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Insider Sale Filings - Archives for 2013-09-19

Home -> 2013 -> Insider sale filings for 2013-09-19

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-09-17
Sale
2013-09-19
3:54 pm
R F Industries Ltd RFIL Clark Darren
CEO of Subsidiary of Issuer
Director
93,932 $6.858 $644,188 379,100
(Direct)
View
2013-09-17
Sale
2013-09-19
3:44 pm
Synchronoss Technologies Inc SNCR Waldis Stephen G
CEO and Chairman
Director
25,000 $37.2 $930,000 718,716
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
3:44 pm
Aruba Networks Inc ARUN Galvin Michael M
Chief Financial Officer
2,133 $17.67 $37,690 262,805
(Direct)
View
2013-09-18
Sale
2013-09-19
3:44 pm
Aruba Networks Inc ARUN Melkote Keerti
Chief Technology Officer
Director
14,730 $17.61 $259,425 1,233,948
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
3:43 pm
Synchronoss Technologies Inc SNCR Prague Ronald
EVP and General Counsel
5,000 $37.96 $189,800 35,758
(Direct)
View
2013-09-18
Sale
2013-09-19
3:43 pm
Ampco Pittsburgh Corp AP Paul Robert A
Chairman & CEO
Director
600 $18.5 $11,100 214,400
(Direct
Indirect)
View
2013-09-18
Sale
2013-09-19
3:43 pm
Synchronoss Technologies Inc SNCR Garcia Robert
President
9,956 $38.17 $380,021 103,022
(Direct)
View
2013-09-17
Sale
2013-09-19
3:36 pm
Verenium Corp VRNM Marxe Austin W & Greenhouse David M
10% Owner
8,100 $2.94 $23,818 1,443,317
(Indirect)
View
2013-09-18
Sale
2013-09-19
3:36 pm
Southwestern Energy Co SWN Kuuskraa Vello A
Director
4,389 $37.63 $165,168 117,810
(Direct)
View
2013-09-18
Sale
2013-09-19
3:30 pm
Dynegy Inc DYN Franklin Resources Inc
10% Owner
30,000 $20.2 $605,865 30,080,928
(Indirect)
View
2013-09-19
Sale
2013-09-19
3:27 pm
Helmerich & Payne Inc HP Lindsay John W
President & COO
Director
9,000 $70.53 $634,772 96,401
(Indirect
Direct)
View
2013-09-19
Sale
2013-09-19
3:25 pm
Kronos Ventures Corp. Tay William
Other
2,197,300 $0.0016 $3,516 0
(Direct)
View
2013-09-18
Sale
2013-09-19
3:21 pm
Noble Energy Inc NBL Davidson Charles D
Chairman & CEO
Director
28,015 $67.5 $1,891,012 1,145,906
(Indirect
Direct)
View
2013-09-19
Sale
2013-09-19
3:11 pm
Hillenbrand Inc. HI Bohman Diane R
Sr VP, Integration
3,264 $27.79 $90,709 26,500
(Direct)
View
2013-09-18
Sale
2013-09-19
3:04 pm
Vistaprint N.V. VPRT Keane Robert S
CEO, President
Other
10,000 $53.84 $538,400 472,200
(Indirect)
View
2013-09-17
Sale
2013-09-19
2:44 pm
Mwi Veterinary Supply Inc. MWIV Francis John J
VP and General Manager
771 $149.7 $115,406 7,671
(Direct)
View
2013-09-18
Sale
2013-09-19
2:38 pm
Northfield Bancorp Inc. NFBK Patafio Frank P.
Director
1,000 $12.43 $12,432 171,150
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
2:16 pm
Dime Community Bancshares Inc DCOM Devine Michael P
PRESIDENT & COO
Director
20,000 $16.75 $335,020 432,519
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
2:16 pm
Synopsys Inc SNPS De Geus Aart
Chairman of the Board & Co-CEO
Director
133,590 $37.66 $5,030,467 762,053
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
2:14 pm
Biogen Idec Inc BIIB Clancy Paul J
Executive VP and CFO
26,785 $245 $6,562,325 33,872
(Direct)
View
2013-09-18
Sale
2013-09-19
2:08 pm
Financial Engines Inc. FNGN Sims Raymond J.
EVP and CFO
5,000 $60.02 $300,124 17,485
(Direct)
View
2013-09-17
Sale
2013-09-19
1:59 pm
Host Hotels & Resorts Inc HST Macnamara Brian G
SVP, Controller
5,000 $18.32 $91,605 52,929
(Direct
Indirect)
View
2013-09-17
Sale
2013-09-19
1:59 pm
Host Hotels & Resorts Inc HST Abdoo Elizabeth A
EVP & General Counsel
68,805 $18.26 $1,256,138 366,883
(Direct
Indirect)
View
2013-09-17
Sale
2013-09-19
1:45 pm
Aerovironment Inc AVAV Minson Roy E.
SVP and GM
5,656 $22.81 $129,013 40,000
(Direct)
View
2013-09-19
Sale
2013-09-19
1:37 pm
Gentherm Inc THRM Steele Barry G
CFO/VP Finance/Treasurer
5,400 $19.4 $104,749 63,101
(Direct)
View
2013-09-18
Sale
2013-09-19
1:18 pm
Timberland Bancorp Inc TSBK Clinton Andrea M
Director
266 $9 $2,394 8,650
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
1:14 pm
Corporate Office Properties Trust OFC Hamlin Clay W III
Director
5,000 $24 $120,000 1,005,912
(Direct
Indirect)
View
2013-09-19
Sale
2013-09-19
12:58 pm
Nexstar Broadcasting Group Inc NXST Rogala Rick
SVP, Regional Manager
4,000 $37.6 $150,400 4,000
(Direct)
View
2013-09-18
Sale
2013-09-19
12:53 pm
Safeway Inc SWY Tidwell Jerry
Senior Vice President
27,500 $31.25 $859,375 51,549
(Direct)
View
2013-09-18
Sale
2013-09-19
12:53 pm
Safeway Inc SWY Renda Larree M
Executive Vice President
293,000 $31 $9,083,000 386,991
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-19
12:51 pm
Sonic Corp SONC Cummins Carolyn C.
Vice President
1,500 $18.29 $27,435 8,676
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-19
12:45 pm
Capstone Church Capital Fund XCBFX Leary James
Director
54 $17.84 $964 767
(Direct)
View
2013-09-18
Sale
2013-09-19
12:27 pm
Gulfmark Offshore Inc GLF Millard Robert B
Other
10,000 $52 $520,000 290,355
(Direct)
View
2013-09-17
Sale
2013-09-19
12:25 pm
Gfi Group Inc. GFIG Giancarlo J Christopher
Executive Vice President
62,300 $4.06 $252,938 56,995
(Direct
Indirect)
View
2013-09-18
Sale
2013-09-19
12:02 pm
Corrections Corp Of America CXW Grande Anthony L
EVP, Chief Development Officer
11,750 $34.15 $401,274 107,487
(Direct)
View
2013-09-17
Sale
2013-09-19
11:53 am
Volcano Corp VOLC Quinoy Jorge J
President, Commercial Sales
5,000 $24 $120,000 106,691
(Direct)
View
2013-09-18
Sale
2013-09-19
11:19 am
Kroger Co KR Williams R. Pete
Senior Vice President
20,000 $40.5 $810,040 99,314
(Direct)
View
2013-09-17
Sale
2013-09-19
11:12 am
Napco Security Technologies Inc NSSC Hevia Jorge
Senior Vice President
12,500 $5.313 $66,416 202,692
(Direct)
View
2013-09-18
Sale
2013-09-19
11:11 am
Evertec Inc. EVTC Popular Inc
Director
10% Owner
9,057,000 $21.77 $197,170,894 17,454,804
(Direct)
View
2012-01-09
Sale
2013-09-19
11:06 am
Century Casinos Inc CNTY Corbaci Dinah
Director
500 $2.8 $1,400 37,000
(Direct
Indirect)
View
2013-09-17
Sale
2013-09-19
11:00 am
Stein Mart Inc SMRT Farthing Mcfarland Linda
Director
10,000 $13.25 $132,500 160,000
(Direct)
View
2013-09-17
Sale
2013-09-19
10:54 am
Incontact Inc. SAAS Stern Theodore
Director
500,000 $9.032 $4,515,969 1,365,771
(Indirect)
View
2013-09-17
Sale
2013-09-19
10:35 am
Ecology & Environment Inc EEI Neumaier Kevin S
President
5,142 $11.23 $57,755 114,878
(Direct
Indirect)
View
2013-09-12
Sale(A)
2013-09-19
10:33 am
Meta Financial Group Inc CASH Leedom David W
SVP/Secretary, Treasurer & CFO
9,685 $37.92 $367,255 19,441
(Indirect
Direct)
View
2013-06-18
Sale(A)
2013-09-19
10:27 am
Southern First Bancshares Inc SFST Cajka Andrew B Jr
Director
300 $11 $3,300 16,073
(Direct)
View
2013-09-16
Sale(A)
2013-09-19
10:12 am
Meta Financial Group Inc CASH Muilenburg Rodney G
Director
241 $38.35 $9,242 46,008
(Indirect)
View
2013-09-17
Sale
2013-09-19
10:12 am
Meta Financial Group Inc CASH Muilenburg Rodney G
Director
3,858 $38.44 $148,318 46,008
(Indirect)
View
2013-09-18
Sale
2013-09-19
10:03 am
Culp Inc CFI Saxon Franklin N
Chief Executive Officer
Director
1,300 $18.87 $24,531 158,574
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-19
09:17 am
Erie Indemnity Co ERIE Veshecco Gary D
Senior Vice President
1,200 $74.1 $88,920 190
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
9:50 pm
Diamondback Energy Inc. FANG Molnar Paul
VP Geoscience
40,868 $44.59 $1,822,109 76,275
(Direct)
View
2013-09-18
Sale
2013-09-18
9:48 pm
Amazon Com Inc AMZN Wilke Jeffrey A
Senior Vice President
2,500 $309.1 $772,639 52,933
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
9:48 pm
Diamondback Energy Inc. FANG Pantermuehl Russell
VP Reservoir Engineering
28,661 $44.77 $1,283,111 90,000
(Direct)
View
2013-09-16
Sale
2013-09-18
9:45 pm
Sangamo Biosciences Inc SGMO Lanphier Edward O II
President & CEO
Director
25,000 $11.29 $282,127 1,605,952
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
9:43 pm
Diamondback Energy Inc. FANG Hollis Michael L.
VP Drilling
64,098 $44.6 $2,859,041 53,045
(Direct)
View
2013-07-19
Sale(A)
2013-09-18
9:43 pm
Furiex Pharmaceuticals Inc. FURX Mcintyre Gail Frances
Senior Vice President-Research
20,000 $40 $800,000 17,868
(Direct)
View
2013-09-16
Sale
2013-09-18
9:41 pm
Diamondback Energy Inc. FANG Holder Randall J
VP, General Counsel, Secretary
16,786 $44.56 $747,957 37,500
(Direct)
View
2013-09-16
Sale
2013-09-18
9:41 pm
Diamondback Energy Inc. FANG Dick Teresa L.
CFO, Sr. VP
11,235 $44.8 $503,331 48,882
(Direct)
View
2013-09-16
Sale
2013-09-18
9:38 pm
Diamondback Energy Inc. FANG White Jeffrey L.
VP Operations
33,572 $44.68 $1,499,975 75,000
(Direct)
View
2013-09-16
Sale
2013-09-18
9:37 pm
Diamondback Energy Inc. FANG Franklin William W.
VP Land
2,780 $44.71 $124,299 8,572
(Direct)
View
2013-09-16
Sale
2013-09-18
9:35 pm
Diamondback Energy Inc. FANG Stice Travis D.
Chief Executive Officer
Director
25,000 $44.71 $1,117,750 31,372
(Direct)
View
2013-09-17
Sale
2013-09-18
9:31 pm
Intercept Pharmaceuticals Inc ICPT Pruzanski Mark
President and CEO
Director
25,000 $52 $1,300,000 427,032
(Direct)
View
2013-09-17
Sale
2013-09-18
9:30 pm
Igate Corp IGTE Narayanan Sean Suresh
Chief Delivery Officer
7,000 $27.81 $194,670 149,763
(Direct)
View
2013-09-16
Sale
2013-09-18
9:30 pm
Intercept Pharmaceuticals Inc ICPT Shapiro David
CMO & EVP - Development
5,016 $49.2 $246,784 64,038
(Direct)
View
2013-09-18
Sale
2013-09-18
9:23 pm
Everyware Global Inc. EVRY Filice Umberto
SVP North American Sales
14,657 $10.93 $160,128 115,887
(Direct)
View
2013-09-16
Sale
2013-09-18
9:13 pm
Flushing Financial Corp FFIC Grasso Maria A
Executive Vice President
7,000 $18.17 $127,190 71,513
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
8:47 pm
Marvell Technology Group Ltd MRVL Sutardja Pantas
VP, Chief Technology Officer
363,200 $12.74 $4,628,912 36,994,824
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
8:31 pm
Blue Nile Inc NILE Vadon Mark C
Director
27,400 $38.71 $1,060,588 193,500
(Direct)
View
2013-09-16
Sale
2013-09-18
8:02 pm
Shutterfly Inc SFLY Manca Brian
VP, Chief Accounting Officer
83 $57.93 $4,808 22,083
(Direct)
View
2013-09-16
Sale
2013-09-18
7:58 pm
Sucampo Pharmaceuticals Inc. SCMP S&r Technology Holdings LLC
10% Owner
38,462 $5.685 $218,660 24,924,602
(Direct)
View
2013-09-16
Sale
2013-09-18
7:55 pm
Sigma Designs Inc SIGM Singer Eric
Director
278,797 $6.132 $1,709,513 1,265,085
(Indirect)
View
2013-09-18
Sale
2013-09-18
7:53 pm
Nanometrics Inc NANO Kisling Ronald W
Chief Financial Officer
125 $16.02 $2,003 24,560
(Direct)
View
2013-09-16
Sale
2013-09-18
7:52 pm
Sucampo Pharmaceuticals Inc. SCMP Kuno Sachiko
10% Owner
38,462 $5.685 $218,660 24,924,602
(Direct
Indirect)
View
2013-09-17
Sale
2013-09-18
7:51 pm
Realty Income Corp O Lewis Thomas A
Director
30,844 $39.6 $1,221,515 233,072
(Direct)
View
2013-09-16
Sale
2013-09-18
7:51 pm
Sucampo Pharmaceuticals Inc. SCMP Ueno Ryuji
CEO, Chief Scientific Officer
Director
10% Owner
38,462 $5.685 $218,660 24,924,602
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
7:45 pm
Vonage Holdings Corp VG Tempora Michael A.
SVP, Product Mgmt.
14,713 $3.13 $46,046 132,192
(Direct)
View
2013-09-16
Sale
2013-09-18
7:44 pm
Linkedin Corp LNKD Hoffman Reid
Reid Hoffman & Michelle Yee Living Trust
Director
10% Owner
83,334 $246.7 $20,562,151 16,239,897
(Indirect)
View
2013-09-16
Sale
2013-09-18
7:44 pm
Vonage Holdings Corp VG Citron Jeffrey A
Director
10% Owner
300,000 $3.066 $919,660 23,299,182
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
7:40 pm
Trulia Inc TRLA Inkinen Sami
Director
8,350 $48.86 $407,962 1,054,799
(Direct)
View
2013-09-16
Sale
2013-09-18
7:37 pm
Linkedin Corp LNKD Weiner Jeff
Chief Executive Officer
Director
37,000 $246.7 $9,129,322 1,323,911
(Direct)
View
2013-09-16
Sale
2013-09-18
7:30 pm
Linkedin Corp LNKD Gamson Michael
SVP, Global Solutions
8,747 $246.7 $2,158,264 143,821
(Direct)
View
2013-09-16
Sale
2013-09-18
7:30 pm
Ruckus Wireless Inc RKUS Burstein Barton M.
Sr. V.P. Field Op and Bus Dev
150,000 $16.49 $2,473,815 271,734
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
7:27 pm
Career Education Corp CECO Blum Capital Partners Lp
Richard C Blum & Associates Inc
Blum Strategic Gp III L.L.C.
Blum Strategic Gp Iv L.L.C.
10% Owner
163,867 $2.688 $440,398 3,362,562
(Direct)
View
2013-09-16
Sale
2013-09-18
7:23 pm
Illumina Inc ILMN Naclerio Nicholas
Sr VP, Corporate & Venture Dev
4,000 $85 $340,000 92,000
(Direct)
View
2013-09-17
Sale
2013-09-18
7:22 pm
Monolithic Power Systems Inc MPWR Xiao Deming
Pres. of MPS Asia Operations
73 $30.07 $2,195 68,485
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
7:21 pm
Monolithic Power Systems Inc MPWR Moyer James C
Director
17,000 $30.45 $517,658 1,006,301
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
7:21 pm
Griffin-american Healthcare Reit II Inc. Hanson Jeffrey T
CEO & Chairman of the Board
Director
8,698 $9.198 $80,004 297,131
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
7:20 pm
Beam Inc BEAM Rose Kenton R
SVP & GC, CAO & Secretary
6,272 $65.63 $411,634 10,861
(Direct)
View
2013-09-16
Sale
2013-09-18
7:18 pm
Servicenow Inc. NOW Mcgee Daniel
SVP, DEV. & CUST. SUPPORT
30,000 $48.75 $1,462,629 581,668
(Direct)
View
2013-09-12
Sale
2013-09-18
7:17 pm
Accuride Corp ACW Adams David Gordon
SVP Brillion
5,000 $5.356 $26,780 6,197
(Direct)
View
2013-09-16
Sale
2013-09-18
7:12 pm
Invensense Inc INVN Goehl Daniel
Director
30,500 $18.32 $558,790 90,500
(Direct)
View
2013-09-16
Sale
2013-09-18
7:12 pm
Trulia Inc TRLA Flint Peter
Chief Executive Officer
Director
10,400 $48.87 $508,208 1,554,059
(Direct)
View
2013-09-16
Sale
2013-09-18
7:11 pm
Invensense Inc INVN Wilson Timothy M
Director
30,000 $18.5 $555,000 76,189
(Indirect)
View
2013-09-16
Sale
2013-09-18
7:02 pm
Questcor Pharmaceuticals Inc QCOR Thompson Virgil D
Director
5,000 $63.75 $318,736 34,867
(Direct)
View
2013-09-16
Sale
2013-09-18
7:00 pm
Realpage Inc RP Winn Stephen T
Chairman and CEO
Director
10% Owner
30,000 $22.15 $664,500 20,290,556
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
6:58 pm
Realpage Inc RP Seren Capital Ltd.
Director
10% Owner
9,000 $22.15 $199,350 20,290,556
(Direct)
View
2013-09-17
Sale
2013-09-18
6:57 pm
Stryker Corp SYK Stryker Ronda E
Director
14,000 $70.95 $993,348 17,207,398
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
6:54 pm
Nielsen Holdings N.V. NLSN Fisher Itzhak
EVP, Global Product Leadership
30,876 $35.67 $1,101,347 98,876
(Direct
Indirect)
View
2013-09-17
Sale
2013-09-18
6:48 pm
Synopsys Inc SNPS De Geus Aart
Chairman of the Board & Co-CEO
Director
115,615 $37.64 $4,351,749 753,378
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
6:46 pm
Inphi Corp IPHI Banatao Diosdado P
Director
70,874 $13.08 $926,778 562,239
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
6:46 pm
Invivo Therapeutics Holdings CORP. NVIV Reynolds Francis
10% Owner
36,000 $1.433 $51,600 11,451,920
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-18
6:45 pm
Continental Resources Inc CLR Owen Steven K
SVP, Land
2,558 $102.1 $261,234 28,233
(Direct)
View
2013-09-18
Sale
2013-09-18
6:45 pm
Continental Resources Inc CLR Muncrief Richard E
SVP, Operations
3,500 $100.9 $353,122 75,283
(Direct)
View
2013-09-17
Sale
2013-09-18
6:45 pm
Continental Resources Inc CLR Eissenstat Eric Spencer
SVP, General Counsel & Sec
2,000 $101.3 $202,567 52,299
(Direct)
View
2013-09-16
Sale
2013-09-18
6:45 pm
Continental Resources Inc CLR Hart John D
Sr. VP & CFO
3,000 $101 $303,113 102,829
(Direct)
View
2013-09-03
Sale(A)
2013-09-18
6:40 pm
Validus Holdings Ltd VR Driscoll Kean
CEO, Validus Reinsurance, Ltd.
10,953 $34.77 $380,836 146,013
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
6:37 pm
Acelrx Pharmaceuticals Inc ACRX Nohra Guy P
Director
128,780 $10.42 $1,341,808 2,778,509
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:33 pm
Colgate Palmolive Co CL Verduin Patricia
Chief Technology Officer
3,649 $59.71 $217,872 52,063
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
6:33 pm
Salem Communications Corp SALM Evans David
Division President, New Media
1,225 $8.25 $10,106 6,845
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:32 pm
Sba Communications Corp SBAC Cavanagh Brendan Thomas
Senior Vice President & CFO
101,628 $77.04 $7,829,421 108,256
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
6:31 pm
Ambarella Inc AMBA Legall Didier
Executive Vice President
107 $17.8 $1,905 225,824
(Direct)
View
2013-09-16
Sale
2013-09-18
6:30 pm
Gevo Inc. GEVO Lund Brett
EVP, GC and Secretary
66,717 $2.022 $134,878 206,242
(Direct)
View
2013-09-16
Sale
2013-09-18
6:26 pm
Ambarella Inc AMBA Day Christopher
See Remarks
212 $17.8 $3,774 23,309
(Direct)
View
2013-09-16
Sale
2013-09-18
6:21 pm
Ambarella Inc AMBA Laplante George
Chief Financial Officer
6,565 $18.12 $118,939 258,532
(Direct)
View
2013-09-18
Sale
2013-09-18
6:20 pm
Marketo Inc. MKTO Institutional Venture Management Xii LLC
Institutional Venture Partners Xii Lp
Institutional Venture Management Xiii LLC
Institutional Venture Partners Xiii L.P.
Chaffee Todd C
Fogelsong Norman A
Harrick Stephen J
Miller J Sanford
Phelps Dennis B
10% Owner
804,140 $33.99 $27,333,763 1,478,982
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:19 pm
Ambarella Inc AMBA Wang Feng-ming
President and CEO
Director
396 $17.8 $7,049 746,229
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
6:18 pm
Salem Communications Corp SALM Henderson Christopher J
SVP, General Counsel & Secy
15,000 $8.25 $123,750 20,986
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-18
6:18 pm
Marketo Inc. MKTO Storm Venture Associates III L.L.C.
Storm Ventures Fund III Lp
Storm Ventures Affiliates Fund III Lp
Storm Ventures Principals Fund III
10% Owner
1,087,750 $33.99 $36,974,035 3,685,450
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:17 pm
Ambarella Inc AMBA Kohn Leslie
Chief Technology Officer
Director
291 $17.8 $5,180 1,341,663
(Direct)
View
2013-09-16
Sale
2013-09-18
6:17 pm
Actavis Inc. ACT Hummel Albert F
Director
6,200 $137.8 $854,397 88,976
(Direct)
View
2013-09-17
Sale
2013-09-18
6:17 pm
Moodys Corp MCO Madelain Michel
President & COO-MIS
34,033 $70.01 $2,382,557 70,629
(Direct)
View
2013-09-17
Sale
2013-09-18
6:16 pm
Moodys Corp MCO Goggins John J
EVP and General Counsel
10,197 $70 $713,790 37,097
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-18
6:12 pm
Marketo Inc. MKTO Interwest Management Partners Ix LLC
Interwest Partners Ix Lp
Gianos Philip T
Holmes W Stephen
Kliman Gilbert H
Oronsky Arnold L
Cleveland Bruce A
Kjellson Nina S
Nasr Khaled
10% Owner
2,083,435 $33.99 $70,818,661 7,663,756
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:11 pm
Nordstrom Inc JWN Myers Margaret
Executive Vice President
8,670 $58.25 $505,028 24,948
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
6:10 pm
Capitalsource Inc CSE Museles Steven A
Director
350,000 $11.48 $4,017,666 668,496
(Direct)
View
2013-09-18
Sale
2013-09-18
6:05 pm
Marketo Inc. MKTO Siboni Roger S
Director
13,810 $33.99 $469,420 107,490
(Direct)
View
2013-09-18
Sale
2013-09-18
6:04 pm
Marketo Inc. MKTO Pepper Douglas A
Director
10% Owner
2,083,435 $33.99 $70,818,661 7,663,756
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:02 pm
Take Two Interactive Software Inc TTWO Zelnick Strauss
Chairman, CEO
Director
50,000 $18 $900,020 1,894,750
(Indirect)
View
2013-09-17
Sale
2013-09-18
6:02 pm
R F Industries Ltd RFIL Fink Marvin
Director
10,000 $7 $70,000 10,688
(Direct)
View
2013-09-16
Sale
2013-09-18
6:02 pm
Take Two Interactive Software Inc TTWO Sheresky Michael
Director
616 $18.15 $11,180 63,458
(Direct)
View
2013-09-16
Sale
2013-09-18
6:01 pm
Take Two Interactive Software Inc TTWO Nelson James Larry
Director
615 $18.15 $11,162 41,771
(Direct)
View
2013-09-16
Sale
2013-09-18
6:01 pm
Take Two Interactive Software Inc TTWO Moses Jon J
Director
1,288 $17.78 $22,898 95,537
(Direct)
View
2013-09-18
Sale
2013-09-18
6:01 pm
Marketo Inc. MKTO Nahm Tae Hea
Director
10% Owner
1,087,750 $33.99 $36,974,035 3,685,450
(Indirect)
View
2013-09-16
Sale
2013-09-18
6:01 pm
Take Two Interactive Software Inc TTWO Dornemann Michael
Director
2,471 $18.15 $44,849 38,960
(Direct)
View
2013-09-16
Sale
2013-09-18
5:59 pm
Medidata Solutions Inc. MDSO Spielman Bryan Charles
Other
3,905 $99.47 $388,419 41,667
(Direct)
View
2013-09-18
Sale
2013-09-18
5:57 pm
Marketo Inc. MKTO Bostrom Susan L
Director
16,020 $33.99 $544,541 73,980
(Direct)
View
2013-09-16
Sale
2013-09-18
5:55 pm
Las Vegas Sands Corp LVS Goldstein Robert G
EVP & Pres., Global Gaming Ops
45,000 $64.58 $2,906,170 494,543
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-18
5:55 pm
Marketo Inc. MKTO Venkatesan Srinivasan
SVP, Products & Engineering
47,355 $33.99 $1,609,658 208,344
(Direct)
View
2013-09-18
Sale
2013-09-18
5:53 pm
Marketo Inc. MKTO Holmes Jason L
SVP, Client Services
30,000 $33.99 $1,019,739 157,500
(Indirect
Direct)
View
2013-09-18
Sale
2013-09-18
5:49 pm
Marketo Inc. MKTO Dholakia Sanjay
SVP & Chief Marketing Officer
27,587 $33.99 $937,718 75,706
(Direct)
View
2013-09-16
Sale
2013-09-18
5:48 pm
Westwood Holdings Group Inc WHG Byrne Susan M
Director
Other
20,395 $49.41 $1,007,652 379,744
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:43 pm
Raptor Pharmaceutical Corp RPTP Starr Christopher M
Chief Executive Officer
Director
25,000 $14.21 $355,180 724,370
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
5:42 pm
Microsemi Corp MSCC Brandi Ralph
Executive Vice President & COO
10,833 $26.17 $283,468 282,499
(Direct)
View
2013-09-18
Sale
2013-09-18
5:42 pm
Marketo Inc. MKTO Binch William B Jr
SVP, Sales
40,000 $33.99 $1,359,652 63,275
(Direct)
View
2013-09-16
Sale
2013-09-18
5:40 pm
Raptor Pharmaceutical Corp RPTP Sager Erich
Director
17,000 $14.21 $241,517 130,727
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
5:40 pm
Autonation Inc AN Lampert Edward S
Esl Partners L.P.
Spe II Partners L.P.
Spe Master II L.P.
Rbs Partners L P
Esl Institutional Partners Lp
Rbs Investment Management LLC
Cbl Partners L.P.
Esl Investments Inc
10% Owner
748,067 $52.32 $39,141,631 14,904,650
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:40 pm
Tetraphase Pharmaceuticals Inc TTPH Cmea Ventures Vi Lp
Cmea Ventures Vi Gmbh & Co. Kg
Cmea Ventures Vi Management L.P.
Baruch Thomas R
Collier David J
Sohail Faysal A.
Watson James F
10% Owner
53,468 $9.26 $495,108 2,112,923
(Direct)
View
2013-09-17
Sale
2013-09-18
5:37 pm
Orbitz Worldwide Inc. OWW Fulton Samuel M
SVP, Global Product Strategy
14,714 $10.17 $149,686 74,495
(Direct)
View
2013-09-16
Sale
2013-09-18
5:36 pm
Penn National Gaming Inc PENN Burke Thomas
Sr VP-Regional Operations
15,892 $55.85 $887,573 57,254
(Direct)
View
2013-09-18
Sale
2013-09-18
5:36 pm
Marketo Inc. MKTO Ball Frederick
SVP & Chief Financial Officer
50,000 $33.99 $1,699,565 320,000
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:36 pm
Orbitz Worldwide Inc. OWW Orton Christopher
Pres., Orbitz & Cheaptickets
672 $10.25 $6,888 74,246
(Direct)
View
2013-09-17
Sale
2013-09-18
5:35 pm
Gap Inc GPS Calhoun Jack
President, Banana Republic
19,827 $42.05 $833,648 2,216
(Direct)
View
2013-09-16
Sale
2013-09-18
5:35 pm
Sothebys BID Angelo John M
Director
275,000 $48.55 $13,351,799 117,200
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
5:35 pm
Orbitz Worldwide Inc. OWW Liew Roger
SVP, CTO
16,876 $10.24 $172,895 98,634
(Direct)
View
2013-09-18
Sale
2013-09-18
5:33 pm
Marketo Inc. MKTO Fernandez Phillip M
President, CEO & Chairman
Director
184,481 $33.99 $6,270,749 546,514
(Indirect)
View
2013-09-18
Sale
2013-09-18
5:33 pm
Morningstar Inc. MORN Noonan Jack
Director
1,000 $78.43 $78,426 64,915
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:31 pm
Cisco Systems Inc CSCO Lloyd Robert Wayne
President, Dev. & Sales
973,946 $24.39 $23,758,438 1,322,996
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:31 pm
Bristow Group Inc BRS Chiles William E
President and CEO
Director
74,255 $70.51 $5,235,574 142,993
(Direct)
View
2013-09-16
Sale
2013-09-18
5:25 pm
United Technologies Corp UTX Hayes Gregory
SVP and CFO
146,033 $109.6 $15,998,371 186,919
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:21 pm
Bristow Group Inc BRS Ware Hilary S
SVP, Administration
8,331 $70 $583,170 19,223
(Direct)
View
2013-09-16
Sale
2013-09-18
5:10 pm
Abbvie Inc. ABBV Saleki-gerhardt Azita
SVP, Operations
10,473 $45.84 $480,122 72,187
(Indirect
Direct)
View
2013-09-13
Sale
2013-09-18
5:10 pm
Amerisafe Inc AMSF Gagliano Vincent J.
EVP - Chief Technology Officer
1,780 $33 $58,740 28,622
(Direct)
View
2013-09-16
Sale
2013-09-18
5:08 pm
Wesco Aircraft Holdings Inc WAIR Snyder Randy J.
Chairman, President & CEO
Director
47,300 $20.64 $976,238 1,593,535
(Direct)
View
2013-09-11
Sale
2013-09-18
5:07 pm
Amerisafe Inc AMSF Gagliano Vincent J.
EVP - Chief Technology Officer
1,557 $33.6 $52,315 28,399
(Direct)
View
2013-09-10
Sale
2013-09-18
5:06 pm
Amerisafe Inc AMSF Gagliano Vincent J.
EVP - Chief Technology Officer
463 $33.7 $15,603 27,305
(Direct)
View
2013-09-16
Sale
2013-09-18
5:04 pm
American Public Education Inc APEI Wilkins Harry T
EVP, Chief Financial Officer
7,500 $39.49 $296,175 42,006
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
5:01 pm
Dice Holdings Inc DHX Melland Scot W
Chairman, President and CEO
Director
60,000 $8.445 $506,722 467,593
(Direct)
View
2013-09-16
Sale
2013-09-18
5:01 pm
Sun Hydraulics Corp SNHY Koski Christine L
Koski Beverly
Koski Family Lp
Koski Robert C
Koski Thomas L
Director
10% Owner
45,000 $34.8 $1,566,022 3,215,693
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
5:00 pm
Alexion Pharmaceuticals Inc ALXN Madri Joseph A
Director
30,000 $115 $3,450,000 209,217
(Direct)
View
2013-09-16
Sale
2013-09-18
5:00 pm
Alexion Pharmaceuticals Inc ALXN Bell Leonard
CEO
Director
3,500 $115 $402,500 1,026,293
(Direct)
View
2013-09-16
Sale
2013-09-18
5:00 pm
Campbell Soup Co CPB White David R
Senior Vice President
642 $42.42 $27,234 85,883
(Direct
Indirect)
View
2013-09-18
Sale
2013-09-18
4:58 pm
Arbor Realty Trust Inc ABR Edwards Karen K
Director
1,500 $7.2 $10,800 68,500
(Direct)
View
2013-09-16
Sale
2013-09-18
4:58 pm
Avago Technologies Ltd AVGO Maslowski Anthony E.
Chief Financial Officer
2,069 $39.37 $81,457 66,168
(Direct)
View
2013-09-18
Sale
2013-09-18
4:57 pm
Rosetta Resources Inc. ROSE Craddock James E
Chairman, CEO & President
Director
3,000 $51.52 $154,560 111,588
(Direct)
View
2013-09-16
Sale
2013-09-18
4:52 pm
United Natural Foods Inc UNFI Matthews David Allen
President, UNFI International
5,802 $68.06 $394,882 7,380
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:51 pm
United Natural Foods Inc UNFI Griffin Sean
SVP, National Distribution
13,426 $67.93 $912,036 20,711
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:51 pm
United Natural Foods Inc UNFI Dorne Eric
SVP, Chief Information Officer
2,573 $68.04 $175,074 4,362
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:50 pm
Napco Security Technologies Inc NSSC Buchel Kevin S
Senior Vice President
Director
2,958 $5.455 $16,136 299,876
(Direct)
View
2013-09-17
Sale
2013-09-18
4:50 pm
Rosetta Resources Inc. ROSE Patteson Donald Douglas Jr
Director
5,000 $51.51 $257,550 21,918
(Direct)
View
2013-09-16
Sale
2013-09-18
4:48 pm
Argo Group International Holdings Ltd. AGII Watson Mark E III
President and CEO
Director
10,000 $42.55 $425,463 432,042
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
4:46 pm
Steiner Leisure Ltd STNR Warshaw Michele Steiner
Director
4,000 $56.37 $225,476 11,319
(Indirect)
View
2013-09-16
Sale
2013-09-18
4:46 pm
Jive Software Inc. JIVE Mccracken John
SVP, Worldwide Sales
30,000 $12.89 $386,679 130,000
(Direct)
View
2013-09-16
Sale
2013-09-18
4:45 pm
Jive Software Inc. JIVE Leblanc Bryan
Chief Financial Officer
7,000 $12.9 $90,324 168,188
(Direct)
View
2013-09-16
Sale
2013-09-18
4:44 pm
Jive Software Inc. JIVE Zingale Anthony
Chairman & CEO
Director
10,000 $12.95 $129,529 1,262,578
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
4:44 pm
Lennar Corp LEN Lapidus Sidney
Director
4,518 $35.76 $161,564 112,159
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
4:43 pm
Quest Diagnostics Inc DGX Doherty Catherine T.
SVP, Clinical Franchises
43,334 $62 $2,686,708 99,911
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
4:42 pm
Bryn Mawr Bank Corp BMTC Halberstadt Geoffrey L
Secretary
5,000 $25.75 $128,761 6,865
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:42 pm
Teradata Corp TDC Gnau Scott E
EVP, Teradata Labs
8,000 $60 $480,000 94,039
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
4:42 pm
Sturm Ruger & Co Inc RGR Fifer Michael O
President & CEO
Director
10,001 $60 $600,054 79,292
(Indirect)
View
2013-09-17
Sale
2013-09-18
4:41 pm
Steiner Leisure Ltd STNR Warshaw Clive E
Chairman
Director
4,000 $56.37 $225,476 843,726
(Direct)
View
2013-09-16
Sale
2013-09-18
4:40 pm
Allegiant Travel Co ALGT Levy Andrew C
President
25,000 $98.69 $2,467,157 94,968
(Direct)
View
2013-09-16
Sale
2013-09-18
4:39 pm
La-z-boy Inc LZB Darrow Kurt L
Chairman, President & CEO
Director
42,509 $22.82 $970,198 348,416
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:38 pm
Motorola Solutions Inc. MSI Wozniak John K
CVP and CAO
1,000 $58 $58,000 22,732
(Direct)
View
2013-09-16
Sale
2013-09-18
4:38 pm
Gilead Sciences Inc GILD Bischofberger Norbert W
EVP, R&D and CSO
90,000 $63.11 $5,679,962 2,249,643
(Direct)
View
2013-09-17
Sale
2013-09-18
4:35 pm
Webmd Health Corp. WBMD Icahn Carl C
High River Limited Partnership
Icahn Partners Lp
Icahn Partners Master Fund Lp
Icahn Partners Master Fund II L.P.
Icahn Partners Master Fund III L.P.
10% Owner
1,173,092 $34 $39,885,128 5,527,433
(Indirect)
View
2013-09-16
Sale
2013-09-18
4:35 pm
Balchem Corp BCPC Mcmillan Edward
Director
33,488 $49.79 $1,667,351 52,862
(Direct)
View
2013-09-16
Sale
2013-09-18
4:34 pm
Biogen Idec Inc BIIB Clancy Paul J
Executive VP and CFO
99,030 $238.3 $23,596,311 51,027
(Direct)
View
2013-09-16
Sale
2013-09-18
4:34 pm
Take Two Interactive Software Inc TTWO Cho Sunghwan
Director
616 $18.15 $11,180 39,141
(Direct)
View
2013-09-17
Sale
2013-09-18
4:32 pm
Webmd Health Corp. WBMD Kensico Capital Management Corp
Coleman Thomas Jason
10% Owner
572,301 $34 $19,458,234 5,117,187
(Indirect)
View
2013-09-17
Sale
2013-09-18
4:31 pm
Biogen Idec Inc BIIB Holtzman Steven H
EVP Corporate Development
3,501 $239 $836,669 4,885
(Direct)
View
2013-09-16
Sale
2013-09-18
4:29 pm
Advanced Energy Industries Inc AEIS Schatz Douglas S
Director
21,759 $18.44 $401,334 2,512,627
(Indirect)
View
2013-09-16
Sale
2013-09-18
4:29 pm
Broadwind Energy Inc BWEN Marxe Austin W & Greenhouse David M
10% Owner
16,000 $7.808 $124,930 2,660,294
(Indirect)
View
2013-09-16
Sale
2013-09-18
4:28 pm
Biogen Idec Inc BIIB Sandrock Alfred
Grp SVP, Chief Medical Officer
9,820 $240.1 $2,357,821 24,320
(Direct)
View
2013-09-16
Sale
2013-09-18
4:28 pm
Gabelli Dividend & Income Trust GDV Gabelli Mario J
Director
Other
3,000 $19.88 $59,647 877,441
(Direct
Indirect)
View
2013-09-16
Sale
2013-09-18
4:27 pm
Pfizer Inc PFE Lankler Douglas M
Executive Vice President
60,900 $28.7 $1,748,024 150,617
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:26 pm
Biogen Idec Inc BIIB Pawlicki Raymond
SVP, Chief Information Officer
4,000 $238 $952,120 12,710
(Direct)
View
2013-09-18
Sale
2013-09-18
4:24 pm
Suburban Propane Partners Lp SPH Stivala Michael A
Chief Financial Officer
5,000 $45.93 $229,650 36,484
(Direct)
View
2013-09-16
Sale
2013-09-18
4:23 pm
Cheniere Energy Inc LNG Rayford Greg W.
Sr. VP and General Counsel
6,500 $33.08 $215,020 1,059,230
(Direct)
View
2013-09-16
Sale
2013-09-18
4:21 pm
Cheniere Energy Inc LNG Teague R Keith
Sr. VP - Asset Group
20,000 $32.75 $654,938 1,211,932
(Direct)
View
2013-09-16
Sale
2013-09-18
4:21 pm
American Financial Group Inc AFG Berding John B
Director
10,000 $53.61 $536,088 87,372
(Indirect
Direct)
View
2013-09-16
Sale
2013-09-18
4:20 pm
Pfizer Inc PFE Lewis-hall Freda C
Executive Vice President
38,461 $28.7 $1,103,831 118,383
(Indirect
Direct)
View
2013-09-17
Sale
2013-09-18
4:18 pm
Fairchild Semiconductor International Inc FCS Lear Anthony
Director
7,000 $13.68 $95,760 0
(Direct)
View
2013-09-18
Sale
2013-09-18
4:17 pm
Brookfield Total Return Fund Inc HTR Drake Rodman L
Director
1,800 $22.78 $41,004 7,322
(Direct)
View
2013-09-16
Sale
2013-09-18
4:09 pm
Compuware Corp CPWR Van Siclen John
Senior VP and General Manager
28,722 $10.89 $312,843 30,852
(Direct)
View
2013-09-16
Sale
2013-09-18
4:09 pm
Greenlight Capital Re Ltd GLRE Hedges Barton
Chief Executive Officer
Director
2,500 $28.08 $70,207 181,826
(Direct)
View
2013-09-18
Sale
2013-09-18
4:08 pm
Chubb Corp CB Kennedy John J.
Senior Vice President
2,560 $89.29 $228,587 24,913
(Direct)
View
2013-09-16
Sale
2013-09-18
4:08 pm
Cardtronics Inc CATM Updyke Rick
President, U.S. Business Group
33,197 $35.97 $1,194,086 111,390
(Direct)
View
2013-09-16
Sale
2013-09-18
4:07 pm
Priceline Com Inc PCLN Epstein Jeffrey E
Director
2,000 $971.4 $1,942,756 11,181
(Direct)
View
2013-09-16
Sale
2013-09-18
4:07 pm
Hsn Inc. HSNI Grossman Mindy F
CEO
Director
30,000 $54.9 $1,647,104 158,863
(Direct)
View
2013-09-16
Sale
2013-09-18
4:07 pm
Cepheid CPHD Persing David H
Exec VP,Chief Med/Tech Officer
Director
5,000 $38.95 $194,750 40,000
(Direct)
View
2013-08-15
Sale
2013-09-18
4:07 pm
Concur Technologies Inc CNQR Cavanaugh Robert N
EVP & GM, North America
6,011 $96.56 $580,433 19,365
(Direct)
View
2013-09-16
Sale
2013-09-18
4:06 pm
Cardtronics Inc CATM Rathgaber Steven A.
Chief Executive Officer
Director
10,000 $36 $360,042 238,715
(Direct)
View
2013-09-16
Sale
2013-09-18
4:06 pm
Cardtronics Inc CATM Conrad E. Brad
Chief Accounting Officer
5,125 $36.04 $184,690 21,452
(Direct)
View
2013-09-16
Sale
2013-09-18
4:06 pm
Starwood Hotel & Resorts Worldwide Inc HOT Mcaveety Philip Patrick
EVP & Chief Brand Officer
10,000 $69 $690,000 31,882
(Direct)
View
2013-09-16
Sale
2013-09-18
4:05 pm
Aegerion Pharmaceuticals Inc. AEGR Sumeray Mark
Chief Medical Officer
2,000 $89.77 $179,549 136,000
(Direct)
View
2013-09-16
Sale
2013-09-18
4:05 pm
Tangoe Inc TNGO Kokos Gerald G.
Director
20,000 $23.17 $463,312 28,425
(Direct)
View
2013-09-16
Sale
2013-09-18
4:04 pm
Tangoe Inc TNGO Snyder Scott E.
Sr. VP, Corporate Development
3,270 $23.03 $75,313 34,210
(Direct)
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2013-09-17
Sale
2013-09-18
4:02 pm
Bryn Mawr Bank Corp BMTC Keefer Joseph G
EVP
925 $25.81 $23,871 9,541
(Indirect
Direct)
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(A) Indicate amendment filing.