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Insider Sale Filings - Archives for 2013-08-28

Home -> 2013 -> Insider sale filings for 2013-08-28

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-08-26
Sale
2013-08-28
3:57 pm
Servicesource International Inc SREV Dunlevie Bruce
10% Owner
5,859 $12.33 $72,237 5,850,740
(Indirect)
View
2013-08-27
Sale
2013-08-28
3:48 pm
Laredo Petroleum Holdings Inc. LPI Warburg Pincus Private Equity X O&g L.P.
Warburg Pincus X Partners L.P.
Warburg Pincus X L.P.
Warburg Pincus X LLC
Warburg Pincus Partners LLC
Warburg Pincus & CO.
Warburg Pincus LLC
Kaye Charles R
Landy Joseph P.
Director
10% Owner
319,604 $22.98 $7,343,893 16,111,284
(Direct)
View
2013-08-27
Sale
2013-08-28
3:48 pm
Laredo Petroleum Holdings Inc. LPI Levy James R.
Director
1,577,583 $22.98 $36,249,860 79,526,272
(Direct
Indirect)
View
2013-08-27
Sale
2013-08-28
3:48 pm
Avnet Inc AVT Fay Gerard
Sr. Vice President
49 $38.74 $1,898 11,224
(Direct)
View
2013-08-26
Sale
2013-08-28
3:42 pm
Harman International Industries Inc HAR Suko Todd A
EVP, General Counsel
5,000 $67.83 $339,148 7,404
(Direct)
View
2013-08-27
Sale
2013-08-28
3:42 pm
Dst Systems Inc DST Tritt Robert L
Executive Vice President
10,000 $72.47 $724,673 29,886
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
3:40 pm
Mine Safety Appliances Co MSA Herring Ronald N Jr
President
10,984 $51.14 $561,705 46,203
(Direct)
View
2013-08-26
Sale
2013-08-28
3:35 pm
Harman International Industries Inc HAR Mauser Michael
President,Lifestyle Div
3,000 $68.09 $204,265 557
(Direct)
View
2013-08-26
Sale
2013-08-28
3:34 pm
Wisdomtree Investments Inc. WETF Steinberg Jonathan L
Chief Executive Officer
Director
112,500 $11.53 $1,296,750 4,471,451
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
3:28 pm
Buckeye Partners L.P. BPL Wylie Forrest E
Director
4,700 $70.23 $330,074 113,785
(Direct)
View
2013-08-26
Sale
2013-08-28
3:27 pm
Buckeye Partners L.P. BPL Wylie Forrest E
Director
35,300 $69.97 $2,469,830 149,085
(Direct)
View
2013-08-26
Sale
2013-08-28
3:20 pm
Salem Communications Corp SALM Anderson Greg
President Salem Radio Network
3,970 $8.02 $31,839 0
(Direct)
View
2013-08-27
Sale
2013-08-28
3:20 pm
Applied Industrial Technologies Inc AIT Barlett Todd A
VP-Acq & Global Bus Dev
7,599 $48.78 $370,679 13,495
(Indirect
Direct)
View
2013-08-27
Sale
2013-08-28
3:20 pm
Applied Industrial Technologies Inc AIT Kelly Green Edith
Director
2,484 $48.33 $120,061 29,927
(Indirect
Direct)
View
2013-08-27
Sale
2013-08-28
3:19 pm
Procter & Gamble Co PG Martin Riant
GrpPresGlobalBabyFemFamilyCare
18,277 $77.78 $1,421,531 97,029
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
3:10 pm
Basic Energy Services Inc BAS Krenek Alan
SVP, CFO, Secretary, Treasurer
1,000 $12.04 $12,036 207,797
(Direct)
View
2013-08-26
Sale
2013-08-28
3:01 pm
National Instruments Corp NATI Kodosky Jeffrey L
Director
12,000 $28.52 $342,275 567,354
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-28
2:58 pm
Philip Morris International Inc. PM Polles Jeanne
Sr. V.P., Corporate Affairs
3,000 $85.27 $255,814 28,131
(Direct)
View
2013-08-26
Sale
2013-08-28
2:57 pm
American Woodmark Corp AMWD Campbell Roger Perry
SVP & GM New Construction
1,125 $37.37 $42,039 10,284
(Direct)
View
2013-08-26
Sale
2013-08-28
2:49 pm
Dorman Products Inc. DORM Berman Steven L
Chief Executive Officer
Director
10% Owner
5,761 $51.59 $297,210 1,884,964
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
2:49 pm
Bpz Resources Inc BPZ Menniti Richard Saverio
CFO
7,000 $2.37 $16,590 272,959
(Direct)
View
2013-08-26
Sale
2013-08-28
2:47 pm
Halliburton Co HAL Rainey Joe D
Pres., Eastern Hemisphere
67,659 $49.01 $3,315,714 220,133
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-28
2:45 pm
Financial Engines Inc. FNGN Jones Christopher L.
EVP & Chief Investment Officer
5,000 $54.43 $272,131 95,186
(Direct)
View
2013-08-26
Sale
2013-08-28
2:40 pm
Westinghouse Air Brake Technologies Corp WAB Kassling William E
Director
1,000 $59.75 $59,750 1,251,584
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
2:39 pm
Renewable Energy Group Inc. REGI Koch Jonathan
Director
33,845 $14.99 $507,350 1,524,398
(Indirect)
View
2013-08-27
Sale
2013-08-28
2:36 pm
Acura Pharmaceuticals Inc ACUR Skelly William G
Director
2,000 $1.55 $3,100 25,000
(Direct)
View
2013-08-26
Sale
2013-08-28
2:09 pm
Stryker Corp SYK Stryker Ronda E
Director
14,000 $68.2 $954,839 17,207,398
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
2:08 pm
Culp Inc CFI Asen R Scott
10% Owner
4,913 $18.99 $93,313 1,044,076
(Indirect
Direct)
View
2012-05-31
Sale
2013-08-28
2:05 pm
Acme United Corp ACU North Star Investment Management Corp.
10% Owner
1,118 $13.7 $15,317 402,598
(Indirect)
View
2013-07-30
Sale
2013-08-28
1:59 pm
Dover Saddlery Inc DOVR North Star Investment Management Corp.
10% Owner
2,700 $3.65 $9,855 572,913
(Indirect)
View
2013-08-26
Sale
2013-08-28
1:36 pm
Lowes Companies Inc LOW Hollifield Matthew V
SVP Chief Accounting Officer
15,000 $47.29 $709,400 49,995
(Direct)
View
2013-08-26
Sale
2013-08-28
1:31 pm
Inphi Corp IPHI Torten Ron
See Remarks
10,796 $12.42 $134,134 85,717
(Direct)
View
2013-08-26
Sale
2013-08-28
1:30 pm
Aruba Networks Inc ARUN Kourey Michael R
Director
10,000 $17.62 $176,218 19,961
(Direct)
View
2013-08-26
Sale
2013-08-28
1:29 pm
Monro Muffler Brake Inc MNRO Hoyle Craig L
Divisional Vice President
3,000 $44.4 $133,193 61,625
(Direct)
View
2013-08-26
Sale
2013-08-28
1:24 pm
Interface Inc TILE Wells John R
Sr. Vice President
7,068 $18.45 $130,390 263,276
(Direct)
View
2013-08-28
Sale
2013-08-28
1:01 pm
Chemed Corp CHE Grace Patrick P
Director
400 $71.82 $28,728 3,221
(Direct)
View
2013-08-26
Sale
2013-08-28
12:57 pm
Nuveen Dividend Advantage Municipal Fund 3 NZF Foy Stephen D
V.P. & Controller
1,624 $12.26 $19,904 0
(Direct)
View
2013-08-26
Sale
2013-08-28
12:30 pm
Biogen Idec Inc BIIB Williams Douglas E
EVP Research & Development
4,368 $211.3 $923,168 4,571
(Direct)
View
2013-08-26
Sale
2013-08-28
12:26 pm
Qualcomm Inc QCOM Grob Matthew S
EVP & Chief Technology Officer
5,300 $67.05 $355,365 34,866
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-28
12:11 pm
Nuveen Municipal Advantage Fund Inc NMA Foy Stephen D
VP and Controller
7 $12.27 $86 0
(Direct)
View
2013-08-26
Sale
2013-08-28
12:07 pm
Nuveen Municipal Value Fund Inc NUV Foy Stephen D
V.P. & Controller
7 $9.1 $64 0
(Direct)
View
2013-08-26
Sale
2013-08-28
12:01 pm
Laboratory Corp Of America Holdings LH King David P
President & CEO
Director
25,000 $96.6 $2,415,047 124,200
(Indirect
Direct)
View
2013-08-27
Sale
2013-08-28
12:01 pm
Suburban Propane Partners Lp SPH Kuglin Michael
VicePres&Chief Accting Officer
2,000 $46.75 $93,500 21,377
(Direct)
View
2013-08-26
Sale
2013-08-28
11:50 am
Cummins Inc CMI Talaulicar Anant
VP & President - Components
9,630 $124.8 $1,201,737 27,444
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
11:11 am
Laredo Petroleum Holdings Inc. LPI Schuyler Jerry R
Other
7,000 $26.31 $184,170 453,223
(Direct)
View
2013-08-26
Sale
2013-08-28
11:07 am
Rock-tenn Co RKT Rubright James A
Chairman and CEO
Director
26,000 $114.8 $2,984,977 264,181
(Direct)
View
2013-08-26
Sale
2013-08-28
11:02 am
Broadwind Energy Inc BWEN Marxe Austin W & Greenhouse David M
10% Owner
53,337 $6.095 $325,112 2,775,000
(Indirect)
View
2013-08-27
Sale
2013-08-28
10:49 am
Momenta Pharmaceuticals Inc MNTA Bishop John E
Senior VP, Pharmaceutical Scie
64 $15 $960 99,865
(Direct)
View
2013-08-27
Sale
2013-08-28
10:44 am
Momenta Pharmaceuticals Inc MNTA Leicher Bruce
SVP & General Counsel
190 $15 $2,850 109,630
(Direct)
View
2013-08-26
Sale
2013-08-28
10:24 am
Cyberonics Inc CYBX Wise David S
SR VP & Chief Admin Officer
21,273 $55.02 $1,170,464 112,328
(Direct)
View
2013-08-26
Sale
2013-08-28
10:22 am
Cyberonics Inc CYBX Browne Gregory H
SR VP Finance & CFO
9,413 $55.57 $523,090 85,442
(Direct)
View
2013-08-27
Sale
2013-08-28
10:12 am
Westinghouse Air Brake Technologies Corp WAB Foster Lee B II
Director
8,000 $58.47 $467,732 49,026
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
10:10 am
Afc Enterprises Inc AFCE Bachelder Cheryl A
CEO
3,733 $41.86 $156,263 206,251
(Direct)
View
2013-08-26
Sale
2013-08-28
10:01 am
Sun Hydraulics Corp SNHY Twitty Tim A
Officer
1,000 $32.37 $32,371 27,854
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
09:59 am
Cleco Corp CNL Walker William H Jr
Director
13,096 $46 $602,416 70,493
(Direct)
View
2013-08-26
Sale
2013-08-28
09:50 am
Modine Manufacturing Co MOD Burke Thomas Andrew
President and CEO
Director
54,045 $13.33 $720,399 328,662
(Direct)
View
2013-08-26
Sale
2013-08-28
09:28 am
Tyler Technologies Inc TYL Womble Dustin R
Executive Vice President
Director
200 $75.95 $15,190 162,280
(Direct)
View
2013-08-27
Sale
2013-08-28
09:12 am
Sanfilippo John B & Son Inc JBSS Donovan Timothy R
Director
250 $21.16 $5,290 35,000
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-28
09:03 am
Stein Mart Inc SMRT Farthing Mcfarland Linda
Director
9,300 $13.02 $121,051 182,546
(Direct)
View
2013-08-27
Sale
2013-08-28
08:54 am
Dime Community Bancshares Inc DCOM Pucella Michael
EXECUTIVE VICE PRESIDENT
10,383 $16.21 $168,268 51,795
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-28
08:51 am
Dime Community Bancshares Inc DCOM Devine Michael P
PRESIDENT & COO
Director
4,700 $16.7 $78,490 417,219
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
9:55 pm
Dice Holdings Inc DHX Bennett James Edward
Global MD eFinancialCareers
10,000 $8.583 $85,827 103,041
(Direct)
View
2013-08-26
Sale
2013-08-27
9:49 pm
Informatica Corp INFA Abbasi Sohaib
CEO, President
Director
21,700 $37.69 $817,873 1,513,604
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
9:45 pm
Non Invasive Monitoring Systems Inc NIMU Sackner Marvin Arthur
Director
38,245 $0.38 $14,533 1,882,706
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
9:07 pm
Trulia Inc TRLA Inkinen Sami
Director
8,350 $43.61 $364,168 1,080,135
(Direct)
View
2013-08-26
Sale
2013-08-27
9:04 pm
Trulia Inc TRLA Flint Peter
Chief Executive Officer
Director
10,400 $43.61 $453,570 1,585,759
(Direct)
View
2013-08-26
Sale
2013-08-27
8:40 pm
Kona Grill Inc KONA Winczewski Anthony L
Director
1,000 $12.32 $12,320 1,712
(Direct)
View
2013-08-23
Sale
2013-08-27
8:34 pm
Resmed Inc RMD Roberts Christopher G
Director
10,000 $49.49 $494,875 251,900
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
8:11 pm
Homestreet Inc. HMST Bennion Richard W H
EVP - Res. Lending Director
10,000 $20.24 $202,365 31,034
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
8:03 pm
Visa Inc V Buse Elizabeth
HEAD OF GLOBAL SOLUTIONS
17,562 $177 $3,109,001 8,046
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
8:02 pm
Questcor Pharmaceuticals Inc QCOR Medeiros David Jeffrey
EVP and CTO
55,000 $73.98 $4,068,983 172,121
(Direct)
View
2013-08-26
Sale
2013-08-27
7:50 pm
Rpx Corp RPXC Barker Geoffrey T
Executive Director
Director
15,000 $16.08 $241,133 924,417
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
7:47 pm
Flotek Industries Inc FTK Cooper L Melvin
Director
5,000 $20.05 $100,250 50,401
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-27
7:46 pm
Intuit Inc INTU Hank Jeffrey P
VP, Chief Accounting Officer
28,255 $64.48 $1,821,961 29,144
(Direct)
View
2013-08-26
Sale
2013-08-27
7:29 pm
Advent Software Inc ADVS Gottula Todd
EVP & CTO, Global Solutn Dev
1,435 $28.31 $40,627 40,312
(Direct)
View
2013-08-23
Sale
2013-08-27
7:04 pm
Blue Nile Inc NILE Gaston Dwight
Senior VP
4,913 $37.4 $183,750 7,913
(Direct)
View
2013-08-26
Sale
2013-08-27
7:04 pm
Imperva Inc IMPV Shaya Yaniv
Senior VP, Engineering
5,000 $47.71 $238,550 10,000
(Direct)
View
2013-08-26
Sale
2013-08-27
7:01 pm
Infoblox Inc BLOX Parekh Sohail M.
Exec VP, Engineering
4,600 $33.77 $155,342 88,906
(Direct)
View
2013-08-26
Sale
2013-08-27
7:01 pm
Infoblox Inc BLOX Goguen Michael L
Director
17,564 $33.8 $593,663 351,279
(Indirect)
View
2013-08-23
Sale
2013-08-27
6:56 pm
M/a-com Technology Solutions Holdings Inc. MTSI Ocampo John L
Ocampo Susan
Chairman
Director
10% Owner
1,624 $16.5 $26,796 13,025,500
(Indirect)
View
2013-08-23
Sale
2013-08-27
6:49 pm
Tuesday Morning Corp TUES Becker Steven R
Director
955,000 $14.1 $13,461,680 1,081,407
(Indirect)
View
2013-08-21
Sale
2013-08-27
6:48 pm
Heritage Oaks Bancorp HEOP Funari Joanne E.
EVP, Market Area President
3,918 $6.48 $25,389 63,009
(Direct)
View
2013-08-23
Sale
2013-08-27
6:47 pm
Servicenow Inc. NOW Schneider David
SVP WORLDWIDE SALES & SERVICES
30,468 $47.06 $1,433,943 136,520
(Indirect
Direct)
View
2013-07-12
Sale(A)
2013-08-27
6:43 pm
Servicenow Inc. NOW Schneider David
SVP WORLDWIDE SALES & SERVICES
25,000 $46.16 $1,154,095 142,184
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
6:42 pm
Consumer Portfolio Services Inc CPSS Powell Curtis K
Sr. Vice President
5,000 $6.141 $30,704 135,034
(Indirect)
View
2013-08-23
Sale
2013-08-27
6:39 pm
Zillow Inc Z Hoag Jay C
Kimball Rick
Drew John
Reynolds Jon Q Jr
Technology Crossover Management V LLC
Tcv V Lp
Tcv Member Fund L P
Director
Other
1,500,000 $78.31 $117,464,996 1,472,564
(Indirect)
View
2013-08-26
Sale
2013-08-27
6:38 pm
Middleby Corp MIDD Bassoul Selim A
CEO, Chairman, President
Director
7,200 $190.3 $1,370,088 69,742
(Direct)
View
2013-08-26
Sale
2013-08-27
6:38 pm
Molina Healthcare Inc MOH Carruthers Garrey
Director
6,000 $35.34 $212,059 19,582
(Direct
Indirect)
View
2013-08-24
Sale
2013-08-27
6:34 pm
Apple Inc AAPL Cue Eduardo H
Senior Vice President
24,580 $504.2 $12,392,700 50,000
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
6:34 pm
Tesla Motors Inc TSLA Buss Brad W
Director
10,000 $158.3 $1,583,077 21,764
(Direct)
View
2013-08-26
Sale
2013-08-27
6:31 pm
Celadon Group Inc CGI Russell Jonathan Scott
President of Subsidiary
15,000 $18.64 $279,569 197,282
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
6:29 pm
Imperva Inc IMPV Forget Jason
SVP, WW Business Operations
2,500 $47.5 $118,750 15,000
(Direct)
View
2013-08-23
Sale
2013-08-27
6:25 pm
Synopsys Inc SNPS De Geus Aart
Chairman of the Board & Co-CEO
Director
11,700 $36.98 $432,638 649,117
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
6:24 pm
Synopsys Inc SNPS Chan Chi-foon
Co-CEO & President
Director
13,684 $37.02 $506,578 188,675
(Direct)
View
2013-08-26
Sale
2013-08-27
6:21 pm
Fabrinet FN Gill Harpal
President & COO
45,668 $15.22 $695,070 191,784
(Direct)
View
2013-08-26
Sale
2013-08-27
6:17 pm
Dts Inc DTSI Molina V Sue
Director
2,500 $20.32 $50,804 19,172
(Direct)
View
2013-08-26
Sale
2013-08-27
6:15 pm
Euronet Worldwide Inc EEFT Scocimara Eriberto R
Director
9,565 $37.41 $357,827 22,960
(Direct)
View
2013-08-23
Sale
2013-08-27
6:13 pm
Netflix Inc NFLX Cranz Tawni
Chief Talent Officer
1,188 $275 $326,700 333
(Direct)
View
2013-08-23
Sale
2013-08-27
6:13 pm
Netflix Inc NFLX Kilgore Leslie J
Director
543 $276 $149,868 14,571
(Direct)
View
2013-08-23
Sale
2013-08-27
6:13 pm
Netflix Inc NFLX Friedland Jonathan
Chief Communications Officer
690 $282.6 $194,960 352
(Direct)
View
2013-08-26
Sale
2013-08-27
6:13 pm
Netflix Inc NFLX Hastings Reed
CEO
Director
15,238 $276.1 $4,207,364 1,022,215
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
6:13 pm
Costar Group Inc CSGP Nassetta Christopher J
Director
1,015 $147.9 $150,108 21,186
(Direct)
View
2013-08-13
Sale
2013-08-27
6:07 pm
Inphi Corp IPHI Banatao Diosdado P
Director
128,256 $12.19 $1,563,858 765,739
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
6:02 pm
Cardiovascular Systems Inc CSII Thatcher Robert J
Executive VP
6,568 $21.07 $138,393 122,987
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
6:02 pm
STAMPS.COM Inc STMP Clem John Roland
Chief Product & Strategy Offic
2,778 $41.84 $116,243 25,000
(Direct)
View
2013-08-23
Sale
2013-08-27
6:01 pm
Cardiovascular Systems Inc CSII Koehn Paul A
VP Quality & Operations
5,512 $21.07 $116,143 51,085
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
6:00 pm
Cardiovascular Systems Inc CSII Martin David
President and CEO
Director
27,229 $21.07 $573,738 340,694
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
5:59 pm
Cardiovascular Systems Inc CSII Kenny Kevin J
Exec. VP, Sales & Mtkg
2,396 $21.07 $50,486 91,570
(Direct)
View
2013-08-23
Sale
2013-08-27
5:58 pm
Ducommun Inc DCO Ducommun Robert C
Director
4,300 $27.64 $118,868 415,400
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
5:58 pm
Cardiovascular Systems Inc CSII Flaherty James E
Chief Administrative Officer
9,051 $21.07 $190,712 136,638
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
5:57 pm
Mattersight Corp MATR Kohler John T
Director
36,000 $3.587 $129,121 36,840
(Direct)
View
2013-08-23
Sale
2013-08-27
5:57 pm
Cardiovascular Systems Inc CSII Betterley Laurence L
Chief Financial Officer
10,982 $21.07 $231,400 194,915
(Direct
Indirect)
View
2013-08-27
Sale
2013-08-27
5:55 pm
Mattersight Corp MATR Danson Christopher Joseph
Executive VP, Delivery
4,021 $3.533 $14,208 289,690
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
5:46 pm
Media General Inc MEG Morton Marshall N
Director
Other
27,437 $10.42 $285,923 185,285
(Direct)
View
2013-08-23
Sale
2013-08-27
5:45 pm
Coach Inc COH Dunn Sarah
EVP, Human Resources
6,089 $52.81 $321,542 33,228
(Direct)
View
2013-08-23
Sale
2013-08-27
5:45 pm
Cisco Systems Inc CSCO Elfrink Wim
EVP, Chief Globalisation Ofr
80,000 $24 $1,919,744 412,268
(Direct)
View
2013-08-26
Sale
2013-08-27
5:45 pm
Kilroy Realty Corp KRC Hawken Jeffrey C
EVP and COO
20,000 $50.01 $1,000,188 429,856
(Direct)
View
2013-08-26
Sale
2013-08-27
5:44 pm
Viasat Inc VSAT Dankberg Mark D
Chief Executive Officer
Director
20,000 $67.78 $1,355,600 1,539,596
(Indirect
Direct)
View
2013-08-24
Sale
2013-08-27
5:44 pm
Six Flags Entertainment Corp SIX Russ Leonard A
VP, Chief Accounting Officer
467 $33.93 $15,845 97,222
(Direct)
View
2013-08-24
Sale
2013-08-27
5:43 pm
Six Flags Entertainment Corp SIX Petit Brett
Senior VP - Marketing
23,517 $34.2 $804,280 201,806
(Direct)
View
2013-08-23
Sale
2013-08-27
5:43 pm
Cooper-standard Holdings Inc. COSH Oak Hill Advisors Genpar L.P.
Oak Hill Advisors Lp
Oak Hill Credit Opportunities Master Fund Ltd.
Oak Hill Credit Alpha Master Fund L.P.
Oak Hill Credit Alpha Master Fund Genpar Ltd.
Oha Strategic Credit Master Fund L.P.
Oha Strategic Credit Master Fund II L.P.
Oha Strategic Credit Genpar LLC
August Glenn R
Other
10% Owner
8,350 $51.02 $426,017 1,266,750
(Indirect)
View
2013-08-24
Sale
2013-08-27
5:42 pm
Six Flags Entertainment Corp SIX Hawrylak Walter
SVP- Administration, Secretary
23,517 $34.25 $805,379 245,266
(Direct)
View
2013-08-26
Sale
2013-08-27
5:40 pm
American Public Education Inc APEI Halle Jean C.
Director
1,500 $40 $60,000 37,108
(Direct)
View
2013-08-26
Sale
2013-08-27
5:37 pm
Facebook Inc FB Schroepfer Michael Todd
Chief Technology Officer
90,000 $41.39 $3,725,378 618,370
(Direct)
View
2013-08-23
Sale
2013-08-27
5:36 pm
Facebook Inc FB Stretch Colin
VP, Gen. Counsel & Secretary
24,007 $39.63 $951,465 95,652
(Direct)
View
2013-08-26
Sale
2013-08-27
5:32 pm
Health Management Associates Inc HMA Curry Kelly E
Executive VP and CFO
187,334 $13 $2,435,230 141
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
5:30 pm
World Energy Solutions Inc. XWES Domaleski Richard
Other
20,000 $3.27 $65,405 130,627
(Direct)
View
2013-08-23
Sale
2013-08-27
5:24 pm
Acacia Research Corp ACTG Vella Matthew
President
4,768 $22.05 $105,146 184,292
(Direct)
View
2013-08-27
Sale
2013-08-27
5:22 pm
Reynolds American Inc RAI Brown & Williamson Holdings Inc.
British American Tobacco p.l.c.
10% Owner
121,287 $48.22 $5,848,459 227,871,136
(Direct)
View
2013-08-26
Sale
2013-08-27
5:21 pm
Bottomline Technologies Inc EPAY Eberle Robert A
President and CEO
Director
2,515 $28.24 $71,022 343,058
(Direct)
View
2013-08-23
Sale
2013-08-27
5:21 pm
Booz Allen Hamilton Holding Corp BAH Mayer John
Executive Vice President
Other
15,835 $20.86 $330,378 239,763
(Direct)
View
2013-08-23
Sale
2013-08-27
5:21 pm
Transcat Inc TRNS Hessler Nancy D
Director
261 $8.308 $2,168 29,429
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
5:19 pm
Realogy Holdings CORP. RLGY Kelleher Kevin J
Pres/CEO, Cartus Corporation
25,000 $42.15 $1,053,802 53,727
(Direct)
View
2013-08-26
Sale
2013-08-27
5:18 pm
Endo Health Solutions Inc ENDP Manogue Caroline B
Exec. V.P., CLO & Secy
145,592 $39.4 $5,736,325 192,014
(Direct)
View
2013-08-23
Sale
2013-08-27
5:14 pm
Wendy's Co WEN Hare Stephen E
SVP & CFO
48,000 $7.926 $380,467 1,162,349
(Direct)
View
2013-08-23
Sale
2013-08-27
5:14 pm
Echostar Corp SATS Dugan Michael T
CEO and President
Director
41,665 $41.45 $1,726,837 496,194
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
5:14 pm
Rockwell Automation Inc ROK Nosbusch Keith D
Chairman, President and CEO
Director
13,057 $100 $1,305,795 500,294
(Direct)
View
2013-08-23
Sale
2013-08-27
5:12 pm
Wesco Aircraft Holdings Inc WAIR Snyder Randy J.
Chairman, President & CEO
Director
20,000 $18.94 $378,700 1,783,311
(Direct)
View
2013-08-23
Sale
2013-08-27
5:09 pm
Servicesource International Inc SREV Sturgeon Robert John
COO & EVP of Managed Services
76,000 $12.93 $982,506 201,085
(Direct)
View
2013-08-23
Sale
2013-08-27
5:07 pm
Stereotaxis Inc. STXS Middleton Fred A
Director
14,600 $3.67 $53,586 1,256,402
(Indirect
Direct)
View
2013-08-21
Sale(A)
2013-08-27
5:07 pm
Inphi Corp IPHI Torten Ron
See Remarks
9,265 $12 $111,180 87,052
(Direct)
View
2013-08-23
Sale
2013-08-27
5:07 pm
Legend Oil & Gas Ltd. LOGL Vandeberg James
CFO
Director
215,617 $0.06477 $13,966 4,777,171
(Direct)
View
2013-08-27
Sale
2013-08-27
5:07 pm
Cimarex Energy Co XEC Korus Paul
Sr Vice Pres, CFO
5,000 $84.73 $423,629 145,481
(Direct)
View
2013-08-26
Sale
2013-08-27
5:07 pm
Cimarex Energy Co XEC Bell Stephen P
Ex VP
5,000 $82.8 $414,011 85,171
(Direct
Indirect)
View
2013-08-20
Sale
2013-08-27
5:06 pm
Premier Biomedical Inc BIEI Felder Justin Andrew
Director
1,000 $0.8 $800 968,950
(Direct)
View
2013-08-23
Sale
2013-08-27
5:05 pm
Crumbs Bake Shop Inc. CRMB Marxe Austin W & Greenhouse David M
10% Owner
86,990 $1.134 $98,690 1,793,340
(Indirect)
View
2013-08-23
Sale
2013-08-27
5:04 pm
Stellus Capital Investment Corp SCM Dc Funding Spv 2 L.L.C.
D. E. Shaw Direct Capital L.L.C.
D. E. Shaw & Co L.P.
Shaw David E
Other
10% Owner
3,463 $15.07 $52,172 1,941,411
(Direct)
View
2013-08-23
Sale
2013-08-27
5:03 pm
Matson Inc. MATX Hendler Dale B
Vice President & Controller
23,434 $29.16 $683,399 40,002
(Direct)
View
2013-08-23
Sale
2013-08-27
5:03 pm
Security National Financial Corp SNFCA Wilbur Norman G
Director
3,616 $5.82 $21,045 6,078
(Direct)
View
2013-08-23
Sale
2013-08-27
5:01 pm
Span America Medical Systems Inc SPAN Ackley Robert E
VP - Custom Products
1,035 $20.97 $21,702 26,872
(Direct)
View
2013-08-27
Sale
2013-08-27
5:00 pm
Best Buy Co Inc BBY Lenzmeier Allen U
Director
60,000 $35.04 $2,102,658 672,678
(Direct
Indirect)
View
2013-08-13
Sale(A)
2013-08-27
5:00 pm
Inphi Corp IPHI Torten Ron
See Remarks
200 $12 $2,400 96,317
(Direct)
View
2013-08-22
Sale(A)
2013-08-27
4:53 pm
Federal Agricultural Mortgage Corp AGM Stenson Tom D
Chief Operating Officer
7,285 $35.25 $256,769 49,990
(Direct)
View
2013-08-24
Sale
2013-08-27
4:52 pm
Barnes & Noble Inc BKS Deason David S
VP B&N Development
859 $14.06 $12,078 30,860
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:46 pm
Gevo Inc. GEVO Ryan Christopher Michael
President and COO
472 $1.96 $925 280,911
(Direct)
View
2013-08-26
Sale
2013-08-27
4:46 pm
Con-way Inc. CNW Kennedy W Keith Jr
Director
4,000 $44.37 $177,464 36,999
(Direct)
View
2013-08-26
Sale
2013-08-27
4:45 pm
Gevo Inc. GEVO Lund Brett
EVP, GC and Secretary
515 $1.96 $1,009 152,959
(Direct)
View
2013-08-23
Sale
2013-08-27
4:45 pm
Photomedex Inc PHMD Oneda Katsumi
Director
35,000 $16.34 $571,981 1,110,164
(Indirect)
View
2013-08-26
Sale
2013-08-27
4:43 pm
Oceanfirst Financial Corp OCFC Iantosca Joseph R
Other
1,325 $17.23 $22,830 10,991
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:43 pm
Lifetime Brands Inc LCUT Siegel Daniel
President
640 $13.75 $8,800 292,503
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:42 pm
New York Community Bancorp Inc NYCB Tsimbinos John M
Director
25,000 $15.5 $387,500 513,527
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:42 pm
Vistaprint N.V. VPRT Page Louis
Director
2,705 $54 $146,070 106,438
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:41 pm
Xoom Corp XOOM Fmr LLC
Other
10% Owner
127 $28.74 $3,650 3,145,791
(Indirect)
View
2013-08-23
Sale
2013-08-27
4:34 pm
Exlservice Holdings Inc. EXLS Staglin Garen K
Director
5,000 $27.59 $137,929 25,000
(Direct)
View
2013-08-26
Sale
2013-08-27
4:33 pm
Semtech Corp SMTC Edwards Bruce C
Director
5,000 $30.24 $151,200 12,000
(Direct)
View
2013-08-23
Sale
2013-08-27
4:33 pm
Aetna Inc AET Casazza William James
Sr. VP & General Counsel
15,745 $64.66 $1,018,130 120,317
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:32 pm
Manitex International Inc. MNTX Litchev Lubomir T.
President, Manufacturing Ops.
11,744 $10.56 $124,006 87,111
(Direct)
View
2013-08-23
Sale
2013-08-27
4:31 pm
Molina Healthcare Inc MOH Dentino William
Pedersen Curtis
Mary R Molina Living Trust
Molina Marital Trust
Other
56,434 $35.13 $1,982,505 4,090,360
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:31 pm
Hhgregg Inc. HGG Young Charles B.
Chief Human Resources Officer
20,000 $19.11 $382,245 10,668
(Direct)
View
2013-08-26
Sale
2013-08-27
4:30 pm
Strattec Security Corp STRT Messina Richard P
VP - Access Control Products
2,690 $36.33 $97,728 6,690
(Direct)
View
2013-08-23
Sale
2013-08-27
4:28 pm
Tangoe Inc TNGO Pontin Richard S.
Director
10,000 $19.8 $197,961 18,425
(Direct)
View
2013-08-23
Sale
2013-08-27
4:25 pm
Qlik Technologies Inc QLIK Ott Alexander
Director
40,000 $34.4 $1,376,000 60,000
(Direct)
View
2013-08-23
Sale
2013-08-27
4:22 pm
Regions Financial Corp RF Fast Eric C
Director
16,000 $23.64 $378,225 50,003
(Direct
Indirect)
View
2013-08-23
Sale
2013-08-27
4:21 pm
Cypress Semiconductor Corp CY Albrecht W Steve
Director
82,404 $11.79 $971,543 211,961
(Direct)
View
2013-08-23
Sale
2013-08-27
4:20 pm
Genesee & Wyoming Inc GWR Fuller Mortimer B III
Director
22,500 $89.59 $2,015,775 928,973
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:18 pm
Intercontinentalexchange Inc ICE Sprecher Jeffrey C
Chief Executive Officer
Director
44,029 $185 $8,143,660 1,028,599
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:17 pm
Century Casinos Inc CNTY Haitzmann Erwin
Chairman of the Board/Co CEO
Director
100,000 $5.25 $525,000 1,350,000
(Indirect)
View
2013-08-23
Sale
2013-08-27
4:17 pm
Marten Transport Ltd MRTN Marten Randolph L
Chairman of the Board & CEO
Director
10% Owner
2,414 $18.36 $44,315 7,488,322
(Direct)
View
2013-08-23
Sale
2013-08-27
4:16 pm
Bally Technologies Inc BYI Lerner Mark
SVP, Secretary
3,916 $72.33 $283,244 6,000
(Direct)
View
2013-08-27
Sale
2013-08-27
4:13 pm
American Capital Ltd ACAS Flax Samuel Allan
EVP, GC and Secretary
317 $12.74 $4,039 431,040
(Indirect
Direct)
View
2013-08-23
Sale
2013-08-27
4:12 pm
Tile Shop Holdings Inc TTS Kamin Peter H
Director
12,529 $26.18 $328,028 195,059
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:12 pm
Angie's List Inc. ANGI Hicks Bowman Angela R.
Chief Marketing Officer
Director
3,000 $21.04 $63,120 789,216
(Direct)
View
2013-08-16
Sale
2013-08-27
4:09 pm
Payment Data Systems Inc PYDS Hoch Louis A
President and COO
Director
10% Owner
57,000 $0.08152 $4,646 33,343,424
(Direct)
View
2013-08-26
Sale
2013-08-27
4:09 pm
Angie's List Inc. ANGI Thapar Manu
Chief Technology Officer
1,000 $21.04 $21,040 359,360
(Direct)
View
2013-08-26
Sale
2013-08-27
4:06 pm
Qualys Inc QLYS Albert Peter
VP, OPERATIONS
10,000 $20.01 $200,146 102,394
(Direct)
View
2013-08-23
Sale
2013-08-27
4:03 pm
Analog Devices Inc ADI Seif Margaret K
VP, General Counsel, Secretary
7,360 $48.32 $355,616 35,620
(Direct)
View
2013-08-26
Sale
2013-08-27
4:03 pm
Perrigo Co PRGO Farrington Thomas
Senior VP and CIO
937 $119.3 $111,784 2,098
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:02 pm
Qualys Inc QLYS Courtot Philippe F
Chairman, President & CEO
Director
10% Owner
29,905 $20.11 $601,363 6,178,164
(Indirect
Direct)
View
2013-08-26
Sale
2013-08-27
4:02 pm
Perrigo Co PRGO Hendrickson John T
EVP Global Operations & Supply
2,099 $119.2 $250,103 24,279
(Direct
Indirect)
View
2013-08-26
Sale
2013-08-27
4:01 pm
Qualys Inc QLYS Mccauley Donald C
Chief Financial Officer
10,250 $20.05 $205,536 118,999
(Direct)
View
2013-08-26
Sale
2013-08-27
4:01 pm
Perrigo Co PRGO Brown Judy L
Executive VP & CFO
3,424 $119.3 $408,407 17,433
(Direct)
View
2013-08-26
Sale
2013-08-27
4:00 pm
Qualys Inc QLYS Thakar Sumedh S
VP, Engineering
5,000 $20 $100,006 44,343
(Direct)
View
2013-08-23
Sale
2013-08-27
4:00 pm
Qualys Inc QLYS Deeba Amer
CHIEF MARKETING OFFICER
9,000 $20 $180,000 20,512
(Direct)
View
2013-08-26
Sale
2013-08-27
4:00 pm
Qualys Inc QLYS Wilson John N
EVP, Worldwide Field Ops
5,000 $20 $100,007 135,591
(Direct)
View
2013-08-23
Sale
2013-08-27
4:00 pm
Landstar System Inc LSTR Beacom Joseph J
VP, CSO, COO
5,000 $56.63 $283,140 56,276
(Direct)
View
(A) Indicate amendment filing.