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Insider Sale Filings - Archives for 2013-02-12

Home -> 2013 -> Insider sale filings for 2013-02-12

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2013-02-08
Sale
2013-02-12
3:55 pm
Time Warner Inc TWX Bewkes Jeffrey L
Chairman of the Board and CEO
Director
216,642 $52.39 $11,349,874 562,638
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
3:53 pm
Cascade Microtech Inc CSCD Gleason K Reed
VP of Advanced Technology
10% Owner
8,000 $7.048 $56,381 1,495,622
(Direct)
View
2013-02-08
Sale
2013-02-12
3:53 pm
Computer Sciences Corp CSC Cook James Dennis
Ex VP Global Industries
27,811 $45.74 $1,272,024 76,494
(Direct)
View
2013-02-08
Sale
2013-02-12
3:53 pm
Computer Sciences Corp CSC Cook James Dennis
Ex VP Global Industries
2,770 $45.79 $126,832 45,913
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
3:50 pm
Horace Mann Educators Corp HMN Wilkinson Thomas
Executive Vice President
93,736 $21.1 $1,977,861 157,992
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
3:44 pm
Kimberly Clark Corp KMB Mielke Thomas J.
SVP - General Counsel
6,101 $91.29 $556,949 42,343
(Indirect
Direct)
View
2013-02-12
Sale
2013-02-12
3:30 pm
Universal Corp UVV Broome Theodore G
Other
8,000 $55.67 $445,360 35,960
(Direct)
View
2013-02-11
Sale
2013-02-12
3:22 pm
Google Inc. GOOG Page Lawrence
Chief Executive Officer
Director
10% Owner
20,833 $778.8 $16,223,992 25,217,756
(Direct)
View
2013-02-11
Sale
2013-02-12
3:22 pm
Linear Technology Corp LLTC Paulus Donald E
VP & GM of Power Business Unit
35,000 $37.67 $1,318,538 105,888
(Direct)
View
2013-02-12
Sale
2013-02-12
3:03 pm
Cytec Industries Inc CYT Johnson Barry C
Director
4,500 $74.16 $333,711 9,531
(Direct)
View
2013-02-11
Sale
2013-02-12
3:03 pm
Cytec Industries Inc CYT Davis Chris A
Director
4,855 $74.75 $362,899 22,580
(Direct)
View
2013-02-11
Sale
2013-02-12
3:02 pm
Cytec Industries Inc CYT Wood William G
President, CEM
5,000 $75.04 $375,224 15,933
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
2:57 pm
Newell Rubbermaid Inc NWL Stipancich John K
EVP, General Counsel & Secy
45,000 $24.27 $1,091,928 63,381
(Direct)
View
2013-02-11
Sale
2013-02-12
2:55 pm
Tractor Supply Co TSCO Barbarick Steve K
Executive VP Merchandising
4,548 $103.3 $469,954 8,239
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-12
2:54 pm
Amphenol Corp APH Walter Luc
SR VP & GGM EUR MIL & AERO OPS
16,082 $70.51 $1,133,992 60,918
(Direct)
View
2013-02-08
Sale
2013-02-12
2:51 pm
Amphenol Corp APH Loeffler Martin H
Director
100,519 $70.52 $7,089,002 299,481
(Direct)
View
2013-02-11
Sale
2013-02-12
2:47 pm
Arrow Electronics Inc ARW Reilly Paul J
Executive Vice President & CFO
400 $40.75 $16,300 110,759
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
2:30 pm
Partnerre Ltd PRE Miranthis Constantinos
President & CEO PartnerRe Ltd.
Director
6,924 $88.64 $613,754 50,638
(Direct)
View
2013-02-11
Sale
2013-02-12
2:29 pm
Aruba Networks Inc ARUN Orr Dominic P
President and CEO
Director
7,500 $22.12 $165,902 1,362,280
(Direct
Indirect)
View
2013-02-11
Sale
2013-02-12
2:26 pm
Marathon Petroleum Corp MPC Wilder J. Michael
VP, General Counsel & Sec
13,997 $81.62 $1,142,435 34,853
(Indirect
Direct)
View
2013-02-12
Sale
2013-02-12
2:24 pm
Google Inc. GOOG Pichette Patrick
SVP & Chief Financial Officer
145 $781.2 $113,268 30,259
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-12
2:21 pm
Amphenol Corp APH Lampo Craig A
VP & CONTROLLER
11,000 $70.71 $777,836 11,000
(Direct)
View
2013-02-11
Sale
2013-02-12
2:19 pm
Parker Hannifin Corp PH Williams Thomas L
EVP - Operating Officer
7,000 $94.37 $660,602 43,697
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
2:11 pm
Regi U S Inc RGUS Jgr Petroleum Inc
Other
16,764 $0.1553 $2,603 738,777
(Direct)
View
2013-02-08
Sale
2013-02-12
2:08 pm
Plantronics Inc PLT Pickard Richard R
LEGAL COUNSEL.E7.
14,327 $40 $573,080 26,877
(Direct)
View
2013-02-08
Sale
2013-02-12
2:07 pm
Plantronics Inc PLT Kannappan S Kenneth
CEO - CORPORATE - GLOBAL.CEO.
Director
28,300 $40 $1,132,076 131,075
(Direct)
View
2013-02-08
Sale
2013-02-12
2:06 pm
Plantronics Inc PLT Kannappan S Kenneth
CEO - CORPORATE - GLOBAL.CEO.
Director
26,700 $39.91 $1,065,532 124,687
(Direct)
View
2013-02-08
Sale
2013-02-12
2:05 pm
Plantronics Inc PLT Houston Donald S
TOP SALES EXECUTIVE - GLOBAL.E
21,701 $40 $868,040 71,654
(Direct)
View
2013-02-08
Sale
2013-02-12
2:00 pm
Interactive Intelligence Group Inc. ININ Brown Donald E
Chairman, President and CEO
Director
10% Owner
23,922 $41 $980,805 4,116,844
(Direct)
View
2013-02-08
Sale
2013-02-12
1:58 pm
Acuity Brands Inc AYI Mccullough Robert F
Director
1,815 $70.05 $127,141 4,206
(Direct)
View
2013-02-08
Sale
2013-02-12
1:57 pm
Myr Group Inc MYRG Green William H.
Senior VP
3,609 $23.01 $83,047 42,744
(Direct)
View
2013-02-08
Sale
2013-02-12
1:57 pm
Myr Group Inc MYRG Fluss John A.
Group VP
12,840 $23.02 $295,545 69,527
(Direct)
View
2013-02-11
Sale
2013-02-12
1:48 pm
Alliance Fiber Optic Products Inc AFOP Ho Anita K
Acting CFO
3,000 $12.8 $38,390 22,521
(Direct)
View
2013-02-11
Sale
2013-02-12
1:48 pm
Becton Dickinson & Co BDX Orr James F
Director
4,436 $88.28 $391,610 24,044
(Direct)
View
2013-02-08
Sale
2013-02-12
1:37 pm
Agl Resources Inc GAS Platt Melanie M
EVP
2,500 $40.13 $100,326 17,786
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
1:29 pm
Lyondellbasell Industries N.V. LYB Gallogly James L
Chief Executive Officer
83,333 $60.82 $5,068,488 3,216,746
(Direct)
View
2013-02-08
Sale
2013-02-12
1:06 pm
Summit Financial Group Inc SMMF Maddy H Charles III
President & CEO
Director
4,800 $7.068 $33,925 24,972
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
12:46 pm
Usg Corp USG Scanlon Jennifer F.
Vice President
3,500 $27.99 $97,956 60,438
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
12:33 pm
Aptargroup Inc ATR Hagge Stephen J
President and CEO
Director
35,000 $52.11 $1,823,749 81,335
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
12:20 pm
Douglas Dynamics Inc PLOW Mccormick Robert L
EVP, CFO and Secretary
5,000 $13.95 $69,731 111,922
(Direct)
View
2013-02-11
Sale
2013-02-12
11:55 am
Kearny Financial Corp. KRNY Gossweiler Albert E
SVP, Ch. Invest. Ofc. & Treas.
78 $10.4 $811 80,124
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
11:43 am
Eaco Corp EACO Ceiley Glen
CEO and Chairman
Director
10% Owner
100 $2.43 $243 4,775,895
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-12
11:42 am
Universal Corp UVV Adams John B Jr
Director
4,000 $56.3 $225,200 20,907
(Direct)
View
2013-02-11
Sale
2013-02-12
11:35 am
Cummins Inc CMI Hunt Marsha L
VP-Corp. Controller
3,606 $119.5 $430,778 8,965
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
11:33 am
J&j Snack Foods Corp JJSF Stanley Peter G
Director
15,000 $68.67 $1,030,050 16,238
(Direct)
View
2013-02-11
Sale
2013-02-12
11:14 am
Broadridge Financial Solutions Inc BR Amsterdam Adam D
Corporate Vice President
9,775 $22.18 $216,770 39,796
(Direct)
View
2013-02-08
Sale
2013-02-12
11:13 am
Sprint Nextel Corp S Carter Matthew Jr
President-Global Wholesale
123,951 $5.7 $706,521 137,184
(Direct)
View
2013-02-12
Sale
2013-02-12
11:09 am
Cbl & Associates Properties Inc CBL Walker Winston W
Director
2,000 $22.41 $44,820 81,786
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-12
11:08 am
Universal Corp UVV Huffman James A
Other
950 $56.4 $53,580 25,659
(Direct)
View
2013-02-11
Sale
2013-02-12
11:04 am
Te Connectivity Ltd. TEL Calastri Mario
Sr. Vice President & Treasurer
3,000 $40.5 $121,500 31,450
(Direct)
View
2013-02-11
Sale
2013-02-12
11:03 am
Cbl & Associates Properties Inc CBL Stephas Augustus N
Exec VP & COO
6,489 $22.22 $144,186 57,302
(Direct
Indirect)
View
2013-02-11
Sale
2013-02-12
11:02 am
Baker Hughes Inc BHI Deaton Chad C
Executive Chairman
Director
5,601 $45.55 $255,135 262,780
(Direct)
View
2013-02-11
Sale
2013-02-12
11:02 am
Smith A O Corp AOS Lauber Charles T
Senior VP, Strategy & Planning
4,183 $69.57 $290,998 8,946
(Direct)
View
2013-02-08
Sale(A)
2013-02-12
10:38 am
Universal Corp UVV Brewer W Keith
Executive VP & COO
1,824 $56.25 $102,600 99,691
(Direct)
View
2013-02-08
Sale
2013-02-12
10:26 am
Universal Corp UVV Moore David C
Sen. VP & CFO
6,000 $56.46 $338,760 77,286
(Direct)
View
2013-02-08
Sale
2013-02-12
10:26 am
Idexx Laboratories Inc IDXX Brown William E III
Executive Vice President
22,178 $93.78 $2,079,873 29,437
(Direct)
View
2013-02-08
Sale
2013-02-12
10:03 am
Rudolph Technologies Inc RTEC Dicrosta Robert
Other
7,500 $12 $90,000 14,539
(Direct)
View
2013-02-11
Sale
2013-02-12
10:02 am
Rudolph Technologies Inc RTEC Roth Steven R
Senior Vice President & CFO
10,000 $11.94 $119,400 68,013
(Direct)
View
2013-02-08
Sale
2013-02-12
10:01 am
Rudolph Technologies Inc RTEC Whitten John R
Director
15,000 $12.01 $180,188 42,200
(Direct)
View
2013-02-08
Sale
2013-02-12
10:00 am
Universal Corp UVV Brewer W Keith
Executive VP & COO
1,824 $56.25 $102,600 99,691
(Direct)
View
2013-02-08
Sale
2013-02-12
10:00 am
Rudolph Technologies Inc RTEC Danciak Scott R
Other
2,778 $12 $33,339 16,049
(Direct)
View
2013-02-11
Sale
2013-02-12
09:48 am
International Flavors & Fragrances Inc IFF Vaisman Hernan
Group President, Flavors
9,000 $73.36 $660,221 22,649
(Direct)
View
2013-02-08
Sale
2013-02-12
09:13 am
Consolidated Communications Holdings Inc. CNSL Currey Robert J
President & CEO
Director
4,906 $17.5 $85,855 103,473
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-12
09:08 am
Kulicke & Soffa Industries Inc KLIC Chou Jonathan
Chief Financial Officer
15,952 $11.52 $183,838 64,561
(Direct)
View
2013-02-11
Sale
2013-02-12
08:52 am
Rofin Sinar Technologies Inc RSTI Wirth Peter
Chairman of the Board
Director
20,000 $27.81 $556,274 80,000
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-12
08:40 am
Mettler Toledo International Inc MTD Caratsch Thomas
Head of Laboratory
3,600 $221.1 $795,960 4,370
(Direct)
View
2013-02-08
Sale
2013-02-12
08:39 am
Mettler Toledo International Inc MTD Donnelly William P
Chief Financial Officer
16,000 $221.3 $3,540,894 55,465
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-12
08:38 am
Pultegroup Inc PHM Smith Harmon D
Area President
3,850 $19.29 $74,267 250,770
(Indirect
Direct)
View
2013-02-01
Sale
2013-02-12
08:10 am
Mistras Group Inc. MG Lange Michael J.
Group EVP, Services
Director
10,000 $22.16 $221,600 432,512
(Direct)
View
2013-02-07
Sale
2013-02-11
9:53 pm
Monolithic Power Systems Inc MPWR Xiao Deming
Pres. of MPS Asia Operations
1,636 $24.6 $40,246 110,672
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
9:53 pm
Monolithic Power Systems Inc MPWR Tseng Saria
VP & General Counsel
10,266 $24.59 $252,453 90,514
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
9:53 pm
Monolithic Power Systems Inc MPWR Sciammas Maurice
Sr. V.P.of Sales and Marketing
1,265 $24.6 $31,119 106,001
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
9:52 pm
Monolithic Power Systems Inc MPWR Rao Meera
CFO
1,096 $24.6 $26,962 87,479
(Direct)
View
2013-02-07
Sale
2013-02-11
9:52 pm
Monolithic Power Systems Inc MPWR Hsing Michael
CEO
Director
5,221 $24.6 $128,437 565,808
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
9:39 pm
Interactive Brokers Group Inc. IBKR Galik Milan
SVP Software Development
Director
2,000 $14.76 $29,520 948,604
(Direct)
View
2013-02-08
Sale
2013-02-11
9:30 pm
Super Micro Computer Inc. SMCI Liu Liang Chiu-chu Sara
VP of Operations & Treasurer
Director
10% Owner
20,000 $12.7 $253,918 7,009,561
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
9:30 pm
Onyx Pharmaceuticals Inc ONXX Shema Suzanne M
EVP, GC and Corp. Secretary
4,051 $77.52 $314,034 37,884
(Direct)
View
2013-02-08
Sale
2013-02-11
9:29 pm
Super Micro Computer Inc. SMCI Liang Charles
President and CEO
Director
10% Owner
20,000 $12.55 $251,052 7,009,561
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
9:27 pm
Super Micro Computer Inc. SMCI Chou Cheng-hsien Phidias
VP Worldwide Sales
4,000 $12.66 $50,660 21,000
(Direct)
View
2013-02-07
Sale
2013-02-11
9:10 pm
Omnicell Inc OMCL Johnston Dan S
Executive VP & General Counsel
30,000 $17.85 $535,495 87,135
(Direct)
View
2013-02-07
Sale
2013-02-11
9:00 pm
Netsuite Inc N Ramsey James Burr
SVP Worldwide Sales & Distrib.
32,008 $66.24 $2,120,072 99,199
(Direct)
View
2013-02-08
Sale
2013-02-11
8:42 pm
Prologis Inc. PLD Losh J Michael
Director
13,725 $39.39 $540,628 60,495
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
8:40 pm
Edwards Lifesciences Corp EW Mussallem Michael A
Chairman & CEO
Director
35,000 $86.09 $3,013,007 297,568
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
8:34 pm
Global Cash Access Holdings Inc. GCA Betts Scott H
Director
3,064 $7 $21,449 3,064
(Direct)
View
2013-02-08
Sale
2013-02-11
8:20 pm
Vocera Communications Inc VCRA Spitzen Jay
General Counsel, Secretary
250 $27 $6,751 25,553
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
8:15 pm
Ixia XXIA De Graaf Raymond
Vice President, Operations
70,312 $20.51 $1,441,956 107,079
(Direct)
View
2013-02-07
Sale
2013-02-11
8:11 pm
Ixia XXIA Grahame Alan
Sr. VP, Worldwide Sales
20,000 $20.89 $417,800 83,150
(Direct)
View
2013-02-08
Sale
2013-02-11
8:08 pm
Magnachip Semiconductor Corp MX Avenue Special Situations Fund Iv Lp
Avenue Capital Partners Iv LLC
Gl Partners Iv LLC
Avenue Special Situations Fund V Lp
Avenue Capital Partners V LLC
Gl Partners V LLC
Avenue Cdp Global Opportunities Fund Lp
Avenue Capital Management II L.P.
Avenue Capital Management II Genpar LLC
Lasry Marc
Director
10% Owner
5,750,000 $0 $0 2,370,398
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
8:06 pm
Ixia XXIA Miller Thomas B
Chief Financial Officer
14,174 $20.47 $290,150 153,824
(Direct)
View
2013-02-07
Sale
2013-02-11
8:00 pm
Fluidigm Corp FLDM Jog Vikram
CHIEF FINANCIAL OFFICER
11,322 $16.64 $188,370 5,661
(Direct)
View
2013-02-07
Sale
2013-02-11
8:00 pm
Ixia XXIA Williams Christopher Lee
Vice President Human Resources
94,000 $20.05 $1,884,926 118,852
(Direct)
View
2013-02-07
Sale
2013-02-11
8:00 pm
Boingo Wireless Inc WIFI Mitsui & Co Ltd
Mitsui & Co Usa Inc
Corporate Development Fund Of Mitsui & Co. Ltd.
Mitsui & Co. Principal Investments Ltd.
10% Owner
9,522 $7.799 $74,260 2,381,001
(Indirect)
View
2013-02-08
Sale
2013-02-11
7:59 pm
Mindspeed Technologies Inc MSPD Bajwa Najabat H.
Senior Vice President
34,491 $4.646 $160,230 122,135
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
7:56 pm
Amgen Inc AMGN Pelham Judith C
Director
5,000 $86.94 $434,715 26,304
(Direct)
View
2013-02-07
Sale
2013-02-11
7:50 pm
Ixia XXIA Buckly Ronald W
Senior V.P. (see Remarks)
100,000 $20.58 $2,057,863 554,354
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
7:44 pm
Alliance Fiber Optic Products Inc AFOP Hubbard David A
Exec. VP, Sales and Marketing
20,000 $12.72 $254,488 62,380
(Direct)
View
2013-02-07
Sale
2013-02-11
7:42 pm
Svb Financial Group SIVB Verissimo Marc J
Chief Strategy Officer
1,984 $67.17 $133,267 17,205
(Direct)
View
2013-02-08
Sale
2013-02-11
7:41 pm
Proofpoint Inc PFPT Chambers Charles Wade
EVP Engineering
5,000 $13.59 $67,939 252,320
(Direct)
View
2013-02-07
Sale
2013-02-11
7:38 pm
Svb Financial Group SIVB Wallace Bruce
Chief Operating Officer
2,000 $67.4 $134,800 4,739
(Direct)
View
2013-02-07
Sale
2013-02-11
7:37 pm
Consumer Portfolio Services Inc CPSS Levine Leichtman Capital Partners Iv L.P.
Levine Leichtman Capital Partners Inc
Levine Arthur E
Leichtman Lauren B
Llcp Partners Iv Gp LLC
10% Owner
321,142 $8.764 $2,814,629 3,925,318
(Direct)
View
2013-02-11
Sale
2013-02-11
7:30 pm
Alaska Air Group Inc ALK Ayer William S
EXECUTIVE CHAIR
Director
20,000 $49 $980,000 148,780
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
7:30 pm
Alaska Air Group Inc ALK Harrison Andrew R
VP/PLNG & REV MGMT
3,150 $47.49 $149,594 8,252
(Direct)
View
2013-02-08
Sale
2013-02-11
7:30 pm
Alaska Air Group Inc ALK Loveless Keith
VP/LEGAL & GENERAL COUNSEL
3,390 $48 $162,720 31,040
(Direct
Indirect)
View
2012-05-15
Sale(A)
2013-02-11
7:27 pm
Biomarin Pharmaceutical Inc BMRN Lawlis V Bryan
Director
8,900 $38.51 $342,769 92,100
(Direct)
View
2013-02-07
Sale
2013-02-11
7:25 pm
Alaska Air Group Inc ALK Johnson Glenn S
PRESIDENT/HORIZON AIR
3,250 $47.19 $153,367 33,221
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
7:23 pm
Maxwell Technologies Inc MXWL Royal Kevin
SVP, CFO, & Treasurer
787 $10.77 $8,476 50,411
(Direct)
View
2012-02-08
Sale
2013-02-11
7:23 pm
Maxwell Technologies Inc MXWL Andrews Van M.
SVP, Sales & Marketing
560 $10.75 $6,020 21,779
(Direct)
View
2013-02-11
Sale
2013-02-11
7:19 pm
Pharmacyclics Inc PCYC Buggy Joseph J
VP, Research
12,000 $69.97 $839,666 81,313
(Direct)
View
2013-02-08
Sale
2013-02-11
7:09 pm
Advanced Energy Industries Inc AEIS Wasserman Yuval
President Thin Films Bus. Unit
10,526 $16.37 $172,311 25,517
(Direct)
View
2013-02-07
Sale
2013-02-11
7:08 pm
Eastman Chemical Co EMN Lindsay Ronald Carter
Exec. Vice President
36,600 $72.14 $2,640,324 130,337
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
7:04 pm
Bally Technologies Inc BYI Haddrill Richard M
Director
35,000 $49.26 $1,724,142 465,817
(Direct)
View
2013-02-07
Sale
2013-02-11
7:02 pm
Wyndham Worldwide Corp WYN Danziger Eric A
Pres./CEO Wyndham Hotel Grp.
50,000 $59.7 $2,984,788 172,626
(Direct)
View
2013-02-07
Sale
2013-02-11
6:59 pm
Advanced Energy Industries Inc AEIS Herron Danny C
Executive VP & CFO
4,371 $16.39 $71,639 27,208
(Direct)
View
2013-02-07
Sale
2013-02-11
6:52 pm
Viasat Inc VSAT Hart Steven R
Chief Technical Officer
70,000 $47.29 $3,310,000 593,249
(Indirect)
View
2013-02-08
Sale
2013-02-11
6:48 pm
Mattel Inc MAT Normile Robert
EVP Chief Legal Officer & Sec
12,500 $39.75 $496,875 49,635
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
6:40 pm
Quick-med Technologies Inc QMDT Phronesis Partners L P
10% Owner
35,100 $0.05 $1,755 6,271,484
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
6:37 pm
Aecom Technology Corp ACM Tishman Daniel R.
Vice Chairman
Director
30,000 $27.86 $835,800 569,277
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
6:34 pm
Cvb Financial Corp CVBF George Borba Family Trust
Borba Children's Holding Trust
Gourdikian Linda B
Other
10% Owner
69,127 $11.01 $760,804 11,206,335
(Direct)
View
2013-02-08
Sale
2013-02-11
6:32 pm
Iridex Corp IRIX Mackaness James H
CFO & COO
6,000 $4.61 $27,662 68,000
(Direct)
View
2013-02-08
Sale
2013-02-11
6:27 pm
American Express Co AXP Chenault Kenneth I
Chief Executive Officer
Director
643,865 $61.82 $39,803,817 1,371,273
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-11
6:21 pm
Snap-on Inc SNA Rensi Edward H
Director
3,750 $79.02 $296,325 8,942
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-11
6:20 pm
Gatx Corp GMT Muckian William M
Sr. VP and Controller
843 $48.68 $41,033 12,420
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
6:15 pm
Precision Castparts Corp PCP Graber Don R
Director
4,000 $190 $760,000 15,823
(Direct)
View
2013-02-08
Sale
2013-02-11
6:11 pm
Smith A O Corp AOS Wheeler Kevin J.
Senor VP & President and GM
400 $69.6 $27,838 2,100
(Direct)
View
2013-02-07
Sale
2013-02-11
6:08 pm
Bard C R Inc BCR Henkel Herbert L
Director
2,400 $101.1 $242,727 12,065
(Direct)
View
2013-02-08
Sale
2013-02-11
5:58 pm
Smith A O Corp AOS Stern James F
Exec VP, General Counsel & Sec
2,207 $69.64 $153,690 35,486
(Direct)
View
2013-02-07
Sale
2013-02-11
5:54 pm
R F Industries Ltd RFIL Sandberg David
Director
16,500 $5.814 $95,923 364,861
(Indirect)
View
2013-02-08
Sale
2013-02-11
5:52 pm
Smith A O Corp AOS Rettler Steve W
Senior Vice President - CD
1,114 $69.68 $77,620 17,679
(Direct)
View
2013-02-08
Sale
2013-02-11
5:48 pm
Smith A O Corp AOS Rajendra Ajita G
President & COO
1,906 $69.66 $132,780 82,096
(Direct)
View
2013-02-11
Sale
2013-02-11
5:48 pm
Royal Caribbean Cruises Ltd RCL Aronson Bernard W
Director
6,433 $36.12 $232,332 48,948
(Direct)
View
2013-02-07
Sale
2013-02-11
5:46 pm
Treasure Island Royalty Trust TISDZ Mckenzie Richard C Jr
10% Owner
85,000 $0.5862 $49,827 7,958,587
(Direct)
View
2013-02-07
Sale
2013-02-11
5:42 pm
Crane Co CR Krawitt Andrew L
VP, Treasurer, Principal Acct.
12,500 $51.93 $649,125 20,862
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
5:42 pm
Smith A O Corp AOS Petrarca Mark A
Senior Vice Pres. - H.R. & P.A
2,151 $69.66 $149,831 28,322
(Direct)
View
2013-02-07
Sale
2013-02-11
5:41 pm
Edwards Lifesciences Corp EW Abate Thomas M
CVP, CFO
11,826 $85.61 $1,012,480 58,300
(Direct)
View
2013-02-08
Sale
2013-02-11
5:37 pm
Texas Instruments Inc TXN Heacock David K
Sr. Vice President
2,500 $34 $85,000 170,796
(Direct)
View
2013-02-08
Sale
2013-02-11
5:37 pm
Smith A O Corp AOS Kita John J
Executive Vice President & CFO
1,135 $69.63 $79,035 30,732
(Direct)
View
2013-02-08
Sale
2013-02-11
5:31 pm
Henry Jack & Associates Inc JKHY Prim John F
CHIEF EXECUTIVE OFFICER
Director
22,337 $43.83 $979,031 118,492
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
5:31 pm
Smith A O Corp AOS Jones Paul W
Executive Chairman
Director
12,774 $69.76 $891,076 179,644
(Direct)
View
2013-02-11
Sale
2013-02-11
5:30 pm
Arrow Financial Corp AROW Demarco David S.
SVP
3,900 $24.5 $95,550 14,013
(Direct)
View
2013-02-08
Sale
2013-02-11
5:28 pm
Linkedin Corp LNKD Battle A George
Director
10,000 $141.1 $1,411,000 10,366
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
5:28 pm
Linkedin Corp LNKD Kilgore Leslie J
Director
6,000 $141.1 $846,600 66,500
(Direct)
View
2013-02-08
Sale
2013-02-11
5:27 pm
Linkedin Corp LNKD Scott James Kevin
SVP, Engineering
6,250 $146.7 $917,079 185,000
(Direct)
View
2013-02-08
Sale
2013-02-11
5:27 pm
Linkedin Corp LNKD Sordello Steven J
SVP, Chief Financial Officer
40,000 $142.9 $5,716,799 224,095
(Direct
Indirect)
View
2013-02-11
Sale
2013-02-11
5:24 pm
Blackrock Kelso Capital Corp BKCC Virginia Retirement Systems
10% Owner
126,962 $10.59 $1,343,969 10,615,644
(Direct)
View
2013-02-08
Sale
2013-02-11
5:23 pm
Smith A O Corp AOS Ding Wei
President and GM, AOSCWHC
260 $69.6 $18,095 3,800
(Direct)
View
2013-02-08
Sale
2013-02-11
5:22 pm
Bottomline Technologies Inc EPAY Eberle Robert A
President and CEO
Director
38,306 $27.28 $1,044,935 302,885
(Direct)
View
2013-02-07
Sale
2013-02-11
5:18 pm
L 3 Communications Holdings Inc LLL Strianese Michael T
Chairman, President and CEO
Director
61,747 $76.65 $4,732,665 207,521
(Direct)
View
2013-02-07
Sale
2013-02-11
5:18 pm
Colgate Palmolive Co CL Hancock Ellen M
Director
1,856 $109.7 $203,622 82,699
(Direct)
View
2013-02-08
Sale
2013-02-11
5:17 pm
Comerica Inc CMA Farmer Curtis C
Vice Chairman
3,211 $35.29 $113,321 68,308
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
5:17 pm
Colgate Palmolive Co CL Kogan Richard J
Director
4,000 $109.8 $439,345 47,116
(Direct)
View
2013-02-11
Sale
2013-02-11
5:15 pm
Generac Holdings Inc GNRC Tabat Dawn
Chief Operating Officer
30,000 $39.57 $1,187,100 691,287
(Direct)
View
2013-02-07
Sale
2013-02-11
5:14 pm
Comerica Inc CMA Farmer Curtis C
Vice Chairman
4,120 $35.12 $144,696 81,063
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-11
5:09 pm
Hhgregg Inc. HGG Stout Michael
Chief Administrative Officer
30,000 $9.412 $282,354 20
(Direct)
View
2013-02-08
Sale
2013-02-11
5:09 pm
Smith A O Corp AOS Brouwer Wilfridus M
Senior V.P., President AOSCIC
1,180 $69.66 $82,203 7,110
(Direct)
View
2013-02-08
Sale
2013-02-11
5:08 pm
H&e Equipment Services Inc. HEES Engquist John
Chief Executive Officer
Director
10% Owner
2,300 $20.01 $46,025 3,943,697
(Direct)
View
2013-02-07
Sale
2013-02-11
5:08 pm
Emmis Communications Corp EMMS Smulyan Jeffrey H
Chairman and CEO
Director
Other
10% Owner
11,600 $1.771 $20,539 1,231,046
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
5:07 pm
Power Integrations Inc POWI Sutherland Ben
VP of Sales
1,178 $43.54 $51,292 21,815
(Direct)
View
2013-02-11
Sale
2013-02-11
5:07 pm
Atmi Inc ATMI Ward David M
VP, Controller and PAO
500 $21.52 $10,761 22,770
(Direct)
View
2013-02-07
Sale
2013-02-11
5:06 pm
Iron Mountain Inc IRM Ryan Vincent J
Director
189,324 $34.65 $6,559,539 9,894,178
(Direct
Indirect)
View
2013-02-08
Sale
2013-02-11
5:03 pm
Invesco Ltd. IVZ Meadows Colin
Senior Managing Director
7,400 $27.36 $202,473 403,191
(Direct)
View
2013-02-08
Sale
2013-02-11
5:02 pm
Smith A O Corp AOS Bednar Randall S
Senior Vice President - CIO
1,075 $69.66 $74,888 20,902
(Direct)
View
2013-02-07
Sale
2013-02-11
5:01 pm
Fab Universal Corp. FU Spencer Christopher J
CEO, President
Director
3,600 $3.252 $11,706 508,272
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
5:00 pm
Market Leader Inc. LEDR Morris Ian H
CEO
Director
15,277 $8.206 $125,369 182,996
(Direct)
View
2013-02-08
Sale
2013-02-11
4:56 pm
Smith A O Corp AOS Anderson Stephen
Other
450 $69.63 $31,335 2,680
(Direct)
View
2013-02-11
Sale
2013-02-11
4:56 pm
Verisk Analytics Inc. VRSK Anquillare Mark V
EVP and CFO
40,000 $54.18 $2,167,367 61,408
(Direct)
View
2013-02-07
Sale
2013-02-11
4:53 pm
Nanometrics Inc NANO Coates Norman V
Director
24,568 $14.79 $363,339 570,446
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
4:48 pm
Metropcs Communications Inc PCS Linquist Roger D
CEO
Director
139,900 $10 $1,399,076 4,192,309
(Direct
Indirect)
View
2013-02-07
Sale
2013-02-11
4:46 pm
Metropcs Communications Inc PCS Keys Thomas Christopher
President and COO
20,000 $9.965 $199,300 494,511
(Direct)
View
2013-02-07
Sale
2013-02-11
4:44 pm
Nps Pharmaceuticals Inc NPSP Tombros Peter G
Director
6,100 $8.74 $53,314 41,725
(Direct)
View
2013-02-07
Sale
2013-02-11
4:44 pm
Nps Pharmaceuticals Inc NPSP Selisker Rachel R
Director
5,325 $8.74 $46,540 15,225
(Direct)
View
2013-02-07
Sale
2013-02-11
4:43 pm
Nps Pharmaceuticals Inc NPSP Groninger James G
Director
5,325 $8.74 $46,540 15,975
(Direct)
View
2013-02-07
Sale
2013-02-11
4:42 pm
Nps Pharmaceuticals Inc NPSP Broom Colin Md
Director
6,100 $8.74 $53,314 15,225
(Direct)
View
2013-02-07
Sale
2013-02-11
4:42 pm
Western Alliance Bancorporation WAL Hendricks Bruce
Executive Vice President
9,113 $12.76 $116,268 64,036
(Indirect
Direct)
View
2012-02-07
Sale
2013-02-11
4:41 pm
Nps Pharmaceuticals Inc NPSP Bonney Michael W
Director
5,325 $8.74 $46,540 19,225
(Direct)
View
2013-02-11
Sale
2013-02-11
4:40 pm
Rockwell Automation Inc ROK Etzel Steven W.
VP and Treasurer
3,100 $90.46 $280,434 9,996
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-11
4:40 pm
Under Armour Inc. UA Dickerson Brad
Chief Financial Officer
3,000 $49.94 $149,820 52,000
(Direct)
View
2013-02-07
Sale
2013-02-11
4:39 pm
Coherent Inc COHR Spinelli Luis
Exec VP, CTO
7,176 $57.84 $415,080 38,665
(Direct)
View
2013-02-07
Sale
2013-02-11
4:39 pm
Voxx International Corp VOXX Geise David
Senior Vice President
5,940 $9.84 $58,450 11,940
(Direct)
View
2013-02-07
Sale
2013-02-11
4:38 pm
Parametric Sound Corp PAMT Marxe Austin W & Greenhouse David M
10% Owner
156,596 $9.994 $1,565,074 549,931
(Indirect)
View
2013-02-07
Sale
2013-02-11
4:37 pm
Kellogg Co K Davidson Bradford J
Senior Vice President
75,650 $58.85 $4,451,866 141,163
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:37 pm
Kellogg Co K Jenness James M
Chairman / Trustee
Director
10% Owner
371,500 $59.03 $21,930,054 551,287
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:36 pm
Santarus Inc SNTS Bedoya-toro Maria E
SVP, Regulatory Affairs & QA
10,000 $12.99 $129,907 80,000
(Direct)
View
2013-02-07
Sale
2013-02-11
4:36 pm
Kellogg Co K Bryant John A
President and CEO
Director
278,798 $58.93 $16,429,558 276,842
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
4:35 pm
Northeast Bancorp NBN Blackrock Inc.
Blackrock Investment Management LLC
R3 Fhb Master Lp
Director
Other
94,000 $9 $846,000 55,952
(Indirect)
View
2013-02-08
Sale
2013-02-11
4:35 pm
Bank Of Marin Bancorp BMRC Coonan Kevin
Executive Vice President
3,700 $39.32 $145,497 10,266
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:34 pm
Travelers Companies Inc TRV Schnitzer Alan D
Vice Chairman
9,000 $78.92 $710,235 76,116
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
4:33 pm
Ralph Lauren Corp RL Fleishman Joel Lawrence
Director
323 $175.1 $56,557 16,892
(Direct)
View
2013-02-07
Sale
2013-02-11
4:32 pm
Teradyne Inc TER Jagiela Mark E
President
51,875 $17.03 $883,297 194,962
(Direct)
View
2013-02-08
Sale
2013-02-11
4:32 pm
Corporate Executive Board Co CEB Bailar Gregor
Director
4,483 $54.52 $244,413 4,370
(Direct)
View
2013-02-07
Sale
2013-02-11
4:31 pm
Och-ziff Capital Management Group LLC OZM Dubai Holding LLC
10% Owner
4,911,286 $10.06 $49,395,258 33,227,284
(Indirect)
View
2013-02-07
Sale
2013-02-11
4:30 pm
Allison Transmission Holdings Inc ALSN Graziosi David S.
Exec VP, CFO and Treasurer
19,600 $23.2 $454,794 71,556
(Direct)
View
2013-02-08
Sale
2013-02-11
4:30 pm
Under Armour Inc. UA Peake Adam
SVP, U.S. Sales
20,000 $50.14 $1,002,800 6,615
(Direct)
View
2013-02-07
Sale
2013-02-11
4:25 pm
Conagra Foods Inc CAG Gehring John
EVP and CFO
140,000 $33.19 $4,647,090 201,039
(Indirect
Direct)
View
2013-02-11
Sale
2013-02-11
4:24 pm
Atmi Inc ATMI Philips Mario
SVP and GM, LifeSciences
2,500 $21.46 $53,642 29,347
(Direct)
View
2013-02-07
Sale
2013-02-11
4:21 pm
Iteris Inc ITI Marxe Austin W & Greenhouse David M
10% Owner
56,800 $1.687 $95,816 3,739,260
(Indirect)
View
2013-02-11
Sale
2013-02-11
4:19 pm
Ametek Inc AME Mandos Robert R
EXECUTIVE VP & CFO
7,246 $41.5 $300,709 91,645
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:18 pm
Corporate Executive Board Co CEB Leemon Daniel O
Director
5,333 $54.49 $290,595 77,322
(Direct)
View
2013-02-07
Sale
2013-02-11
4:15 pm
Viacom Inc. VIA Redstone Sumner M
Chairman of the Board
Director
10% Owner
128,777 $58.69 $7,558,562 3,700
(Direct)
View
2013-02-07
Sale
2013-02-11
4:15 pm
Estee Lauder Companies Inc EL Trower Alexandra C.
EVP - Global Communications
24,619 $62.25 $1,532,533 87,505
(Direct)
View
2013-02-07
Sale
2013-02-11
4:14 pm
Estee Lauder Companies Inc EL Prouve Cedric
Group President, International
45,000 $62.19 $2,798,496 168,162
(Direct)
View
2013-02-07
Sale
2013-02-11
4:14 pm
Estee Lauder Companies Inc EL Demsey John
Group President
99,486 $62.7 $6,238,233 157,588
(Direct)
View
2013-02-07
Sale
2013-02-11
4:13 pm
Pnc Financial Services Group Inc PNC Hall Neil F
Executive Vice President
8,513 $63.26 $538,532 39,231
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:12 pm
Invensense Inc INVN Lloyd Stephen
Vice President
100,000 $14.46 $1,446,000 115,000
(Direct)
View
2013-02-07
Sale
2013-02-11
4:11 pm
Invensense Inc INVN Nasiri Steven Saeed
Director
10% Owner
40,000 $14.43 $577,400 5,080,790
(Indirect
Direct)
View
2013-02-07
Sale
2013-02-11
4:11 pm
Dover Corp DOV Spurgeon William
Vice President
25,492 $70.88 $1,806,802 33,796
(Direct)
View
2013-02-07
Sale
2013-02-11
4:09 pm
Clorox Co CLX Britanik Thomas P
SVP-Chief Marketing Officer
1,559 $80.51 $125,508 12,729
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:08 pm
Rf Micro Devices Inc RFMD Creviston Steven E
VP and Pres. Cellular Products
1,400 $5.25 $7,350 1,014,303
(Direct)
View
2013-02-11
Sale
2013-02-11
4:08 pm
Bristol Myers Squibb Co BMY Elicker John E
SVP Pub Affairs & Inv Relation
15,264 $36.97 $564,359 39,572
(Direct)
View
2013-02-08
Sale
2013-02-11
4:08 pm
Bristol Myers Squibb Co BMY Sigal Elliot
EVP, CSO & President R&D
Director
224,705 $36.79 $8,266,897 314,134
(Indirect
Direct)
View
2013-02-08
Sale
2013-02-11
4:05 pm
Smith A O Corp AOS Lauber Charles T
Senior VP, Strategy & Planning
450 $69.63 $31,334 5,213
(Direct)
View
2013-02-08
Sale
2013-02-11
4:05 pm
United Parcel Service Inc UPS Eskew Michael L
Director
33,395 $82.2 $2,745,069 236,147
(Indirect
Direct)
View
2013-01-22
Sale
2013-02-11
4:04 pm
Diligent Board Member Services Inc. DIL.NZ Carroll Kenneth
Carroll Capital Holdings LLC
10% Owner
23,474 $4.551 $106,839 3,103,359
(Indirect)
View
2013-02-08
Sale
2013-02-11
4:01 pm
Ametek Inc AME Hardin John Wesley
PRES. - ELECTRONIC INSTRUMENTS
11,923 $41.45 $494,260 37,855
(Indirect
Direct)
View
(A) Indicate amendment filing.