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Insider Sale Filings - Archives for 2012-11-26

Home -> 2012 -> Insider sale filings for 2012-11-26

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2012-11-23
Sale
2012-11-26
3:59 pm
First Midwest Bancorp Inc FMBI Omeara Robert P
Director
18,256 $12.5 $228,200 403,459
(Indirect)
View
2012-11-21
Sale
2012-11-26
3:53 pm
Interactive Brokers Group Inc. IBKR Galik Milan
SVP Software Development
Director
1,600 $14.54 $23,264 742,984
(Direct)
View
2012-11-21
Sale
2012-11-26
3:51 pm
Momenta Pharmaceuticals Inc MNTA Shea Richard P
SVP, CFO
197 $10.74 $2,116 141,309
(Direct)
View
2012-11-21
Sale(A)
2012-11-26
3:46 pm
Oceaneering International Inc OII Desroche Jerold L
Director
5,540 $53.81 $298,127 39,860
(Direct)
View
2012-11-23
Sale
2012-11-26
3:40 pm
Te Connectivity Ltd. TEL Robinson Michael
Sr. Vice President, Operations
7,226 $34.51 $249,361 11,678
(Indirect)
View
2012-11-21
Sale
2012-11-26
3:39 pm
Regeneron Pharmaceuticals Inc REGN Terifay Robert J
SVP Commercial
9,745 $174.4 $1,699,970 29,372
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
3:36 pm
Stepan Co SCL Pacholec Frank
Vice President R&D
2,500 $97.86 $244,642 27,871
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
3:36 pm
Sei Investments Co SIEC Meyer Stephen
Executive Vice President
10,000 $22.25 $222,500 63,224
(Direct)
View
2012-11-23
Sale
2012-11-26
3:35 pm
Eog Resources Inc EOG Alcorn George A
Director
21,944 $118.5 $2,600,015 30,157
(Direct)
View
2012-11-21
Sale
2012-11-26
3:32 pm
Briggs & Stratton Corp BGG Teske Todd J
Chairman, President & CEO
Director
20,000 $19.73 $394,600 238,089
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
3:31 pm
Ubiquiti Networks Inc. UBNT Sanford John
Chief Technology Officer
5,000 $12 $60,000 470,545
(Direct)
View
2012-11-21
Sale
2012-11-26
3:31 pm
Mastercard Inc MA Mastercard Foundation
10% Owner
28,389 $479.4 $13,608,632 12,679,938
(Direct)
View
2012-11-21
Sale
2012-11-26
3:27 pm
Vertex Pharmaceuticals Inc VRTX Boger Joshua S
Director
4,000 $41.16 $164,660 636,895
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
3:17 pm
Magnetek Inc MAG Marxe Austin W & Greenhouse David M
10% Owner
2,051 $10.26 $21,034 359,826
(Indirect)
View
2012-11-21
Sale
2012-11-26
3:02 pm
Qep Resources Inc QEP Rattie Keith O
Director
27,000 $28.34 $765,181 434,825
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
3:01 pm
M I Homes Inc MHO Schottenstein Robert H
Chairman, CEO and President
Director
8,157 $21.78 $177,692 10,319
(Direct)
View
2012-11-21
Sale
2012-11-26
2:58 pm
Broadridge Financial Solutions Inc BR Deschutter Douglas Richard
Corporate Vice President
14,750 $23.17 $341,712 56,786
(Direct)
View
2012-11-21
Sale
2012-11-26
2:58 pm
Fiserv Inc FISV Kearney Daniel P
Director
2,242 $74.06 $166,043 10,071
(Direct)
View
2012-11-21
Sale
2012-11-26
2:58 pm
M I Homes Inc MHO Schottenstein Robert H
Chairman, CEO and President
Director
29,961 $21.47 $643,128 40,780
(Direct)
View
2012-11-21
Sale
2012-11-26
2:56 pm
Agilent Technologies Inc A Nersesian Ronald S.
President and COO
36,833 $36.14 $1,331,145 140,000
(Direct)
View
2012-11-21
Sale
2012-11-26
2:50 pm
Maximus Inc MMS Walker David N
CFO
10,804 $60.93 $658,288 19,866
(Direct)
View
2012-11-26
Sale
2012-11-26
2:45 pm
V F Corp VFC Ursulafairbairn Clarenceotisjr & Pnc Bank N.A. Tstees Of Thejohn E.Barbey Trst Udt Dtd 8/21/51 Fbo MaryG.Barbey(dec'd) As Appt'd For Kelly G.Barbey
10% Owner
1,800 $156.3 $281,394 21,586,172
(Direct)
View
2012-11-21
Sale
2012-11-26
2:39 pm
Regal Beloit Corp RBC Knueppel Henry W
Director
60,000 $66.94 $4,016,100 261,453
(Direct
Indirect)
View
2012-11-26
Sale
2012-11-26
2:37 pm
Itron Inc ITRI Glanville Thomas S
Director
635 $41.3 $26,225 21,809
(Direct)
View
2012-11-21
Sale
2012-11-26
2:32 pm
Allison Transmission Holdings Inc ALSN Dean Sharon L.
VP, Quality and Reliability
3,800 $21.14 $80,340 13,641
(Direct)
View
2012-11-21
Sale
2012-11-26
2:23 pm
Becton Dickinson & Co BDX Becton Henry P Jr
Director
2,781 $76.27 $212,107 517,860
(Indirect
Direct)
View
2012-11-20
Sale
2012-11-26
2:23 pm
Span America Medical Systems Inc SPAN Henrion Thomas D
Director
1,000 $19.12 $19,120 147,613
(Indirect
Direct)
View
2012-11-23
Sale
2012-11-26
2:19 pm
Linear Technology Corp LLTC Dobkin Robert C
VP OF ENGINEERING AND CTO
19,986 $32.02 $640,012 388,996
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
2:13 pm
Verizon Communications Inc VZ Moose Sandra O
Director
13,263 $42.81 $567,789 13,263
(Direct)
View
2012-11-23
Sale
2012-11-26
2:05 pm
Boston Beer Co Inc SAM Koch C James
Chairman
Director
10% Owner
3,000 $114.8 $344,295 84,448
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
2:04 pm
Boston Beer Co Inc SAM Koch C James
Chairman
Director
10% Owner
7,500 $113.5 $850,995 89,048
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
2:04 pm
Boston Beer Co Inc SAM Pearson Cummin
Director
200 $116 $23,200 13,316
(Direct)
View
2012-11-21
Sale
2012-11-26
1:53 pm
Tree.com Inc. TREE Hayek Christopher
SVP & Chief Accounting Officer
4,150 $15.6 $64,740 10,816
(Direct)
View
2012-11-21
Sale
2012-11-26
1:50 pm
Interpublic Group Of Companies Inc IPG Carroll Christopher F
SVP, Controller & CAO
15,000 $9.96 $149,405 30,779
(Direct)
View
2012-11-21
Sale
2012-11-26
1:43 pm
Credit Acceptance Corp CACC Prescott General Partners LLC
Other
10% Owner
160,700 $85.66 $13,765,563 1,709,407
(Indirect)
View
2012-11-21
Sale
2012-11-26
1:18 pm
Prudential Financial Inc PRU Sleyster Scott
Senior Vice President
25,230 $50.81 $1,281,936 39,201
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
1:18 pm
Fidelity National Financial Inc. FNF Foley William P II
Director
465,882 $23.21 $10,812,208 3,908,448
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
1:12 pm
Transdigm Group Inc TDG Henderson Robert S
Exec.V.P.
6,228 $131.4 $818,080 6,228
(Direct)
View
2012-11-23
Sale
2012-11-26
1:09 pm
Pacific Mercantile Bancorp PMBC Williams Gary Michael
Director
3,680 $6.314 $23,236 34,028
(Indirect)
View
2012-11-21
Sale
2012-11-26
1:03 pm
Maximus Inc MMS Francis David
General Counsel
400 $61 $24,400 8,916
(Direct)
View
2012-11-21
Sale
2012-11-26
1:03 pm
Steiner Leisure Ltd STNR Schaverien Robert
Mng. Dir. Steiner Training
6,000 $45.53 $273,190 24,046
(Direct)
View
2012-11-21
Sale
2012-11-26
12:58 pm
Itt Corp ITT Klettner Janice
VP, CAO and Asst. Secretary
25,881 $21.42 $554,371 64,475
(Direct)
View
2012-11-23
Sale
2012-11-26
12:57 pm
Invesco Municipal Opportunity Trust VMO Dammeyer Rodney F
Director
14,252 $15.11 $215,319 129,844
(Indirect)
View
2012-11-21
Sale
2012-11-26
12:55 pm
Itt Corp ITT Macinnis Frank T
Director
4,025 $21.4 $86,147 27,663
(Direct)
View
2012-11-21
Sale
2012-11-26
12:48 pm
Chemocentryx Inc. CCXI Cappel Markus J.
Chief Bus. Officer & Treasurer
2,188 $11.94 $26,136 76,393
(Direct)
View
2012-11-23
Sale
2012-11-26
12:35 pm
Endologix Inc ELGX Fauls Janet Mary
Vice President RA/QA/QC
33,000 $13.67 $451,110 93,450
(Direct)
View
2012-11-21
Sale
2012-11-26
12:34 pm
Csg Systems International Inc CSGS Griess Bret C
EVP & Chief Operating Officer
8,384 $18 $150,912 135,332
(Direct)
View
2012-11-21
Sale
2012-11-26
12:34 pm
Cognex Corp CGNX Shillman Robert J
Chairman of the Board
Director
105,981 $33.34 $3,533,502 2,888,306
(Direct)
View
2012-11-20
Sale
2012-11-26
12:19 pm
Steiner Leisure Ltd STNR Warshaw Michele Steiner
Director
2,000 $45.55 $91,102 9,840
(Indirect)
View
2012-11-26
Sale
2012-11-26
12:14 pm
Syntel Inc SYNT Chatterjee Amit
Senior Vice President
1,500 $61.23 $91,848 5,000
(Direct)
View
2012-11-21
Sale
2012-11-26
12:11 pm
John Hancock Tax-advantaged Global Shareholder Yield Fund HTY Vrysen John G
Other
1,000 $12.12 $12,120 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
12:10 pm
Inovio Pharmaceuticals Inc INO Marxe Austin W & Greenhouse David M
10% Owner
353,900 $0.4731 $167,435 5,626,106
(Indirect)
View
2012-11-21
Sale
2012-11-26
12:05 pm
John Hancock Tax-advantaged Dividend Income Fund HTD Vrysen John G
Other
900 $18.03 $16,227 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
12:00 pm
John Hancock Premium Dividend Fund PDT Vrysen John G
Other
1,100 $13.31 $14,641 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:53 am
John Hancock Preferred Income Fund III HPS Vrysen John G
Other
800 $19.21 $15,368 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:48 am
John Hancock Preferred Income Fund II HPF Vrysen John G
Other
700 $22.15 $15,505 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:45 am
Alliance Resource Partners Lp ARLP Wynne Thomas M
Senior Vice President and COO
1,250 $57.39 $71,732 26,048
(Direct)
View
2012-11-21
Sale
2012-11-26
11:44 am
John Hancock Preferred Income Fund HPI Vrysen John G
Other
700 $22.1 $15,470 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:44 am
Sherwin Williams Co SHW Davisson Robert J
President, Paint Stores Group
13,000 $157.5 $2,046,906 37,045
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
11:42 am
Sherwin Williams Co SHW Hennessy Sean P
Sr. VP-Finance and CFO
38,419 $157.5 $6,049,374 111,400
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
11:41 am
Fxcm Inc. FXCM Legoff Eric
Director
20,000 $9.524 $190,471 180,000
(Direct)
View
2012-11-21
Sale
2012-11-26
11:39 am
John Hancock Investors Trust JHI Vrysen John G
Other
600 $21.77 $13,062 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:33 am
John Hancock Income Securities Trust JHS Vrysen John G
Other
900 $16.03 $14,426 500
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:31 am
Energizer Holdings Inc ENR Hoskins Alan R.
PRESIDENT & CEO, ENR HP
1,000 $76.83 $76,828 9,194
(Direct
Indirect)
View
2012-11-19
Sale
2012-11-26
11:28 am
Rti Biologics Inc. RTIX Smith Adrian J R
Director
15,000 $4.31 $64,650 18,225
(Direct)
View
2012-11-21
Sale
2012-11-26
11:22 am
Blackrock Kelso Capital Corp BKCC Virginia Retirement Systems
10% Owner
27,100 $9.842 $266,718 12,471,664
(Direct)
View
2012-11-21
Sale
2012-11-26
11:20 am
John Hancock Bank & Thrift Opportunity Fund BTO Vrysen John G
Other
1,000 $16.75 $16,750 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:11 am
Lowes Companies Inc LOW Ausura Maureen K
Chief Human Resources Officer
71,397 $34.21 $2,442,389 111,146
(Direct)
View
2012-11-21
Sale
2012-11-26
11:10 am
Lowes Companies Inc LOW Niblock Robert A
Chairman, President & CEO
Director
1,572,000 $34.51 $54,251,711 1,529,221
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
11:08 am
Lowes Companies Inc LOW Lochridge Richard K
Director
18,224 $34.44 $627,615 0
(Indirect)
View
2012-11-21
Sale
2012-11-26
11:06 am
Lowes Companies Inc LOW Hudson Dawn E
Director
3,280 $34.23 $112,274 0
(Direct
Indirect)
View
2012-11-21
Sale
2012-11-26
10:55 am
Masco Corp MAS Manoogian Richard A
Director
200,000 $16.5 $3,299,289 5,593,282
(Direct)
View
2012-11-21
Sale
2012-11-26
10:53 am
First Cash Financial Services Inc FCFS Orr R Douglas
EVP & Chief Financial Officer
16,126 $47.5 $765,985 48,297
(Direct
Indirect)
View
2012-11-21
Sale
2012-11-26
10:49 am
International Business Machines Corp IBM Clementi Erich
Senior Vice President
11,248 $190.5 $2,142,223 57,817
(Direct)
View
2012-11-21
Sale
2012-11-26
10:47 am
International Business Machines Corp IBM Leblanc Robert J.
Senior Vice President
8,017 $190.5 $1,527,050 54,903
(Direct)
View
2012-11-21
Sale
2012-11-26
10:43 am
Macy's Inc. M Feldberg Meyer
Director
19,000 $41.02 $779,348 3,248
(Direct)
View
2012-11-23
Sale
2012-11-26
10:41 am
Kellogg Co K Kellogg W K Foundation Trust
Kellogg W K Foundation
10% Owner
190,300 $55.27 $10,517,767 75,783,888
(Indirect
Direct)
View
2012-11-23
Sale
2012-11-26
10:32 am
Telular Corp WRLS Deering Robert
CAO & Controller
2,159 $10 $21,590 55,974
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
10:26 am
Commerce Bancshares Inc CBSH Aberdeen Jeffery D
Controller
347 $38.86 $13,484 25,793
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
10:18 am
Kennametal Inc KMT Hanna Steven R
Vice President
3,385 $37.18 $125,868 626
(Direct)
View
2012-11-21
Sale
2012-11-26
09:56 am
Westinghouse Air Brake Technologies Corp WAB Hildum Keith
Vice President & Treasurer
3,000 $80.19 $240,569 11,383
(Direct)
View
2012-11-21
Sale
2012-11-26
09:53 am
Autoliv Inc ALV Odman Mats
VP Investor Relations
7,500 $58 $435,000 22,836
(Direct)
View
2012-11-21
Sale
2012-11-26
09:39 am
Embassy Bancorp Inc. EMYB Gates Elmer D
Director
1,000 $5.75 $5,750 218,781
(Indirect)
View
2012-11-20
Sale
2012-11-26
09:35 am
Southern First Bancshares Inc SFST Cajka Andrew B Jr
Director
500 $9.41 $4,705 14,884
(Direct)
View
2012-11-21
Sale
2012-11-26
09:35 am
Reinsurance Group Of America Inc RGA Woodring A Greig
President & CEO
Director
20,541 $49.66 $1,020,052 165,846
(Direct)
View
2012-11-23
Sale
2012-11-26
09:20 am
Advisory Board Co ABCO Miller Cormac F
Executive Vice President
5,000 $43.37 $216,850 9,200
(Direct)
View
2012-11-21
Sale
2012-11-26
08:57 am
Old Line Bancshares Inc OLBK Daugherty G. Thomas
Director
4,300 $11.07 $47,622 324,640
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-26
08:35 am
Franklin Electric Co Inc FELE Strupp Thomas J
Vice President
4,627 $59.59 $275,723 15,775
(Direct)
View
2012-11-20
Sale
2012-11-23
9:57 pm
Steiner Leisure Ltd STNR Warshaw Clive E
Chairman
Director
2,000 $45.55 $91,102 944,754
(Direct)
View
2012-11-21
Sale
2012-11-23
9:07 pm
Financial Engines Inc. FNGN Gamble Paul
EVP, Distrib & Inst Services
1,000 $26.53 $26,535 25,552
(Direct)
View
2012-11-20
Sale
2012-11-23
8:43 pm
Virnetx Holding Corp VHC Taylor Scott C
Director
20,000 $30.48 $609,600 28,333
(Direct)
View
2012-11-20
Sale
2012-11-23
7:12 pm
Orasure Technologies Inc OSUR Watson Douglas G
Director
60,000 $7.546 $452,760 158,281
(Direct)
View
2012-11-21
Sale
2012-11-23
6:51 pm
Microchip Technology Inc MCHP Simoncic Richard J
VP, Analog and Intrfc Prod Div
330 $29.55 $9,750 116,679
(Indirect)
View
2012-11-21
Sale
2012-11-23
6:50 pm
Microchip Technology Inc MCHP Little Mitchell R
VP, WW Sales and Appns.
3,844 $29.55 $113,573 6,305
(Direct)
View
2012-11-21
Sale
2012-11-23
6:50 pm
Microchip Technology Inc MCHP Drehobl Stephen V
VP, Security, MCU & Tech Div.
4,480 $29.55 $132,363 10,922
(Direct)
View
2012-11-21
Sale
2012-11-23
6:49 pm
Microchip Technology Inc MCHP Bjornholt James Eric
VP and CFO
979 $29.55 $28,925 11,511
(Indirect)
View
2012-11-20
Sale
2012-11-23
5:57 pm
Williams Sonoma Inc WSM Harvey Richard A.
PRESIDENT WS BRAND
11,275 $44.58 $502,621 21,472
(Indirect
Direct)
View
2012-11-20
Sale
2012-11-23
5:55 pm
Williams Sonoma Inc WSM Stangl Sandra
PRESIDENT POTTERY BARN BRAND
17,994 $44.25 $796,222 38,896
(Indirect
Direct)
View
2012-11-21
Sale
2012-11-23
5:48 pm
Sturm Ruger & Co Inc RGR Killoy Christopher John
Vice President Sales and Mtg.
2,000 $54 $108,000 28,000
(Indirect)
View
2012-11-21
Sale
2012-11-23
5:28 pm
Western Gas Partners Lp WES Tudor David J
Director
5,000 $48.94 $244,694 9,572
(Direct)
View
2012-11-06
Sale
2012-11-23
5:25 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $8.363 $27,597 6,688,811
(Direct)
View
2012-11-06
Sale
2012-11-23
5:25 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
14,900 $8.323 $124,008 6,712,411
(Direct)
View
2012-11-06
Sale
2012-11-23
5:25 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,400 $8.334 $36,669 6,693,211
(Direct)
View
2012-11-06
Sale
2012-11-23
5:24 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,500 $8.3 $37,351 6,697,711
(Direct)
View
2012-11-06
Sale
2012-11-23
5:24 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $8.883 $30,203 6,682,111
(Direct)
View
2012-11-06
Sale
2012-11-23
5:23 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $8.679 $29,509 6,685,511
(Direct)
View
2012-11-20
Sale
2012-11-23
5:23 pm
Travelzoo Inc TZOO Azzurro Capital Inc
10% Owner
300,000 $17.26 $5,178,000 8,200,000
(Direct)
View
2012-11-06
Sale
2012-11-23
5:23 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
5,000 $8.905 $44,526 6,675,511
(Direct)
View
2012-11-06
Sale
2012-11-23
5:22 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $8.914 $28,526 6,678,711
(Direct)
View
2012-11-06
Sale
2012-11-23
5:21 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,200 $8.972 $37,681 6,670,511
(Direct)
View
2012-11-06
Sale
2012-11-23
5:21 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,900 $8.986 $35,044 6,666,311
(Direct)
View
2012-11-06
Sale
2012-11-23
5:21 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,800 $8.963 $34,059 6,662,311
(Direct)
View
2012-11-20
Sale
2012-11-23
5:20 pm
Travelzoo Inc TZOO Bartel Ralph
Director
10% Owner
300,000 $17.26 $5,178,000 8,200,000
(Indirect)
View
2012-11-06
Sale
2012-11-23
5:20 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,700 $8.964 $33,167 6,658,611
(Direct)
View
2012-11-06
Sale
2012-11-23
5:20 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,600 $9.022 $32,479 6,654,911
(Direct)
View
2012-11-06
Sale
2012-11-23
5:19 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,800 $9.048 $43,428 6,651,311
(Direct)
View
2012-11-20
Sale
2012-11-23
5:19 pm
Travelzoo Inc TZOO Ralph Bartel 2005 Trust
10% Owner
300,000 $17.26 $5,178,000 8,200,000
(Indirect)
View
2012-11-06
Sale
2012-11-23
5:19 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,100 $9.065 $28,102 6,646,511
(Direct)
View
2012-11-06
Sale
2012-11-23
5:18 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,700 $9.069 $33,554 6,643,411
(Direct)
View
2012-11-06
Sale
2012-11-23
5:18 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.065 $31,726 6,639,611
(Direct)
View
2012-11-06
Sale
2012-11-23
5:17 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $9.078 $29,958 6,636,211
(Direct)
View
2012-11-06
Sale
2012-11-23
5:17 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,700 $9.083 $33,608 6,632,911
(Direct)
View
2012-11-06
Sale
2012-11-23
5:16 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.085 $30,888 6,629,211
(Direct)
View
2012-11-06
Sale
2012-11-23
5:16 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
7,200 $9.094 $65,478 6,625,811
(Direct)
View
2012-11-06
Sale
2012-11-23
5:15 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,900 $9.097 $35,480 6,618,611
(Direct)
View
2012-11-06
Sale
2012-11-23
5:14 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,000 $9.129 $36,514 6,614,711
(Direct)
View
2012-11-06
Sale
2012-11-23
5:14 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,900 $9.135 $35,626 6,610,711
(Direct)
View
2012-11-06
Sale
2012-11-23
5:14 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.138 $31,070 6,606,611
(Direct)
View
2012-11-06
Sale
2012-11-23
5:13 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,300 $9.155 $39,368 6,603,311
(Direct)
View
2012-11-06
Sale
2012-11-23
5:13 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.146 $32,011 6,599,111
(Direct)
View
2012-11-06
Sale
2012-11-23
5:12 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,200 $8.978 $37,709 6,592,211
(Direct)
View
2012-11-06
Sale
2012-11-23
5:12 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,800 $8.958 $34,040 6,588,011
(Direct)
View
2012-11-06
Sale
2012-11-23
5:11 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $8.955 $31,344 6,584,111
(Direct)
View
2012-11-06
Sale
2012-11-23
5:11 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $8.96 $28,670 6,580,711
(Direct)
View
2012-11-06
Sale
2012-11-23
5:10 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,100 $9.01 $36,941 6,577,411
(Direct)
View
2012-11-06
Sale
2012-11-23
5:10 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.018 $31,563 6,573,411
(Direct)
View
2012-11-06
Sale
2012-11-23
5:09 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $9.011 $29,736 6,569,911
(Direct)
View
2012-11-06
Sale
2012-11-23
5:09 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,850 $9.04 $34,803 6,566,611
(Direct)
View
2012-11-06
Sale
2012-11-23
5:09 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,000 $9.025 $27,075 6,562,761
(Direct)
View
2012-11-06
Sale
2012-11-23
5:08 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,100 $9.026 $37,005 6,559,661
(Direct)
View
2012-11-06
Sale
2012-11-23
5:08 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,000 $9.014 $36,056 6,555,661
(Direct)
View
2012-11-06
Sale
2012-11-23
5:07 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,750 $9.005 $33,770 6,551,661
(Direct)
View
2012-11-06
Sale
2012-11-23
5:07 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $8.981 $28,739 6,547,811
(Direct)
View
2012-11-06
Sale
2012-11-23
5:06 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $8.988 $31,460 6,544,511
(Direct)
View
2012-11-06
Sale
2012-11-23
5:06 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.013 $30,643 6,541,111
(Direct)
View
2012-11-06
Sale
2012-11-23
5:05 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,350 $9.014 $30,198 6,537,811
(Direct)
View
2012-11-06
Sale
2012-11-23
5:05 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
8,200 $9.034 $74,081 6,534,461
(Direct)
View
2012-11-06
Sale
2012-11-23
5:04 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,600 $9.034 $32,521 6,526,261
(Direct)
View
2012-11-06
Sale
2012-11-23
5:04 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $9.05 $28,958 6,522,561
(Direct)
View
2012-11-06
Sale
2012-11-23
5:03 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.077 $31,769 6,519,361
(Direct)
View
2012-11-06
Sale
2012-11-23
5:03 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,800 $9.087 $34,531 6,515,861
(Direct)
View
2012-11-06
Sale
2012-11-23
5:02 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
5,200 $9.109 $47,368 6,511,761
(Direct)
View
2012-11-06
Sale
2012-11-23
5:02 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,900 $9.107 $44,626 6,506,961
(Direct)
View
2012-11-06
Sale
2012-11-23
5:02 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.098 $31,845 6,502,061
(Direct)
View
2012-11-20
Sale
2012-11-23
5:01 pm
Cornerstone Ondemand Inc CSOD Miller Adam L
President & CEO
Director
10% Owner
46,485 $27.34 $1,270,765 4,648,255
(Indirect
Direct)
View
2012-11-06
Sale
2012-11-23
5:01 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,800 $9.096 $34,564 6,498,561
(Direct)
View
2012-11-06
Sale
2012-11-23
5:01 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $9.111 $30,066 6,494,761
(Direct)
View
2012-11-20
Sale
2012-11-23
5:00 pm
Netscout Systems Inc NTCT Szabados Michael
Chief Operating Officer
2,000 $24.32 $48,645 38,782
(Direct)
View
2012-11-06
Sale
2012-11-23
5:00 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
2,865 $9.107 $26,090 6,491,461
(Direct)
View
2012-11-06
Sale
2012-11-23
5:00 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,335 $9.134 $30,461 6,488,661
(Direct)
View
2012-11-06
Sale
2012-11-23
4:59 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,700 $9.16 $43,054 6,485,261
(Direct)
View
2012-11-06
Sale
2012-11-23
4:59 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,600 $9.215 $33,172 6,480,561
(Direct)
View
2012-11-06
Sale
2012-11-23
4:58 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,300 $9.138 $39,294 6,476,961
(Direct)
View
2012-11-06
Sale
2012-11-23
4:58 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,900 $9.143 $35,659 6,472,661
(Direct)
View
2012-11-06
Sale
2012-11-23
4:57 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.185 $32,147 6,468,761
(Direct)
View
2012-11-20
Sale
2012-11-23
4:57 pm
Heartware International Inc. HTWR Schuermann James
SVP, Sales & Marketing
800 $83.97 $67,175 8,317
(Direct)
View
2012-11-06
Sale
2012-11-23
4:57 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,700 $9.201 $34,044 6,465,261
(Direct)
View
2012-11-06
Sale
2012-11-23
4:56 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
6,100 $9.147 $55,794 6,461,561
(Direct)
View
2012-11-06
Sale
2012-11-23
4:56 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.148 $31,103 6,455,461
(Direct)
View
2012-11-06
Sale
2012-11-23
4:55 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $9.199 $30,356 6,452,061
(Direct)
View
2012-11-06
Sale
2012-11-23
4:55 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,100 $9.247 $28,665 6,448,761
(Direct)
View
2012-11-06
Sale
2012-11-23
4:54 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $9.256 $29,619 6,445,661
(Direct)
View
2012-11-06
Sale
2012-11-23
4:54 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $9.259 $29,630 6,442,461
(Direct)
View
2012-11-06
Sale
2012-11-23
4:53 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,400 $9.457 $41,611 6,439,261
(Direct)
View
2012-11-06
Sale
2012-11-23
4:53 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
5,600 $9.45 $52,921 6,434,861
(Direct)
View
2012-11-06
Sale
2012-11-23
4:52 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,100 $9.415 $38,602 6,429,261
(Direct)
View
2012-11-20
Sale
2012-11-23
4:52 pm
Heartware International Inc. HTWR Larose Jeffrey
Chief Scientific Officer
909 $83.97 $76,327 23,554
(Direct)
View
2012-11-06
Sale
2012-11-23
4:52 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,151 $9.424 $29,696 6,425,061
(Direct)
View
2012-11-06
Sale
2012-11-23
4:51 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.461 $32,168 6,422,010
(Direct)
View
2012-11-06
Sale
2012-11-23
4:51 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
2,800 $9.427 $26,395 6,418,610
(Direct)
View
2012-11-20
Sale
2012-11-23
4:50 pm
Heartware International Inc. HTWR Godshall Douglas Evan
President & Chief Exec Officer
Director
3,817 $83.97 $320,512 66,399
(Direct)
View
2012-11-06
Sale
2012-11-23
4:50 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
2,900 $9.414 $27,302 6,415,810
(Direct)
View
2012-11-06
Sale
2012-11-23
4:49 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,300 $9.4 $31,020 6,412,910
(Direct)
View
2012-11-20
Sale
2012-11-23
4:49 pm
Rosetta Stone Inc RST Shah Pragnesh N
President, Global Consumer
543 $12.94 $7,026 9,801
(Direct)
View
2012-11-06
Sale
2012-11-23
4:49 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,500 $9.413 $32,945 6,409,610
(Direct)
View
2012-11-06
Sale
2012-11-23
4:48 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $9.407 $30,104 6,406,110
(Direct)
View
2012-11-06
Sale
2012-11-23
4:48 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
6,000 $9.312 $55,873 6,402,910
(Direct)
View
2012-11-06
Sale
2012-11-23
4:47 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
5,900 $9.305 $54,898 6,396,910
(Direct)
View
2012-11-06
Sale
2012-11-23
4:47 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,800 $9.311 $35,384 6,391,010
(Direct)
View
2012-11-20
Sale
2012-11-23
4:47 pm
Heartware International Inc. HTWR Farrell Lauren
VP, Finance
536 $85.98 $46,087 1,212
(Direct)
View
2012-11-06
Sale
2012-11-23
4:46 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,000 $9.305 $37,219 6,387,210
(Direct)
View
2012-11-06
Sale
2012-11-23
4:45 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,900 $9.303 $36,283 6,383,210
(Direct)
View
2012-11-06
Sale
2012-11-23
4:45 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,200 $9.301 $29,764 6,379,310
(Direct)
View
2012-11-06
Sale
2012-11-23
4:44 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
2,900 $9.304 $26,982 6,376,194
(Direct)
View
2012-11-06
Sale
2012-11-23
4:44 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,200 $9.304 $39,076 6,373,110
(Direct)
View
2012-11-06
Sale
2012-11-23
4:43 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,000 $9.304 $37,216 6,368,910
(Direct)
View
2012-11-06
Sale
2012-11-23
4:43 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
2,903 $9.3 $26,998 6,365,010
(Direct)
View
2012-11-06
Sale
2012-11-23
4:42 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,247 $9.309 $39,537 6,362,107
(Direct)
View
2012-11-06
Sale
2012-11-23
4:41 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,250 $9.305 $30,243 6,357,910
(Direct)
View
2012-11-06
Sale
2012-11-23
4:41 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
8,548 $9.308 $79,568 6,354,310
(Direct)
View
2012-11-06
Sale
2012-11-23
4:41 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
8,152 $9.306 $75,859 6,346,062
(Direct)
View
2012-11-06
Sale
2012-11-23
4:40 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
4,765 $9.3 $44,315 6,337,410
(Direct)
View
2012-11-06
Sale
2012-11-23
4:40 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,223 $9.303 $29,985 6,333,145
(Direct)
View
2012-11-06
Sale
2012-11-23
4:39 pm
Krispy Kreme Doughnuts Inc KKD Mohamed Abdulmohsin Al Kharafi & Sons W L L
10% Owner
3,400 $9.032 $30,708 6,595,611
(Direct)
View
2012-11-23
Sale
2012-11-23
4:37 pm
Recovery Energy Inc RECV Davis Edward Mike
10% Owner
7,050 $2.05 $14,452 2,802,890
(Indirect)
View
2012-11-20
Sale
2012-11-23
4:28 pm
Liberty All Star Equity Fund USA Benning John A
Other
9,500 $4.48 $42,561 39,581
(Indirect
Direct)
View
2012-11-20
Sale
2012-11-23
4:09 pm
Viacom Inc. VIA Fricklas Michael D
EVP, General Counsel and Secy
25,000 $50.25 $1,256,250 66,603
(Indirect
Direct)
View
(A) Indicate amendment filing.