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Insider Sale Filings - Archives for 2013-09-11

Home -> 2013 -> Insider sale filings for 2013-09-11

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-09-09
Sale
2013-09-11
3:55 pm
Bard C R Inc BCR Deford John A
Sr. VP Sci Tech and Clin Afrs
28,364 $117.9 $3,343,946 63,854
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
3:39 pm
Broadwind Energy Inc BWEN Marxe Austin W & Greenhouse David M
10% Owner
50,468 $6.821 $344,218 2,749,795
(Indirect)
View
2013-09-09
Sale
2013-09-11
3:36 pm
Perrigo Co PRGO Yu Louis
Executive VP Global Quality
1,852 $124.1 $229,852 12,692
(Direct)
View
2013-09-09
Sale
2013-09-11
3:32 pm
National Western Life Insurance Co NWLI Pederson E J
Director
177 $206 $36,455 1,000
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-11
3:22 pm
Perceptron Inc PRCP Lowry John H III
VP and CFO
18,766 $11.42 $214,377 31,168
(Direct)
View
2013-09-09
Sale
2013-09-11
3:04 pm
Heritage-crystal Clean Inc. HCCI Ray Gregory
COO
5,799 $16.67 $96,674 155,785
(Indirect)
View
2013-09-10
Sale
2013-09-11
2:58 pm
Bank Of The Ozarks Inc OZRK Gleason Linda D
Director
93,000 $47.32 $4,400,667 3,159,749
(Direct
Indirect)
View
2013-09-10
Sale
2013-09-11
2:57 pm
Bank Of The Ozarks Inc OZRK Gleason George G II
Chairman & CEO
Director
93,000 $47.32 $4,400,667 1,285,600
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:55 pm
Omnicell Inc OMCL Ngo Nhat H
Exec. VP, Strategy & Bus Dev.
521 $23.32 $12,150 49,568
(Direct)
View
2013-09-10
Sale
2013-09-11
2:51 pm
Rogers Corp ROG Granger Debra J
VP Corp Compliance & Controls
5,050 $59.75 $301,738 16,245
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:51 pm
Grainger W W Inc GWW Irving Gregory S
Vice President and Controller
350 $263.1 $92,073 4,123
(Direct
Indirect)
View
2013-09-11
Sale
2013-09-11
2:46 pm
Raven Industries Inc RAVN Rykhus Daniel A
President & CEO
Director
2,344 $32.45 $76,060 97,378
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-11
2:44 pm
American Woodmark Corp AMWD Guichard Kent
CHAIRMAN & C.E.O.
Director
10,000 $36.11 $361,059 91,029
(Direct)
View
2013-09-09
Sale
2013-09-11
2:41 pm
Charles River Laboratories International Inc CRL Foster James C
Chairman, President and CEO
Director
174,479 $47 $8,200,513 541,059
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:38 pm
Culp Inc CFI Saxon Franklin N
Chief Executive Officer
Director
7,500 $18.26 $136,980 164,174
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
2:37 pm
Convergys Corp CVG Valentine Andre S
Chief Financial Officer
10,000 $18.49 $184,853 44,811
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
2:25 pm
Scotts Miracle-gro Co SMG Hagedorn Robert
10% Owner
27,552 $55 $1,515,360 2,511,902
(Indirect)
View
2013-09-10
Sale
2013-09-11
2:25 pm
Scotts Miracle-gro Co SMG Hagedorn Partnership L.P.
10% Owner
27,552 $55 $1,515,360 16,628,281
(Direct)
View
2013-09-09
Sale
2013-09-11
2:25 pm
Olympic Steel Inc ZEUS Goldstein Howard
Director
2,500 $27 $67,500 7,500
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:22 pm
Qualcomm Inc QCOM Sullivan Daniel L
Executive Vice President
114,000 $69.48 $7,920,732 65,849
(Direct
Indirect)
View
2013-09-10
Sale
2013-09-11
2:21 pm
Qualcomm Inc QCOM Renduchintala Venkata S M
Executive Vice President
12,500 $69.75 $871,920 12,687
(Direct)
View
2013-09-09
Sale
2013-09-11
2:21 pm
Qualcomm Inc QCOM Jacobs Paul E
Chairman & CEO
30,000 $69.21 $2,076,303 452,739
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-11
2:21 pm
Qualcomm Inc QCOM Grob Matthew S
EVP & Chief Technology Officer
7,800 $68.63 $535,300 24,266
(Direct
Indirect)
View
2013-09-10
Sale
2013-09-11
2:21 pm
Qualcomm Inc QCOM Altman Steven R
Vice Chairman
25,000 $69.5 $1,737,500 96,030
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
2:07 pm
Dentsply International Inc XRAY Mosch James G
Executive VP & C.O.O.
41,836 $43.95 $1,838,692 58,904
(Direct)
View
2013-09-09
Sale
2013-09-11
2:06 pm
W. P. Carey Inc. WPC Karst Jan F
10% Owner
1,083,000 $65 $70,395,000 7,114,735
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:05 pm
W. P. Carey Inc. WPC Estate Of Wm. Polk Carey
10% Owner
1,083,000 $65 $70,395,000 7,114,735
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
2:01 pm
W. P. Carey Inc. WPC Carey H Augustus
10% Owner
1,083,000 $65 $70,395,000 7,114,735
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
1:40 pm
American Software Inc AMSWA Klinges Vincent C
CFO
26,726 $8.217 $219,601 93,660
(Direct)
View
2013-09-09
Sale
2013-09-11
1:35 pm
Pgt Inc. PGTI White Randy L
Director
95,221 $10.84 $1,031,894 499,680
(Direct)
View
2013-03-04
Sale(A)
2013-09-11
1:31 pm
Southern Co SO Crosswhite Mark A.
EVP & COO,Southern Co.
42,884 $44.74 $1,918,820 26,417
(Direct)
View
2013-09-09
Sale
2013-09-11
1:22 pm
Fair Isaac Corp FICO Deal Richard
Sr. Vice President
19,896 $51.31 $1,020,864 16,783
(Direct)
View
2013-09-10
Sale
2013-09-11
1:21 pm
Franklin Electric Co Inc FELE Trumbull R Scott
Chairman and CEO
10,400 $37.84 $393,530 525,725
(Direct)
View
2013-09-09
Sale
2013-09-11
1:14 pm
Triquint Semiconductor Inc TQNT Debonis Todd
VICE PRESIDENT, SALES
12,000 $7.892 $94,704 195,220
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
1:05 pm
Geospace Technologies Corp GEOS Rice Lacey
Vice President, HR
1,000 $75.13 $75,127 1,000
(Direct)
View
2013-09-11
Sale
2013-09-11
12:57 pm
Procera Networks Inc PKT Miller Douglas S
Director
250 $14.3 $3,575 2,793
(Direct)
View
2013-09-10
Sale
2013-09-11
12:37 pm
Dynegy Inc DYN Franklin Resources Inc
10% Owner
13,404 $19.68 $263,756 30,362,524
(Indirect)
View
2013-09-10
Sale
2013-09-11
12:36 pm
Pegasystems Inc PEGA Ohalloran James P
Director
4,358 $38 $165,604 62,747
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
12:24 pm
Culp Inc CFI Asen R Scott
10% Owner
5,000 $18.2 $90,994 1,031,036
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
12:18 pm
People's United Financial Inc. PBCT Hoyt Jeffrey
Controller
2,014 $14.32 $28,840 20,102
(Direct)
View
2013-09-09
Sale
2013-09-11
12:14 pm
Cyberonics Inc CYBX Alch Darren
VP Genl Counsel Asst Sec
932 $51.26 $47,778 18,874
(Direct)
View
2013-09-10
Sale
2013-09-11
12:13 pm
Avx Corp AVX Collis Peter
Vice President of Tantalum
12,580 $13.5 $169,873 11,433
(Direct)
View
2013-09-10
Sale
2013-09-11
12:09 pm
Bob Evans Farms Inc BOBE Hicks Randall J
PRESIDENT OF BE RESTAURANTS
13,764 $52.6 $723,931 42,515
(Indirect
Direct)
View
2013-09-11
Sale
2013-09-11
11:53 am
Safeguard Scientifics Inc SFE Dobson Julie A
Director
4,166 $14.74 $61,396 12,166
(Direct)
View
2013-09-10
Sale
2013-09-11
11:42 am
Icf International Inc. ICFI Kesavan Sudhakar
Chairman and CEO
Director
16,668 $34 $566,712 134,368
(Direct)
View
2013-09-09
Sale
2013-09-11
11:39 am
Wageworks Inc WAGE Larson John William
Director
10,000 $45.25 $452,550 67,139
(Direct)
View
2013-09-09
Sale
2013-09-11
11:35 am
Jones Lang Lasalle Inc JLL Dyer Colin
President and CEO
Director
500 $85 $42,500 93,772
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-11
11:26 am
Stifel Financial Corp SF Plotkin Ben A
Vice Chairman
Director
10,000 $42.07 $420,700 149,310
(Direct
Indirect)
View
2013-09-10
Sale
2013-09-11
11:21 am
Eaton Corp Plc ETN Lautenbach Ned C
Director
4,000 $67.5 $270,003 70,738
(Direct)
View
2013-09-10
Sale
2013-09-11
11:12 am
Cabot Microelectronics Corp CCMP Naman Ananth
VP, Research & Development
6,106 $37.81 $230,839 15,234
(Direct)
View
2013-09-10
Sale
2013-09-11
11:10 am
Immunogen Inc IMGN Perry Gregory D
Chief Financial Officer
18,337 $17.82 $326,692 56,665
(Direct)
View
2013-09-10
Sale
2013-09-11
11:07 am
Associated Banc-corp ASBC Hanson Breck F.
Executive Vice President
3,300 $16.06 $52,998 51,828
(Direct)
View
2013-09-09
Sale
2013-09-11
10:11 am
Dorman Products Inc. DORM Berman Steven L
Chief Executive Officer
Director
10% Owner
26,077 $49.99 $1,303,683 1,884,964
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-11
10:03 am
Kulicke & Soffa Industries Inc KLIC Guilmart Bruno
President, CEO
Director
77,200 $11.35 $876,546 499,346
(Direct)
View
2013-09-09
Sale
2013-09-11
09:58 am
Biomarin Pharmaceutical Inc BMRN Baffi Robert
EVP, Technical Operations
20,000 $73 $1,460,000 82,262
(Direct)
View
2013-09-09
Sale
2013-09-11
09:23 am
Kirby Corp KEX Husted Amy D.
Vice President - Legal
5,250 $84.01 $441,072 15,696
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
09:12 am
Capital City Bank Group Inc CCBG Barron Thomas A
Treasurer
Director
300 $11.92 $3,576 149,687
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-11
09:12 am
Techtarget Inc TTGT Strakosch Greg
Chief Executive Officer
Director
6,000 $4.44 $26,640 1,265,446
(Direct)
View
2013-09-10
Sale
2013-09-11
08:57 am
Flexsteel Industries Inc FLXS Klosterman Ronald J
Director
1,643 $22.63 $37,176 179,695
(Direct
Indirect)
View
2013-09-10
Sale
2013-09-11
07:17 am
Foster Wheeler Ag FWLT Baseotto Franco
Exec. VP, CFO, and Treasurer
15,000 $25 $375,000 55,097
(Direct)
View
2013-09-09
Sale
2013-09-10
9:37 pm
Servicesource International Inc SREV Boucher John J
EVP of Worldwide Sales
7,650 $12.95 $99,085 117,350
(Direct)
View
2013-09-10
Sale
2013-09-10
8:34 pm
Petsmart Inc PETM Perricone Jaye D
SVP Real Estate & Development
8,359 $71.75 $599,760 1,180
(Direct)
View
2013-09-06
Sale
2013-09-10
8:23 pm
Ellie Mae Inc ELLI Hu Limin
EVP, CTO
35,191 $30.29 $1,065,774 427,431
(Direct)
View
2013-09-09
Sale
2013-09-10
8:20 pm
Peregrine Semiconductor Corp PSMI Novak Rodd
Chief Marketing Officer
3,750 $11.52 $43,200 3,751
(Direct)
View
2013-09-06
Sale
2013-09-10
8:20 pm
Genomic Health Inc GHDX Schorno Dean L
CFO
4,000 $32.9 $131,600 24,486
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
8:20 pm
Electronics For Imaging Inc EFII Maydan Dan
Director
7,625 $29.43 $224,375 18,750
(Direct)
View
2013-09-08
Sale
2013-09-10
8:20 pm
Western Digital Corp WDC Nickl Wolfgang U.
EVP & CFO
20,043 $65.65 $1,315,841 77,273
(Direct)
View
2013-09-06
Sale
2013-09-10
8:19 pm
Western Digital Corp WDC Milligan Stephen D
President & CEO
Director
24,655 $65.1 $1,605,040 155,122
(Direct)
View
2013-09-06
Sale
2013-09-10
8:19 pm
Western Digital Corp WDC Cordano Michael D
President, HGST Subsidiary
23,584 $64.95 $1,531,885 117,269
(Direct)
View
2013-09-10
Sale
2013-09-10
8:15 pm
Financial Engines Inc. FNGN Sims Raymond J.
EVP and CFO
5,000 $58.54 $292,717 22,485
(Direct)
View
2013-09-06
Sale
2013-09-10
8:09 pm
Sigma Designs Inc SIGM Singer Eric
Director
463,356 $5.811 $2,692,743 1,839,630
(Direct
Indirect)
View
2013-09-06
Sale(A)
2013-09-10
8:05 pm
New Hampshire Thrift Bancshares Inc NHTB Nelson Jack H
Director
5,000 $13.75 $68,750 20,625
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
8:03 pm
Linkedin Corp LNKD Scott James Kevin
SVP, Engineering
6,249 $249.9 $1,561,710 106,250
(Direct)
View
2013-09-06
Sale
2013-09-10
8:03 pm
Vocera Communications Inc VCRA Flury Robert N.
VP, Sales
2,400 $18.03 $43,272 47,434
(Direct)
View
2013-09-06
Sale
2013-09-10
7:54 pm
Cornerstone Ondemand Inc CSOD Baker R C Mark
Director
3,000 $53.35 $160,040 60,356
(Direct)
View
2013-09-09
Sale
2013-09-10
7:51 pm
Kythera Biopharmaceuticals Inc KYTH Smither John W
Chief Financial Officer
40,000 $30.02 $1,200,996 49,416
(Direct)
View
2013-09-09
Sale
2013-09-10
7:49 pm
Infoblox Inc BLOX Parekh Sohail M.
Exec VP, Engineering
4,600 $40.99 $188,547 79,706
(Direct)
View
2013-09-09
Sale
2013-09-10
7:37 pm
Kythera Biopharmaceuticals Inc KYTH David Nathaniel E
Director
6,376 $31 $197,656 529,572
(Direct)
View
2013-09-06
Sale
2013-09-10
7:35 pm
Mcgrath Rentcorp MGRC Whitney David M
VP, Controller, PAO
8,944 $34 $304,096 13,352
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
7:35 pm
Mcgrath Rentcorp MGRC Van Trease Kristina
VP & Division Manager
8,944 $34 $304,096 13,352
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
7:35 pm
Noble Energy Inc NBL Cook Rodney D.
Sr. VP International
5,000 $64 $320,000 133,956
(Direct)
View
2013-09-09
Sale
2013-09-10
7:32 pm
Realpage Inc RP Barker Timothy J
Chief Financial Officer
50,000 $21.35 $1,067,500 244,094
(Direct)
View
2013-09-10
Sale
2013-09-10
7:32 pm
On Assignment Inc ASGN Mcgrath Emmett
Pres, Life Sciences &Allied HC
27,500 $32.96 $906,469 146,649
(Direct)
View
2013-09-06
Sale
2013-09-10
7:28 pm
Aspen Technology Inc AZPN Kotzabasakis Manolis E
EVP, Products
9,100 $35.05 $319,000 126,971
(Direct)
View
2013-09-06
Sale
2013-09-10
7:28 pm
Noble Energy Inc NBL Johnson Arnold J
Sr. VP Gen. Counsel & Sec.
13,078 $63.5 $830,453 109,244
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
7:15 pm
Ruckus Wireless Inc RKUS Kish William S.A.
Chief Technology Officer
Director
150,000 $15.52 $2,328,615 2,560,000
(Direct)
View
2013-09-09
Sale
2013-09-10
7:15 pm
Informatica Corp INFA Abbasi Sohaib
CEO, President
Director
21,700 $36 $781,200 1,491,904
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
7:03 pm
Kythera Biopharmaceuticals Inc KYTH Klein Keith
General Counsel
4,500 $32 $144,000 4,317
(Direct)
View
2013-09-06
Sale
2013-09-10
7:02 pm
Kla Tencor Corp KLAC Wang David C
Director
2,500 $59.01 $147,536 14,720
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
6:55 pm
Trulia Inc TRLA Inkinen Sami
Director
8,350 $45.73 $381,830 1,066,003
(Direct)
View
2013-09-06
Sale
2013-09-10
6:51 pm
Linkedin Corp LNKD Battle A George
Director
5,000 $250 $1,250,000 35,000
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-10
6:48 pm
Bristow Group Inc BRS Baliff Jonathan
Senior Vice President, CFO
10,186 $68.88 $701,641 14,936
(Direct)
View
2013-09-09
Sale
2013-09-10
6:31 pm
First Citizens Bancshares Inc FCNCA Connell Hope Holding
Vice Chairman
Director
10% Owner
6,000 $205 $1,229,911 163,761
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
6:30 pm
Carefusion Corp CFN La Fortune Gordon
EVP, EMEA/APAC Commercial Ops
33,960 $36.55 $1,241,238 54,854
(Direct)
View
2013-09-09
Sale
2013-09-10
6:27 pm
Biodelivery Sciences International Inc BDSI Sears Samuel P Jr
Director
7,500 $5.05 $37,875 25,853
(Direct)
View
2013-09-09
Sale
2013-09-10
6:23 pm
Salesforce Com Inc CRM Van Veenendaal Frank
Vice Chairman
87,000 $49.96 $4,346,863 177,268
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
6:22 pm
Finisar Corp FNSR Young Joseph A
Exec. VP Global Operations
5,000 $24.79 $123,950 141,883
(Direct)
View
2013-09-06
Sale
2013-09-10
6:22 pm
Finisar Corp FNSR Brown Christopher
Exec.VP and General Counsel
4,289 $24.79 $106,324 115,261
(Direct)
View
2013-09-06
Sale
2013-09-10
6:21 pm
Forum Energy Technologies Inc FET Baldwin David C
Director
445,065 $26.74 $11,899,655 42,594,808
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
6:21 pm
Vmware Inc VMW Eschenbach Carl M.
COO and President
4,296 $85.44 $367,050 113,124
(Direct)
View
2013-09-06
Sale
2013-09-10
6:21 pm
Finisar Corp FNSR Adzema Kurt
Chief Financial Officer
6,317 $24.9 $157,293 102,855
(Direct)
View
2013-09-06
Sale
2013-09-10
6:20 pm
Forum Energy Technologies Inc FET Waite Andrew L
Director
445,065 $26.74 $11,899,655 42,594,808
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
6:20 pm
Inphi Corp IPHI Banatao Diosdado P
Director
52,078 $13 $677,220 661,714
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
6:19 pm
Capstone Financial Group Inc CAPP Lane Matthew A
Other
20,000 $0.01 $200 0
(Direct)
View
2013-09-06
Sale
2013-09-10
6:17 pm
Education Management Corporation EDMC Kline John Robert
Pres. EDMC Online Higher Edu.
2,500 $8.282 $20,706 0
(Direct)
View
2013-09-06
Sale
2013-09-10
6:16 pm
Cigna Corp CI Murabito John M
EVP, HR & Services
24,333 $81.07 $1,972,759 119,213
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
6:15 pm
Cigna Corp CI Zollars William D
Director
571 $81.26 $46,401 0
(Direct)
View
2013-09-06
Sale
2013-09-10
6:14 pm
Capstone Financial Group Inc CAPP Faught Ryan
Other
10% Owner
4,000,000 $0.0005 $2,000 451,800
(Direct)
View
2013-09-10
Sale
2013-09-10
6:11 pm
Jazz Pharmaceuticals Plc JAZZ Cozadd Bruce C
Chairman and CEO
Director
5,000 $87.59 $437,950 629,647
(Direct)
View
2013-09-06
Sale
2013-09-10
6:11 pm
Hyperion Therapeutics Inc HPTX Highland Management Partners Vii LLC
Highland Capital Partners Vii Lp
Highland Capital Partners Vii-b L P
Highland Capital Partners Vii-c Lp
Highland Entrepreneurs Fund Vii Limited Partnership
Highland Management Partners Vii Limited Partnership
10% Owner
18,048 $26.06 $470,275 1,283,207
(Indirect)
View
2013-09-09
Sale
2013-09-10
6:09 pm
First Citizens Bancshares Inc FCNCA Holding Frank B
Executive Vice Chairman
Director
10% Owner
6,000 $205 $1,229,911 635,990
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
6:03 pm
Silicon Laboratories Inc SLAB Sooch Navdeep S
Director
35,000 $40.33 $1,411,543 800,840
(Direct)
View
2013-09-09
Sale
2013-09-10
6:03 pm
Jazz Pharmaceuticals Plc JAZZ Tobias Jeffrey K
EVP, Research & Dev and CMO
5,000 $87.11 $435,550 49,405
(Direct)
View
2013-09-06
Sale
2013-09-10
5:57 pm
Public Storage PSA Doll David F
SENIOR VICE PRESIDENT
30,000 $153.6 $4,606,971 120,000
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
5:50 pm
Yelp Inc YELP Irvine Diane M
Director
1,500 $61.79 $92,692 2,500
(Direct)
View
2013-09-09
Sale
2013-09-10
5:50 pm
Trulia Inc TRLA Flint Peter
Chief Executive Officer
Director
10,400 $45.72 $475,535 1,568,159
(Direct)
View
2013-09-09
Sale
2013-09-10
5:45 pm
Employers Holdings Inc. EIG Nelson Ann W
EVP, Corp. & Public Affairs
20,000 $28.3 $566,000 44,499
(Direct)
View
2013-09-06
Sale
2013-09-10
5:43 pm
Cornerstone Ondemand Inc CSOD Seymour Steven D
EVP of Strategic Accounts
36,000 $53.09 $1,911,328 783,876
(Direct)
View
2013-09-09
Sale
2013-09-10
5:42 pm
Cadus Corp KDUS Moab Capital Partners LLC
Moab Partners Lp
Moab Gp LLC
Rothenberg Michael
10% Owner
16,812 $1.45 $24,377 1,463,950
(Indirect)
View
2013-09-10
Sale
2013-09-10
5:42 pm
Cadence Design Systems Inc CDNS Ribar Geoffrey G
Senior Vice President, CFO
40,000 $13.49 $539,488 164,252
(Direct)
View
2013-09-09
Sale
2013-09-10
5:38 pm
Splunk Inc SPLK Conte David F
SVP & Chief Financial Officer
22,916 $58.54 $1,341,528 479,168
(Direct)
View
2013-09-06
Sale
2013-09-10
5:36 pm
Sysco Corp SYY Cassaday John M
Director
3,500 $32.14 $112,490 49,890
(Direct)
View
2013-09-06
Sale
2013-09-10
5:36 pm
Span America Medical Systems Inc SPAN Henrion Thomas D
Director
400 $23 $9,200 135,973
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:35 pm
Netscout Systems Inc NTCT Mullarkey Vincent J
Director
10,000 $24.92 $249,199 66,893
(Direct)
View
2013-09-09
Sale
2013-09-10
5:35 pm
Netscout Systems Inc NTCT Hadzima Joseph G Jr
Director
1,500 $25 $37,500 113,444
(Direct)
View
2013-09-06
Sale
2013-09-10
5:33 pm
Collectors Universe Inc CLCT Duncan Richard Kenneth Sr
10% Owner
27,000 $15.24 $411,550 908,697
(Direct)
View
2013-09-10
Sale
2013-09-10
5:33 pm
Intl Fcstone Inc INTL Oconnor Sean Michael
CEO
Director
11,449 $20 $228,980 780,434
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:29 pm
National Cinemedia Inc. NCMI Regal Cinemas Inc
Regal Entertainment Group
Regal Entertainment Holdings Inc.
Regal Cinemas Corp
Regal Cinemedia Holdings LLC
Regal Cinemedia Corp
Anschutz Co
Anschutz Philip F
Director
10% Owner
2,300,000 $17.79 $40,917,002 22,032,152
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
5:24 pm
World Wrestling Entertainmentinc WWE Levesque Stephanie
EVP, Creative
51,095 $10.26 $523,996 121,831
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
5:23 pm
Best Buy Co Inc BBY Schulze Richard M
Other
10% Owner
787,663 $37.23 $29,322,979 56,336,560
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
5:22 pm
Atmel Corp ATML Valiton Robert E Jr
SVP, General Manager
7,812 $7.7 $60,155 706,626
(Direct)
View
2013-09-06
Sale
2013-09-10
5:21 pm
Autonation Inc AN Ferrando Jonathan P
EVP, Gen Counsel & Secretary
29,000 $49.57 $1,437,627 63,000
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
5:21 pm
Jds Uniphase Corp JDSU Scrivanich Luke M
SVP, OSP
6,617 $14.87 $98,391 8,941
(Direct)
View
2013-09-06
Sale
2013-09-10
5:21 pm
Atmel Corp ATML Laub Steven
President & CEO
Director
763,268 $7.491 $5,717,596 7,279,234
(Direct)
View
2013-09-06
Sale
2013-09-10
5:19 pm
Gabelli Dividend & Income Trust GDV Gabelli Mario J
Director
Other
96,300 $19.49 $1,877,280 950,441
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
5:18 pm
Bally Technologies Inc BYI Guido Robert L
Director
11,993 $72.92 $874,486 12,504
(Direct)
View
2013-09-06
Sale
2013-09-10
5:16 pm
Westwood Holdings Group Inc WHG Byrne Susan M
Director
Other
14,200 $49.21 $698,777 403,627
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
5:15 pm
Facebook Inc FB Stretch Colin
VP, Gen. Counsel & Secretary
31,574 $43.17 $1,363,012 61,681
(Direct)
View
2013-09-09
Sale
2013-09-10
5:14 pm
Qlik Technologies Inc QLIK Johnson Dennis E.
Chief Accounting Officer
15,000 $35.15 $527,178 15,460
(Direct)
View
2013-09-09
Sale
2013-09-10
5:14 pm
Lin Media LLC LIN Schmaeling Richard J
Sr.VP Chief Financial Officer
18,500 $16.92 $313,107 200,228
(Direct)
View
2013-09-10
Sale
2013-09-10
5:13 pm
Amerisourcebergen Corp ABC Frary James
Senior Vice President
15,000 $59.03 $885,462 39,752
(Direct)
View
2013-09-09
Sale
2013-09-10
5:13 pm
Insperity Inc NSP Sarvadi Paul J
Chairman of the Board & CEO
Director
7,000 $33.9 $237,332 990,206
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:12 pm
Insperity Inc NSP Rawson Richard G
President
Director
1,646 $33.75 $55,552 299,926
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:11 pm
Insperity Inc NSP Arizpe Arthur A
EVP of Client Services & COO
2,600 $33.88 $88,088 119,092
(Direct)
View
2013-09-06
Sale
2013-09-10
5:11 pm
Bridgeline Digital Inc. BLIN Cavalier John C
Director
17,000 $1.002 $17,034 499
(Direct)
View
2013-09-06
Sale
2013-09-10
5:10 pm
Homestreet Inc. HMST Taylor Pamela J
SVP - Human Resources
2,800 $19.84 $55,552 10,098
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
5:09 pm
Colgate Palmolive Co CL Moison Franck J
COO Emerging Mkts.& So. Pacif.
797 $58.38 $46,531 160,173
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:08 pm
Lin Media LLC LIN Richter Robert S
Sr. Vice President Digital
12,500 $16.63 $207,921 160,622
(Direct)
View
2013-09-06
Sale
2013-09-10
5:08 pm
Sensata Technologies Holding N.V. ST Cote Jeffrey J
COO and CFO
58,708 $38.54 $2,262,884 258,038
(Direct)
View
2013-09-06
Sale
2013-09-10
5:07 pm
Sensata Technologies Holding N.V. ST Sullivan Martha N.
President and CEO
Director
6,926 $38.36 $265,681 105,741
(Direct)
View
2013-09-09
Sale
2013-09-10
5:07 pm
Inphi Corp IPHI Yeung Norman
Sr. V. P., Engineering
221 $13 $2,873 101,162
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
5:07 pm
Discovery Communications Inc. DISCA Robison M Lavoy
Director
657 $74.35 $48,848 9,212
(Direct)
View
2013-09-09
Sale
2013-09-10
5:06 pm
Micron Technology Inc MU Deboer Scott J
Vice President, R&D
1,600 $15.42 $24,672 261,273
(Direct)
View
2013-09-09
Sale
2013-09-10
5:06 pm
Six Flags Entertainment Corp SIX Russ Leonard A
VP, Chief Accounting Officer
6,429 $33.56 $215,757 90,326
(Direct)
View
2013-09-09
Sale
2013-09-10
5:05 pm
Six Flags Entertainment Corp SIX Petit Brett
Senior VP - Marketing
29,059 $33.56 $975,220 189,230
(Direct)
View
2013-09-09
Sale
2013-09-10
5:04 pm
Six Flags Entertainment Corp SIX Hawrylak Walter
SVP- Administration, Secretary
33,472 $33.56 $1,123,320 231,277
(Direct)
View
2013-09-09
Sale
2013-09-10
5:04 pm
Six Flags Entertainment Corp SIX Balk Lance C
Executive Vice President, GC
86,000 $33.56 $2,886,160 283,971
(Direct)
View
2013-09-09
Sale
2013-09-10
5:02 pm
Graphic Packaging Holding Co GPK Botta G Andrea
Director
22,584 $8.503 $192,043 95,038
(Direct)
View
2013-09-09
Sale
2013-09-10
5:01 pm
Comfort Systems Usa Inc FIX Murdy William F
Director
7,000 $15.9 $111,285 196,000
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
5:01 pm
Comfort Systems Usa Inc FIX Wagner Robert D
Director
10,000 $15.93 $159,330 45,000
(Direct)
View
2013-09-10
Sale
2013-09-10
5:00 pm
H&e Equipment Services Inc. HEES Jones John D
V.P., Corporate Services
6,208 $25.02 $155,335 9,698
(Direct)
View
2013-09-04
Sale(A)
2013-09-10
4:59 pm
Estee Lauder Companies Inc EL Freda Fabrizio
President and CEO
Director
30,691 $67.35 $2,067,039 117,239
(Direct)
View
2011-11-02
Sale
2013-09-10
4:54 pm
Cognex Corp CGNX Morin Richard
Sr. VP F&A, CFO
7,500 $60.38 $452,861 30,000
(Direct)
View
2013-09-06
Sale
2013-09-10
4:53 pm
Photomedex Inc PHMD Oneda Katsumi
Director
30,000 $16.13 $483,811 1,025,164
(Indirect)
View
2013-09-09
Sale
2013-09-10
4:52 pm
Dresser-rand Group Inc. DRC Nechar Gustavo
V.P., Human Resources
3,854 $62.54 $241,029 7,708
(Direct)
View
2013-09-10
Sale
2013-09-10
4:50 pm
Solazyme Inc SZYM Licari Peter
Chief Technology Officer
7,000 $11.09 $77,647 262,216
(Direct)
View
2013-09-10
Sale
2013-09-10
4:46 pm
Tennant Co TNC Killingstad Chris
President and CEO
Director
39,100 $54.88 $2,145,808 136,168
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:44 pm
Nicholas Financial Inc NICK Fink Scott
Director
5,209 $16.04 $83,567 4,041
(Direct
Indirect)
View
2013-09-06
Sale
2013-09-10
4:43 pm
Forum Energy Technologies Inc FET Simmons L E
Simmons L E & Associates Inc
Scf V Lp
Scf-v G.P. Limited Partnership
Scf Vi Lp
Scf-vi G.P. Limited Partnership
Scf-vii L.P.
Scf-vii G.P. Limited Partnership
Other
10% Owner
445,065 $26.74 $11,899,655 14,352,503
(Indirect)
View
2012-11-20
Sale(A)
2013-09-10
4:42 pm
Brady Corp BRC Harris Frank W
Director
3,000 $30.55 $91,638 27,745
(Direct)
View
2013-09-09
Sale
2013-09-10
4:42 pm
Rockwell Automation Inc ROK Hagerman Douglas M
Sr. VP, Gen Counsel and Sec.
11,550 $101.9 $1,176,945 54,272
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-10
4:41 pm
Charles & Colvard Ltd CTHR Mccullough Randy N
President & CEO
Director
15,000 $8.042 $120,627 186,853
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:40 pm
Santarus Inc SNTS De Meules Julie A
Sr. VP, Human Resources
15,165 $21.9 $332,101 16,252
(Direct)
View
2013-09-06
Sale
2013-09-10
4:40 pm
Multimedia Games Holding Company Inc MGAM Greathouse Stephen J.
Director
38,550 $36.93 $1,423,685 94,500
(Direct)
View
2013-09-09
Sale
2013-09-10
4:39 pm
Santarus Inc SNTS Fox Carey J
Sr VP, General Counsel
17,100 $22.19 $379,475 41,667
(Direct)
View
2013-09-10
Sale
2013-09-10
4:39 pm
Ball Corp BLL Williams Leroy James Jr
VP Information & Tech Services
9,800 $45.49 $445,788 29,559
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:38 pm
Aegion Corp AEGN Morris David F
SVP & General Counsel
2,500 $22.3 $55,750 112,782
(Direct)
View
2013-09-09
Sale
2013-09-10
4:38 pm
Santarus Inc SNTS Bedoya-toro Maria E
SVP, Regulatory Affairs & QA
10,000 $22.47 $224,730 58,695
(Direct)
View
2013-09-10
Sale
2013-09-10
4:37 pm
Perceptron Inc PRCP Rittenour Harry T
President and CEO
Director
50,000 $11.04 $552,250 101,700
(Direct)
View
2013-09-06
Sale
2013-09-10
4:37 pm
Microsoft Corp MSFT Gates William H III
Director
10,000,000 $31.38 $313,827,991 382,989,152
(Direct)
View
2013-09-09
Sale
2013-09-10
4:34 pm
National Instruments Corp NATI Kodosky Jeffrey L
Director
12,000 $28.78 $345,301 563,354
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
4:32 pm
Fortune Brands Home & Security Inc. FBHS Lingafelter David B.
President, Moen Incorporated
1,272 $39.74 $50,547 91,671
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:32 pm
Ariad Pharmaceuticals Inc ARIA Clackson Timothy P
President, R&D, CSO
8,449 $22 $185,878 370,451
(Direct)
View
2013-09-09
Sale
2013-09-10
4:32 pm
Allscripts Healthcare Solutions Inc MDRX Meltzer Clifford B.
EVP, Solutions Development
35,000 $14.56 $509,425 135,695
(Direct)
View
2013-09-10
Sale
2013-09-10
4:32 pm
Extra Space Storage Inc. EXR Haas Karl
Executive VP & COO
19,650 $43 $844,950 122,759
(Direct)
View
2013-09-06
Sale
2013-09-10
4:31 pm
Cno Financial Group Inc. CNO Nickele Christopher J
Pres, Other CNO Business
100,100 $14.6 $1,461,682 245,826
(Direct)
View
2013-09-06
Sale
2013-09-10
4:30 pm
Goodrich Petroleum Corp GDP Goodrich Henry
Director
4,000 $25.03 $100,140 57,125
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:29 pm
Investment Technology Group Inc ITG Goldstein Peter A
Head of Human Resources
3,000 $17.5 $52,500 38,572
(Direct)
View
2013-09-09
Sale
2013-09-10
4:27 pm
Genesco Inc GCO Dennis Robert J
Chairman, President & CEO
Director
8,000 $63.49 $507,919 229,393
(Direct)
View
2013-09-09
Sale
2013-09-10
4:23 pm
First Of Long Island Corp FLIC Manfredonia Donald L
Executive Vice President
2,056 $36.6 $75,250 28,509
(Direct)
View
2013-09-09
Sale
2013-09-10
4:22 pm
Pegasystems Inc PEGA Kouninis Efstathios A
VP of Finance & CAO
395 $37.67 $14,879 2,500
(Direct)
View
2013-09-09
Sale
2013-09-10
4:21 pm
Fiserv Inc FISV Yabuki Jeffery W
President & CEO
Director
4,000 $98.88 $395,520 151,828
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:21 pm
Mellanox Technologies Ltd. MLNX Sultzbaugh Marc
Sr. VP World Wide Sales
488 $38.52 $18,797 60,205
(Direct)
View
2013-09-06
Sale
2013-09-10
4:21 pm
Nuance Communications Inc. NUAN Nelson William Kenneth
Executive VP Worldwide Sales
5,200 $19.5 $101,400 317,010
(Direct)
View
2013-09-10
Sale
2013-09-10
4:20 pm
Lhc Group Inc LHCG Stelly Donald Dwayne
President & COO
1,354 $23.05 $31,210 85,885
(Direct)
View
2013-09-06
Sale
2013-09-10
4:20 pm
Uplift Nutrition Inc. UPNT Uplift Holdings LLC
Other
10,401,550 $0.0088 $91,534 602,450
(Direct)
View
2013-09-09
Sale
2013-09-10
4:20 pm
Transdigm Group Inc TDG Borowski Michael D
Controller
3,000 $139 $416,890 11,875
(Direct)
View
2013-09-06
Sale
2013-09-10
4:19 pm
Uplift Nutrition Inc. UPNT Hall Edward H Sr
Other
10,401,550 $0.0088 $91,534 602,450
(Direct
Indirect)
View
2013-09-09
Sale
2013-09-10
4:17 pm
Fidelity National Information Services Inc. FIS Norcross Gary
President and COO
Director
293,207 $44.92 $13,169,979 615,939
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:15 pm
Viacom Inc. VIA Fricklas Michael D
EVP, General Counsel and Secy
22,850 $80.83 $1,846,897 35,498
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:15 pm
Perceptron Inc PRCP Lowry John H III
Vice President and CFO
9,984 $11.34 $113,229 30,649
(Direct)
View
2013-09-06
Sale
2013-09-10
4:15 pm
Pall Corp PLL Villa Linda
Chief Human Resources Officer
1,922 $71.87 $138,126 1,723
(Direct)
View
2013-09-09
Sale
2013-09-10
4:15 pm
Gap Inc GPS Funnell Colin
EVP Global Supply Chain
5,978 $40.82 $244,050 615
(Direct)
View
2013-09-10
Sale
2013-09-10
4:14 pm
Ford Motor Co F Silverstone Bernard B.
Group Vice President
26,387 $17.57 $463,699 66,234
(Direct)
View
2013-09-09
Sale
2013-09-10
4:13 pm
Ford Motor Co F Ojakli Ziad S
Group Vice President
122,480 $17.35 $2,124,857 516,790
(Direct)
View
2013-09-04
Sale
2013-09-10
4:13 pm
Manitex International Inc. MNTX Gigliotti Robert S
Director
3,000 $10.5 $31,500 53,000
(Direct)
View
2013-09-09
Sale
2013-09-10
4:12 pm
Ford Motor Co F Leitch David G
Group VP and General Counsel
34,509 $17.37 $599,421 288,402
(Direct)
View
2013-09-09
Sale
2013-09-10
4:11 pm
Ford Motor Co F Fields Felicia J
Group Vice President
89,000 $17.32 $1,541,444 263,781
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:11 pm
Ethan Allen Interiors Inc ETH Stout Lynda
Other
1,625 $28 $45,500 3,000
(Direct)
View
2013-09-05
Sale
2013-09-10
4:10 pm
Kior Inc KIOR Bioecon B.V.
Bioecon Holding B.V.
Bioecon International Holding N.V.
10% Owner
150,000 $1.483 $222,500 3,853,576
(Direct)
View
2013-09-09
Sale
2013-09-10
4:10 pm
Intuit Inc INTU Maurer Dan
SVP, Small Bus. Mgmt Solutions
23,311 $65.44 $1,525,472 17,007
(Direct)
View
2013-09-10
Sale
2013-09-10
4:10 pm
Walker & Dunlop Inc. WD Smith Howard W III
EVP & Chief Operating Officer
Director
10,000 $15.05 $150,500 1,078,807
(Direct)
View
2013-09-09
Sale
2013-09-10
4:10 pm
Gulfmark Offshore Inc GLF Butters David J
Director
4,045 $49.75 $201,248 617,412
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:10 pm
Wex Inc. WXS Hogan George W
SVP, General Mgr, FleetOne LLC
1,350 $81.35 $109,822 10,706
(Indirect
Direct)
View
2013-09-10
Sale
2013-09-10
4:09 pm
Cme Group Inc CME Pankau Ronald A.
Director
136 $73.25 $9,962 3,220
(Direct)
View
2013-09-09
Sale
2013-09-10
4:08 pm
Logmein Inc. LOGM D'angelo Lawrence M.
SVP, Sales
4,523 $30.84 $139,489 0
(Direct)
View
2013-09-09
Sale
2013-09-10
4:08 pm
Rosetta Resources Inc. ROSE Clayton John Dewey
EVP & Chief Operating Officer
25,000 $48.97 $1,224,250 91,980
(Direct)
View
2013-09-09
Sale
2013-09-10
4:08 pm
Intuit Inc INTU Williams R Neil
SVP and CFO
143,000 $65.28 $9,335,260 99,065
(Direct)
View
2013-09-06
Sale
2013-09-10
4:07 pm
Tower International Inc. TOWR Cook William
SVP, Global Human Resources
15,058 $21.5 $323,748 15,050
(Direct)
View
2013-09-06
Sale
2013-09-10
4:06 pm
Best Buy Co Inc BBY Joly Hubert
President & CEO
451,153 $37.03 $16,704,220 927,782
(Direct)
View
2013-09-06
Sale
2013-09-10
4:05 pm
American Science & Engineering Inc ASEI Thompson Mark
Director
1,800 $56.67 $102,005 3,906
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:05 pm
Rosetta Resources Inc. ROSE Maxwell Gerald Lewis
VP,HR & Administration
10,000 $48.75 $487,544 68,604
(Direct)
View
2013-09-06
Sale
2013-09-10
4:05 pm
Perkinelmer Inc PKI Okun Andrew
VP & Chief Accounting Officer
6,805 $36.86 $250,819 10,517
(Indirect
Direct)
View
2013-09-09
Sale
2013-09-10
4:05 pm
Cubist Pharmaceuticals Inc CBST Rosenberg Martin
Director
15,472 $65 $1,005,680 21,477
(Direct)
View
2013-09-06
Sale
2013-09-10
4:04 pm
Belden Inc BDC Stroup John S
President and CEO
Director
34,633 $61.16 $2,118,012 132,575
(Indirect
Direct)
View
2013-09-06
Sale
2013-09-10
4:02 pm
Emc Corp EMC Elias Howard D
President & COO, Glob Ent Srvs
25,000 $26.52 $662,883 768,785
(Direct)
View
(A) Indicate amendment filing.