Home | Archives | Products | About | Contact | FAQ |
New User? Sign Up | Sign In
Insider Sale Filings - Archives for 2013-10-30

Home -> 2013 -> Insider sale filings for 2013-10-30

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-10-29
Sale
2013-10-30
3:58 pm
Legg Mason Inc LM Reed W Allen
Director
19,987 $38.59 $771,298 28,737
(Direct)
View
2013-10-29
Sale
2013-10-30
3:57 pm
Ethan Allen Interiors Inc ETH Strickel David
Other
250 $27.39 $6,847 250
(Direct)
View
2013-10-29
Sale
2013-10-30
3:50 pm
Morningstar Inc. MORN Desmond Bevin
Head of Global Markets & HR
3,077 $80.49 $247,670 64,998
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-30
3:48 pm
Saba Software Inc SABA Ardsley Advisory Partners
Ardsley Partners Fund II L.P.
Ardsley Partners Institutional Fund L.P.
Ardsley Partners Renewable Energy Fund L.P.
Ardsley Partners I
Hempleman Philip J
10% Owner
17,292 $11.49 $198,623 3,382,200
(Indirect)
View
2013-10-29
Sale
2013-10-30
3:41 pm
Neenah Paper Inc NP Piedmonte James R
Senior VP Operations
410 $42 $17,220 410
(Direct)
View
2013-10-29
Sale
2013-10-30
3:38 pm
Telenav Inc. TNAV Paczuski Dariusz
VP, Marketing and Products
6,658 $7.057 $46,988 17,182
(Direct)
View
2013-10-28
Sale
2013-10-30
3:35 pm
Westamerica Bancorporation WABC Thorson John A
SVP/Chief Financial Officer
23,148 $53.2 $1,231,548 30,085
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
3:27 pm
Voxx International Corp VOXX Farrar Frederick L
EVP/CFO of Klipsch Group Inc.
5,000 $15.42 $77,100 25,000
(Direct)
View
2013-10-29
Sale
2013-10-30
3:14 pm
Costco Wholesale Corp COST Portera Joseph P
Executive VP
14,900 $118.3 $1,762,521 86,014
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
3:14 pm
Costco Wholesale Corp COST Galanti Richard A
Executive VP and CFO
Director
7,289 $118.5 $863,958 55,587
(Direct)
View
2013-10-29
Sale
2013-10-30
3:11 pm
Resources Connection Inc RECN Stephens Tracy B
EVP & COO
2,500 $13.25 $33,125 5,000
(Indirect
Direct)
View
2013-10-30
Sale
2013-10-30
3:08 pm
Syntel Inc SYNT Khanna Rakesh
Chief Operating Officer
975 $86.77 $84,596 15,000
(Direct)
View
2013-10-29
Sale
2013-10-30
3:00 pm
Merit Medical Systems Inc MMSI Perry Rashelle
Chief Legal Officer
16,250 $16.4 $266,500 18,685
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
2:59 pm
Merit Medical Systems Inc MMSI Stillabower Michael E
Director
37,500 $16.41 $615,526 52,055
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
2:55 pm
Norfolk Southern Corp NSC Earhart Cynthia C
Exec. VP - Administration
2,000 $88.48 $176,960 45,172
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
2:45 pm
Greater China Fund Inc GCH Bult John A
Director
5,000 $11.68 $58,376 23,603
(Direct)
View
2013-10-18
Sale(A)
2013-10-30
2:44 pm
Community Trust Bancorp Inc CTBI Sparkman Ricky D
Executive Vice President
5,466 $42.7 $233,386 11,486
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
2:36 pm
Franklin Resources Inc BEN Johnson Jennifer M
EVP & Chief Operating Officer
18,517 $54.5 $1,009,132 2,610,000
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
2:21 pm
Columbia Sportswear Co COLM Bany Sarah
Director
16,550 $66.9 $1,107,208 869,558
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
2:19 pm
Columbia Sportswear Co COLM Klenz Walter
Director
6,380 $66.61 $424,955 23,218
(Direct)
View
2013-10-28
Sale
2013-10-30
2:13 pm
Qualcomm Inc QCOM Grob Matthew S
EVP & Chief Technology Officer
5,300 $68.32 $362,096 16,453
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
2:06 pm
Partnerre Ltd PRE Walker Theodore C
President & CEO, PartnerRe NA
9,000 $99.43 $894,854 33,223
(Direct)
View
2013-10-29
Sale
2013-10-30
2:04 pm
Partnerre Ltd PRE Clarke Emmanuel
CEO, PartnerRe Global
750 $98 $73,500 29,622
(Direct)
View
2013-10-29
Sale(A)
2013-10-30
1:57 pm
Bloomin' Brands Inc. BLMN Shlemon Steven T
EVP & President of Carrabba's
50,000 $25 $1,250,000 432,774
(Direct)
View
2013-10-28
Sale
2013-10-30
1:36 pm
Timken Co TKR Coughlin Christopher A
Group President
20,149 $52.13 $1,050,450 64,535
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
1:32 pm
City Holding Co CHCO Stilwell Craig G
EVP Retail Banking
1,500 $46.11 $69,167 33,126
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
1:26 pm
Pc Connection Inc PCCC Weatherson Harvey D
Director
5,000 $19 $95,000 12,000
(Direct)
View
2013-10-28
Sale
2013-10-30
1:23 pm
City Holding Co CHCO Hageboeck Charles R
President & CEO
Director
11,778 $46.54 $548,104 68,478
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
1:12 pm
Central Garden & Pet Co CENT Pennington Brooks III
Director
7,500 $7.5 $56,250 93,416
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
1:11 pm
Waste Management Inc WM Aardsma David A
Chief Sales & Marketing Office
16,356 $44.22 $723,262 64,021
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
12:51 pm
Linear Technology Corp LLTC Nickson Richard
VP North American Sales
40,000 $40.5 $1,620,000 123,387
(Direct)
View
2013-10-29
Sale
2013-10-30
12:50 pm
Consumer Portfolio Services Inc CPSS Terry Chris
Sr. Vice President
7,174 $7.065 $50,683 55,174
(Direct)
View
2013-10-29
Sale
2013-10-30
12:49 pm
Cms Energy Corp CMS Mengebier David G
Senior Vice President
2,000 $27.95 $55,900 112,721
(Direct)
View
2013-10-29
Sale
2013-10-30
12:46 pm
Autoliv Inc ALV Nyberg Lars
Director
5,000 $90.57 $452,850 1,638
(Direct)
View
2013-10-29
Sale
2013-10-30
12:45 pm
Bryn Mawr Bank Corp BMTC Peters Frederick C II
President and Chairman
Director
24,000 $28.53 $684,782 57,298
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
12:39 pm
Morningstar Inc. MORN Williams David W
Head of Design and Marketing
1,690 $80.53 $136,100 32,620
(Direct)
View
2013-10-29
Sale
2013-10-30
12:18 pm
Winnebago Industries Inc WGO Olson Robert J
Director
10,000 $30.85 $308,546 77,610
(Direct)
View
2013-10-29
Sale
2013-10-30
12:14 pm
S Y Bancorp Inc SYBT Hoeck Gregory A
Executive Vice President
3,780 $30.5 $115,285 25,650
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
12:14 pm
National Instruments Corp NATI Kodosky Jeffrey L
Director
12,000 $29.47 $353,699 549,354
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
12:12 pm
S Y Bancorp Inc SYBT Heintzman David P
Chairman & CEO
Director
1,793 $30.5 $54,686 101,612
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
12:09 pm
Linear Technology Corp LLTC Swanson Robert H Jr
Executive Chairman
Director
5,739 $40.48 $232,318 260,000
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
12:08 pm
Gabelli Dividend & Income Trust GDV Gabelli Mario J
Director
Other
1,000 $21.36 $21,360 768,701
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
12:04 pm
Cathay General Bancorp CATY Wong Irwin
EVP - Chief Risk Officer
73,712 $25.26 $1,862,112 93,596
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
11:51 am
Treasure Island Royalty Trust TISDZ Mckenzie Richard C Jr
10% Owner
155,000 $0.4 $62,000 6,166,227
(Direct)
View
2013-10-28
Sale
2013-10-30
11:44 am
Conmed Corp CNMD Schwartz Stuart J
Director
4,500 $36.44 $163,989 11,900
(Direct)
View
2013-10-29
Sale
2013-10-30
11:43 am
Unifirst Corp UNF Croatti Cynthia
Executive VP and Treasurer
Director
10% Owner
4,800 $103.7 $497,818 1,933,885
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
11:43 am
Morningstar Inc. MORN Robbins Richard E
General Counsel and Secretary
1,000 $80.13 $80,130 27,172
(Direct)
View
2013-10-28
Sale
2013-10-30
11:39 am
Hershey Co HSY Buck Michele
President, North America
16,900 $100 $1,690,000 94,337
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
11:32 am
Conmed Corp CNMD Daniels Bruce
Director
4,500 $36.43 $163,942 7,900
(Direct)
View
2013-10-29
Sale
2013-10-30
11:25 am
Orchids Paper Products Co TIS Schroeder Keith R
Chief Financial Officer
15,000 $30 $450,000 96,533
(Direct)
View
2013-10-29
Sale
2013-10-30
11:10 am
Bloomin' Brands Inc. BLMN Shlemon Steven T
EVP & President of Carrabba's
50,000 $25 $1,250,000 482,774
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
11:02 am
Nbt Bancorp Inc NBTB Raven David E
President of Retail Banking
15,831 $24.25 $383,902 61,904
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-30
10:28 am
3m Co MMM Meline David W
SR VP & CHIEF FINANCIAL OFCR
2,835 $125.1 $354,602 0
(Indirect)
View
2013-10-29
Sale
2013-10-30
10:07 am
Mcgraw Hill Financial Inc MHFI Korakis Emmanuel N
SVP, Controller
3,670 $71.53 $262,529 5,217
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-30
09:58 am
Universal Forest Products Inc UFPI Mordell Michael F
Exec VP Purchasing
3,325 $53 $176,225 4,535
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-30
09:18 am
Interactive Brokers Group Inc. IBKR Galik Milan
SVP Software Development
Director
2,000 $20.39 $40,770 766,604
(Direct)
View
2013-10-28
Sale
2013-10-29
9:51 pm
Synnex Corp SNX Silver Star Developments Ltd
Mitac International Corp
10% Owner
15,000 $61.61 $924,104 5,656,521
(Direct)
View
2013-10-28
Sale
2013-10-29
9:13 pm
Trulia Inc TRLA Inkinen Sami
Director
8,300 $43.15 $358,130 932,203
(Direct)
View
2013-10-28
Sale
2013-10-29
9:11 pm
Trulia Inc TRLA Flint Peter
Chief Executive Officer
Director
10,400 $43.13 $448,571 1,489,059
(Direct)
View
2013-10-28
Sale
2013-10-29
9:07 pm
Greenbrier Companies Inc GBX Sharp James T
Pres Greenbrier Leasing Co
2,060 $25.85 $53,251 30,234
(Direct)
View
2013-10-28
Sale
2013-10-29
9:05 pm
Greenbrier Companies Inc GBX Manning Anne
VP Corporate Controller
1,226 $25.91 $31,766 22,368
(Direct)
View
2013-10-28
Sale
2013-10-29
9:05 pm
Greenbrier Companies Inc GBX Malik Maren C.
Vice President Admin
687 $25.91 $17,800 17,117
(Direct)
View
2013-10-25
Sale
2013-10-29
9:04 pm
Monolithic Power Systems Inc MPWR Sciammas Maurice
Sr. V.P.of Sales and Marketing
18,788 $32.03 $601,853 123,426
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
9:04 pm
Greenbrier Companies Inc GBX Leeson Lorie
SVP & Treasurer
1,545 $25.9 $40,015 33,061
(Direct)
View
2013-10-25
Sale
2013-10-29
9:04 pm
Monolithic Power Systems Inc MPWR Rao Meera
CFO
5,000 $31.75 $158,750 58,769
(Direct)
View
2013-10-25
Sale
2013-10-29
9:04 pm
Monolithic Power Systems Inc MPWR Smith- Pilkington Karen A
Director
25,000 $31.75 $793,750 39,789
(Direct)
View
2013-10-28
Sale
2013-10-29
9:03 pm
Greenbrier Companies Inc GBX Glenn William
SVP,Strategic Planning & CCO
2,060 $25.91 $53,375 39,972
(Direct)
View
2013-10-28
Sale
2013-10-29
9:02 pm
Greenbrier Companies Inc GBX Centurion Alejandro
Pres GMO CEO Gunderson
2,354 $26.38 $62,099 54,645
(Direct)
View
2013-10-25
Sale
2013-10-29
8:44 pm
Glu Mobile Inc GLUU Ludwig Eric R
EVP and CFO
62,000 $3.524 $218,500 129,638
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
8:40 pm
Synnex Corp SNX Miau Matthew
Director
15,000 $61.61 $924,104 5,656,521
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
8:38 pm
Texas Capital Bancshares Inc TCBI Bartholow Peter B
Chief Financial Officer
Director
10,000 $55.22 $552,193 25,000
(Direct)
View
2013-10-28
Sale
2013-10-29
8:33 pm
Texas Capital Bancshares Inc TCBI Ackerson Vince A.
Pres. & CLO, TX Capital Bank
10,000 $54.78 $547,820 11,945
(Direct)
View
2013-10-25
Sale
2013-10-29
8:27 pm
Bright Horizons Family Solutions Inc BFAM Dreier Stephen I
Chief Administrative Officer
3,936 $37.5 $147,600 44,513
(Direct)
View
2013-10-25
Sale
2013-10-29
8:07 pm
Mei Pharma Inc. MEIP Vivo Ventures V LLC
Vivo Ventures Fund V L.P.
Vivo Ventures V Affiliates Fund L.P.
10% Owner
17,407 $8.214 $142,974 182,322
(Indirect)
View
2013-10-25
Sale
2013-10-29
8:05 pm
Mei Pharma Inc. MEIP Vivo Ventures Vii LLC
Vivo Ventures Fund Vii L.P.
Vivo Ventures Vii Affiliates Fund L.P.
10% Owner
299,609 $8.214 $2,460,867 3,138,212
(Indirect)
View
2013-10-28
Sale(A)
2013-10-29
7:41 pm
Callaway Golf Co ELY Holiday Bradley J
SEVP, CFO
98,495 $8.95 $881,530 138,216
(Direct)
View
2013-10-28
Sale
2013-10-29
7:37 pm
Oracle Corp ORCL Kurian Thomas
EVP-Product Development
350,000 $33.33 $11,664,100 3,950,000
(Direct)
View
2013-10-25
Sale
2013-10-29
7:27 pm
Brocade Communications Systems Inc BRCD Wall Tyler
VP, General Counsel
22,739 $7.862 $178,778 32,160
(Direct)
View
2013-10-25
Sale
2013-10-29
7:14 pm
Apollo Group Inc APOL Langenbach Jeffrey G
Chief Administrative Officer
4,793 $27.8 $133,245 41,343
(Direct)
View
2013-10-25
Sale
2013-10-29
7:14 pm
Apollo Group Inc APOL Pepicello William John
President-UOPX
25,924 $28.23 $731,886 28,475
(Direct)
View
2013-10-25
Sale
2013-10-29
7:14 pm
Alaska Air Group Inc ALK Thompson J Kenneth
Director
1,000 $69.8 $69,798 10,672
(Direct)
View
2012-12-12
Sale
2013-10-29
7:13 pm
Apollo Group Inc APOL Sperling John G
Other
600,000 $27.78 $16,665,188 8,371,286
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
7:11 pm
Bard C R Inc BCR Kelly Bronwen K
VP - Human Resources
11,777 $134.8 $1,587,382 33,031
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
7:11 pm
Bard C R Inc BCR Naughton Gail K
Director
400 $134.8 $53,937 2,974
(Direct)
View
2013-10-28
Sale
2013-10-29
7:11 pm
Bard C R Inc BCR Henkel Herbert L
Director
2,400 $134.7 $323,179 12,101
(Direct)
View
2013-10-25
Sale
2013-10-29
7:11 pm
Bard C R Inc BCR Alterio Sharon M
Group Vice President
14,002 $134.9 $1,889,007 56,130
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
7:00 pm
Fluidigm Corp FLDM Smith William Maxwell
EVP, LEGAL AFFAIRS & GC
12,250 $25 $306,250 39,750
(Direct)
View
2013-10-25
Sale
2013-10-29
6:56 pm
Synaptics Inc SYNA Sewell Bretton
SVP, Corporate Development
3,900 $49.77 $194,103 70,100
(Direct)
View
2013-10-25
Sale
2013-10-29
6:41 pm
Acadia Healthcare Company Inc. ACHC Prince Karen Marie
10% Owner
20,000 $39.14 $782,800 83,326
(Direct)
View
2013-10-28
Sale
2013-10-29
6:40 pm
Xoom Corp XOOM Kunze John H
President and CEO
Director
25,500 $27.7 $706,414 1,103,000
(Direct)
View
2013-10-25
Sale
2013-10-29
6:37 pm
Xoom Corp XOOM King Julian
Senior Vice President
51,000 $28.1 $1,433,325 13,363
(Direct)
View
2013-10-25
Sale
2013-10-29
6:35 pm
Acadia Healthcare Company Inc. ACHC Carter Norman King III
10% Owner
20,400 $39.09 $797,459 140,496
(Direct)
View
2013-10-25
Sale
2013-10-29
6:35 pm
Xoom Corp XOOM Hartz Kevin
Director
37,125 $28.06 $1,041,677 1,141,300
(Indirect)
View
2013-10-23
Sale
2013-10-29
6:34 pm
Consumer Portfolio Services Inc CPSS Terry Chris
Sr. Vice President
20,000 $7.233 $144,666 77,074
(Direct)
View
2013-10-25
Sale
2013-10-29
6:31 pm
Xoom Corp XOOM Davis Alison
Director
5,000 $28.25 $141,252 93,750
(Direct)
View
2013-10-28
Sale
2013-10-29
6:31 pm
Microsoft Corp MSFT Brod Frank H
Chief Accounting Officer
20,000 $35.45 $709,026 129,385
(Direct)
View
2013-10-25
Sale
2013-10-29
6:28 pm
Homeaway Inc AWAY Hale Thomas E
Chief Product Officer
677 $30 $20,310 61,652
(Direct
Indirect)
View
2013-10-29
Sale
2013-10-29
6:24 pm
Xoom Corp XOOM Blignaut Ryno
Chief Financial Officer
5,727 $27.85 $159,505 45,813
(Direct)
View
2013-10-29
Sale
2013-10-29
6:18 pm
Salesforce Com Inc CRM Tomlinson Lawrence
Director
1,600 $53.78 $86,056 20,800
(Direct)
View
2013-10-29
Sale
2013-10-29
6:17 pm
Devry Inc DV Pauldine David J
Executive Vice President &
13,375 $37.84 $506,110 37,564
(Direct)
View
2013-10-28
Sale
2013-10-29
6:17 pm
Groupon Inc. GRPN Keywell Bradley A
Director
500,000 $9.325 $4,662,500 38,075,032
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
6:11 pm
Dollar General Corp DG Jones Adrian M
Director
300 $59.41 $17,824 1,266,477
(Indirect)
View
2013-10-28
Sale
2013-10-29
6:11 pm
Merit Medical Systems Inc MMSI Barnett Greg L
Chief Accounting Officer
16,250 $16.45 $267,313 16,250
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
6:07 pm
Synchronoss Technologies Inc SNCR Hilbert Paula J
Executive Vice President
157 $37.75 $5,927 25,363
(Direct)
View
2013-10-29
Sale
2013-10-29
6:06 pm
Texas Instruments Inc TXN Anderskouv Niels
Sr. Vice President
78,125 $41 $3,203,125 221,852
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
6:04 pm
Dice Holdings Inc DHX Bennett James Edward
Global MD eFinancialCareers
10,000 $8.72 $87,196 103,041
(Direct)
View
2013-10-28
Sale
2013-10-29
6:00 pm
Community Bank System Inc CBU Dicerbo Nicholas A
Director
4,520 $37 $167,240 138,604
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
5:59 pm
Western Alliance Bancorporation WAL Lundy James Harwood III
EVP, Arizona Administration
30,000 $21.4 $642,100 163,288
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:52 pm
Westwood Holdings Group Inc WHG Freeman Mark
Chief Investment Officer
5,000 $53.58 $267,913 131,868
(Direct)
View
2013-10-28
Sale
2013-10-29
5:44 pm
E2open Inc EOPN Woodward Mark
President & CEO
Director
10,000 $22.49 $224,908 590,504
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
5:44 pm
Pfizer Inc PFE Read Ian C
Chairman & CEO
Director
338,000 $30.57 $10,331,315 1,412,267
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:43 pm
Intel Corp INTC Sodhani Arvind
EXEC. VP; PRES. INTEL CAPITAL
92,025 $24.45 $2,249,610 186,295
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:42 pm
Nielsen Holdings N.V. NLSN Habib Mitchell
EVP, Global Business Services
102,064 $38.9 $3,970,239 131,250
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:42 pm
Cal Maine Foods Inc CALM Baker Adolphus B
Chairman, President and CEO
Director
20,000 $52.33 $1,046,550 604,601
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
5:41 pm
Home Bancshares Inc HOMB Engelkes Jack
Director
3,000 $33.24 $99,720 90,977
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:40 pm
Triquint Semiconductor Inc TQNT Debonis Todd
VICE PRESIDENT, SALES
12,000 $7.175 $86,100 111,220
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
5:38 pm
Thoratec Corp THOR Burbach Gerhard F
Chief Executive Officer
Director
15,000 $40.02 $600,351 311,891
(Direct)
View
2013-10-25
Sale
2013-10-29
5:36 pm
Discovery Communications Inc. DISCA Hendricks John S
Founder
Director
5,879 $85.77 $504,242 1,857,150
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
5:35 pm
Juniper Networks Inc JNPR Elliott Geraldine
EVP Sales, Services & Support
46,000 $18.65 $857,900 146,979
(Direct)
View
2013-10-25
Sale
2013-10-29
5:34 pm
Builders Firstsource Inc. BLDR Stadium Capital Partners L P
10% Owner
307,641 $7.452 $2,292,426 12,191,163
(Direct)
View
2013-10-24
Sale
2013-10-29
5:33 pm
Reading International Inc RDI Cotter James J
Chief Executive Officer
Director
10% Owner
5,000 $6.836 $34,179 2,953,854
(Indirect)
View
2013-10-25
Sale
2013-10-29
5:32 pm
Amsurg Corp AMSG Cigarran Thomas G
Director
24,200 $42.99 $1,040,305 150,898
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
5:27 pm
Nuvasive Inc NUVA Miles Patrick
Pres., Global Products & Svcs
7,331 $25.72 $188,575 21,233
(Direct)
View
2013-10-28
Sale
2013-10-29
5:27 pm
Webster Financial Corp WBS Finkenzeller Robert A
Director
2,000 $28.65 $57,300 25,804
(Direct)
View
2013-10-24
Sale
2013-10-29
5:24 pm
Community Trust Bancorp Inc CTBI Sparkman Ricky D
Executive Vice President
12,250 $43.19 $529,029 19,772
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
5:23 pm
Yahoo Inc YHOO Kothari Aman S
SVP, Global Controller & CAO
41,750 $32.58 $1,360,244 164,427
(Direct)
View
2013-08-09
Sale
2013-10-29
5:22 pm
Pool Corp POOL Perez De La Mesa Manuel J
PRESIDENT/CEO
Director
29,642 $55.2 $1,636,238 822,252
(Indirect
Direct)
View
2013-06-19
Sale
2013-10-29
5:20 pm
Pool Corp POOL Nelson Stephen C
VICE PRESIDENT
6,000 $55.08 $330,492 46,675
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
5:19 pm
Columbus Mckinnon Corp CMCO Wozniak Kurt F
VP-Latin America
2,843 $26.91 $76,497 15,332
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
5:18 pm
Fortune Brands Home & Security Inc. FBHS Randich David
President MasterBrand Cabinets
44,730 $43.42 $1,942,400 151,372
(Direct)
View
2013-10-28
Sale
2013-10-29
5:18 pm
Fortune Brands Home & Security Inc. FBHS Klein Christopher J
Chief Executive Officer
Director
93,822 $42.82 $4,017,411 622,869
(Direct)
View
2013-10-25
Sale
2013-10-29
5:14 pm
Lorillard Inc LO Taylor David H.
Executive VP and CFO
250,069 $49.44 $12,362,962 404,980
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-29
5:14 pm
Reynolds American Inc RAI Brown & Williamson Holdings Inc.
British American Tobacco p.l.c.
10% Owner
124,958 $50.46 $6,305,381 226,967,232
(Direct)
View
2013-10-28
Sale
2013-10-29
5:13 pm
Lorillard Inc LO Spell Randy B.
Executive Vice President
116,395 $50.32 $5,857,497 236,031
(Direct)
View
2013-10-25
Sale
2013-10-29
5:11 pm
Lorillard Inc LO Lewis Houghton
Vice President and Treasurer
18,527 $49.49 $916,870 72,090
(Direct)
View
2013-10-28
Sale
2013-10-29
5:09 pm
Westwood Holdings Group Inc WHG Wooldridge Raymond E
Director
12,500 $53.4 $667,500 51,915
(Direct)
View
2013-10-25
Sale
2013-10-29
5:08 pm
Exponent Inc EXPO Schlenker Richard L Jr
EVP & Chief Financial Officer
6,698 $79.33 $531,344 103,678
(Direct)
View
2013-10-29
Sale
2013-10-29
5:04 pm
Deckers Outdoor Corp DECK Perenchio John G
Director
20,300 $68.03 $1,381,009 61,209
(Direct)
View
2013-10-28
Sale
2013-10-29
5:00 pm
Flotek Industries Inc FTK Chisholm John
Chairman, President and CEO
Director
13,000 $22.39 $291,026 456,445
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:59 pm
Cheesecake Factory Inc CAKE Benn Doug
Exec VP, CFO
6,548 $46.99 $307,689 117,500
(Direct
Indirect)
View
2013-10-14
Sale(A)
2013-10-29
4:58 pm
Gaming Partners International Corp GPIC Endy Eric P
Director
2,073 $8.35 $17,310 206,276
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-29
4:57 pm
Badger Meter Inc BMI Dix Ronald H
Director
Other
2,000 $54.02 $108,039 90,000
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
4:56 pm
Sotherly Hotels Inc. SOHO Sims Kim
Director
10,400 $4.623 $48,082 91,300
(Indirect)
View
2013-10-28
Sale
2013-10-29
4:55 pm
Infinera Corp INFN Goldman Kenneth A
Director
40,000 $10.03 $401,368 77,234
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:54 pm
Infinera Corp INFN Welch David F
President
Director
20,000 $10.14 $202,862 899,493
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
4:53 pm
Infinera Corp INFN Brennan Ita M
Chief Financial Officer
12,500 $10.09 $126,084 103,536
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
4:53 pm
Prologis Inc. PLD Curless Michael S
Chief Investment Officer
5,283 $40.55 $214,226 15,016
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:53 pm
Infinera Corp INFN Fallon Thomas J
Chief Executive Officer
Director
50,000 $10.12 $505,995 857,546
(Indirect)
View
2013-10-28
Sale
2013-10-29
4:48 pm
Franklin Resources Inc BEN Johnson Gregory E
Chairman, CEO and President
Director
120,000 $54.39 $6,526,632 2,565,000
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:44 pm
Standard Register Co SR Silver Point Capital L.P.
Mule Edward A
O'shea Robert J
10% Owner
4 $11.59 $46 2,202,699
(Direct)
View
2013-10-28
Sale
2013-10-29
4:44 pm
Green Earth Technologies Inc GETG Techtronic Industries Co Ltd
10% Owner
50,000 $0.0865 $4,325 28,516,668
(Direct)
View
2013-10-24
Sale
2013-10-29
4:41 pm
Regi U S Inc RGUS Rand Energy Group Inc
Other
9,916 $0.15 $1,487 847,267
(Direct)
View
2013-10-25
Sale
2013-10-29
4:41 pm
Codorus Valley Bancorp Inc CVLY Miller Larry J
President & CEO
Director
14,071 $21 $295,491 88,919
(Direct)
View
2013-10-28
Sale
2013-10-29
4:40 pm
Zillow Inc Z Schwartz Greg M
Chief Revenue Officer
1,059 $79.72 $84,423 15,113
(Direct)
View
2013-10-29
Sale
2013-10-29
4:39 pm
American Capital Ltd ACAS Flax Samuel Allan
EVP, GC and Secretary
418 $14.13 $5,906 427,081
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:37 pm
St Jude Medical Inc STJ Gestin Denis M
President, Int'l Division
170,500 $56.92 $9,704,860 150,000
(Direct)
View
2013-10-25
Sale
2013-10-29
4:37 pm
St Jude Medical Inc STJ Rousseau Michael T
Group President
61,000 $57.01 $3,477,610 81,382
(Direct)
View
2013-10-25
Sale
2013-10-29
4:37 pm
Brandywine Realty Trust BDN Sweeney Gerard H
President and CEO
Director
16,667 $14.25 $237,505 835,412
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:37 pm
Irobot Corp IRBT Gansler Jacques S
Director
10,000 $35.6 $356,000 22,412
(Indirect
Direct)
View
2013-10-25
Sale(A)
2013-10-29
4:36 pm
STAMPS.COM Inc STMP Miller Lloyd I III
Director
19,159 $48.07 $921,036 219,406
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:36 pm
Sensient Technologies Corp SXT Clydesdale Fergus M
Director
2,000 $52.89 $105,779 19,353
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
4:35 pm
Tessco Technologies Inc TESS Beletic John D
Director
9,000 $34.13 $307,200 73,590
(Indirect)
View
2013-10-25
Sale
2013-10-29
4:35 pm
Medicines Co MDCO Sblendorio Glenn
President & CFO
Director
25,574 $35.69 $912,851 145,072
(Direct)
View
2013-10-25
Sale
2013-10-29
4:35 pm
Stancorp Financial Group Inc SFG Mcmillan Daniel J.
VP Insurance Services Group
4,175 $59.06 $246,568 8,265
(Direct)
View
2013-10-25
Sale
2013-10-29
4:34 pm
Tessco Technologies Inc TESS Tofighi Said
Sr. Vice President
20,000 $34.6 $692,012 20,916
(Direct)
View
2013-10-25
Sale
2013-10-29
4:33 pm
Blackbaud Inc BLKB Cumbaa Charles T
SVP of Business Development
5,836 $41.75 $243,653 45,349
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:32 pm
Scansource Inc SCSC Meade Andrea D
EVP Corp. Develop & CIO
22,400 $38.02 $851,648 28,580
(Direct)
View
2013-10-24
Sale(A)
2013-10-29
4:30 pm
STAMPS.COM Inc STMP Miller Lloyd I III
Director
30,841 $48 $1,480,368 276,138
(Indirect)
View
2013-10-25
Sale
2013-10-29
4:29 pm
Travelers Companies Inc TRV Spence Kenneth Franklin III
EVP & General Counsel
6,165 $86.8 $535,122 37,542
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:27 pm
Vascular Solutions Inc VASC Hennen James
Sr. VP of Finance and CFO
10,000 $19.72 $197,155 79,315
(Direct)
View
2013-10-28
Sale
2013-10-29
4:26 pm
Bloomin' Brands Inc. BLMN Smith Jeffrey S
EVP&Pres Outback Steakhouse
25,000 $24 $600,000 274,000
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
4:25 pm
Codorus Valley Bancorp Inc CVLY Swift Harry R Esq
VP & Secretary
Director
5,496 $21 $115,416 16,227
(Direct)
View
2013-10-25
Sale
2013-10-29
4:25 pm
Manpowergroup Inc. MAN Hueneke Terry A
Director
4,000 $78.5 $314,000 8,400
(Direct)
View
2013-10-25
Sale
2013-10-29
4:25 pm
Dolby Laboratories Inc. DLB Dolby Dagmar
Ray Dolby Trust Under The Dolby Family Trust Instrument Dated May 7 1999
10% Owner
40,000 $35.07 $1,402,692 39,594,344
(Indirect)
View
2013-10-25
Sale
2013-10-29
4:24 pm
Vascular Solutions Inc VASC O'connell Paul
Director
1,000 $19.74 $19,744 7,687
(Direct)
View
2013-10-28
Sale
2013-10-29
4:23 pm
Basic Energy Services Inc BAS Dagostino James Samuel Jr
Director
23,900 $13.16 $314,608 85,700
(Direct)
View
2013-10-25
Sale
2013-10-29
4:22 pm
Vascular Solutions Inc VASC Saucedo Jorge
Director
2,000 $19.7 $39,409 18,687
(Direct
Indirect)
View
2013-10-25
Sale
2013-10-29
4:21 pm
Providence Service Corp PRSC Furman Fred D
Executive VP/General Counsel
13,825 $29.89 $413,285 45,298
(Direct)
View
2013-10-28
Sale
2013-10-29
4:20 pm
Kansas City Southern KSU Starling David L
President & CEO
Director
5,655 $123.6 $698,693 102,524
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
4:20 pm
Sonoco Products Co SON Linville John E
Director
5,000 $40.69 $203,456 295,680
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:20 pm
Sonoco Products Co SON Davies Pamela Lewis
Director
5,000 $40.68 $203,398 5,000
(Direct)
View
2013-10-28
Sale
2013-10-29
4:19 pm
Kansas City Southern KSU Ottensmeyer Patrick J
EVP - Sales and Marketing
7,500 $122.7 $920,123 38,172
(Indirect
Direct)
View
2013-10-29
Sale
2013-10-29
4:18 pm
Ing U.S. Inc. VOYA Ing Groep Nv
Director
10% Owner
37,950,000 $29.5 $1,119,525,000 147,848,224
(Direct)
View
2013-10-25
Sale
2013-10-29
4:17 pm
Vertex Pharmaceuticals Inc VRTX Silva Paul M
SVP & Corp Controller
1,125 $76.71 $86,303 12,875
(Indirect
Direct)
View
2013-10-24
Sale
2013-10-29
4:17 pm
Community Trust Bancorp Inc CTBI Gooch Mark A
Executive Vice Pres/Secretary
5,500 $43.09 $236,984 20,832
(Indirect
Direct)
View
2013-05-01
Sale
2013-10-29
4:16 pm
Firstmerit Corp FMER Blickle John C
Director
42,082 $23.15 $974,198 74,706
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:15 pm
Manhattan Associates Inc MANH Sinisgalli Peter F
Director
4,093 $108.8 $445,285 15,478
(Direct)
View
2013-10-28
Sale
2013-10-29
4:13 pm
Fortinet Inc FTNT Xie Michael
VP, Engineering & CTO
Director
2,600 $20.05 $52,127 6,628,000
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:12 pm
Swift Transportation Co SWIFT Sartor Rodney
Ex VP Natl Network Planning
12,000 $22.18 $266,160 108,000
(Direct)
View
2013-10-28
Sale
2013-10-29
4:12 pm
Kar Auction Services Inc. KAR Caruso Thomas J.
President & CEO of ADESA
10,000 $29.55 $295,500 135,880
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:09 pm
Motorola Solutions Inc. MSI Conrado Eduardo F
SVP, Marketing & IT
3,190 $62.94 $200,782 22,461
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:08 pm
Honeywell International Inc HON Ismail Alexandre
Pres Energy, Safety & Security
15,323 $87.21 $1,336,319 53,831
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:08 pm
Culp Inc CFI Culp Robert G III
Chairman of the Board
Director
10% Owner
14,500 $19.5 $282,750 1,466,888
(Direct
Indirect)
View
2013-10-28
Sale
2013-10-29
4:08 pm
Bazaarvoice Inc BV Hurt Brett A.
Director
47,463 $9.733 $461,975 4,309,412
(Indirect
Direct)
View
2013-10-25
Sale
2013-10-29
4:06 pm
Rf Micro Devices Inc RFMD Priddy William A
VP Administration and CFO
26,961 $5.332 $143,745 752,636
(Direct)
View
2013-10-25
Sale
2013-10-29
4:06 pm
Cheniere Energy Inc LNG Deutch John M
Director
25,000 $38.9 $972,570 87,436
(Direct)
View
2013-10-28
Sale
2013-10-29
4:05 pm
Demandware Inc DWRE Whitcomb Wayne
Chief Technology Officer
13,333 $50.05 $667,335 86,583
(Direct)
View
2013-10-25
Sale
2013-10-29
4:05 pm
Nike Inc NKE Ayre David J
Vice President
42,500 $75.76 $3,219,645 131,890
(Indirect
Direct)
View
2013-10-28
Sale
2013-10-29
4:05 pm
Rf Micro Devices Inc RFMD Hilgendorf Norman A
VP & Pres. Multi-Market Prod.
15,000 $5.29 $79,344 327,415
(Direct)
View
2013-10-25
Sale
2013-10-29
4:04 pm
Palo Alto Networks Inc PANW Chandna Asheem
Director
17,500 $44.23 $774,095 169,098
(Indirect)
View
2013-10-28
Sale
2013-10-29
4:04 pm
Ca Inc CA Fischer George J
EVP & GRP EXEC, WW SALES & SER
65,562 $31.25 $2,048,944 162,530
(Indirect
Direct)
View
(A) Indicate amendment filing.