 $407,762 764,749
(Direct)
View
2013-05-02
Sale
2013-11-19
1:35 pm
Westinghouse Air Brake Technologies Corp WAB Bourg Robert C
Vice President
8,000 $81.7 $653,619 71,522
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
1:25 pm
Primerica Inc. PRI Williams Glenn J.
President
2,000 $42.75 $85,492 92,494
(Direct)
View
2013-11-18
Sale
2013-11-19
1:24 pm
Triquint Semiconductor Inc TQNT Debonis Todd
VICE PRESIDENT, SALES
12,000 $7.504 $90,048 75,220
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
1:16 pm
Oshkosh Corp OSK Rohrkaste Michael K.
Exec VP & Chief Admin Offcr
3,000 $50.5 $151,500 26,792
(Direct)
View
2013-11-15
Sale
2013-11-19
1:10 pm
Sm Energy Co SM Mueller Mark D
Sr. VP & Regional Manager
5,658 $91.67 $518,669 42,386
(Direct)
View
2013-11-15
Sale
2013-11-19
1:10 pm
Steven Madden Ltd SHOO Rosenfeld Edward R.
CEO and Chairman of the Board
Director
109,000 $37.77 $4,116,930 290,562
(Direct)
View
2013-11-18
Sale
2013-11-19
1:08 pm
Sun Hydraulics Corp SNHY Hancox Steven
Officer
1,800 $40 $72,000 26,270
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
1:07 pm
Cyberonics Inc CYBX Moore Daniel Jeffrey
President & CEO
Director
7,000 $60.21 $421,481 207,675
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
1:05 pm
Baldwin & Lyons Inc BWINB Weil John D
Director
10% Owner
5,446 $26.55 $144,587 247,877
(Direct
Indirect)
View
2013-11-19
Sale
2013-11-19
1:00 pm
Westinghouse Air Brake Technologies Corp WAB Hehir Brian
Director
1,000 $67.63 $67,630 22,562
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
1:00 pm
Kar Auction Services Inc. KAR Caruso Thomas J.
President & CEO of ADESA
10,000 $29 $290,000 105,880
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-19
12:55 pm
Telephone & Data Systems Inc TDS Shuma Douglas D
Sr VP & Corporate Controller
59,547 $29.57 $1,761,001 68,006
(Direct)
View
2013-11-15
Sale
2013-11-19
12:47 pm
Cognizant Technology Solutions Corp CTSH Narayanan Lakshmi
Vice Chairman
Director
75,000 $94.3 $7,072,477 225,000
(Direct)
View
2013-11-18
Sale
2013-11-19
12:41 pm
Cleco Corp CNL Crump Keith D
Senior Vice President
1,525 $0 $0 41,491
(Direct)
View
2013-11-15
Sale
2013-11-19
12:39 pm
Cognizant Technology Solutions Corp CTSH Wendel Thomas M
Director
10,000 $93.75 $937,450 48,000
(Direct)
View
2013-11-15
Sale
2013-11-19
12:35 pm
Cognizant Technology Solutions Corp CTSH Coburn Gordon
President
30,000 $94 $2,820,000 100,000
(Direct)
View
2013-11-18
Sale
2013-11-19
12:33 pm
Xoom Corp XOOM Kunze John H
President and CEO
Director
25,500 $28.4 $724,237 1,026,500
(Direct)
View
2013-11-18
Sale
2013-11-19
12:31 pm
Deckers Outdoor Corp DECK Ziv Zohar
COO
5,000 $79 $395,000 171,477
(Direct)
View
2013-11-15
Sale
2013-11-19
12:31 pm
Agl Resources Inc GAS Somerhalder John W II
Chairman, President and CEO
Director
3,500 $47.46 $166,121 98,630
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
12:26 pm
Scripps E W Co SSP Koors Mark L
VP/Audit and Compliance
10,656 $18.34 $195,444 48,871
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-19
12:25 pm
Mobile Mini Inc MINI Goble Jeffrey S
Director
13,750 $38.68 $531,836 36,770
(Direct)
View
2013-11-18
Sale
2013-11-19
12:17 pm
Bemis Co Inc BMS Perry Edward N
Director
1,345 $39.12 $52,622 76,720
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-19
11:55 am
Groupon Inc. GRPN Barris Peter J
Director
41,260 $10.51 $433,824 54,184,956
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
11:55 am
Liberty Property Trust LRY Bowes James J
Secretary & Gen. Counsel
10,822 $34.66 $375,097 51,271
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-19
11:45 am
Rgc Resources Inc RGCO Lee Dale P
Vice President & Secretary
500 $18.69 $9,346 59
(Direct)
View
2013-11-15
Sale
2013-11-19
11:41 am
Halliburton Co HAL Pope Lawrence J
EVP Administration & CHRO
3,000 $56.4 $169,200 161,933
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-19
11:38 am
Ufp Technologies Inc UFPT Bailly R Jeffrey
President and CEO
Director
13,556 $25.08 $339,949 531,758
(Direct)
View
2013-11-18
Sale
2013-11-19
11:34 am
Stryker Corp SYK Stryker Ronda E
Director
14,000 $74.02 $1,036,267 17,207,398
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
11:34 am
Virtusa Corp VRTU Dhir Samir
EVP, CDO and Head of India Ops
1,130 $34.67 $39,173 36,191
(Direct)
View
2013-11-15
Sale
2013-11-19
11:30 am
Group 1 Automotive Inc GPI Delongchamps Peter C
VP, Financial Svcs/Mfr Rel
6,999 $66 $461,934 47,895
(Direct)
View
2013-11-15
Sale
2013-11-19
11:29 am
Msc Industrial Direct Co Inc MSM Kelly Denis F
Director
5,000 $76.72 $383,593 13,687
(Direct)
View
2013-11-17
Sale
2013-11-19
11:25 am
Te Connectivity Ltd. TEL Curtin Terrence R
EVP & Pres., Industrial Sol.
3,519 $52.69 $185,409 46,710
(Direct)
View
2012-05-18
Sale
2013-11-19
11:22 am
First Savings Financial Group Inc FSFG Myers Larry W
President & CEO
Director
500 $22.1 $11,050 50,842
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
11:14 am
Momenta Pharmaceuticals Inc MNTA Bishop John E
Senior VP, Pharmaceutical Scie
214 $17.19 $3,679 94,404
(Direct)
View
2013-11-15
Sale
2013-11-19
11:11 am
Momenta Pharmaceuticals Inc MNTA Wheeler Craig A
President
Director
1,772 $16.88 $29,911 326,625
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
11:06 am
American Electric Technologies Inc AETI Dauber Arthur G
Chairman
Director
10% Owner
64,913 $8.88 $576,427 1,383,472
(Direct)
View
2013-11-15
Sale
2013-11-19
11:05 am
Momenta Pharmaceuticals Inc MNTA Shea Richard P
SVP, CFO
210 $16.88 $3,545 149,334
(Direct)
View
2013-11-15
Sale
2013-11-19
11:01 am
Momenta Pharmaceuticals Inc MNTA Roach James M.
Senior VP, Development and Chi
217 $16.88 $3,663 86,734
(Direct)
View
2013-11-18
Sale
2013-11-19
10:58 am
Momenta Pharmaceuticals Inc MNTA Leicher Bruce
SVP & General Counsel
266 $17.19 $4,573 109,364
(Direct)
View
2013-11-18
Sale
2013-11-19
10:56 am
Eagle Bancorp Montana Inc. EBMT Amdahl Rachel R
SVP-Operations
1,000 $10.85 $10,850 17,487
(Direct)
View
2013-11-15
Sale
2013-11-19
10:49 am
Momenta Pharmaceuticals Inc MNTA Kaundinya Ganesh Venkataraman
Senior V.P., Research
217 $16.88 $3,663 424,557
(Direct)
View
2013-11-15
Sale
2013-11-19
10:38 am
Numerex Corp NMRX Benson George
Director
10,000 $12.91 $129,100 45,703
(Direct)
View
2013-11-18
Sale
2013-11-19
10:29 am
Morningstar Inc. MORN Noonan Jack
Director
1,000 $84.29 $84,287 59,917
(Indirect
Direct)
View
2013-11-11
Sale
2013-11-19
10:28 am
Standex International Corp SXI Muller Nicholas H III
Director
1,995 $60.62 $120,941 11,493
(Direct)
View
2013-11-18
Sale
2013-11-19
10:14 am
Raymond James Financial Inc RJF Catanese George
Senior Vice President
1,680 $46.98 $78,927 9,449
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
10:07 am
Forrester Research Inc FORR Condon Cliff
Chief Research Officer
5,000 $37.54 $187,706 4,000
(Direct)
View
2013-11-18
Sale
2013-11-19
10:02 am
Diversified Restaurant Holdings Inc. BAGR Burke David Gregory
CFO/Treasurer
Director
1,500 $5.754 $8,631 55,665
(Direct)
View
2013-11-15
Sale
2013-11-19
09:59 am
Euronet Worldwide Inc EEFT Weller Rick
Chief Financial Officer/ EVP
58,436 $45.06 $2,633,126 155,608
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
09:53 am
Charles River Laboratories International Inc CRL Molho Davide
Corporate Executive VP
19,584 $51.71 $1,012,654 60,476
(Indirect
Direct)
View
2013-11-13
Sale(A)
2013-11-19
08:58 am
Universal Electronics Inc UEIC Bennett Paul J
EVP
6,000 $37.01 $222,050 128,500
(Direct)
View
2013-11-15
Sale
2013-11-19
08:58 am
Moog Inc MOGA Aubrecht Richard A
Vice President
3,000 $61.15 $183,435 65,045
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
08:55 am
Pinnacle Foods Inc. PF Misericordia Lynne M.
SVP, Treas., Ass't Sec.
2,500 $28.26 $70,650 137,870
(Direct)
View
2013-11-15
Sale
2013-11-19
08:32 am
Ciena Corp CIEN Alexander Stephen B
Sr VP Chief Technology Officer
3,500 $22.01 $77,035 152,740
(Direct)
View
2013-11-18
Sale
2013-11-19
08:28 am
Universal Electronics Inc UEIC Kopaskie Mark S
EVP
1,621 $37 $59,978 51,867
(Direct)
View
2013-11-18
Sale
2013-11-19
08:17 am
Northfield Bancorp Inc. NFBK Bowen John R
Director
3,000 $12.62 $37,853 12,675
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-19
08:08 am
G&k Services Inc GK Wright Jeffrey L
Executive VP and CFO
Director
9,501 $60.15 $571,502 67,078
(Direct)
View
2013-11-18
Sale
2013-11-19
08:03 am
First Financial Bancorp FFBC Kramer William J
Director
2,680 $15.79 $42,320 17,498
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-19
07:48 am
Diversified Restaurant Holdings Inc. BAGR Curtis Jason T.
COO
1,500 $5.77 $8,655 905,000
(Direct)
View
2013-11-15
Sale
2013-11-19
06:03 am
Allison Transmission Holdings Inc ALSN Onex Partners Gp Inc.
Onex Us Principals Lp
Onex Partners II Gp Lp
Onex Allison Co-invest Lp
Onex Partners II L P
1597257 Ontario Inc.
New Pco Investments Ltd.
10% Owner
7,500,000 $23.1 $173,250,003 55,946,248
(Indirect)
View
2013-11-15
Sale
2013-11-19
06:01 am
Allison Transmission Holdings Inc ALSN Onex Corp
Schwartz Gerald W
Onex American Holdings II LLC
Onex American Holdings Gp LLC
Allison Executive Investco LLC
Allison Executive Investco II LLC
Onex American Holdings Subco LLC
Oah Wind LLC
Onex Allison Holding Ltd S.A.R.L.
10% Owner
7,500,000 $23.1 $173,250,003 55,946,248
(Indirect)
View
2013-11-15
Sale
2013-11-19
06:01 am
Allison Transmission Holdings Inc ALSN Carlyle Group Management L.L.C.
Carlyle Group L.P.
Carlyle Holdings I Gp Inc.
Carlyle Holdings I Gp Sub L.L.C.
Carlyle Holdings I L.P.
Tc Group LLC
Tc Group Iv Managing Gp L.L.C.
Carlyle Partners Iv At Holdings L.P.
10% Owner
7,500,000 $23.1 $173,250,003 55,946,248
(Indirect)
View
2013-11-14
Sale
2013-11-18
9:23 pm
Receptos Inc. RCPT Nashat Amir
Director
169,315 $24.96 $4,225,871 1,040,508
(Indirect)
View
2013-11-15
Sale
2013-11-18
9:20 pm
Audience Inc ADNC Santos Peter B
President and CEO
Director
7,000 $10.12 $70,818 75,746
(Direct)
View
2013-11-14
Sale
2013-11-18
8:56 pm
Core-mark Holding Company Inc. CORE Walsh J Michael
Director
7,000 $75.38 $527,684 47,167
(Direct)
View
2013-11-14
Sale
2013-11-18
8:48 pm
Dexcom Inc DXCM Pacelli Steven Robert
EVP, Strategy & Corp. Dev.
12,000 $32.9 $394,792 202,865
(Direct)
View
2013-11-15
Sale
2013-11-18
8:45 pm
Juniper Networks Inc JNPR Johnson Kevin R
Chief Executive Officer
75,000 $19.91 $1,493,250 272,581
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
8:39 pm
Consumer Portfolio Services Inc CPSS Levine Leichtman Capital Partners Inc
Levine Arthur E
Leichtman Lauren B
Levine Leichtman Capital Partners Iv L.P.
Llcp Partners Iv Gp LLC
10% Owner
186,717 $6.549 $1,222,852 2,481,184
(Direct)
View
2013-11-15
Sale
2013-11-18
8:30 pm
Amazon Com Inc AMZN Wilke Jeffrey A
Senior Vice President
11,662 $368.1 $4,292,403 78,802
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
8:29 pm
Amazon Com Inc AMZN Reynolds Shelley
Vice President
1,405 $367.6 $516,520 7,394
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
8:23 pm
Dts Inc DTSI Stone Ronald N
Director
4,132 $21.26 $87,866 4,102
(Direct)
View
2013-11-15
Sale
2013-11-18
8:12 pm
Vonage Holdings Corp VG Tempora Michael A.
SVP, Product Mgmt.
14,711 $3.33 $48,986 107,754
(Direct)
View
2013-11-13
Sale
2013-11-18
8:11 pm
Electronics For Imaging Inc EFII Cogan Gill
Director
6,096 $37.85 $230,734 19,605
(Direct)
View
2013-11-14
Sale
2013-11-18
8:05 pm
Clorox Co CLX Lamontagne Grant J
SVP-Prof. Products Development
14,397 $92.69 $1,334,502 19,736
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
8:05 pm
Clorox Co CLX Costello Michael R.
VP - GM, International
1,617 $92.48 $149,537 13,658
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
8:04 pm
Jive Software Inc. JIVE Mccracken John
SVP, Worldwide Sales
15,000 $11.3 $169,523 128,064
(Direct)
View
2013-11-14
Sale
2013-11-18
8:00 pm
Receptos Inc. RCPT Flagship Ventures Fund 2007 L.P.
Flagship Ventures 2007 General Partner LLC
Kania Edwin M Jr
Afeyan Noubar
10% Owner
230,787 $24.75 $5,712,760 1,768,755
(Direct)
View
2013-11-14
Sale
2013-11-18
7:43 pm
Natus Medical Inc BABY Moore William M
Director
10,000 $22.01 $220,114 93,660
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
7:31 pm
Groupon Inc. GRPN Leonsis Theodore
Director
150,000 $10.66 $1,599,500 943,546
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
7:27 pm
Seagate Technology Plc STX Richarz David K
Executive Vice President,Sales
6,290 $48.67 $306,164 12,500
(Direct)
View
2013-11-15
Sale
2013-11-18
7:27 pm
Seagate Technology Plc STX Massaroni Kenneth M
EVP,General Counsel, CAO
1,750 $50.1 $87,675 47,205
(Direct)
View
2013-11-14
Sale
2013-11-18
7:26 pm
Seagate Technology Plc STX O Malley Patrick J
EVP & Chief Financial Officer
109,683 $49.68 $5,449,183 440,664
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
7:26 pm
Bed Bath & Beyond Inc BBBY Temares Steven H
Chief Executive Officer
Director
23,450 $78.25 $1,834,965 594,676
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
7:26 pm
Microchip Technology Inc MCHP Sanghi Steve
President, CEO, Chairman
Director
70,725 $43.41 $3,070,446 5,116,640
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
7:25 pm
Microchip Technology Inc MCHP Little Mitchell R
VP, WW Sales and Appns.
1,249 $43.01 $53,719 13,280
(Direct)
View
2013-11-15
Sale
2013-11-18
7:23 pm
Remy International Inc REMY Pallagi Shawn
SVP & Chief HR Officer
3,436 $21.7 $74,561 26,564
(Direct)
View
2013-11-14
Sale
2013-11-18
7:19 pm
Cbs Corp CBS Straka Angeline C
SVP, Deputy GC and Secretary
34,707 $60.2 $2,089,211 59,909
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
7:19 pm
Cbs Corp CBS Liding Lawrence
SVP, Controller and CAO
9,000 $60.33 $542,962 17,584
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
7:17 pm
Procera Networks Inc PKT Constanti Charles
Chief Financial Officer
2,500 $15 $37,500 62,500
(Direct)
View
2013-11-11
Sale(A)
2013-11-18
7:15 pm
Groupon Inc. GRPN Leonsis Theodore
Director
150,000 $10.12 $1,517,500 1,050,000
(Direct)
View
2013-11-15
Sale
2013-11-18
7:14 pm
Wageworks Inc WAGE Berkeley Richard M
Camden Partners Holdings LLC
Warnock David L
Hughes Donald W
Director
Other
16,000 $55.64 $890,197 0
(Indirect)
View
2013-11-15
Sale
2013-11-18
7:13 pm
Red Robin Gourmet Burgers Inc RRGB Moore Pattye L
Director
1,500 $81 $121,500 11,938
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
7:10 pm
United Rentals Inc URI Gottsegen Jonathan Mark
Sr. VP, General Counsel & Sec.
2,250 $68.85 $154,912 21,608
(Direct)
View
2013-11-14
Sale
2013-11-18
7:05 pm
Masonite International Corp DOOR Scricco Francis M
Director
12,500 $48.83 $610,375 35,832
(Direct)
View
2013-11-14
Sale
2013-11-18
7:05 pm
Masonite International Corp DOOR Virostek Christopher A
See Remarks
5,000 $49.51 $247,550 31,340
(Direct)
View
2013-11-14
Sale
2013-11-18
7:05 pm
Wesco Aircraft Holdings Inc WAIR Snyder Randy J.
Chairman, President & CEO
Director
4,300 $19.51 $83,899 1,275,593
(Direct)
View
2013-11-14
Sale
2013-11-18
7:04 pm
STAMPS.COM Inc STMP Clem John Roland
Chief Product & Strategy Offic
5,556 $47.84 $265,775 19,444
(Direct)
View
2013-11-14
Sale
2013-11-18
7:02 pm
Liberty Interactive Corp LINTA Rosenthaler Albert E
Senior Vice President
7,957 $65.37 $520,137 211,679
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
7:02 pm
Willis Lease Finance Corp WLFC Willis Charles F Iv
CEO
Director
10% Owner
2,000 $17.58 $35,164 2,138,651
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
7:01 pm
Primoris Services Corp PRIM Killgore Michael D
Exec VP, Dir Const Svcs
Director
20,000 $28.2 $564,068 336,524
(Direct)
View
2013-11-11
Sale(A)
2013-11-18
6:54 pm
Centerpoint Energy Inc CNP Longoria Janiece M
Director
3,000 $24.88 $74,642 41,490
(Direct)
View
2013-11-14
Sale
2013-11-18
6:50 pm
Comfort Systems Usa Inc FIX Giardenelli Alfred J Jr
Director
4,300 $20.02 $86,099 161,216
(Direct)
View
2013-11-15
Sale
2013-11-18
6:49 pm
Kla Tencor Corp KLAC Wallace Richard P
President and CEO
Director
25,000 $62.45 $1,561,215 186,725
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
6:49 pm
Osiris Therapeutics Inc OSIR Williams Michelle Leroux
Chief Scientific Officer
24,500 $15.5 $379,632 187,500
(Direct)
View
2013-11-15
Sale
2013-11-18
6:48 pm
Capital Senior Living Corp CSU Beathard David W
Vice President - Operations
20,560 $20.76 $426,826 44,660
(Direct)
View
2013-11-14
Sale
2013-11-18
6:43 pm
Ellie Mae Inc ELLI Henricks Alan S.
Director
1,250 $26.8 $33,500 12,700
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
6:42 pm
Cadence Pharmaceuticals Inc CADX Larue William R
SVP, CFO, Treas, Asst Sec
36,000 $7.3 $262,800 131,250
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
6:40 pm
Fx Energy Inc FXEN Maciolek Jerzy B
Vice President
Director
4,150 $3.27 $13,570 317,069
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
6:39 pm
Cadence Pharmaceuticals Inc CADX Byrd Scott A.
SVP, Chief Commercial Officer
10,416 $8 $83,328 78,126
(Direct)
View
2013-11-15
Sale
2013-11-18
6:36 pm
Cadence Pharmaceuticals Inc CADX Aker Hazel M
SVP, GC & Secretary
52,056 $7.405 $385,475 122,465
(Direct)
View
2013-11-15
Sale
2013-11-18
6:34 pm
Viasat Inc VSAT Hart Steven R
Chief Technical Officer
18,000 $60.08 $1,081,420 536,813
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
6:30 pm
Apollo Global Management LLC APO Harris Joshua
Senior Managing Director
Director
10% Owner
555,491 $30.23 $16,791,423 1,751,088
(Indirect)
View
2013-11-15
Sale
2013-11-18
6:25 pm
Oracle Corp ORCL Garcia-molina Hector
Director
2,500 $34.42 $86,050 22,500
(Direct)
View
2013-11-14
Sale
2013-11-18
6:24 pm
Tw Telecom inc. TWTC Stuart Jill R
SVP, Chief Accounting Officer
25,000 $29.04 $726,000 216,693
(Direct)
View
2013-11-14
Sale
2013-11-18
6:20 pm
Zillow Inc Z Rascoff Spencer M
Chief Executive Officer
Director
5,000 $82.19 $410,950 49,343
(Direct)
View
2013-11-14
Sale
2013-11-18
6:14 pm
Expeditors International Of Washington Inc EXPD Rose Peter J
Chairman and CEO
Director
11,822 $43.31 $512,011 1,025,389
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
6:14 pm
Marinemax Inc HZO Frahn Kurt M
VP of Finance, CAO & Treas
10,000 $16.5 $165,000 13,036
(Direct)
View
2013-11-18
Sale
2013-11-18
6:08 pm
Umb Financial Corp UMBF Iseman Andrew J
CEO of Subsidiary
241 $62.35 $15,027 19,841
(Direct)
View
2013-11-15
Sale
2013-11-18
6:07 pm
Cardtronics Inc CATM Rathgaber Steven A.
Chief Executive Officer
Director
10,000 $41.85 $418,489 218,715
(Direct)
View
2013-11-15
Sale
2013-11-18
6:05 pm
Cardtronics Inc CATM Keller Michael Edward
General Counsel
1,000 $41.76 $41,760 11,462
(Direct)
View
2013-11-14
Sale
2013-11-18
6:03 pm
Amsurg Corp AMSG Clendenin Phillip A
EVP Operations
3,000 $44.5 $133,500 41,534
(Direct)
View
2013-11-14
Sale
2013-11-18
6:02 pm
Amsurg Corp AMSG Manning David L
EVP-Chief Development Officer
15,000 $44.22 $663,315 117,905
(Direct)
View
2013-11-15
Sale
2013-11-18
6:02 pm
Vistaprint N.V. VPRT Greiner Michael
Sr. VP Corp Finance and CAO
537 $55.34 $29,718 3,750
(Direct)
View
2013-09-19
Sale
2013-11-18
6:02 pm
Tearlab Corp TEAR Lindstrom Richard
Director
5,000 $8.95 $44,750 86,238
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
6:00 pm
Mattel Inc MAT Kilpin Timothy J.
EVP Global Brands Team - B&G
5,000 $46 $230,000 57,366
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:58 pm
Amr Corp AAMRQ Kennedy Gary F
Sr. VP / General Counsel
68,247 $11.84 $808,019 518,807
(Direct)
View
2013-11-14
Sale
2013-11-18
5:57 pm
Amr Corp AAMRQ Goren Isabella D
SVP/ Chief Financial Officer
63,344 $11.75 $744,428 492,574
(Direct)
View
2013-11-14
Sale
2013-11-18
5:57 pm
Amr Corp AAMRQ Ream James B
Senior V.P. Operations
42,804 $11.72 $501,609 424,304
(Direct)
View
2013-11-14
Sale
2013-11-18
5:57 pm
Amr Corp AAMRQ Horton Thomas W
Chairman,President and CEO
59,156 $11.72 $693,171 1,146,855
(Direct)
View
2013-11-14
Sale
2013-11-18
5:57 pm
Amr Corp AAMRQ Garton Daniel P
Executive Vice President
125,048 $11.87 $1,484,165 937,869
(Direct)
View
2013-11-15
Sale
2013-11-18
5:57 pm
Amr Corp AAMRQ Purcell Philip J
Director
10,000 $11.75 $117,500 8,532
(Direct)
View
2013-11-18
Sale
2013-11-18
5:56 pm
Greenbrier Companies Inc GBX Malik Maren C.
Vice President Admin
26 $31.88 $829 12,675
(Direct)
View
2013-11-15
Sale
2013-11-18
5:52 pm
Amerisafe Inc AMSF Bradley C Allen Jr
Chairman and CEO
Director
16,000 $40.17 $642,800 104,937
(Direct)
View
2013-11-13
Sale
2013-11-18
5:50 pm
Heartland Financial Usa Inc HTLF Schmidt John K
Director
19,500 $27.03 $527,010 122,661
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
5:50 pm
Icu Medical Inc ICUI Lopez George A
Director
10% Owner
15,000 $62.06 $930,871 1,186,843
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:50 pm
Beacon Roofing Supply Inc BECN Buck Robert R
Chairman
Director
1,609 $35.13 $56,524 60,926
(Direct)
View
2013-11-15
Sale
2013-11-18
5:48 pm
Dealertrack Technologies Inc TRAK Oneil Mark F
Chairman, Pres. and CEO
Director
20,000 $41.51 $830,166 268,004
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:47 pm
Penn National Gaming Inc PENN Ippolito Robert S
Vice President, Secretary/Trea
1,000 $14.74 $14,740 39,607
(Direct
Indirect)
View
2013-11-08
Sale(A)
2013-11-18
5:43 pm
Arch Capital Group Ltd ACGL Iordanou Constantine
Chairman, President & CEO
Director
15,000 $58.33 $874,960 455,555
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:38 pm
Unum Group UNM Godwin Pamela H
Director
3,000 $33 $99,000 50,878
(Direct)
View
2013-11-15
Sale
2013-11-18
5:37 pm
Costco Wholesale Corp COST Brotman Jeffrey H
Chairman of the Board
Director
58,946 $124.3 $7,328,597 576,703
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:37 pm
Harley Davidson Inc HOG Kornetzke Mark R
Other
1,006 $65.43 $65,823 3,601
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-18
5:33 pm
Wisdomtree Investments Inc. WETF Steinberg Jonathan L
Chief Executive Officer
Director
112,500 $13.57 $1,526,625 4,921,451
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:33 pm
American Public Education Inc APEI Weglicki Timothy T
Director
2,993 $42 $125,706 29,045
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
5:33 pm
Wisdomtree Investments Inc. WETF Steinhardt Michael H
Director
10% Owner
292,121 $13.49 $3,940,712 19,814,910
(Direct)
View
2013-11-14
Sale
2013-11-18
5:31 pm
Thoratec Corp THOR Burbach Gerhard F
Chief Executive Officer
Director
20,000 $43 $860,044 176,307
(Direct)
View
2013-11-15
Sale
2013-11-18
5:30 pm
Rbc Bearings Inc ROLL Crainer Thomas C
VP and General Manager
25,000 $66.33 $1,658,208 42,789
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
5:29 pm
Cabelas Inc CAB Cabela Richard N
Other
5,000 $62.72 $313,600 5,753,211
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
5:29 pm
Rr Donnelley & Sons Co RRD Bettman Suzanne S
Exec VP/General Counsel
50,000 $17.12 $855,885 203,979
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:28 pm
Numerex Corp NMRX Gwynedd Resources Ltd
10% Owner
101,944 $13 $1,325,272 2,957,280
(Direct)
View
2013-11-14
Sale
2013-11-18
5:26 pm
Span America Medical Systems Inc SPAN Henrion Thomas D
Director
2,389 $18.75 $44,793 134,784
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:26 pm
Te Connectivity Ltd. TEL Resch Eric
Sr VP & Chief Tax Officer
3,979 $52.12 $207,376 23,504
(Direct)
View
2013-11-18
Sale
2013-11-18
5:24 pm
Lawson Products Inc LAWS Errant James S
Director
10,000 $12.58 $125,800 477,588
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
5:23 pm
Heartware International Inc. HTWR Godshall Douglas Evan
President & Chief Exec Officer
Director
10,000 $90 $900,000 55,977
(Direct)
View
2013-11-18
Sale
2013-11-18
5:19 pm
Jpmorgan Chase & Co JPM Cavanagh Michael J
Executive Vice President
22,500 $55.33 $1,245,011 242,771
(Direct)
View
2013-11-15
Sale
2013-11-18
5:19 pm
Green Earth Technologies Inc GETG Techtronic Industries Co Ltd
10% Owner
37,000 $0.08 $2,960 28,179,668
(Direct)
View
2013-11-15
Sale
2013-11-18
5:19 pm
Pc Tel Inc PCTI Singer Martin H
Chairman & CEO
26,200 $9.564 $250,582 328,720
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
5:18 pm
Realogy Holdings CORP. RLGY Casey Donald J
Pres/CEO, Title Resource Group
10,000 $45.11 $451,141 49,556
(Direct)
View
2013-11-15
Sale
2013-11-18
5:13 pm
Global Cash Access Holdings Inc. GCA Higgins Mary Elizabeth
CFO
9,750 $8.964 $87,402 352,967
(Direct)
View
2013-11-15
Sale
2013-11-18
5:13 pm
Finish Line Inc FINL Samuel Sato M
President
10,406 $26.23 $272,908 50,736
(Direct)
View
2013-11-15
Sale
2013-11-18
5:12 pm
Sterling Bancorp STL Millman John C
Director
2,211 $12.22 $27,018 403,253
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
5:12 pm
Office Depot Inc ODP Newman Michael D
EVP & Chief Financial Officer
73,187 $5.56 $406,920 416,779
(Direct)
View
2013-11-14
Sale
2013-11-18
5:10 pm
Trimas Corp TRS Sherbin Joshua A
Vice President & Secretary
10,616 $37.34 $396,395 55,297
(Indirect)
View
2013-11-15
Sale
2013-11-18
5:10 pm
Generac Holdings Inc GNRC Jagdfeld Aaron
Pres & Chief Executive Officer
Director
6,349 $50.81 $322,593 948,791
(Direct)
View
2013-11-15
Sale
2013-11-18
5:09 pm
Leap Wireless International Inc LEAP Irving Robert J Jr
Chief Legal & Admin Officer
8,125 $16.15 $131,195 42,522
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:08 pm
Neogen Corp NEOG Herbert James L
Chairman & CEO
Director
17,720 $46.61 $825,996 899,273
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
5:08 pm
Gp Strategies Corp GPX Duquette Donald R
Executive Vice President
1,302 $29.64 $38,591 49,934
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
5:06 pm
Te Connectivity Ltd. TEL Curtin Terrence R
EVP & Pres., Industrial Sol.
2,551 $52 $132,645 70,100
(Direct)
View
2013-11-14
Sale
2013-11-18
5:06 pm
Rbc Bearings Inc ROLL Edwards Richard J
V.P. and General Manager
32,000 $66.07 $2,114,358 49,591
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
5:05 pm
Corrections Corp Of America CXW Andrews William F
Director
12,617 $36.09 $455,310 176,247
(Direct)
View
2013-11-15
Sale
2013-11-18
5:05 pm
United Technologies Corp UTX Adams Paul R.
COO, Pratt & Whitney
8,000 $108.5 $868,231 8,022
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
5:04 pm
National Healthcare Corp NHC Powell Julia W
Sr. V.P., Patient Services
800 $50.16 $40,126 103,761
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
5:04 pm
Finish Line Inc FINL Lyon Glenn S
CEO, Chairman of the Board
Director
56,583 $26.52 $1,500,547 92,941
(Direct)
View
2013-11-14
Sale
2013-11-18
5:02 pm
Medicines Co MDCO Sblendorio Glenn
President & CFO
Director
1,667 $38 $63,346 118,405
(Direct)
View
2013-11-15
Sale
2013-11-18
5:02 pm
Aol Inc. AOL Jacobs Julie M
EVP,Gnrl. Counsel & Corp. Sec.
5,235 $46.62 $244,056 44,561
(Direct)
View
2013-11-14
Sale
2013-11-18
4:58 pm
Tessco Technologies Inc TESS Baitler Jay G
Director
4,403 $37.31 $164,273 14,344
(Direct)
View
2013-11-15
Sale
2013-11-18
4:56 pm
Informatica Corp INFA Chong Ivan
EVP Data Quality Product Div.
5,000 $39.5 $197,500 47,335
(Direct)
View
2013-11-15
Sale
2013-11-18
4:56 pm
Wiley John & Sons Inc JWA Rinck Gary M
SVP and General Counsel
4,558 $50 $227,900 44,391
(Direct)
View
2013-11-15
Sale
2013-11-18
4:56 pm
Mannkind Corp MNKD Palumbo Diane
Vice President, Human Resource
25,000 $5.02 $125,500 543,651
(Direct)
View
2013-11-14
Sale
2013-11-18
4:55 pm
Cbiz Inc. CBZ O Byrne Robert
Senior Vice President
144,000 $9.013 $1,297,885 570,908
(Direct)
View
2013-11-14
Sale
2013-11-18
4:55 pm
Realpage Inc RP Seren Capital Ltd.
Director
10% Owner
10,080 $25.44 $256,421 20,256,956
(Direct)
View
2013-11-14
Sale
2013-11-18
4:55 pm
Wyndham Worldwide Corp WYN Hanning Franz S
Pres. CEO Wyndham Vac. Own.
67,728 $68 $4,605,504 141,397
(Direct)
View
2013-11-14
Sale
2013-11-18
4:53 pm
Realpage Inc RP Winn Stephen T
Chairman and CEO
Director
10% Owner
31,500 $25.44 $801,315 20,256,956
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
4:50 pm
Build A Bear Workshop Inc BBW Leonard Braden Michael
Director
10% Owner
4,499 $10.16 $45,705 2,520,501
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-18
4:50 pm
Macy's Inc. M Hanson Amy
Executive Vice President
9,000 $50.59 $455,348 35,035
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:47 pm
Invesco Ltd. IVZ Banham John Michael Middlecott
Director
3,975 $33.79 $134,315 18,390
(Direct)
View
2013-11-14
Sale
2013-11-18
4:46 pm
Blackstone Group L.P. BX Parrett William G
Director
10,000 $27.38 $273,800 55,969
(Direct)
View
2013-11-14
Sale
2013-11-18
4:43 pm
Cbiz Inc. CBZ Gerard Steven L
Chief Executive Officer
Director
100,000 $9.009 $900,940 904,676
(Direct)
View
2013-11-14
Sale
2013-11-18
4:43 pm
Cathay General Bancorp CATY Cheng Dunson K
Chairman, President, & CEO
Director
19,000 $25.32 $480,997 445,577
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:42 pm
H&e Equipment Services Inc. HEES Engquist John
Chief Executive Officer
Director
10% Owner
97,697 $29.25 $2,857,711 3,111,431
(Direct)
View
2013-11-14
Sale
2013-11-18
4:42 pm
Northrop Grumman Corp NOC Cheston Sheila C.
Corp. VP & General Counsel
25,764 $110 $2,834,040 60,713
(Direct)
View
2013-10-31
Sale
2013-11-18
4:41 pm
O Reilly Automotive Inc ORLY Wooten Rosalie Oreilly
Director
10,000 $125 $1,250,250 361,004
(Indirect
Direct)
View
2013-10-31
Sale
2013-11-18
4:41 pm
Westinghouse Air Brake Technologies Corp WAB Fernandez Emilio
Director
2,235 $65.19 $145,708 836,490
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:39 pm
Nrg Energy Inc NRG Muller Edward R
Director
100,000 $27.03 $2,703,000 195,779
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
4:39 pm
Nn Inc NNBR Gentry Frank T
SVP - Managing Director
4,000 $17.63 $70,509 59,750
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
4:38 pm
Hubbell Inc HUBA Powers Timothy H
Director
6,000 $108.1 $648,654 293,381
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
4:37 pm
Macy's Inc. M Clark David Wm
Executive Vice President
19,216 $50.66 $973,531 26,341
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
4:36 pm
U.S. Silica Holdings Inc SLCA Ggc Opportunity Fund Management Gp Ltd.
Ggc Opportunity Fund Management L.P.
Ggcof Co-invest Management L.P.
Golden Gate Capital Opportunity Fund L.P.
Golden Gate Capital Opportunity Fund-a L.P.
Ggcof Third-party Co-invest L.P.
Ggcof Co-invest L.P.
10% Owner
11,853,589 $30.7 $363,905,191 5,722,471
(Indirect)
View
2013-11-14
Sale
2013-11-18
4:35 pm
Angie's List Inc. ANGI Oesterle William Seelye
Chief Executive Officer
Director
19,200 $14.08 $270,410 2,608,525
(Direct)
View
2013-11-14
Sale
2013-11-18
4:32 pm
Commvault Systems Inc CVLT Geday Armando
Director
4,833 $75.99 $367,260 71,901
(Direct)
View
2013-11-15
Sale
2013-11-18
4:32 pm
Amerisourcebergen Corp ABC Mcgee Henry Wadsworth III
Director
29,446 $69.05 $2,033,255 48,929
(Direct)
View
2013-11-15
Sale
2013-11-18
4:32 pm
Priceline Com Inc PCLN Peretsman Nancy B
Director
7,000 $1,137 $7,962,174 28,130
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
4:30 pm
Sorrento Therapeutics Inc. SRNE Opko Health Inc.
10% Owner
2,710 $8.75 $23,712 2,203,661
(Direct)
View
2013-11-14
Sale
2013-11-18
4:30 pm
Actavis Plc ACT Weiss Fred G
Director
3,000 $164.1 $492,450 24,275
(Direct)
View
2013-11-14
Sale
2013-11-18
4:29 pm
U.S. Silica Holdings Inc SLCA Ggc Uss Holdings LLC
10% Owner
11,853,589 $30.7 $363,905,191 5,722,471
(Direct)
View
2013-11-14
Sale
2013-11-18
4:28 pm
Zeltiq Aesthetics Inc ZLTQ Atv Associates Vii L.L.C.
Advanced Technology Ventures Vii Lp
Advanced Technology Ventures Vii(b) L.P.
Advanced Technology Ventures Vii(c) L.P.
Atv Entrepreneurs Vii L.P.
10% Owner
4,025,000 $12.22 $49,185,501 3,876,221
(Indirect)
View
2013-11-14
Sale
2013-11-18
4:27 pm
Lender Processing Services Inc. LPS Johnson Todd C
EVP, GC and Secretary
44,590 $34.15 $1,522,749 109,194
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
4:27 pm
Amtrust Financial Services Inc. AFSI Pipoly Ronald E Jr
EVP, Chief Financial Officer
13,630 $40.67 $554,314 246,179
(Direct)
View
2013-11-14
Sale
2013-11-18
4:26 pm
Zeltiq Aesthetics Inc ZLTQ George Jean
Director
10% Owner
4,025,000 $12.22 $49,185,501 3,876,221
(Indirect)
View
2013-11-15
Sale
2013-11-18
4:25 pm
Santarus Inc SNTS Snyder Kent
Director
7,500 $32.01 $240,065 7,500
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:24 pm
Macy's Inc. M Adams Tim M
Chief Private Brand Officer
10,000 $50.79 $507,910 26,122
(Direct)
View
2013-11-14
Sale
2013-11-18
4:24 pm
U.S. Silica Holdings Inc SLCA Ashe Prescott
Director
10% Owner
11,853,589 $30.7 $363,905,191 5,722,471
(Indirect)
View
2013-11-14
Sale
2013-11-18
4:23 pm
Greenlight Capital Re Ltd GLRE Romer Faramarz
Reporting & Compliance Officer
2,221 $31.5 $69,962 21,325
(Direct)
View
2013-11-15
Sale
2013-11-18
4:23 pm
Mattress Firm Holding CORP. MFRM Murphy Kenneth E. III
Executive Vice President
3,500 $36 $126,000 61,749
(Direct)
View
2013-11-14
Sale
2013-11-18
4:21 pm
Dover Corp DOV Cerepak Brad M
Senior Vice President & CFO
9,648 $93.18 $899,011 46,936
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
4:20 pm
U.S. Silica Holdings Inc SLCA Amara Rajeev
Director
10% Owner
11,853,589 $30.7 $363,905,191 5,722,471
(Indirect)
View
2013-11-14
Sale
2013-11-18
4:19 pm
Proofpoint Inc PFPT Hahn Eric
Director
Other
10,000 $30.89 $308,852 500,270
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:19 pm
Palo Alto Networks Inc PANW Batra Rajiv
VP, Engineering
12,600 $42.5 $535,500 1,313,966
(Indirect)
View
2013-11-17
Sale
2013-11-18
4:19 pm
Cvs Caremark Corp CVS Brennan Troyen A
EVP, Chief Medical Officer
35,387 $65.61 $2,321,628 71,369
(Direct
Indirect)
View
2013-11-18
Sale
2013-11-18
4:18 pm
Usg Corp USG Scanlon Jennifer F.
Senior Vice President
7,400 $27.45 $203,131 50,797
(Indirect
Direct)
View
2013-11-15
Sale
2013-11-18
4:18 pm
Haverty Furniture Companies Inc HVT Burdette Steven G
Executive Vice President
450 $28 $12,600 24,310
(Direct
Indirect)
View
2013-11-15
Sale
2013-11-18
4:17 pm
Cepheid CPHD Miller Andrew
EVP, CFO
13,813 $42.7 $589,815 16,496
(Direct)
View
2013-11-15
Sale
2013-11-18
4:17 pm
Manpowergroup Inc. MAN Greenberg Jack M
Director
1,500 $81.83 $122,747 4,966
(Direct)
View
2013-11-15
Sale
2013-11-18
4:16 pm
Build A Bear Workshop Inc BBW Kroll Teresa
Ch. Mkt. & Ent. Bear
10,000 $9.89 $98,900 31,039
(Direct)
View
2013-11-14
Sale
2013-11-18
4:16 pm
Cepheid CPHD Persing David H
Exec VP,Chief Med/Tech Officer
Director
5,000 $42.18 $210,900 5,645
(Direct)
View
2013-11-14
Sale
2013-11-18
4:14 pm
U.S. Silica Holdings Inc SLCA Shinn Bryan Adair
President & CEO
Director
11,853,589 $30.7 $363,905,191 5,722,471
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
4:13 pm
U.S. Silica Holdings Inc SLCA Shaver Charles W
Director
11,853,589 $30.7 $363,905,191 5,722,471
(Indirect)
View
2013-11-14
Sale
2013-11-18
4:12 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
Ray Dolby Trust Under The Dolby Family Trust Instrument Dated May 7 1999
10% Owner
40,000 $35.55 $1,421,866 39,327,344
(Indirect)
View
2013-11-15
Sale
2013-11-18
4:11 pm
Manitex International Inc. MNTX Gigliotti Robert S
Director
2,500 $12.2 $30,500 50,500
(Direct)
View
2013-11-14
Sale
2013-11-18
4:11 pm
Intercontinentalexchange Group Inc. ICE Tese Vincent
Director
2,000 $197.2 $394,321 8,905
(Direct)
View
2013-11-14
Sale
2013-11-18
4:10 pm
Marten Transport Ltd MRTN Marten Randolph L
Chairman of the Board and CEO
Director
10% Owner
100,000 $18.31 $1,830,772 7,434,043
(Direct)
View
2013-11-15
Sale
2013-11-18
4:10 pm
Kaman Corp KAMN Callaway E Reeves III
Director
725 $37.84 $27,434 11,946
(Direct)
View
2013-11-14
Sale
2013-11-18
4:08 pm
Ca Inc CA Griffiths Peter
EVP & GRP EXEC, ENT SOL & TECH
143,316 $32.71 $4,687,580 216,336
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
4:08 pm
Foster Wheeler Ag FWLT Davies Michelle
Exec VP, GC & Secretary
266 $29.6 $7,874 2,512
(Direct)
View
2013-11-15
Sale
2013-11-18
4:08 pm
Torchmark Corp TMK Mcandrew Mark S
Director
40,000 $74.91 $2,996,224 239,286
(Indirect
Direct)
View
2013-11-14
Sale
2013-11-18
4:07 pm
Lionbridge Technologies Inc LIOX Cowan Rory J
Director, CEO, President
Director
100,000 $5.857 $585,735 4,311,454
(Direct)
View
2013-11-14
Sale
2013-11-18
4:07 pm
Aqua America Inc WTR Glanton Richard H
Director
1,225 $24.97 $30,593 10,215
(Direct)
View
2013-11-14
Sale
2013-11-18
4:06 pm
Sturm Ruger & Co Inc RGR Cosentino John A Jr
Director
20,000 $73.84 $1,476,716 15,970
(Direct)
View
2013-11-14
Sale
2013-11-18
4:04 pm
Overland Storage Inc OVRL Marxe Austin W & Greenhouse David M
10% Owner
25,986 $0.9231 $23,987 2,602,594
(Indirect)
View
2013-11-15
Sale
2013-11-18
4:04 pm
Medassets Inc MDAS Mulligan Terrence J
Director
1,000 $21.97 $21,970 114,151
(Direct
Indirect)
View
2013-11-14
Sale
2013-11-18
4:04 pm
Saba Software Inc SABA Ardsley Advisory Partners
Ardsley Partners Fund II L.P.
Ardsley Partners Institutional Fund L.P.
Ardsley Partners Renewable Energy Fund L.P.
Ardsley Partners I
Hempleman Philip J
10% Owner
1,638 $12 $19,656 3,351,600
(Indirect)
View
2013-11-15
Sale
2013-11-18
4:03 pm
Moodys Corp MCO Huber Linda
Executive VP and CFO
33,334 $74.5 $2,483,383 73,756
(Direct)
View
2013-11-14
Sale
2013-11-18
4:01 pm
Parker Hannifin Corp PH Banks Lee C
EVP - Operating Officer
8,600 $116.9 $1,005,426 47,934
(Indirect
Direct)
View
2013-11-18
Sale
2013-11-18
4:01 pm
Einstein Noah Restaurant Group Inc BAGL Einhorn David
Greenlight Capital Inc
Greenlight Capital Qualified L.P.
Greenlight Capital LLC
Greenlight Capital L P
Dme Advisors Lp
Dme Advisors Gp L.L.C.
Dme Capital Management Lp
Dme Management Gp LLC
Greenlight Capital Offshore Partners
Other
10% Owner
2,500,000 $17 $42,500,000 2,912,455
(Indirect)
View
2013-11-18
Sale
2013-11-18
4:01 pm
Macy's Inc. M Whittington Marna C
Director
10,000 $50.63 $506,308 44,834
(Direct)
View
(A) Indicate amendment filing.