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Insider Sale Filings - Archives for 2013-03-25

Home -> 2013 -> Insider sale filings for 2013-03-25

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-03-22
Sale
2013-03-25
3:45 pm
Itt Corp ITT Klettner Janice
VP, CAO and Asst. Secretary
13,543 $29.1 $394,047 51,492
(Direct)
View
2013-03-22
Sale
2013-03-25
3:41 pm
Splunk Inc SPLK Sturiale Nicholas G
Director
5,577 $38.7 $215,812 3,070,097
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
3:37 pm
Carriage Services Inc CSV Fingerhut Barry K
Director
17,478 $20.41 $356,812 6,847
(Direct)
View
2013-03-22
Sale
2013-03-25
3:27 pm
National Research Corp NRCI Hays Michael D.
CEO
Director
10% Owner
1,115 $59 $65,785 3,614,100
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
3:22 pm
Pacific Mercantile Bancorp PMBC Dellerba Raymond E
President & CEO
Director
29,356 $6.05 $177,604 293,356
(Direct)
View
2013-03-20
Sale
2013-03-25
3:13 pm
Pacific Mercantile Bancorp PMBC Dellerba Raymond E
President & CEO
Director
20,670 $6.06 $125,260 322,686
(Direct)
View
2013-03-20
Sale
2013-03-25
2:56 pm
Guaranty Federal Bancshares Inc GFED Thomas E. Lorene
Corp Secretary(retired 2/1/13)
415 $9.95 $4,129 6,190
(Direct
Indirect)
View
2013-03-22
Sale
2013-03-25
2:34 pm
Brown & Brown Inc BRO Penny Jerome Scott
Regional President
15,000 $31.49 $472,350 129,363
(Direct
Indirect)
View
2013-03-19
Sale
2013-03-25
2:32 pm
Corrections Corp Of America CXW Deconcini Dennis
Director
5,000 $37.84 $189,220 17,186
(Direct)
View
2013-03-21
Sale
2013-03-25
2:32 pm
Beam Inc BEAM Rose Kenton R
SVP & GC, CAO & Secretary
5,000 $63 $315,005 9,403
(Direct)
View
2013-03-22
Sale
2013-03-25
2:26 pm
Ii-vi Inc IIVI Johnson Carl J
Director
21,243 $16.7 $354,830 3,695,633
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
2:20 pm
Biogen Idec Inc BIIB Mulligan Richard
Director
2,900 $176.9 $512,952 2,020
(Direct)
View
2013-03-22
Sale
2013-03-25
2:18 pm
Biogen Idec Inc BIIB Sherwin Stephen A
Director
1,500 $176.9 $265,320 2,655
(Direct)
View
2013-03-21
Sale
2013-03-25
2:18 pm
Golden Queen Mining Co Ltd GQM Clay Thomas Moragne
Director
4,919,858 $2.05 $10,085,709 0
(Indirect)
View
2013-03-21
Sale
2013-03-25
2:11 pm
Hmg Courtland Properties Inc HMG Arader Walter G.
Director
1,942 $18.5 $35,927 14,058
(Direct)
View
2013-03-22
Sale
2013-03-25
2:09 pm
Alliance Holdings Gp L.P. AHGP Craft Joseph W III
President and Chief Executive
Director
10% Owner
4,000 $30 $120,000 20,641,168
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
2:08 pm
Alliance Holdings Gp L.P. AHGP Alliance Management Holdings III LLC
Other
4,000 $30 $120,000 337,802
(Direct)
View
2013-03-21
Sale
2013-03-25
2:07 pm
Hff Inc. HF Fowler John
Other
34,348 $19.21 $659,751 754,829
(Direct)
View
2013-03-21
Sale
2013-03-25
2:01 pm
Golden Queen Mining Co Ltd GQM Clay Landon T
10% Owner
4,919,858 $2.05 $10,085,709 6,886,509
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
1:56 pm
First Citizens Banc Corp FCZA Pheiffer John P
Director
617 $6.8 $4,196 11,377
(Direct
Indirect)
View
2013-03-22
Sale
2013-03-25
1:47 pm
Kroger Co KR Hjelm Christopher T
Senior Vice President
73,707 $32.33 $2,382,993 122,009
(Direct)
View
2013-03-22
Sale
2013-03-25
1:42 pm
Ppl Corp PPL Dudkin Gregory N
President of a PPL Subsidiary
3,358 $30.16 $101,277 58
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
12:49 pm
Artesian Resources Corp ARTNA Kraeuter Bruce P
SR VP of Eng and Planning
1,022 $22 $22,482 28,352
(Direct)
View
2013-03-21
Sale
2013-03-25
12:38 pm
Brady Corp BRC Klotsche Allan J
Senior Vice President - HR
10,000 $34.18 $341,771 11,710
(Direct)
View
2013-03-22
Sale
2013-03-25
12:37 pm
Kindred Healthcare Inc KND Landenwich Joseph L
Co-General Counsel & Secretary
7,500 $10.62 $79,673 61,869
(Direct)
View
2013-03-21
Sale
2013-03-25
12:23 pm
Henry Schein Inc HSIC Bergman Stanley M
Chairman, CEO
Director
10,000 $90.19 $901,900 631,816
(Direct
Indirect)
View
2013-03-21
Sale
2013-03-25
12:12 pm
Epr Properties EPR Brain David M.
CEO & President
15,000 $51.8 $777,055 448,297
(Direct
Indirect)
View
2013-03-22
Sale
2013-03-25
11:37 am
S Y Bancorp Inc SYBT Heintzman David P
Chairman & CEO
Director
3,000 $22.65 $67,950 103,882
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-25
11:30 am
Bon Ton Stores Inc BONT Bergren Byron L
Director
108,515 $13.41 $1,454,764 414,427
(Direct)
View
2013-03-21
Sale
2013-03-25
11:17 am
Henry Schein Inc HSIC Shoff Lonnie
Pres. & CEO, Global AH & SP
3,529 $90.6 $319,727 32,751
(Direct)
View
2013-03-22
Sale
2013-03-25
11:11 am
Blackrock Kelso Capital Corp BKCC Virginia Retirement Systems
10% Owner
12,728 $9.994 $127,201 9,031,982
(Direct)
View
2013-03-22
Sale
2013-03-25
11:09 am
Home Properties Inc HME Gosule Alan L
Director
7,000 $63.88 $447,184 36,765
(Direct)
View
2013-03-22
Sale
2013-03-25
11:06 am
Boston Beer Co Inc SAM Roper Martin F
President and C.E.O.
Director
3,000 $160.2 $480,720 90,000
(Direct)
View
2013-03-19
Sale
2013-03-25
10:53 am
Treasure Island Royalty Trust TISDZ Mckenzie Richard C Jr
10% Owner
49,625 $0.56 $27,790 7,542,962
(Direct)
View
2013-02-08
Sale(A)
2013-03-25
10:51 am
Smith A O Corp AOS Ding Wei
President and GM, AOSCWHC
260 $69.6 $18,095 811
(Direct)
View
2013-03-21
Sale
2013-03-25
10:32 am
Interactive Brokers Group Inc. IBKR Galik Milan
SVP Software Development
Director
2,000 $14.85 $29,694 919,704
(Direct)
View
2013-03-21
Sale
2013-03-25
10:08 am
Capital Southwest Corp CSWC Schwertner Ray D.
Vice President
200 $119.2 $23,840 1,158
(Direct)
View
2013-03-22
Sale
2013-03-25
09:59 am
Nextera Energy Inc NEE Yeager William L
EVP Eng, Const. & ISC
3,500 $75.64 $264,740 9,368
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-25
09:56 am
Aep Industries Inc AEPI Barba J Brendan
Chairman, President, CEO
Director
10% Owner
5,735 $72.57 $416,189 546,428
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-25
09:38 am
Lakeland Bancorp Inc LBAI Hurley Joseph
EVP and CFO
5,000 $9.79 $48,950 37,654
(Direct)
View
2013-03-21
Sale
2013-03-25
08:53 am
Everbank Financial Corp EVER Meeks Gary A
Chief Risk Officer
Other
25,000 $15.4 $385,000 736,930
(Indirect)
View
2013-03-21
Sale
2013-03-25
08:46 am
Sovran Self Storage Inc SSS Myszka Kenneth F
COO
Director
5,000 $63.19 $315,950 208,789
(Direct)
View
2013-03-22
Sale
2013-03-25
07:52 am
Hibbett Sports Inc HIBB Newsome Michael J
Executive Chairman
Director
11,700 $55.61 $650,669 36,929
(Direct)
View
2013-03-22
Sale
2013-03-25
07:39 am
Hibbett Sports Inc HIBB Jones Rebecca A
Senior VP of Merchandising
6,998 $55.43 $387,873 441
(Direct)
View
2013-03-20
Sale
2013-03-25
06:12 am
Hersha Hospitality Trust HT Shah Neil H
President and COO
59,600 $5.863 $349,445 2,552,566
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-25
06:10 am
Hersha Hospitality Trust HT Gillespie Michael R
Chief Accounting Officer
40,000 $5.97 $238,800 255,790
(Direct)
View
2013-03-20
Sale
2013-03-25
06:08 am
Hersha Hospitality Trust HT Shah Jay H
Chief Executive Officer
Director
Other
171,590 $5.915 $1,014,898 2,817,923
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-25
06:03 am
Hersha Hospitality Trust HT Parikh Ashish R
Chief Financial Officer
27,700 $5.952 $164,870 887,759
(Direct)
View
2013-03-12
Sale
2013-03-22
9:57 pm
Imageware Systems Inc IWSY Gruber & Mcbaine Capital Management LLC
10% Owner
222,299 $0.9322 $207,238 7,750,675
(Direct
Indirect)
View
2013-02-28
Sale
2013-03-22
9:26 pm
Securealert Inc. SCRA Klinkhammer Rene
Director
2,830,773 $0.01 $28,308 2,830,773
(Direct)
View
2013-03-20
Sale
2013-03-22
9:18 pm
Illumina Inc ILMN Walt David R
Director
5,000 $52.6 $263,013 983,788
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
9:14 pm
Core-mark Holding Company Inc. CORE Walsh Christopher L
Senior VP-US Distribution
4,000 $50.68 $202,725 57,743
(Direct)
View
2013-03-20
Sale
2013-03-22
8:59 pm
M/a-com Technology Solutions Holdings Inc. MTSI Croteau John
President and CEO
Director
15,273 $16.17 $246,996 147,203
(Direct)
View
2013-03-20
Sale
2013-03-22
8:42 pm
Nvidia Corp NVDA Byron Michael
Principal Accounting Officer
743 $12.48 $9,274 27,721
(Direct)
View
2013-03-21
Sale
2013-03-22
8:39 pm
Cbs Corp CBS Ambrosio Anthony G
EVP, HR & Administration
9,683 $46.14 $446,813 87,315
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
8:28 pm
Splunk Inc SPLK Sullivan Godfrey
President, CEO & Chairman
Director
10,000 $38.19 $381,916 2,957,515
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-22
8:28 pm
Cadence Pharmaceuticals Inc CADX Domain Parters Vii L P
Blair James C
Dovey Brian H
Treu Jesse I
Vitullo Nicole
Halak Brian K
Schoemaker Kathleen K
10% Owner
4,374 $5.35 $23,401 2,419,570
(Direct)
View
2013-03-21
Sale
2013-03-22
8:22 pm
Cadence Pharmaceuticals Inc CADX Domain Partners Vi L.P.
Blair James C
Dovey Brian H
Treu Jesse I
Vitullo Nicole
Schoemaker Kathleen K
10% Owner
13,490 $5.35 $72,171 7,462,441
(Direct)
View
2013-03-20
Sale
2013-03-22
8:21 pm
Genmark Diagnostics Inc. GNMK Gleeson Christopher M
Director
16,000 $11.56 $184,960 694,993
(Direct
Indirect)
View
2013-03-14
Sale
2013-03-22
8:11 pm
American Bio Medica Corp ABMC.PK Mp Biomedicals LLC
10% Owner
17,500 $0.22 $3,850 4,265,873
(Direct)
View
2013-03-22
Sale
2013-03-22
7:59 pm
Weyerhaeuser Co WY Richards Jerald W
Chief Accounting Officer
11,280 $30.9 $348,579 23,242
(Direct)
View
2013-03-21
Sale
2013-03-22
7:57 pm
Isis Pharmaceuticals Inc ISIS Geary Richard S
Sr VP, Development
1,000 $19.5 $19,500 18,042
(Direct)
View
2013-03-21
Sale
2013-03-22
7:57 pm
Fortress Investment Group LLC FIG Konawalik John
Principal Accounting Officer
25,000 $6.75 $168,750 45,624
(Direct)
View
2013-03-21
Sale
2013-03-22
7:56 pm
Isis Pharmaceuticals Inc ISIS O'neil Patrick R.
SVP, Legal and General Counsel
9,000 $19.26 $173,340 16,000
(Direct)
View
2013-03-20
Sale
2013-03-22
7:50 pm
Omnicell Inc OMCL Seim Robin Gene
Executive VP and CFO
21,733 $18.65 $405,320 119,465
(Direct)
View
2013-03-21
Sale
2013-03-22
7:49 pm
R F Industries Ltd RFIL Fink Marvin
Director
4,000 $6.08 $24,320 5,900
(Direct)
View
2013-03-20
Sale
2013-03-22
7:42 pm
Svb Financial Group SIVB Becker Gregory W
President and CEO
7,008 $70.09 $491,181 49,745
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
7:32 pm
Anacor Pharmaceuticals Inc ANAC Shapiro Lucy
Director
20,000 $6.91 $138,200 307,416
(Direct
Indirect)
View
2013-03-21
Sale
2013-03-22
7:22 pm
Cisco Systems Inc CSCO Pond Randall E
EVP, Ops, Processes & Systems
48,500 $21.81 $1,057,790 220,052
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
7:22 pm
Cisco Systems Inc CSCO Patel Pankaj
EVP, Chief Development Officer
10,000 $21.61 $216,100 721,398
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
7:20 pm
Cheesecake Factory Inc CAKE Benn Doug
Exec VP, CFO
6,339 $37.03 $234,761 135,000
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-22
7:10 pm
Salesforce Com Inc CRM Van Veenendaal Frank
Vice Chairman
2,000 $172.5 $345,050 16,500
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
7:04 pm
Autodesk Inc ADSK Becker Jan
Sr VP, Human Res, Corp RE
18,752 $41 $768,832 76,428
(Direct)
View
2013-03-20
Sale
2013-03-22
6:59 pm
Fusion-io Inc FIO Boberg Richard W
Executive Vice President
10,000 $17.06 $170,558 116,757
(Indirect)
View
2013-03-20
Sale
2013-03-22
6:51 pm
Ariad Pharmaceuticals Inc ARIA Duvall Martin J
SVP, Commercial Operations
576 $19.53 $11,249 3,430
(Direct)
View
2013-03-20
Sale
2013-03-22
6:40 pm
Salix Pharmaceuticals Ltd SLXP Sirgo Mark A
Director
3,000 $50.05 $150,150 28,955
(Direct)
View
2013-03-20
Sale
2013-03-22
6:38 pm
Ariad Pharmaceuticals Inc ARIA Keane Raymond T
SVP General Counsel & CCO
2,334 $19.46 $45,423 40,681
(Direct)
View
2013-03-20
Sale
2013-03-22
6:36 pm
Illumina Inc ILMN Stapley Marc
Sr VP & CFO
2,133 $52.69 $112,378 131,321
(Direct)
View
2013-03-20
Sale
2013-03-22
6:31 pm
Ariad Pharmaceuticals Inc ARIA Dodion Pierre F
SVP, Corp. Dev. & Operations
2,400 $19.46 $46,698 44,282
(Direct)
View
2013-03-20
Sale
2013-03-22
6:29 pm
Ariad Pharmaceuticals Inc ARIA Haluska Frank
SVP, Clinical R&D, CMO
2,400 $19.46 $46,694 63,207
(Direct)
View
2013-03-21
Sale
2013-03-22
6:23 pm
Realpage Inc RP Winn Stephen T
Chairman and CEO
Director
10% Owner
6,197 $20.01 $124,002 20,312,816
(Direct
Indirect)
View
2013-03-21
Sale
2013-03-22
6:21 pm
Realpage Inc RP Seren Capital Ltd.
Director
10% Owner
1,859 $20.01 $37,199 20,312,816
(Direct)
View
2013-03-21
Sale
2013-03-22
6:19 pm
Cadence Pharmaceuticals Inc CADX Dp Vi Associates L.P.
Blair James C
Dovey Brian H
Treu Jesse I
Vitullo Nicole
Schoemaker Kathleen K
10% Owner
1,743 $5.49 $9,569 78,369
(Direct)
View
2013-03-21
Sale
2013-03-22
6:16 pm
Cadence Pharmaceuticals Inc CADX Dp Vii Associates Lp
Blair James C
Dovey Brian H
Treu Jesse I
Vitullo Nicole
Halak Brian K
Schoemaker Kathleen K
10% Owner
893 $5.49 $4,903 40,484
(Direct)
View
2013-03-20
Sale
2013-03-22
6:11 pm
Nanometrics Inc NANO Coates Norman V
Director
47,838 $15.11 $722,898 418,223
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
6:09 pm
Ariad Pharmaceuticals Inc ARIA Bollag Daniel M
Sr. VP, Reg. Affairs & Quality
2,400 $19.46 $46,694 97,271
(Direct)
View
2013-03-21
Sale
2013-03-22
6:07 pm
Power Solutions International Inc PSIX Winemaster Kenneth J
Senior VP and Secretary
10% Owner
60,000 $24.5 $1,470,000 2,688,045
(Direct)
View
2013-03-20
Sale
2013-03-22
6:07 pm
Alaska Air Group Inc ALK Ayer William S
EXECUTIVE CHAIR
Director
7,700 $63 $485,120 121,180
(Direct)
View
2013-03-22
Sale
2013-03-22
6:05 pm
Palo Alto Networks Inc PANW Chandna Asheem
Director
150,000 $55.04 $8,256,535 289,098
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
6:05 pm
Ariad Pharmaceuticals Inc ARIA Berstein David L
Senior VP, Chief IP Officer
1,600 $19.46 $31,135 191,098
(Direct)
View
2013-03-20
Sale
2013-03-22
6:04 pm
Palo Alto Networks Inc PANW Batra Rajiv
VP, Engineering
30,000 $55.97 $1,679,002 1,510,516
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
6:03 pm
Ariad Pharmaceuticals Inc ARIA Clackson Timothy P
President, R&D, CSO
6,667 $19.46 $129,718 344,706
(Direct)
View
2013-03-20
Sale
2013-03-22
6:02 pm
Hornbeck Offshore Services Inc HOS Hornbeck Todd M
President & CEO
Director
11,200 $45 $504,003 827,693
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:59 pm
Clean Diesel Technologies Inc CDTI Mehta Nikhil Atul
Chief Financial Officer
4,469 $2.153 $9,623 30,828
(Direct)
View
2013-03-20
Sale
2013-03-22
5:47 pm
Clean Diesel Technologies Inc CDTI Golden Stephen John
Chief Technology Officer
3,373 $2.153 $7,263 25,498
(Direct)
View
2013-03-20
Sale
2013-03-22
5:46 pm
Hennessy Advisors Inc HNNA Seavey Thomas L
Director
900 $7.222 $6,500 54,875
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
5:43 pm
Alexandria Real Estate Equities Inc ARE Richardson James H
Director
1,250 $71 $88,750 126,250
(Direct)
View
2013-03-20
Sale
2013-03-22
5:40 pm
Liquidity Services Inc LQDT Burton Thomas B
Pres, COO, Gov't Liquid LLC
2,055 $29.5 $60,622 0
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
5:39 pm
Liquidity Services Inc LQDT Roy G Cayce
Exec. VP/Pres. Asset Recovery
2,569 $29.5 $75,786 0
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
5:39 pm
Liquidity Services Inc LQDT Williams James Edwin
VP, Gen. Counsel & Secretary
513 $29.5 $15,134 700
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
5:39 pm
Liquidity Services Inc LQDT Rallo James M
CFO, Treasurer
1,027 $29.5 $30,296 2,466
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
5:38 pm
Liquidity Services Inc LQDT Angrick William P III
Chairman of the Board and CEO
Director
10% Owner
937 $29.5 $27,642 4,537,108
(Indirect)
View
2013-03-21
Sale
2013-03-22
5:37 pm
Dts Inc DTSI Welcher Blake
EVP Legal, GC & Sec
5,000 $17.32 $86,623 15,113
(Direct)
View
2013-03-21
Sale
2013-03-22
5:35 pm
Synchronoss Technologies Inc SNCR Hilbert Paula J
Executive Vice President
11,111 $30.36 $337,289 96,212
(Direct)
View
2013-03-21
Sale
2013-03-22
5:32 pm
Dts Inc DTSI Kitson Frederick Lee
Chief Technology Officer
1,405 $17.45 $24,512 11,671
(Direct)
View
2013-03-20
Sale
2013-03-22
5:31 pm
Craft Brew Alliance Inc BREW Widmer Kurt R
Director
18,373 $7.5 $137,798 1,633,512
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:27 pm
Facebook Inc FB Sandberg Sheryl
Chief Operating Officer
Director
176,452 $26.07 $4,600,390 16,022,202
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:25 pm
Opentable Inc OPEN Dodson Michael E.
Senior Vice President, Sales
3,000 $60.78 $182,340 57,000
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:21 pm
Insite Vision Inc INSV Coliseum Capital Management LLC
10% Owner
82,200 $0.34 $27,948 14,321,138
(Indirect)
View
2013-03-20
Sale
2013-03-22
5:18 pm
Wesco Aircraft Holdings Inc WAIR Hess Lisa F.
10% Owner
42,545 $14.55 $619,151 1,425,449
(Indirect)
View
2013-03-21
Sale
2013-03-22
5:16 pm
Epr Properties EPR Peterson Mark Alan
SVP and CFO
5,000 $51.7 $258,500 48,963
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:14 pm
Planet Payment Inc PLPM Beck Philip D
Chairman and CEO
Director
41,695 $2.985 $124,457 2,546,575
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
5:14 pm
Ariad Pharmaceuticals Inc ARIA Cantor Maria E
SVP, Corporate Affairs
3,667 $19.45 $71,335 45,902
(Direct)
View
2013-03-20
Sale
2013-03-22
5:12 pm
Nielsen Holdings N.V. NLSN Finn Mary Elizabeth
Chief Human Resources Officer
35,125 $34.39 $1,207,949 59,171
(Direct)
View
2013-03-20
Sale
2013-03-22
5:09 pm
National Interstate Corp NATL Phillips Terry E
Senior VP
4,415 $32.47 $143,342 36,973
(Direct)
View
2013-03-20
Sale
2013-03-22
5:06 pm
World Energy Solutions Inc. XWES Domaleski Richard
Other
10,000 $4.254 $42,540 291,049
(Direct)
View
2013-03-20
Sale
2013-03-22
5:06 pm
Urban Outfitters Inc URBN Lawson Joel S III
Director
20,000 $40.47 $809,400 40,000
(Direct)
View
2013-03-20
Sale
2013-03-22
5:06 pm
Clean Diesel Technologies Inc CDTI Shea David Eric
Corporate Controller
1,272 $2.153 $2,739 12,238
(Direct)
View
2013-03-20
Sale
2013-03-22
5:04 pm
Acura Pharmaceuticals Inc ACUR Care Capital II LLC
Care Capital Investments II Lp
Care Capital Offshore Investments II Lp
10% Owner
103,215 $2.257 $232,923 9,721,719
(Indirect)
View
2013-03-21
Sale
2013-03-22
4:52 pm
United Therapeutics Corp UTHR Ferrari John Maxim
CFO
4,500 $60.99 $274,455 61,250
(Direct)
View
2013-03-20
Sale
2013-03-22
4:52 pm
La-z-boy Inc LZB Kincaid Steven M
Senior Vice President
41,835 $19.15 $801,035 140,414
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:51 pm
Clean Diesel Technologies Inc CDTI Harris Christopher Jay
Chief Operations Officer
2,363 $2.153 $5,088 19,122
(Direct)
View
2013-03-20
Sale
2013-03-22
4:51 pm
Ingersoll-rand Plc IR Hagenlocker Edward E
Director
10,080 $56 $564,480 20,100
(Direct)
View
2013-03-21
Sale
2013-03-22
4:45 pm
H&e Equipment Services Inc. HEES Engquist John
Chief Executive Officer
Director
10% Owner
14,629 $20.16 $294,959 3,719,633
(Direct)
View
2013-03-20
Sale
2013-03-22
4:44 pm
Ingersoll-rand Plc IR Avedon Marcia J
Senior Vice President
5,000 $56 $280,000 89,978
(Direct)
View
2013-03-19
Sale
2013-03-22
4:42 pm
Quanta Services Inc PWR Yancey Wilson M. Jr.
VP-Safety, Health & Environ.
1,091 $29.12 $31,770 4,721
(Direct)
View
2013-03-20
Sale
2013-03-22
4:40 pm
Valassis Communications Inc VCI Schultz Alan F
Director
74,246 $29.76 $2,209,493 373,186
(Indirect
Direct)
View
2013-02-27
Sale(A)
2013-03-22
4:38 pm
Lorillard Inc LO Taylor David H.
Executive VP and CFO
18,460 $38.57 $711,952 66,356
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
4:38 pm
Macy's Inc. M Gennette Jeffrey
Chief Merchandising Officer
32,004 $42.54 $1,361,425 57,104
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:38 pm
Fresh Del Monte Produce Inc FDP Lazopoulos Emanuel
SVP, North America Sales
5,000 $27.73 $138,649 10,000
(Direct)
View
2013-03-20
Sale
2013-03-22
4:36 pm
Fresh Del Monte Produce Inc FDP Rice Paul
SVP, North America Operations
9,000 $27.59 $248,293 20,000
(Direct)
View
2013-03-20
Sale
2013-03-22
4:34 pm
Wisconsin Energy Corp WEC Leverett Allen L
Executive Vice President
20,000 $41.5 $830,000 140,000
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
4:32 pm
Aar Corp AIR Romenesko Timothy J
President & COO
Director
25,658 $18.56 $476,112 267,842
(Direct)
View
2013-03-21
Sale
2013-03-22
4:32 pm
Regeneron Pharmaceuticals Inc REGN Brown Michael S
Director
15,000 $173.3 $2,599,022 21,422
(Direct)
View
2013-03-21
Sale
2013-03-22
4:31 pm
Saks Inc SKS Wallstrom Robert
EVP / OFF 5TH
20,544 $11.65 $239,338 125,392
(Direct)
View
2013-03-20
Sale
2013-03-22
4:29 pm
Ameriprise Financial Inc AMP Sweeney Joseph Edward
Pres-AWM Products & Services
50 $74.75 $3,738 31,906
(Direct
Indirect)
View
2013-03-21
Sale
2013-03-22
4:22 pm
Financial Engines Inc. FNGN Jones Christopher L.
EVP & Chief Investment Officer
4,000 $34.9 $139,615 110,562
(Direct)
View
2013-03-21
Sale
2013-03-22
4:21 pm
Emcor Group Inc EME Macinnis Frank T
Director
42,918 $41.26 $1,770,858 498,913
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:19 pm
Plum Creek Timber Co Inc PCL Ray Thomas G
VP, NW Resources & Mfg
5,250 $50.01 $262,560 21,680
(Direct
Indirect)
View
2013-03-21
Sale
2013-03-22
4:19 pm
Altra Holdings Inc. AIMC Christenson Carl R
Chief Executive Officer
Director
10,000 $28 $280,000 469,970
(Direct)
View
2013-03-22
Sale
2013-03-22
4:19 pm
Autozone Inc AZO Nieto Luis P Jr
Director
1,412 $393.3 $555,311 2,835
(Direct)
View
2013-03-22
Sale
2013-03-22
4:19 pm
Emcor Group Inc EME Fried Albert Jr
Director
20,000 $41.56 $831,138 206,503
(Direct)
View
2013-03-20
Sale
2013-03-22
4:17 pm
Plum Creek Timber Co Inc PCL Neilson Larry D
SVP, Resources & Ops Support
9,000 $50 $450,000 43,486
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
4:16 pm
Walgreen Co WAG Scholz Mia M
SVP - Corp. Fin. Operations
11,698 $45.97 $537,707 48,252
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:16 pm
Bristol Myers Squibb Co BMY Cornelius James M
Director
20,000 $39.78 $795,600 911,218
(Direct)
View
2013-03-20
Sale
2013-03-22
4:15 pm
Walgreen Co WAG Zimmerman Robert G
SVP, International
10,316 $46 $474,536 53,730
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
4:15 pm
Potash America Inc PTAM Wattenberg Barry Scott
Chairman, President, Treasurer
Director
10% Owner
80,000,000 $0 $0 0
(Direct)
View
2013-03-19
Sale(A)
2013-03-22
4:15 pm
Clean Diesel Technologies Inc CDTI Breese Robert Craig
Chief Executive Officer
Director
6,244 $2.191 $13,683 43,986
(Direct)
View
2013-03-21
Sale
2013-03-22
4:15 pm
Emcor Group Inc EME Cammaker Sheldon I
EVP, Gen Counsel & Secretary
10,000 $41.29 $412,900 86,342
(Direct)
View
2013-03-20
Sale
2013-03-22
4:14 pm
Bankunited Inc. BKU Wl Ross & Co LLC
10% Owner
721,500 $24.75 $17,853,518 8,189,631
(Indirect)
View
2013-03-20
Sale
2013-03-22
4:13 pm
Bankunited Inc. BKU Ross Wilbur L Jr
El Vedado LLC
Wlr/gs Master Co-investment L.P.
Wlr Master Co-investment Gp LLC
Wlr Iv Parallel Esc Lp
Invesco Wlr Iv Associates LLC
Invesco Private Capital Inc.
Wlr Recovery Fund Iv Lp
Wlr Recovery Associates Iv LLC
Wl Ross Group L.P.
Director
10% Owner
721,500 $24.75 $17,853,518 8,189,631
(Direct
Indirect)
View
2013-03-20
Sale(A)
2013-03-22
4:13 pm
Sandridge Energy Inc SD Tipton Todd N.
Executive VP - Exploration
17,929 $5.65 $101,299 347,999
(Direct)
View
2013-03-20
Sale
2013-03-22
4:13 pm
Bankunited Inc. BKU Lefrak Richard S
Director
37,500 $24.75 $927,938 369,631
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
4:13 pm
Lifetime Brands Inc LCUT Wells James
EVP and Pres. of Kitchenware
26,250 $11.24 $295,102 255,253
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:12 pm
Bankunited Inc. BKU Kanas John Adam
Chairman, President and CEO
Director
120,000 $24.75 $2,969,400 1,789,032
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-22
4:12 pm
Iridium Communications Inc. IRDM Greenhill & Co Inc
Other
30,000 $6.536 $196,079 2,263,387
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:12 pm
Bankunited Inc. BKU Bohlsen John
Chief Lending Officer
Director
52,500 $24.75 $1,299,113 537,763
(Indirect
Direct)
View
2013-03-22
Sale
2013-03-22
4:11 pm
Tal International Group Inc. TAL Valentine Kevin
Senior Vice President
1,930 $45 $86,850 29,250
(Direct)
View
2013-03-21
Sale
2013-03-22
4:10 pm
American Software Inc AMSWA Mcguone James R
VP Genl Counsel & Corp Sec
4,000 $8.501 $34,005 12,000
(Direct)
View
2013-03-20
Sale
2013-03-22
4:08 pm
Dicks Sporting Goods Inc DKS Schorr Lawrence J
Director
40,000 $47.57 $1,902,804 77,615
(Direct)
View
2013-03-21
Sale
2013-03-22
4:08 pm
Domtar Corp UFS Thomas Richard L
SVP, Sales and Marketing
6,668 $77.78 $518,622 10,830
(Direct)
View
2013-03-20
Sale
2013-03-22
4:08 pm
Exlservice Holdings Inc. EXLS Kapoor Rohit
Vice Chairman & CEO
Director
2,606 $32.45 $84,565 917,739
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:07 pm
Dicks Sporting Goods Inc DKS Sutter Kathryn
SVP - Human Resources
60,625 $47.55 $2,882,428 99,188
(Direct)
View
2013-03-20
Sale
2013-03-22
4:06 pm
Dicks Sporting Goods Inc DKS Kullman Timothy E
EVP, Finance, Admin & CFO
59,375 $47.5 $2,820,318 100,718
(Direct)
View
2013-03-20
Sale
2013-03-22
4:05 pm
Daystar Technologies Inc DSTI Moretti John M
10% Owner
20,200 $1.001 $20,225 42,300
(Direct)
View
2013-03-20
Sale
2013-03-22
4:05 pm
Dicks Sporting Goods Inc DKS Willoughby Michele
SVP - eCommerce
28,000 $47.51 $1,330,143 64,362
(Direct)
View
2013-03-20
Sale
2013-03-22
4:04 pm
Nielsen Holdings N.V. NLSN Kash Arvin
Vice Chairman
94,236 $34.42 $3,243,603 84,596
(Indirect
Direct)
View
2013-03-20
Sale
2013-03-22
4:03 pm
American Financial Group Inc AFG Berding John B
Director
33,271 $47.22 $1,570,990 109,622
(Direct
Indirect)
View
2013-03-20
Sale
2013-03-22
4:02 pm
Starwood Hotel & Resorts Worldwide Inc HOT Turner Simon
President, Global Development
14,189 $62.75 $890,360 118,127
(Indirect
Direct)
View
2013-03-21
Sale
2013-03-22
4:01 pm
American Financial Group Inc AFG Von Lehman John I
Director
2,500 $47.06 $117,659 8,290
(Direct)
View
2013-03-20
Sale
2013-03-22
4:00 pm
American Financial Group Inc AFG Lindner S Craig
Co-CEO & Co-President
Director
30,000 $47.12 $1,413,630 1,585,127
(Indirect)
View
(A) Indicate amendment filing.