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Insider Sale Filings - Archives for 2013-09-30

Home -> 2013 -> Insider sale filings for 2013-09-30

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-09-26
Sale
2013-09-30
3:53 pm
Allison Transmission Holdings Inc ALSN Scroggins Eric C.
VP, Gen. Counsel and Secretary
15,100 $24.96 $376,943 32,658
(Direct)
View
2013-09-26
Sale
2013-09-30
3:18 pm
Century Casinos Inc CNTY Schellmann Gottfried
Director
10,500 $5.952 $62,500 90,400
(Direct
Indirect)
View
2013-09-26
Sale
2013-09-30
3:06 pm
Nuveen Floating Rate Income Opportunity Fund JRO Caraher Scott C.
Other
3,000 $12.28 $36,840 9,900
(Direct)
View
2013-09-26
Sale
2013-09-30
3:05 pm
Horace Mann Educators Corp HMN Cardinal Steve
EVP & Chief Markting Officer
17,703 $27.76 $491,513 74,798
(Direct)
View
2013-09-30
Sale
2013-09-30
2:56 pm
Cimarex Energy Co XEC Dinkins Richard S
Vice President
9,286 $96.09 $892,247 68,136
(Direct
Indirect)
View
2013-09-27
Sale
2013-09-30
2:29 pm
S Y Bancorp Inc SYBT Lechleiter Richard A
Director
1,000 $28.27 $28,267 7,808
(Indirect
Direct)
View
2013-09-30
Sale
2013-09-30
2:28 pm
S Y Bancorp Inc SYBT Thompson Kathy C
Sr. Executive Vice President
Director
1,000 $28.01 $28,015 33,454
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-30
1:38 pm
Masonite International Corp DOOR Centerbridge Credit Gp Investors L.L.C.
Centerbridge Credit Partners L.P.
Centerbridge Credit Partners General Partner L.P.
Centerbridge Credit Partners Master L.P.
Centerbridge Credit Partners Offshore General Partner L.P.
Centerbridge Credit Offshore Gp Investors L.L.C.
Gallogly Mark T
Aronson Jeffrey
10% Owner
1,012,500 $50.58 $51,212,491 1,848,551
(Indirect)
View
2013-09-10
Sale
2013-09-30
1:37 pm
Masonite International Corp DOOR Centerbridge Special Gp Investors L.L.C.
Centerbridge Special Credit Partners L.P.
Centerbridge Special Credit Partners General Partner L.P.
10% Owner
1,012,500 $50.58 $51,212,491 1,848,551
(Indirect)
View
2013-09-27
Sale
2013-09-30
1:24 pm
Einstein Noah Restaurant Group Inc BAGL O'neill Jeffrey J
Chief Executive Officer
Director
6,000 $17.5 $105,000 26,136
(Direct)
View
2013-09-26
Sale
2013-09-30
1:18 pm
Rand Logistics Inc. RLOG Knott David M
10% Owner
40,500 $5 $202,504 832,900
(Indirect)
View
2013-09-26
Sale
2013-09-30
12:08 pm
Culp Inc CFI Asen R Scott
10% Owner
297 $18.95 $5,628 1,011,081
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-30
12:02 pm
Natural Grocers By Vitamin Cottage Inc. NGVC Buffa Sandra
Chief Financial Officer
11,805 $38.72 $457,042 208,565
(Direct)
View
2013-09-26
Sale
2013-09-30
11:19 am
American Software Inc AMSWA Hogue Dennis
Director
6,000 $8.456 $50,738 17,000
(Direct)
View
2013-09-27
Sale
2013-09-30
11:02 am
Cracker Barrel Old Country Store Inc CBRL Greene Edward A
Sr. VP, Strategic Initiatives
12,366 $103 $1,274,164 7,961
(Direct)
View
2013-09-27
Sale
2013-09-30
10:48 am
Cracker Barrel Old Country Store Inc CBRL Barber Doug
Executive VP & CPO
20,961 $103 $2,159,601 0
(Direct)
View
2013-09-30
Sale
2013-09-30
10:48 am
Primerica Inc. PRI Pitts Gregory C.
Executive VP and COO
4,986 $39.6 $197,446 45,573
(Direct)
View
2013-09-26
Sale
2013-09-30
10:11 am
Cyberonics Inc CYBX Morrison Hugh M
Director
3,105 $51 $158,357 12,454
(Direct)
View
2013-09-27
Sale
2013-09-30
09:37 am
Royale Energy Inc ROYL Hildebrandt Oscar A
Director
20,000 $2.594 $51,887 60,464
(Direct
Indirect)
View
2013-09-18
Sale
2013-09-27
9:05 pm
Gain Capital Holdings Inc. GCAP Master Global Assets Ltd
Daher Abdallah
Daher Michel
10% Owner
69,742 $10.35 $722,139 5,146,230
(Direct)
View
2013-09-26
Sale
2013-09-27
8:47 pm
Ruckus Wireless Inc RKUS Lo Selina Y
President, CEO
Director
306,600 $16.69 $5,117,927 3,503,478
(Indirect)
View
2013-09-26
Sale
2013-09-27
8:42 pm
Patrick Industries Inc PATK Nemeth Andy L
EVP- Finance & CFO
Director
13,600 $30.09 $409,224 105,524
(Direct)
View
2013-09-25
Sale
2013-09-27
8:41 pm
Regional Management Corp. RM Palladium Equity Partners III L.L.C.
Palladium Equity Partners III L P
Rodriguez Marcos A
Director
10% Owner
2,547,335 $26.26 $66,899,387 1,143,240
(Indirect)
View
2013-09-27
Sale
2013-09-27
8:17 pm
Petsmart Inc PETM Burt Gene Eddie
SVP Supply Chain
7,844 $74.74 $586,261 11,653
(Direct)
View
2013-09-25
Sale
2013-09-27
8:09 pm
Consumer Portfolio Services Inc CPSS Levine Leichtman Capital Partners Inc
Levine Arthur E
Leichtman Lauren B
Levine Leichtman Capital Partners Iv L.P.
Llcp Partners Iv Gp LLC
10% Owner
18,372 $5.703 $104,785 1,167,613
(Direct)
View
2013-09-26
Sale
2013-09-27
8:09 pm
Tibco Software Inc TIBX Rode Murray D
EVP, COO
60,000 $25.84 $1,550,478 243,652
(Direct
Indirect)
View
2013-09-27
Sale
2013-09-27
8:08 pm
Tibco Software Inc TIBX Hughes William R
EVP, Gen Counsel & Secretary
35,603 $25.73 $916,204 201,545
(Direct)
View
2013-09-26
Sale
2013-09-27
7:52 pm
Cornerstone Ondemand Inc CSOD Miller Adam L
President & CEO
Director
12,800 $52.9 $677,066 3,935,965
(Direct)
View
2013-09-25
Sale
2013-09-27
7:31 pm
T-mobile Us Inc. TMUS Keys Thomas Christopher
EVP & COO MetroPCS Business
65,000 $26.25 $1,706,000 192,089
(Direct)
View
2013-09-27
Sale
2013-09-27
7:11 pm
Trulia Inc TRLA Waldorf Gregory
Director
3,624 $47.84 $173,374 19,747
(Direct)
View
2013-09-25
Sale
2013-09-27
7:08 pm
Regional Management Corp. RM Parallel 2005 Equity Partners LLC
Parallel 2005 Equity Fund Lp
Parallel 2005 Equity Partners Lp
Fletcher Frank Barron III
Director
10% Owner
1,454,665 $26.26 $38,203,141 652,850
(Indirect)
View
2013-09-27
Sale
2013-09-27
6:52 pm
Eagle Materials Inc EXP Essl Gerald J
Executive Vice President
19,046 $72.69 $1,384,412 54,816
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-27
6:50 pm
Eagle Materials Inc EXP Rowley Steve
President & CEO
Director
197,000 $72.1 $14,203,197 300,351
(Indirect
Direct)
View
2013-09-27
Sale
2013-09-27
6:46 pm
Petsmart Inc PETM Josefowicz Gregory P
Director
2,500 $75 $187,500 22,250
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
6:42 pm
Synaptics Inc SYNA Swearingen Stan A Jr
SVP & Chief Technology Officer
7,500 $44 $330,000 33,500
(Direct)
View
2013-09-25
Sale
2013-09-27
6:42 pm
Western Digital Corp WDC Milligan Stephen D
President & CEO
Director
7,712 $65 $501,280 138,179
(Direct)
View
2013-09-25
Sale
2013-09-27
6:40 pm
Synaptics Inc SYNA Lee Francis F
Director
30,000 $45 $1,350,095 108,475
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
6:35 pm
Accelrys Inc ACCL Hahn Mathew A
Chief Technology Officer
17,875 $9.968 $178,179 0
(Direct)
View
2013-09-26
Sale
2013-09-27
6:33 pm
Qualcomm Inc QCOM Amon Cristiano R
Executive Vice President
7,000 $69.1 $483,700 21,000
(Direct)
View
2013-09-25
Sale
2013-09-27
6:15 pm
Itt Educational Services Inc ESI Blum Capital Partners Lp
Richard C Blum & Associates Inc
Blum Strategic Gp III L.L.C.
Blum Strategic Gp Iv L.L.C.
10% Owner
164,532 $31.01 $5,102,359 1,603,407
(Direct)
View
2013-09-25
Sale
2013-09-27
6:11 pm
Pacira Pharmaceuticals Inc. PCRX Markvicka Taunia
Vice President, Commercial
10,000 $47 $470,000 10,000
(Direct)
View
2013-09-26
Sale(A)
2013-09-27
5:41 pm
Google Inc. GOOG Schmidt Eric E
Executive Chairman of Board
Director
7,408 $878.5 $6,508,269 156,982
(Direct
Indirect)
View
2013-09-26
Sale
2013-09-27
5:40 pm
Invivo Therapeutics Holdings CORP. NVIV Reynolds Francis
10% Owner
24,000 $1.58 $37,920 10,955,920
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
5:38 pm
Linkedin Corp LNKD Rottenberg Erika
VP, GC & Secretary
4,000 $249.8 $999,332 40,950
(Direct)
View
2013-09-26
Sale
2013-09-27
5:34 pm
Salesforce Com Inc CRM Tomlinson Lawrence
Director
2,000 $52.87 $105,749 36,800
(Direct)
View
2013-09-25
Sale
2013-09-27
5:26 pm
Sonic Corp SONC Richardson Frank E III
Director
150,000 $18 $2,700,342 1,775,287
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-27
5:23 pm
Google Inc. GOOG Schmidt Eric E
Executive Chairman of Board
Director
7,408 $878.5 $6,508,269 156,982
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
5:20 pm
Shutterstock Inc. SSTK Insight Venture Partners V L P
Insight Venture Partners V (employee Co-investors) L P
Insight Venture Partners Cayman V L P
Insight Venture Partners V Coinvestment Fund L P
Insight Venture Associates V L.L.C.
10% Owner
3,220,000 $60 $193,200,000 4,339,748
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
5:19 pm
Neogen Corp NEOG Morrical Terri A
Vice President
18,002 $59.69 $1,074,584 71,999
(Direct)
View
2013-09-26
Sale
2013-09-27
5:19 pm
Autodesk Inc ADSK Bass Carl
President and CEO
Director
400,000 $42 $16,800,000 772,808
(Direct)
View
2013-09-26
Sale
2013-09-27
5:19 pm
Autodesk Inc ADSK Becker Jan
Sr VP, Human Res, Corp RE
15,000 $42 $630,000 95,898
(Direct)
View
2013-09-26
Sale
2013-09-27
5:18 pm
Gulfmark Offshore Inc GLF Butters David J
Director
15,005 $51.01 $765,375 500,986
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
5:17 pm
Wesco Aircraft Holdings Inc WAIR Snyder Randy J.
Chairman, President & CEO
Director
30,000 $20.81 $624,300 1,483,535
(Direct)
View
2013-09-25
Sale
2013-09-27
5:16 pm
Wesco Aircraft Holdings Inc WAIR Hann Gregory A
Exec. VP and CFO
1,226 $21 $25,746 410,801
(Direct)
View
2013-09-23
Sale(A)
2013-09-27
5:13 pm
Sutor Technology Group Ltd SUTR Zhou Naijiang
Chief Financial Officer
20,000 $1.92 $38,400 130,000
(Direct)
View
2013-09-26
Sale
2013-09-27
5:10 pm
Green Earth Technologies Inc GETG Techtronic Industries Co Ltd
10% Owner
63,000 $0.1286 $8,099 29,073,668
(Direct)
View
2013-09-27
Sale
2013-09-27
5:07 pm
Energen Corp EGN Mcmanus J T
Chairman and CEO
Director
20,000 $77.03 $1,540,600 123,671
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-27
5:06 pm
Polyone Corp POL Schuering Kurt C
SVP, President of Distribution
10,000 $30 $299,960 40,660
(Direct)
View
2013-09-24
Sale(A)
2013-09-27
5:05 pm
Energen Corp EGN Woodruff J David Jr
General Counsel and Secretary
10,640 $75.64 $804,810 65,775
(Direct)
View
2013-09-24
Sale(A)
2013-09-27
5:04 pm
Energen Corp EGN Porter Charles W
Vice President, CFO
6,000 $76.06 $456,360 17,418
(Direct)
View
2013-09-25
Sale
2013-09-27
5:04 pm
Alkermes plc. ALKS Frates James M
SVP & CFO, Alkermes plc
7,500 $33.73 $252,961 108,814
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-27
5:03 pm
Google Inc. GOOG Schmidt Eric E
Executive Chairman of Board
Director
94,541 $878.3 $83,039,733 2,840,954
(Direct
Indirect)
View
2013-09-26
Sale
2013-09-27
5:00 pm
Ddr Corp DDR Roulston Scott D
Director
2,000 $16.04 $32,084 8,089
(Direct)
View
2013-09-25
Sale
2013-09-27
4:59 pm
Voxx International Corp VOXX Shalam John J
Director
10% Owner
100 $14 $1,400 1,920,473
(Direct)
View
2013-09-25
Sale
2013-09-27
4:58 pm
Sun Hydraulics Corp SNHY Bokorney Mark B
Officer
1,541 $36.14 $55,695 7,809
(Indirect
Direct)
View
2013-09-26
Sale
2013-09-27
4:56 pm
Huntsman Corp HUN Monteith Stewart Alan
Division President
75,000 $21 $1,575,000 153,403
(Direct)
View
2013-06-26
Sale
2013-09-27
4:55 pm
Hatteras Financial Corp HTS Gibbs William H Jr
EVP and Co-CIO
1,347 $0 $0 88,987
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
4:55 pm
Jds Uniphase Corp JDSU Pollack Andrew R
SVP, General Counsel
9,818 $14.72 $144,484 30,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:53 pm
Jds Uniphase Corp JDSU Scrivanich Luke M
SVP, OSP
8,345 $14.72 $122,813 25,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:53 pm
Vera Bradley Inc. VRA Mann Charles R.
EVP-Strategy/Bus Devel
5,000 $20.06 $100,275 58,321
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
4:50 pm
Jds Uniphase Corp JDSU Waechter Thomas H
Chief Exec. Officer & Pres.
Director
60,634 $14.71 $892,193 180,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:49 pm
Cheniere Energy Inc LNG Abiteboul Jean
Sr. VP - International
10,000 $32.99 $329,862 971,072
(Direct)
View
2013-09-25
Sale
2013-09-27
4:43 pm
First Mariner Bancorp FMAR Hale Edwin F Sr
10% Owner
35,000 $0.96 $33,600 1,850,409
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
4:42 pm
Jds Uniphase Corp JDSU Jackson Rex S
EVP & Chief Financial Officer
17,298 $14.72 $254,552 62,484
(Direct)
View
2013-09-25
Sale
2013-09-27
4:40 pm
Overseas Shipholding Group Inc OSGIQ Edelson James I.
SVP, Gen. Counsel and Sec'y.
12,496 $1.93 $24,113 21,918
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
4:39 pm
K12 Inc LRN Packard Ronald J
Chief Executive Officer
Director
10,000 $31.74 $317,400 229,709
(Direct)
View
2013-09-25
Sale
2013-09-27
4:38 pm
Jds Uniphase Corp JDSU Heard David W
President, CommTest
23,731 $14.72 $349,211 65,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:35 pm
Ascena Retail Group Inc. ASNA Wexler Gene
SVP, General Counsel
40,000 $19.86 $794,400 20,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:32 pm
Interdigital Inc. IDCC Proithis Allen A
EVP, Solutions Group
646 $38.04 $24,574 8,456
(Direct)
View
2013-09-25
Sale
2013-09-27
4:31 pm
Fab Universal Corp. FU Spencer Christopher J
CEO, President
Director
150,000 $9.656 $1,448,400 229,642
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
4:31 pm
Comscore Inc SCOR Meierhoefer Cameron
Chief Operating Officer
700 $29.09 $20,363 52,794
(Direct)
View
2013-09-25
Sale
2013-09-27
4:28 pm
Sandisk Corp SNDK Lego Catherine P
Director
6,000 $60.06 $360,378 288,254
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
4:22 pm
Overseas Shipholding Group Inc OSGIQ Zabrocky Lois K
SVP & Head of Int'l Flag SBUs
12,902 $1.872 $24,153 28,614
(Direct)
View
2013-09-26
Sale
2013-09-27
4:12 pm
Medassets Inc MDAS Strobel Gregory A
President, Revenue Cycle Mgmt
20,000 $25.45 $509,000 30,000
(Direct
Indirect)
View
2013-09-26
Sale
2013-09-27
4:11 pm
Lifelock Inc LOCK Power Chris G
Chief Financial Officer
4,000 $14.86 $59,424 66,000
(Direct)
View
2013-09-25
Sale
2013-09-27
4:11 pm
Finisar Corp FNSR Rawls Jerry S
Exec Chairman of the Board
Director
706,172 $22.86 $16,139,879 658,056
(Direct
Indirect)
View
2013-09-25
Sale
2013-09-27
4:11 pm
Broadwind Energy Inc BWEN Marxe Austin W & Greenhouse David M
10% Owner
23,121 $8.04 $185,898 2,659,294
(Indirect)
View
2013-09-25
Sale
2013-09-27
4:09 pm
Shutterstock Inc. SSTK Oringer Jonathan
Chief Executive Officer
Director
10% Owner
2,530,000 $57.3 $144,968,998 15,956,327
(Direct)
View
2013-09-25
Sale
2013-09-27
4:09 pm
Lifelock Inc LOCK Cerda Clarissa
See Remarks
3,050 $14.81 $45,184 31,250
(Direct)
View
2013-09-25
Sale
2013-09-27
4:08 pm
Cardtronics Inc CATM Keller Michael Edward
General Counsel
5,000 $36.88 $184,410 12,975
(Direct)
View
2013-09-25
Sale
2013-09-27
4:07 pm
Regeneron Pharmaceuticals Inc REGN Brown Michael S
Director
10,000 $301.3 $3,013,222 19,662
(Direct)
View
2013-09-25
Sale
2013-09-27
4:05 pm
Ambarella Inc AMBA Day Christopher
See Remarks
10,000 $18.8 $188,009 45,250
(Direct)
View
2013-09-25
Sale
2013-09-27
4:05 pm
Sapient Corp SAPE Moore J Stuart
Director
100,000 $15.71 $1,571,000 6,531,505
(Indirect
Direct)
View
2013-09-25
Sale
2013-09-27
4:02 pm
Transcept Pharmaceuticals Inc TSPT Roumell Asset Management LLC
10% Owner
6,710 $3.693 $24,781 1,964,781
(Indirect
Direct)
View
2013-09-27
Sale
2013-09-27
4:00 pm
Harbinger Group Inc HRG Harbinger Capital Partners Master Fund I Ltd
Harbinger Capital Partners LLC
Harbinger Capital Partners Special Situations Fund L.P.
Harbinger Capital Partners Special Situations Gp LLC
Global Opportunities Breakaway Ltd
Harbinger Capital Partners II Lp
Harbinger Capital Partners II Gp LLC
Harbinger Holdings LLC
Falcone Philip
Other
10% Owner
23,700,001 $8.5 $201,450,008 60,968,036
(Direct)
View
(A) Indicate amendment filing.