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Insider Sale Filings - Archives for 2012-09-04

Home -> 2012 -> Insider sale filings for 2012-09-04

Transaction
Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2012-09-04
Sale
2012-09-04
3:53 pm
South Jersey Industries Inc SJI Renna Michael J
Vice President
300 $50.52 $15,156 24,473
(Direct)
View
2012-08-30
Sale
2012-09-04
3:52 pm
Perrigo Co PRGO Hendrickson John T
EVP Global Operations & Supply
3,589 $108.9 $390,734 25,279
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
3:52 pm
Perrigo Co PRGO Papa Joseph C
President and CEO
Director
Other
10,000 $109.2 $1,091,741 139,845
(Direct)
View
2012-08-30
Sale
2012-09-04
3:51 pm
Sparton Corp SPA Slome Greg
Sr. V.P./CFO
5,130 $10 $51,300 66,054
(Direct)
View
2012-08-30
Sale
2012-09-04
3:51 pm
Perrigo Co PRGO Kingma Todd W
Executive VP, General Counsel
2,000 $108.9 $217,740 21,465
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
3:45 pm
Raptor Pharmaceutical Corp RPTP Zankel Todd
Chief Scientific Officer
10,148 $5 $50,740 660,208
(Direct)
View
2012-02-06
Sale
2012-09-04
3:37 pm
Scientific Industries Inc SCND Segasture James S
Director
2,500 $4 $10,000 16,500
(Direct)
View
2012-08-27
Sale
2012-09-04
3:26 pm
Summit Financial Group Inc SMMF Hott Jeffrey E.
Director
1,000 $4.05 $4,050 127,960
(Direct
Indirect)
View
2012-09-04
Sale
2012-09-04
3:26 pm
Freds Inc FRED Chambers Ricky
EVP
964 $13.43 $12,947 21,585
(Direct)
View
2012-08-31
Sale
2012-09-04
3:19 pm
Anaren Inc ANEN Ross Timothy
Pres., Space & Defense Group
8,000 $19.5 $156,000 85,168
(Direct)
View
2012-08-30
Sale
2012-09-04
3:14 pm
Camden Property Trust CPT Campo Richard J
Chairman and CEO
Director
69,927 $69.53 $4,861,920 384,964
(Direct)
View
2012-08-30
Sale
2012-09-04
3:14 pm
Wyndham Worldwide Corp WYN Ballotti Geoffrey A
Pres./CEO WER
9,196 $51.76 $475,985 167,556
(Direct)
View
2012-08-31
Sale
2012-09-04
3:13 pm
Westinghouse Air Brake Technologies Corp WAB Foster Lee B II
Director
10,000 $77.99 $779,936 42,306
(Direct)
View
2012-08-30
Sale
2012-09-04
3:13 pm
Camden Property Trust CPT Oden D Keith
President
Director
69,927 $69.53 $4,861,919 397,395
(Direct)
View
2012-08-30
Sale
2012-09-04
3:06 pm
Sparton Corp SPA Korwin Steven M.
Sr VP, Qual, Eng & Info Sys
3,421 $10 $34,210 39,462
(Direct)
View
2012-08-31
Sale
2012-09-04
3:04 pm
Tronox Ltd TROX Romano John D
SVP & Pres, P&E Operations
55,000 $25.88 $1,423,526 139,115
(Direct)
View
2012-08-31
Sale
2012-09-04
3:00 pm
Cooper Tire & Rubber Co CTB Armes Roy V
COB, President & CEO
Director
160,300 $20 $3,205,695 486,035
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
2:53 pm
Barnes Group Inc B Acker Marian
VP, Controller
10,000 $23.66 $236,600 44,104
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
2:53 pm
Hertz Global Holdings Inc HTZ Taride Michel
E.V.P. & Pres of Hert Euro
111,865 $14.34 $1,604,444 200,702
(Direct)
View
2012-08-30
Sale
2012-09-04
2:51 pm
Raptor Pharmaceutical Corp RPTP Sager Erich
Director
7,700 $5 $38,500 483,483
(Direct)
View
2012-08-31
Sale
2012-09-04
2:46 pm
Belo Corp BLC Herndon Dealey D
Director
53,720 $7.24 $388,933 141,141
(Direct)
View
2012-08-28
Sale
2012-09-04
2:38 pm
Analog Devices Inc ADI Stata Ray
Director
20,000 $39.54 $790,851 1,628,808
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
2:28 pm
Analog Devices Inc ADI Stata Ray
Director
30,000 $39.31 $1,179,237 1,628,808
(Indirect
Direct)
View
2012-09-04
Sale
2012-09-04
2:24 pm
Automatic Data Processing Inc ADP Lee Regina
Corporate Vice President
14,176 $57.49 $815,049 94,902
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
2:23 pm
Courier Corp CRRC Hoff Edward J
Director
5,000 $11 $55,015 304,823
(Direct)
View
2012-08-30
Sale
2012-09-04
2:22 pm
Sparton Corp SPA Osborne Michael W
Sr. V.P., Business Development
3,421 $10 $34,210 42,851
(Direct)
View
2012-08-16
Sale
2012-09-04
2:13 pm
Sherwin Williams Co SHW Oberfeld Steven J
Sr. VP-Corp Plan & Develop
27,548 $138.8 $3,823,662 89,855
(Direct)
View
2012-08-31
Sale
2012-09-04
2:11 pm
Ashland Inc ASH Panichella John E
Senior Vice President
7,133 $72.86 $519,710 1,329
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
1:59 pm
Cash America International Inc CSH Bessant Thomas A Jr
Exec. VP - CFO
200 $40.02 $8,004 49,800
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:52 pm
Zebra Technologies Corp ZBRA Kaput Jim L
SVP, General Counsel & Secy
10,968 $37.22 $408,229 27,266
(Direct
Indirect)
View
2012-08-31
Sale
2012-09-04
1:49 pm
Abm Industries Inc ABM Slipsager Henrik C
President & CEO
Director
36,331 $20.39 $740,698 267,649
(Direct)
View
2012-08-30
Sale
2012-09-04
1:37 pm
Lifetime Brands Inc LCUT Phillips Craig
SVP - Distribution & Director
Director
8,521 $11 $93,731 762,802
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:33 pm
Rackspace Hosting Inc RAX Still George J Jr
Director
13,000 $59.86 $778,167 100,056
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:29 pm
Travelers Companies Inc TRV Clifford John P Jr
EVP, Human Resources
3,500 $65 $227,500 18,336
(Direct)
View
2012-08-31
Sale
2012-09-04
1:25 pm
Concur Technologies Inc CNQR Torrey John T.
EVP Corporate Strategy
1,000 $71.9 $71,900 10,691
(Direct)
View
2012-08-31
Sale
2012-09-04
1:22 pm
Regeneron Pharmaceuticals Inc REGN Goldberg Murray A
SVP Finance and Admin CFO Trea
5,296 $145.9 $772,608 95,810
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:19 pm
G&k Services Inc GKSR Wood Robert G
President, G&K Services Canada
11,640 $31.56 $367,349 50,995
(Direct)
View
2012-08-31
Sale
2012-09-04
1:13 pm
Rackspace Hosting Inc RAX Bishkin S. James
Director
2,000 $59.79 $119,578 95,560
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:11 pm
Procter & Gamble Co PG Panayotopoulos Evriviades D
ViceChairman Global Bus Units
133,426 $66.97 $8,935,633 365,065
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
1:08 pm
J2 Global Inc JCOM Adelman Jeffrey Daniel
VP/General Counsel
574 $29.4 $16,876 36,650
(Direct)
View
2012-08-31
Sale
2012-09-04
1:08 pm
Patterson Companies Inc PDCO Sproat David P
President, Subsidiary
1,899 $34.04 $64,642 76,041
(Direct)
View
2012-08-31
Sale
2012-09-04
1:06 pm
Patterson Companies Inc PDCO Sproat David P
President, Subsidiary
1,899 $34.04 $64,642 76,041
(Direct)
View
2012-08-30
Sale
2012-09-04
1:01 pm
Gilead Sciences Inc GILD Washington Robin L
SVP, CFO
3,466 $57.48 $199,239 11,413
(Direct)
View
2012-08-31
Sale
2012-09-04
12:57 pm
Ngl Energy Partners Lp NGL Pauling Brian K
COO, Midstream Division
170 $25.75 $4,378 413,471
(Direct)
View
2012-08-31
Sale
2012-09-04
12:48 pm
G&k Services Inc GKSR Dietz Thomas Joseph
Vice President and Controller
2,083 $31.61 $65,844 10,982
(Direct)
View
2012-08-30
Sale
2012-09-04
12:39 pm
Endologix Inc ELGX Wilder Thomas
Director
12,500 $12.02 $150,250 25,000
(Direct)
View
2012-09-04
Sale
2012-09-04
12:13 pm
Morningstar Inc. MORN Phillips Donald James II
President, Research
Director
5,000 $59.14 $295,706 185,050
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
12:05 pm
Harman International Industries Inc HAR Korologos Ann Mclaughlin
Director
9,000 $46.05 $414,445 22,932
(Direct)
View
2012-08-31
Sale
2012-09-04
12:02 pm
Meritage Homes Corp MTH Hilton Steven J
Chief Executive Officer
64,000 $37.16 $2,378,240 1,855,361
(Direct
Indirect)
View
2012-08-31
Sale
2012-09-04
11:57 am
Marriott International Inc MAR Marriott Stephen G
Other
83,700 $37.6 $3,147,120 10,710,082
(Direct
Indirect)
View
2012-08-31
Sale
2012-09-04
11:51 am
Chindex International Inc CHDX Kaufman Carol R
Director
5,000 $10.41 $52,070 35,417
(Direct)
View
2012-08-31
Sale
2012-09-04
11:48 am
Kellogg Co K Kellogg W K Foundation Trust
Kellogg W K Foundation
10% Owner
87,000 $50.77 $4,416,990 76,881,792
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
11:45 am
Connecticut Water Service Inc CTWS Westbrook Maureen P
VP, Customer & Reg Affairs
1,285 $31.11 $39,978 24,613
(Direct)
View
2012-07-09
Sale
2012-09-04
11:23 am
Powerverde Inc PWVI Barker Fred
Vice President and Secretary
Director
350,000 $0.25 $87,500 2,065,990
(Direct)
View
2012-09-04
Sale
2012-09-04
11:05 am
Taubman Centers Inc TCO Payne Lisa A
Vice Chairman AND CFO
Director
1,500 $79.88 $119,820 99,247
(Direct)
View
2012-08-30
Sale
2012-09-04
11:04 am
Sherwin Williams Co SHW Connor Christopher M
Chairman and CEO
Director
311,025 $142.6 $44,355,162 863,676
(Indirect
Direct)
View
2012-08-31
Sale
2012-09-04
11:03 am
Bar Harbor Bankshares BHB Shencavitz Gerald
Executive VP and CFO
1,000 $35.75 $35,750 5,829
(Direct)
View
2012-08-31
Sale
2012-09-04
10:53 am
Standex International Corp SXI Fix Roger L
President/CEO
Director
12,871 $44.89 $577,785 85,435
(Direct)
View
2012-08-31
Sale
2012-09-04
10:51 am
Boston Beer Co Inc SAM Koch C James
Chairman
Director
10% Owner
3,000 $103.2 $309,488 165,648
(Indirect
Direct)
View
2012-08-30
Sale
2012-09-04
10:42 am
Standex International Corp SXI Fix Roger L
President/CEO
Director
32,352 $45.16 $1,461,131 131,251
(Direct)
View
2012-08-30
Sale
2012-09-04
10:26 am
Wisdomtree Investments Inc. WETF Siracusano Luciano III
Chief Investment Strategist
60,000 $6.265 $375,900 306,554
(Direct)
View
2012-08-30
Sale
2012-09-04
09:56 am
Timken Co TKR Woods Jacqueline F
Director
1,935 $39.63 $76,684 19,177
(Direct)
View
2012-05-29
Sale(A)
2012-09-04
09:55 am
Illinois Tool Works Inc ITW Santi Ernest Scott
Vice Chairman
60,000 $57 $3,420,000 91,015
(Direct)
View
2012-08-30
Sale
2012-09-04
09:54 am
Velatel Global Communications Inc. VELA Trujillo Carlos
Chief Financial Officer
33,000 $0.06576 $2,170 419,471
(Direct)
View
2012-08-31
Sale
2012-09-04
09:26 am
Caci International Inc CACI Cofoni Paul M
President and CEO
Director
7,767 $52.27 $405,981 21,550
(Direct)
View
2012-08-31
Sale
2012-09-04
09:15 am
Analog Devices Inc ADI Fuller Samuel H
VP, RESEARCH & DEVELOPMENT
5,000 $39.63 $198,175 10,040
(Direct)
View
2012-08-03
Sale
2012-08-31
9:41 pm
Dna Brands Inc DNAX Marks Darren
Chief Executive Officer
Director
120,000 $0.1735 $20,825 2,991,901
(Indirect)
View
2012-07-12
Sale
2012-08-31
9:13 pm
Dna Brands Inc DNAX Leiner Melvin
Chief Financial Officer
Director
125,000 $0.1919 $23,987 3,179,753
(Indirect)
View
2012-08-29
Sale
2012-08-31
8:55 pm
Anaren Inc ANEN Thygesen Gert
Sr. Vice President, Technology
15,000 $19.61 $294,099 60,395
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
8:20 pm
Lemaitre Vascular Inc LMAT Roberts David B
President and Director
Director
23,003 $6.1 $140,328 239,490
(Direct)
View
2012-07-31
Sale
2012-08-31
8:05 pm
Velatel Global Communications Inc. VELA Alvarez Mario
Chief Operating Officer
607,306 $0.08467 $51,423 623,345
(Direct)
View
2012-08-30
Sale
2012-08-31
8:03 pm
Velatel Global Communications Inc. VELA Gutierrez Isidoro
Chief Administrative Officer
7,120 $0.09879 $703 499,448
(Direct)
View
2012-08-30
Sale
2012-08-31
8:01 pm
Walt Disney Co DIS Matschullat Robert W
Director
12,000 $49.61 $595,320 66,183
(Direct)
View
2012-08-30
Sale
2012-08-31
7:33 pm
Onyx Pharmaceuticals Inc ONXX Goddard Paul
Director
5,000 $71.4 $357,000 17,790
(Direct)
View
2012-08-31
Sale
2012-08-31
7:21 pm
Ingram Micro Inc IM Smith Michael T
Director
7,801 $15.21 $118,650 68,001
(Direct)
View
2012-08-29
Sale
2012-08-31
7:14 pm
Ixia XXIA Addington Hills Ltd.
Rhone Trustees (bahamas) Ltd
Tango Trust
10% Owner
21,000 $15.62 $327,917 9,169,165
(Direct)
View
2012-08-31
Sale
2012-08-31
7:02 pm
Sandisk Corp SNDK Quader Khandker N
SVP, Mem Tech & Prod Dev
5,000 $41.31 $206,550 64,881
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
6:58 pm
Equinix Inc EQIX Ferris Peter
Chief Sales Officer
10,266 $200 $2,053,200 10,082
(Indirect
Direct)
View
2012-08-31
Sale
2012-08-31
6:58 pm
Cell Therapeutics Inc CTIC Bianco James A
President and CEO
Director
50,000 $0.43 $21,500 5,532,806
(Indirect
Direct)
View
2012-08-30
Sale
2012-08-31
6:46 pm
Jazz Pharmaceuticals Plc JAZZ O'keefe Kenneth W
Director
200,000 $45.32 $9,064,000 661,212
(Direct
Indirect)
View
2012-08-29
Sale
2012-08-31
6:30 pm
Usana Health Sciences Inc USNA Guest Kevin
President of North America
4,208 $45 $189,360 30,000
(Direct)
View
2012-08-29
Sale
2012-08-31
6:29 pm
Raptor Pharmaceutical Corp RPTP Tsuchimoto Kim R
Chief Financial Officer
3,510 $5 $17,550 403,114
(Direct)
View
2012-08-29
Sale
2012-08-31
6:13 pm
Apollo Commercial Real Estate Finance Inc. ARI Athene Group Ltd
Athene Annuity & Life Assurance Co
Athene Asset Management LLC
Apollo Life Asset Ltd.
Apollo Capital Management L.P.
Apollo Capital Management Gp LLC
Apollo Management Holdings L.P.
Apollo Management Holdings Gp LLC
Athene Holding Ltd
10% Owner
50,354 $17.48 $880,168 2,427,213
(Indirect)
View
2012-08-29
Sale
2012-08-31
6:05 pm
Gencor Industries Inc GENC Elliott Marc G
president
Director
5,300 $7.544 $39,982 371,893
(Direct)
View
2012-08-31
Sale
2012-08-31
6:04 pm
Electronic Arts Inc EA Bene Stephen G
Other
1,286 $12.84 $16,516 9,095
(Direct)
View
2012-08-30
Sale
2012-08-31
6:02 pm
Electronic Arts Inc EA Soderlund Patrick
EVP EA Games
45,000 $13.15 $591,856 62,691
(Direct)
View
2012-08-31
Sale
2012-08-31
6:01 pm
Electronic Arts Inc EA Wilson Andrew
EVP EA SPORTS
38,000 $13.35 $507,300 127
(Direct)
View
2012-08-31
Sale
2012-08-31
6:01 pm
Electronic Arts Inc EA Toledano Gabrielle B
EVP, HR & Corporate Services
10,000 $13.25 $132,501 107,974
(Direct)
View
2012-08-30
Sale
2012-08-31
6:00 pm
Amgen Inc AMGN Schaeffer Leonard D
Director
5,000 $83.25 $416,254 21,316
(Direct)
View
2012-08-30
Sale
2012-08-31
5:56 pm
Ehealth Inc. EHTH Lauer Gary L
Chr. of the Board and CEO
Director
6,400 $16.54 $105,840 175,384
(Direct)
View
2012-08-30
Sale
2012-08-31
5:49 pm
Seagate Technology Plc STX Richarz David K
Executive Vice President,Sales
50,000 $32.5 $1,624,885 71,288
(Direct)
View
2012-08-29
Sale
2012-08-31
5:49 pm
Linkedin Corp LNKD Rottenberg Erika
VP, GC & Secretary
7,400 $108 $799,286 114,775
(Direct)
View
2012-08-30
Sale
2012-08-31
5:49 pm
Seagate Technology Plc STX Whitmore Robert W
EVP & Chief Technical Officer
50,000 $32.48 $1,624,055 150,000
(Direct)
View
2012-08-29
Sale
2012-08-31
5:48 pm
Seagate Technology Plc STX O Malley Patrick J
EVP & Chief Financial Officer
151,054 $33.73 $5,095,656 566,383
(Direct)
View
2012-08-30
Sale
2012-08-31
5:46 pm
Douglas Emmett Inc DEI Rich Andrea L
Director
10,930 $23.76 $259,686 12,500
(Direct)
View
2012-08-29
Sale
2012-08-31
5:45 pm
American Petro-hunter Inc AAPH Holladay Dan
Director
30,000 $0.168 $5,041 356,250
(Direct)
View
2012-08-30
Sale
2012-08-31
5:43 pm
Ebay Inc EBAY Jacobson Michael R
SVP, Legal Affairs, GC & Sec
60,000 $46.74 $2,804,220 505,627
(Direct
Indirect)
View
2012-08-30
Sale
2012-08-31
5:41 pm
Allergan Inc AGN Ingram Douglas S
EVP and President, EAME
100,000 $85.78 $8,578,230 124,183
(Indirect
Direct)
View
2012-08-31
Sale
2012-08-31
5:33 pm
Semtech Corp SMTC Wilson John Michael
Senior Vice President
2,000 $24.48 $48,955 27,803
(Direct)
View
2012-08-31
Sale
2012-08-31
5:32 pm
Mylan Inc MYL Mauro Anthony
President, North America
10,165 $23.58 $239,725 22,530
(Direct)
View
2012-08-30
Sale
2012-08-31
5:28 pm
Steiner Leisure Ltd STNR Boehm Robert C
Exec. V.P. & General Counsel
7,173 $46.84 $335,986 34,461
(Direct)
View
2012-08-30
Sale
2012-08-31
5:24 pm
Garmin Ltd GRMN Kao Min H
Chief Executive Officer
300,000 $40.44 $12,130,628 28,424,168
(Direct
Indirect)
View
2012-08-30
Sale
2012-08-31
5:23 pm
Bank Of The Ozarks Inc OZRK Russell R Darrel
Chief Credit Officer
4,658 $32.21 $150,011 47,226
(Direct
Indirect)
View
2012-08-30
Sale
2012-08-31
5:21 pm
Envestnet Inc ENV Koontz Paul G
Director
30,000 $11.3 $339,000 1,363,817
(Indirect)
View
2012-08-29
Sale
2012-08-31
5:19 pm
Steiner Leisure Ltd STNR Lazarus Stephen
Exec. V.P. & C.F.O.
8,872 $47.06 $417,516 58,434
(Direct)
View
2012-08-30
Sale
2012-08-31
5:19 pm
Avago Technologies Ltd AVGO Ingram Bryan
SVP & GM, Wireless Semicon Div
25,000 $35.99 $899,772 125,000
(Direct)
View
2012-08-30
Sale
2012-08-31
5:17 pm
Avago Technologies Ltd AVGO Bettinger Douglas R
SVP & Chief Financial Officer
85,000 $35.99 $3,059,252 111,260
(Indirect
Direct)
View
2012-08-30
Sale
2012-08-31
5:13 pm
Gartner Inc IT Dawkins Alwyn
SVP, Events
1,028 $49.45 $50,837 2,129
(Direct)
View
2012-08-30
Sale
2012-08-31
5:08 pm
American States Water Co AWR Chang Shengder David
VP ENVIRONMENTAL QUALITY
12,613 $43.5 $548,666 19,287
(Direct)
View
2012-08-29
Sale
2012-08-31
4:59 pm
Gigoptix Inc. GIG Katz Avi S
President and CEO
Director
255 $2.35 $599 72,406
(Direct)
View
2012-08-29
Sale
2012-08-31
4:51 pm
Realpage Inc RP Seren Capital Ltd.
Director
10% Owner
9,000 $25.14 $226,215 20,392,856
(Direct)
View
2012-08-29
Sale
2012-08-31
4:51 pm
Hyatt Hotels Corp H Webb Robert W.K.
Chief Human Resources Officer
12,000 $38.1 $457,200 10,470
(Direct)
View
2012-08-29
Sale
2012-08-31
4:50 pm
Realpage Inc RP Winn Stephen T
Chairman and CEO
Director
10% Owner
30,000 $25.14 $754,050 20,392,856
(Direct
Indirect)
View
2012-04-17
Sale
2012-08-31
4:50 pm
Parkervision Inc PRKR Parker Jeffrey
Chief Executive Officer
Director
110 $1.13 $124 2,262,959
(Indirect
Direct)
View
2012-08-31
Sale
2012-08-31
4:49 pm
Middleby Corp MIDD Miller John R III
Director
2,000 $114.4 $228,900 12,000
(Direct)
View
2012-08-29
Sale
2012-08-31
4:47 pm
Zygo Corp ZIGO Willis Gary K
Director
50,000 $19.83 $991,380 96,646
(Direct)
View
2012-08-29
Sale
2012-08-31
4:40 pm
Northrop Grumman Corp NOC Ervin Gary W.
Corp VP & Pres Aerospace Sys
10,154 $67.25 $682,856 7,364
(Indirect)
View
2012-08-30
Sale
2012-08-31
4:40 pm
Brinker International Inc EAT Doyle David Roy
SVP - Controller
6,619 $34.56 $228,786 3,938
(Direct)
View
2012-03-22
Sale
2012-08-31
4:40 pm
China Education International Inc CEII Cd International Enterprises Inc
China Direct Investments Inc.
Capital One Resource Co. Ltd.
Cdi Shanghai Management Co. Ltd.
10% Owner
141,468 $0.9218 $130,398 15,057,395
(Indirect)
View
2012-08-29
Sale
2012-08-31
4:40 pm
Riverbed Technology Inc. RVBD Gottfried Randy
Chief Financial Officer
20,000 $20.48 $409,680 260,000
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:39 pm
Alpha & Omega Semiconductor Ltd AOSL Scgf III Management LLC
Sequoia Capital Growth Fund III Aiv L P
Sequoia Capital Growth III Principals Fund
Sequoia Capital Growth Partners III
10% Owner
22,418 $9.642 $216,165 2,744,571
(Indirect)
View
2012-08-29
Sale
2012-08-31
4:39 pm
Shoe Carnival Inc SCVL Sifford Clifton E
EVP - GENERAL MERCHANDISE MGR
23,361 $22.46 $524,663 103,571
(Direct)
View
2012-08-29
Sale
2012-08-31
4:37 pm
Alpha & Omega Semiconductor Ltd AOSL Stevens Mark A
Director
10% Owner
22,418 $9.642 $216,165 2,744,571
(Indirect)
View
2012-08-29
Sale
2012-08-31
4:37 pm
Northrop Grumman Corp NOC Cheston Sheila C.
Corp. VP & General Counsel
5,266 $67.3 $354,402 6,965
(Direct)
View
2012-08-29
Sale
2012-08-31
4:35 pm
Riverbed Technology Inc. RVBD Kennelly Jerry M
Chairman and CEO
Director
133,332 $20.22 $2,696,133 2,919,164
(Direct
Indirect)
View
2012-08-29
Sale
2012-08-31
4:34 pm
Premiere Global Services Inc PGI Jones Boland T
Chief Executive Officer
Director
54,302 $9.401 $510,477 1,881,973
(Indirect
Direct)
View
2012-04-17
Sale
2012-08-31
4:33 pm
Parkervision Inc PRKR Sorrells David F
Chief Technical Officer
Director
110 $1.13 $124 61,088
(Direct)
View
2012-08-30
Sale
2012-08-31
4:33 pm
Pmc Sierra Inc PMCS Karr Travis
VP, GM Enterprise Storage Div
15,324 $5.777 $88,527 283,794
(Direct)
View
2012-04-17
Sale
2012-08-31
4:32 pm
Parkervision Inc PRKR Stuckey John
Executive Vice President
101 $1.13 $114 33,938
(Direct)
View
2012-08-29
Sale
2012-08-31
4:32 pm
Viasat Inc VSAT Dankberg Mark D
Chief Executive Officer
Director
38,750 $39.02 $1,512,025 1,526,184
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:29 pm
Panera Bread Co PNRA Cook Irene
SVP, Company and JV Operations
330 $156.5 $51,642 2,313
(Direct)
View
2012-08-29
Sale
2012-08-31
4:28 pm
Raptor Pharmaceutical Corp RPTP Zankel Todd
Chief Scientific Officer
10,136 $5.01 $50,781 659,214
(Direct)
View
2012-08-30
Sale
2012-08-31
4:26 pm
Ugi Corp UGI Ban Stephen D
Director
4,000 $30.49 $121,973 68,210
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:25 pm
Exactech Inc EXAC Petty Betty A
Vice President, Administration
10% Owner
20,000 $16.27 $325,459 3,405,278
(Direct
Indirect)
View
2012-08-29
Sale
2012-08-31
4:25 pm
Arris Group Inc ARRS Stanzione Robert J
Chairman & CEO
Director
700 $13.75 $9,625 501,136
(Direct)
View
2012-08-30
Sale
2012-08-31
4:24 pm
Gt Advanced Technologies Inc. GTAT Singh Vikram
Exec.VP, Advanced Systems, R&D
16,000 $5.708 $91,333 18,960
(Direct)
View
2012-08-29
Sale
2012-08-31
4:24 pm
Exactech Inc EXAC Petty R William
CEO and Chairman
Director
10% Owner
20,000 $16.27 $325,459 3,405,278
(Direct
Indirect)
View
2012-08-29
Sale
2012-08-31
4:24 pm
Saks Inc SKS Inmobiliaria Carso S A De C V
Other
10% Owner
118,500 $11.78 $1,395,920 23,465,500
(Direct)
View
2012-08-30
Sale
2012-08-31
4:23 pm
O Reilly Automotive Inc ORLY Lederer Paul R
Director
4,200 $85.19 $357,811 14,854
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:22 pm
Saks Inc SKS Inmobiliaria Carso S A De C V
Other
10% Owner
143,525 $11.77 $1,689,153 23,608,024
(Direct)
View
2012-08-29
Sale
2012-08-31
4:22 pm
Gt Advanced Technologies Inc. GTAT Gutierrez Thomas
President and CEO
Director
100,000 $5.919 $591,852 167,947
(Direct)
View
2012-08-29
Sale
2012-08-31
4:21 pm
Saks Inc SKS Inmobiliaria Carso S A De C V
Other
10% Owner
287,975 $11.78 $3,392,427 23,895,000
(Direct)
View
2012-08-29
Sale
2012-08-31
4:17 pm
Investment Technology Group Inc ITG Goebels P Mats
Managing Dir,Gen Counsel & Sec
4,984 $8.5 $42,364 91,661
(Direct)
View
2012-08-31
Sale
2012-08-31
4:15 pm
Corning Inc GLW Mcrae Lawrence D
Executive Vice President
18,000 $11.94 $214,924 34,370
(Direct)
View
2012-08-29
Sale
2012-08-31
4:13 pm
Allied Nevada Gold Corp. ANV Flint Dave Charles
VP, Explorations
5,000 $31.95 $159,750 30,031
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:12 pm
Enersys ENS Craig John D
Chairman, President & CEO
Director
14,931 $37.79 $564,243 493,120
(Direct)
View
2012-08-29
Sale
2012-08-31
4:10 pm
Edwards Lifesciences Corp EW Verguet Patrick B
CVP, Europe
10,000 $102 $1,020,000 58,615
(Direct)
View
2012-08-29
Sale
2012-08-31
4:10 pm
Aspen Technology Inc AZPN Pietri Antonio J
EVP, Field Operations
25,000 $24.43 $610,840 117,322
(Indirect
Direct)
View
2012-08-29
Sale
2012-08-31
4:08 pm
Wright Express Corp WXS Stecklair Richard K.
SVP, Corporate Payment Solutio
10,472 $64.28 $673,128 11,443
(Direct)
View
2012-08-29
Sale
2012-08-31
4:05 pm
Exlservice Holdings Inc. EXLS Talwar Vikram
Director
Other
32,703 $26.02 $850,865 491,060
(Direct
Indirect)
View
2012-08-29
Sale
2012-08-31
4:01 pm
Great Lakes Dredge & Dock Corp GLDD Johnson Kyle D
Senior Vice President
21,722 $7.48 $162,481 91,620
(Direct)
View
(A) Indicate amendment filing.