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Insider Sale Filings - Archives for 2009-10-13

Home -> 2009 -> Insider sale filings for 2009-10-13

Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-12
Sale
2009-10-13
3:59 pm
ALEXION PHARMACEUTICALS INC ALXN BELL LEONARD
(CEO
Director)
18,905 $44.9100 $849,024 852,404
(Direct)
View
2009-10-09
Sale
2009-10-13
3:55 pm
CATO CORP CTR HOWE JOHN R
(EVP - CFO)
2,500 $21.6029 $54,007 23,875
(Direct)
View
2009-10-12
Sale
2009-10-13
3:51 pm
PEGASYSTEMS INC PEGA JONES RICHARD H
(Director)
2,500 $35.2000 $88,000 661,060
(Direct)
View
2009-10-09
Sale
2009-10-13
3:51 pm
CATO CORP CTR GREER MICHAEL TIMOTHY
(EVP-DIR OF STORES)
6,000 $21.5878 $129,527 18,053
(Direct)
View
2009-10-09-
-2009-10-12
Sale
2009-10-13
3:50 pm
TARGETED GENETICS CORP TGEN MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)
875,000 $0.2599 $227,398 0
(Indirect)
View
2009-10-12
Sale
2009-10-13
3:48 pm
CATO CORP CTR USELTON STUART L
(SVP-Treasury, Tax and Credit)
1,500 $22.4000 $33,600 19,416
(Direct)
View
2009-10-08
Sale
2009-10-13
3:32 pm
TRIMERIS INC TRMS BRIDGER MANAGEMENT LLC
MIGNONE ROBERTO
BRIDGER CAPITAL LLC
SWIFTCURRENT PARTNERS, L.P.
SWIFTCURRENT OFFSHORE LTD.
(10% owner)
2,136,858 $3.5335 $7,550,588 373,223
(Indirect)
View
2009-09-09
Sale
2009-10-13
3:28 pm
IMPERIAL INDUSTRIES INC IPII BROCK LISA M
(Director)
10,000 $1.6100 $16,100 95,559
(Direct)
View
2009-10-08
Sale
2009-10-13
3:14 pm
BILL BARRETT CORP BBG Walker Huntington T
(Senior Vice President)
1,500 $34.7619 $52,143 82,848
(Direct)
View
2009-10-09-
-2009-10-12
Sale
2009-10-13
3:10 pm
TIVO INC TIVO Brunelle Anna
(CFO)
1,875 $10.6101 $19,894 75,000
(Direct)
View
2009-10-08
Sale
2009-10-13
3:09 pm
TIVO INC TIVO ROBERTS MARK ANDREW
(SVP Consumer Products & Opt)
662 $10.3000 $6,819 93,100
(Direct)
View
2009-10-08-
-2009-10-12
Sale
2009-10-13
3:05 pm
Doral Energy Corp. DRLY GRAY EVERETT WILLARD II
(Vice Chairman & CEO
Director)
118,100 $0.4227 $49,916 6,018,241
(Indirect)
View
2009-10-05-
-2009-10-07
Sale(A)
2009-10-13
3:04 pm
Homeland Security Capital CORP HOMS YA Global Investments
YORKVILLE ADVISORS LLC
ANGELO MARK
YORKVILLE BHN SPA
PRETE MARCO
(10% owner)
156,999 $0.1810 $28,414 10,631,044
(Direct)
View
2009-10-08-
-2009-10-12
Sale
2009-10-13
3:02 pm
Homeland Security Capital CORP HOMS YA Global Investments
YORKVILLE ADVISORS LLC
ANGELO MARK
YORKVILLE BHN SPA
PRETE MARCO
(10% owner)
175,000 $0.1571 $27,500 10,456,044
(Direct)
View
2009-10-13
Sale
2009-10-13
3:02 pm
REX STORES CORP RSC KRESS EDWARD M
(Secretary
Director)
17,300 $12.0000 $207,600 63,280
(Direct)
View
2009-10-08
Sale
2009-10-13
3:00 pm
HEWITT ASSOCIATES INC HEW GORDON JULIE S
(Chief Client Officer)
15,000 $37.0000 $555,000 145,891
(Direct)
View
2009-10-09
Sale
2009-10-13
2:56 pm
SYBASE INC SYBS Jensen Keith
(VP and Controller)
470 $40.3900 $18,983 19,213
(Direct)
View
2009-10-09-
-2009-10-12
Sale
2009-10-13
2:56 pm
SYBASE INC SYBS NATHAN RAJ
(SVP & Chief Marketing Officer)
46,437 $40.4416 $1,877,986 68,390
(Direct)
View
2009-10-12
Sale
2009-10-13
2:55 pm
SAVVIS, Inc. SVVS DEFELICE EUGENE V
(SVP, Gen Counsel & Corp. Sec.)
2,733 $18.0000 $49,194 4,946
(Direct)
View
2009-10-09-
-2009-10-12
Sale
2009-10-13
2:47 pm
MAXIMUS INC MMS Andrekovich Mark
(Chief of Human Capital)
10,000 $48.5000 $485,000 0
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
2:45 pm
Uplift Nutrition, Inc. UPNT HALL EDWARD H SR
(Director
10% owner)
195,927 $0.5533 $108,412 75,573
(Direct)
View
2009-10-01
Sale
2009-10-13
2:31 pm
GOLDEN QUEEN MINING CO LTD GQM GUTRATH GORDON
(Director)
80,000 $0.7027 $56,212 165,000
(Direct)
View
2007-04-16
Sale(A)
2009-10-13
2:31 pm
GOLDEN QUEEN MINING CO LTD GQM GUTRATH GORDON
(Director)
25,000 $0.8400 $21,000 95,000
(Direct)
View
2009-10-12
Sale
2009-10-13
1:43 pm
AMPCO PITTSBURGH CORP AP HOOVER ROSE
(Senior Vice President)
1,000 $29.8200 $29,820 0
(Direct)
View
2009-10-08
Sale
2009-10-13
1:40 pm
STEPAN CO SCL VENEGONI JOHN V
(VP/GM Surfactants)
2,000 $62.9900 $125,980 15,084
(Direct)
View
2009-10-12
Sale
2009-10-13
1:31 pm
METROPOLITAN HEALTH NETWORKS INC MDF HARRISON MARTIN MD
(Director)
5,000 $2.1800 $10,900 4,039,714
(Direct)
View
2009-10-09
Sale
2009-10-13
1:30 pm
WET SEAL INC WTSLA THOMAS EDMOND
(President & CEO
Director)
75,000 $3.6808 $276,060 1,440,500
(Direct)
View
2009-10-08
Sale
2009-10-13
1:23 pm
ALANCO TECHNOLOGIES INC ALAN ANDERSON DONALD E
(Director
10% owner)
5,000 $0.5900 $2,950 3,655,024
(Direct)
View
2009-10-08
Sale
2009-10-13
1:16 pm
CYBERSOURCE CORP CYBS PELLIZZER STEVEN D
(SVP Finance, CFO)
19,000 $18.2368 $346,499 8,500
(Direct)
View
2009-10-09
Sale
2009-10-13
12:58 pm
ALANCO TECHNOLOGIES INC ALAN OESTER GREG M
(Pres - Wholly Owned Subsidiary)
16,040 $0.5500 $8,822 30,367
(Direct)
View
2009-10-08
Sale
2009-10-13
12:57 pm
TRACTOR SUPPLY CO TSCO WRIGHT JAMES F
(Chairman / CEO
Director)
40,000 $53.0000 $2,120,000 120,494
(Direct)
View
2009-10-12
Sale
2009-10-13
12:43 pm
CYBERSOURCE CORP CYBS MCKIERNAN WILLIAM S
(Chairman/CEO
Director)
12,500 $18.2446 $228,057 2,825,250
(Direct)
View
2009-10-12
Sale
2009-10-13
12:39 pm
NATIONAL INSTRUMENTS CORP NATI KODOSKY JEFFREY L
(Director)
9,000 $27.9662 $251,696 666,574
(Direct
Indirect)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
12:36 pm
AMERON INTERNATIONAL CORP AMN MARLEN JAMES S
(Chairman & CEO
Director)
5,567 $73.1015 $406,956 4,966
(Direct)
View
2009-10-09
Sale
2009-10-13
12:35 pm
KROGER CO KR VAN OFLEN MARY ELIZABETH
(Vice President & Controller)
4,500 $22.1210 $99,544 23,942
(Direct)
View
2009-10-08
Sale
2009-10-13
12:34 pm
AMERON INTERNATIONAL CORP AMN MARLEN JAMES S
(Chairman & CEO
Director)
3,940 $74.2302 $292,467 10,533
(Direct)
View
2009-10-08
Sale
2009-10-13
12:33 pm
AMERON INTERNATIONAL CORP AMN MARLEN JAMES S
(Chairman & CEO
Director)
7,716 $73.2175 $564,946 14,473
(Direct)
View
2009-10-09
Sale
2009-10-13
12:16 pm
COOPER COMPANIES INC COO PICHOTTA NICHOLAS J
(CEO - CSI)
15,348 $30.2500 $464,277 1,152
(Direct)
View
2009-10-09-
-2009-10-12
Sale
2009-10-13
12:16 pm
DATARAM CORP DRAM MADDOCKS MARK E
(VP Finance and CFO)
10,000 $3.2860 $32,860 37,494
(Direct)
View
2009-08-10
Sale
2009-10-13
12:15 pm
BRAINTECH INC BRHI WEIDINGER FREDERICK W
(CHIEF EXECUTIVE OFFICER
Director
10% owner)
3,000,000 $0.0100 $30,000 9,072,500
(Direct)
View
2009-10-08
Sale(A)
2009-10-13
12:10 pm
AMERICA SERVICE GROUP INC ASGR Columbia Pacific Opportunity Fund, L.P.
(Former 10% owner)
110,595 $16.0059 $1,770,173 918,797
(Direct)
View
2009-10-09
Sale
2009-10-13
11:59 am
AEP INDUSTRIES INC AEPI VEGLIANTE PAUL
(EVP, Operations)
23 $39.0000 $897 265,961
(Indirect)
View
2008-10-13
Sale
2009-10-13
11:55 am
SEAFARER EXPLORATION CORP SFRX Solar Funding Solutions Corp.
(10% owner)
34,700,000 $5,000.0000 $173,500,000,000 0
(Direct)
View
2009-10-08
Sale
2009-10-13
11:55 am
Consolidated Communications Holdings, Inc. CNSL CURREY ROBERT J
(President & CEO
Director)
10,000 $17.0805 $170,805 232,362
(Indirect)
View
2009-10-09
Sale
2009-10-13
11:52 am
SOLIGENIX, INC. SNGX.OB Biotex Pharma Investments, LLC
(10% owner)
335,000 $0.3170 $106,195 17,665,000
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
11:45 am
LKQ CORP LKQX SPEARS MARK T
(Executive VP and CFO)
70,000 $19.5836 $1,370,852 300,000
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
11:36 am
HERBALIFE LTD. HLF Henig Yair Steve
(Chief Scientific Officer)
10,000 $35.4000 $354,000 19,388
(Direct)
View
2009-10-09
Sale
2009-10-13
11:30 am
SAFEWAY INC SWY SHACHMUT KENNETH M
(Senior Vice President)
50,000 $21.1500 $1,057,500 12,416
(Direct)
View
2009-10-08
Sale
2009-10-13
11:25 am
TESORO CORP TSO SMITH BRUCE A
(President and CEO)
50,000 $14.5700 $728,500 1,137,184
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
11:24 am
LEFT BEHIND GAMES INC. LFBG LYNDON TROY A
(CEO
Director
10% owner)
1,660,098 $0.0000 $0 12,018,252
(Direct)
View
2009-10-13
Sale
2009-10-13
11:19 am
ANDERSONS INC ANDE SMITH GARY L
(VP Finance & Treasurer)
500 $36.0000 $18,000 9,032
(Direct)
View
2009-10-08
Sale
2009-10-13
11:16 am
GSE SYSTEMS INC GVP Cobbs Wharf Master Fund, L.P
(10% owner)
35,277 $6.2900 $221,892 525,210
(Direct)
View
2009-10-12
Sale
2009-10-13
11:09 am
TESSERA TECHNOLOGIES INC TSRA Anthofer Michael
(Chief Financial Officer)
5,000 $32.1100 $160,550 32,086
(Direct)
View
2009-10-12
Sale
2009-10-13
11:09 am
TESSERA TECHNOLOGIES INC TSRA Cassidy Bernard J
(SVP and General Counsel)
25 $32.1100 $803 33,000
(Direct)
View
2009-10-12
Sale
2009-10-13
11:05 am
QUALCOMM INC QCOM JACOBS IRWIN M
(Director)
1,330 $41.7800 $55,567 6,120,937
(Indirect)
View
2009-10-09
Sale
2009-10-13
11:01 am
PERRY ELLIS INTERNATIONAL INC PERY Lacher Joseph P
(Director)
15,000 $17.0000 $255,000 0
(Direct)
View
2009-10-12
Sale
2009-10-13
10:58 am
ATS MEDICAL INC ATSI DALE MICHAEL D
(Chief Executive Officer)
25,000 $2.7580 $68,950 168,394
(Direct)
View
2009-10-09
Sale
2009-10-13
10:43 am
YUM BRANDS INC YUM Creed Greg
(President Taco Bell)
6,590 $35.0000 $230,650 8,946
(Direct)
View
2009-10-09
Sale
2009-10-13
10:35 am
SCHIFF NUTRITION INTERNATIONAL, INC. WNI ELITHARP THOMAS H
(EVP, Operations)
10,000 $5.5000 $55,000 184,427
(Direct)
View
2009-10-12
Sale
2009-10-13
10:32 am
SOUTHERN FIRST BANCSHARES INC SFST CUBBAGE LEIGHTON M
(Director)
10,865 $7.9000 $85,834 110,505
(Direct)
View
2009-10-08
Sale
2009-10-13
10:30 am
PSS WORLD MEDICAL INC PSSI HILTON BRADLEY J
(Sr. V.P. Operations)
1,517 $22.0000 $33,374 34,869
(Direct)
View
2009-10-08
Sale
2009-10-13
10:26 am
Macy's, Inc. M LUNDGREN TERRY J
(Chairman, President & CEO
Director)
300,000 $19.2500 $5,775,000 197,112
(Direct)
View
2009-10-12
Sale
2009-10-13
10:22 am
DREAMS INC DRJ Adelstein Mitch
(Division President - Manufactu)
10,000 $0.8400 $8,400 342,512
(Direct)
View
2009-10-09
Sale
2009-10-13
10:22 am
DWS STRATEGIC MUNICIPAL INCOME TRUST KSM CONDON PHILIP G
(Portfolio Manager)
6,216 $12.9700 $80,622 6,944
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
10:07 am
KIRKLAND'S, INC KIRK KIRKLAND CARL
(Director
10% owner)
97,700 $14.5898 $1,425,423 3,156,762
(Direct)
View
2009-10-12
Sale
2009-10-13
10:07 am
STERLING CONSTRUCTION CO INC STRL HARPER JOSEPH P SR
(President & COO
Director)
5,000 $18.9700 $94,850 398,474
(Direct)
View
2009-10-08
Sale
2009-10-13
10:05 am
YUM BRANDS INC YUM BLUM JONATHAN DAVID
(SVP Public Affairs)
8,630 $34.6230 $298,796 8
(Direct)
View
2009-10-08
Sale
2009-10-13
10:04 am
Macy's, Inc. M HOGUET KAREN M
(CFO)
11,500 $19.5000 $224,250 75,777
(Direct)
View
2009-10-02
Sale
2009-10-13
10:03 am
PREMIER ALLIANCE GROUP, INC. PIMO.OB Elliott Vicki W
(10% owner)
10,000 $0.7500 $7,500 626,016
(Direct)
View
2009-10-09
Sale
2009-10-13
10:02 am
COSTCO WHOLESALE CORP COST RUCKELSHAUS JILL S
(Director)
12,000 $0.0000 $0 12,566
(Direct)
View
2009-10-09
Sale
2009-10-13
10:01 am
COSTCO WHOLESALE CORP COST PORTERA JOSEPH P
(Executive VP)
15,000 $0.0000 $0 53,351
(Direct)
View
2009-10-09
Sale
2009-10-13
10:00 am
COSTCO WHOLESALE CORP COST MOULTON PAUL G
(Executive VP)
30,000 $0.0000 $0 55,269
(Direct)
View
2009-10-08
Sale
2009-10-13
09:45 am
ATWOOD OCEANICS INC ATW Campbell Michael Alan
(Vice President - Controller)
1,000 $36.5000 $36,500 16,097
(Direct)
View
2009-10-12
Sale
2009-10-13
09:44 am
Lumber Liquidators, Inc. LL SULLIVAN THOMAS D
(Chairman of the Board; Founder
Director
10% owner)
25,000 $22.3825 $559,562 6,200,269
(Direct)
View
2009-10-12
Sale
2009-10-13
09:42 am
HITTITE MICROWAVE CORP HITT Ayasli Yalcin
(10% owner)
14,000 $37.7930 $529,102 4,168,488
(Direct)
View
2009-10-12
Sale
2009-10-13
09:39 am
METABOLIX, INC. MBLX Cecil Sarah P
(General Counsel)
8,173 $12.0000 $98,076 500
(Direct)
View
2009-10-08
Sale
2009-10-13
09:27 am
STONEMOR PARTNERS LP STON WAIMBERG PAUL
(Vice President)
700 $17.8029 $12,462 4,163
(Direct)
View
2009-10-09
Sale
2009-10-13
09:27 am
COGENT COMMUNICATIONS GROUP INC CCOI SCHLEIFER MARK A
(VP of IP Engineering)
10,000 $12.4633 $124,633 11,250
(Direct)
View
2009-10-09
Sale
2009-10-13
09:26 am
COGENT COMMUNICATIONS GROUP INC CCOI WEED THADDEUS GERARD
(VP, CFO & Treasurer)
20,000 $12.4429 $248,858 17,928
(Direct)
View
2009-10-09
Sale
2009-10-13
09:20 am
Discover Financial Services DFS Corley Kathryn McNamara
(EVP,General Counsel&Secretary)
30,000 $16.5200 $495,600 258,272
(Direct)
View
2009-10-09
Sale
2009-10-13
09:17 am
Discover Financial Services DFS Offereins Diane E
(Executive Vice President)
30,000 $16.1500 $484,500 443,294
(Direct)
View
2009-10-09
Sale
2009-10-13
09:15 am
Discover Financial Services DFS Talwar Harit
(Executive Vice President)
60,000 $16.4900 $989,400 351,424
(Direct)
View
2009-10-09
Sale
2009-10-13
09:14 am
APACHE CORP APA PEPER CHERI L
(Corporate Secretary)
2,600 $100.1000 $260,260 27
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-13
09:08 am
DemandTec, Inc. DMAN Fishback Daniel R
(Chief Executive Officer
Director)
43,300 $8.0623 $349,099 18
(Indirect)
View
2009-10-08
Sale
2009-10-13
09:08 am
WORTHINGTON INDUSTRIES INC WOR MCCONNELL JOHN P
(Chairman/Chief Exec Officer
Director)
450,000 $13.7225 $6,175,119 765,300
(Indirect)
View
2009-10-08-
-2009-10-12
Sale
2009-10-13
08:46 am
Doral Energy Corp. DRLY KIRKITELOS PAUL C
(Secretary/Treasurer/CFO
Director
10% owner)
67,995 $0.4267 $29,013 24,278,800
(Direct)
View
2009-10-07-
-2009-10-09
Sale
2009-10-13
08:21 am
KULICKE & SOFFA INDUSTRIES INC KLIC Livingston Jason
(VP Wedge Bonding Division)
21,600 $6.1189 $132,168 565,554
(Indirect)
View
2009-10-08
Sale
2009-10-13
08:16 am
K12 INC LRN WILFORD THOMAS J
(Director)
3,000 $18.4100 $55,230 0
(Direct)
View
2009-10-08
Sale
2009-10-13
07:48 am
VISTAPRINT N.V. VPRT Holian Janet
(President-Vistaprint Europe)
4,875 $48.5500 $236,681 16,888
(Direct)
View
2009-10-12
Sale
2009-10-13
07:19 am
DANAHER CORP DHR CULP H LAWRENCE JR
(President and CEO
Director)
66,670 $67.8273 $4,522,046 0
(Direct
Indirect)
View
2009-10-08
Sale
2009-10-13
06:15 am
J CREW GROUP INC JCG Gardner Tracy
(President - Retail & Direct)
19,357 $37.5100 $726,081 128,578
(Direct)
View
2009-10-07
Sale
2009-10-09
9:51 pm
LIVEPERSON INC LPSN Kovach Michael I.
(SVP, Corporate Controller)
10,000 $5.5100 $55,100 1,800
(Direct)
View
2009-10-07
Sale
2009-10-09
9:50 pm
LIVEPERSON INC LPSN Kohn Kevin T.
(EVP, Marketing)
10,000 $5.5000 $55,000 0
(Direct)
View
2009-10-07
Sale
2009-10-09
9:48 pm
LIVEPERSON INC LPSN BIXBY TIMOTHY E
(President and CFO
Director)
100,000 $5.6000 $560,000 288,300
(Direct)
View
2009-10-09
Sale
2009-10-09
8:55 pm
MCKESSON CORP MCK OWEN MARC E
(EVP, Corp.Strategy & Bus. Dev.)
55,000 $60.0000 $3,300,000 3,694
(Direct)
View
2009-10-08
Sale
2009-10-09
8:39 pm
CYTOKINETICS INC CYTK Blum Robert I
(President & CEO
Director)
500 $4.8500 $2,425 22,460
(Direct)
View
2009-08-24-
-2009-09-09
Sale(A)
2009-10-09
8:16 pm
SULPHCO INC SUF GUNNERMAN RUDOLF W
(10% owner)
1,890,364 $1.1000 $2,079,400 17,509,803
(Direct)
View
2009-10-07
Sale
2009-10-09
8:12 pm
Advanced Voice Recognition Systems, Inc AVOI Geldenhuys Walter
(President, CEO, CFO
Director
10% owner)
40,000 $0.1720 $6,880 52,002,750
(Direct)
View
2009-10-09
Sale
2009-10-09
8:04 pm
TESSERA TECHNOLOGIES INC TSRA Anthofer Michael
(Chief Financial Officer)
31,250 $30.8231 $963,222 32,086
(Direct)
View
2009-10-09
Sale
2009-10-09
7:54 pm
MCKESSON CORP MCK BUDD WAYNE A
(Director)
9,375 $60.0000 $562,500 0
(Direct)
View
2009-10-08
Sale
2009-10-09
7:33 pm
Rovi Corp ROVI YU STEPHEN
(EVP & General Counsel)
12,000 $33.2800 $399,360 32,175
(Direct)
View
2009-10-08
Sale
2009-10-09
7:27 pm
TTM TECHNOLOGIES INC TTMI Soder Douglas L
(Executive Vice President)
2,444 $12.0000 $29,328 72,318
(Direct)
View
2009-10-08
Sale
2009-10-09
7:24 pm
TTM TECHNOLOGIES INC TTMI Richards Steven W
(CFO, VP, and Secretary)
2,204 $12.0000 $26,448 74,033
(Direct)
View
2009-10-08
Sale
2009-10-09
7:17 pm
PRICESMART INC PSMT GANS ROBERT M
(EVP, GC & Secretary)
9,000 $18.9545 $170,590 25,762
(Direct)
View
2009-10-08
Sale
2009-10-09
7:15 pm
SYNNEX CORP SNX HUANG ROBERT T
(Director)
1,000 $30.0000 $30,000 270,542
(Direct)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
7:12 pm
AGILYSYS INC AGYS RAMIUS LLC
C4S & CO LLC
COHEN PETER A
SOLOMON JEFFREY M
STARK MORGAN B
STRAUSS THOMAS W
(10% owner)
67,980 $7.1915 $488,881 1,102,553
(Indirect)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
7:10 pm
AGILYSYS INC AGYS RAMIUS LLC
RAMIUS VALUE & OPPORTUNITY MASTER FUND LTD
RCG PB, Ltd
RAMIUS ADVISORS LLC
RAMIUS ENTERPRISE MASTER FUND LTD
RCG STARBOARD ADVISORS, LLC
RAMIUS MULTI-STRATEGY MASTER FUND LTD
(10% owner)
67,980 $7.1915 $488,881 1,102,553
(Indirect)
View
2009-10-07
Sale
2009-10-09
7:06 pm
NETSUITE INC N Goldberg Evan
(CTO & Chairman of the Board
Director)
1,000 $15.0000 $15,000 3,198,181
(Direct)
View
2009-10-08
Sale
2009-10-09
7:04 pm
EQUINIX INC EQIX TAYLOR KEITH D
(Chief Financial Officer)
1,000 $95.7140 $95,714 42,445
(Direct)
View
2009-10-08
Sale
2009-10-09
7:02 pm
AMERICA SERVICE GROUP INC ASGR Columbia Pacific Opportunity Fund, L.P.
(Former 10% owner)
110,595 $12.0059 $1,327,793 918,797
(Direct)
View
2009-10-07
Sale
2009-10-09
6:56 pm
TESSERA TECHNOLOGIES INC TSRA Cassidy Bernard J
(SVP and General Counsel)
50 $28.6600 $1,433 33,000
(Direct)
View
2009-09-29-
-2009-10-07
Sale
2009-10-09
6:54 pm
OccuLogix, Inc. TEAR Donsky Eric Alan
(10% owner)
11,214 $1.1652 $13,067 1,750,437
(Direct)
View
2009-10-07
Sale
2009-10-09
6:41 pm
ILLUMINA INC ILMN WALT DAVID R
(Director)
7,500 $42.4550 $318,412 1,098,086
(Direct)
View
2009-10-06
Sale(A)
2009-10-09
6:28 pm
NEOGEN CORP NEOG HERBERT JAMES L
(Chairman & CEO
Director)
50,000 $30.4200 $1,521,000 594,414
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-09
6:18 pm
FACTSET RESEARCH SYSTEMS INC FDS HADLEY PHILIP A
(CEO & Chairman
Director)
50,000 $66.2133 $3,310,663 987,603
(Direct)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
6:13 pm
LEUCADIA NATIONAL CORP LUK NICHOLS JESSE CLYDE III
(Director)
9,000 $24.1922 $217,730 164,066
(Direct)
View
2009-10-06
Sale
2009-10-09
6:12 pm
EVOLUTION PETROLEUM CORP EPM PENINSULA CAPITAL MANAGEMENT, LP
BEDFORD SCOTT
(Director)
61,806 $2.9900 $184,800 2,457,469
(Indirect)
View
2009-10-06
Sale(A)
2009-10-09
6:12 pm
NEOGEN CORP NEOG BOHANNON LON M
(President & COO
Director)
16,000 $30.4200 $486,720 233,217
(Direct)
View
2009-10-08
Sale
2009-10-09
5:54 pm
ATHEROS COMMUNICATIONS INC ATHR Szilagyi Gary
(Vice President Sales)
8,000 $26.3300 $210,640 40,063
(Direct)
View
2009-10-09
Sale
2009-10-09
5:49 pm
AZZ INC AZZ Quinn Francis D
(Vice President)
367 $40.0000 $14,680 0
(Direct)
View
2009-10-09
Sale
2009-10-09
5:44 pm
COGENT COMMUNICATIONS GROUP INC CCOI KUMMER RAYMOND B
(CTO; VP Optical Transport)
4,000 $12.2959 $49,184 42,362
(Direct)
View
2009-10-08-
-2009-10-09
Sale
2009-10-09
5:44 pm
TEAM INC TISI WILLIAMS SIDNEY B
(Director)
23,542 $15.7772 $371,427 150,035
(Direct)
View
2009-10-08
Sale
2009-10-09
5:43 pm
TIBCO SOFTWARE INC TIBX RODE MURRAY D
(EVP, COO)
55,444 $9.6958 $537,574 280,516
(Direct)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
5:40 pm
BALLY TECHNOLOGIES, INC. BYI HADDRILL RICHARD M
(Chief Executive Officer
Director)
50,000 $39.1751 $1,958,756 723,404
(Direct)
View
2009-10-08
Sale
2009-10-09
5:40 pm
TIBCO SOFTWARE INC TIBX LAFFEY THOMAS J
(EVP, Products & Engineering)
60,461 $9.7600 $590,099 156,698
(Direct)
View
2009-10-08
Sale
2009-10-09
5:36 pm
TIBCO SOFTWARE INC TIBX HUGHES WILLIAM R
(EVP, Gen Counsel & Secretary)
164,565 $9.7000 $1,596,280 135,729
(Direct)
View
2009-10-09
Sale
2009-10-09
5:35 pm
MEXCO ENERGY CORP MXC MCCOMIC TAMMY
(Executive Vice President)
250 $9.9000 $2,475 17,250
(Direct)
View
2009-10-09
Sale
2009-10-09
5:32 pm
TIBCO SOFTWARE INC TIBX CAREY SYDNEY
(EVP, CFO)
5,000 $9.8000 $49,000 105,405
(Direct)
View
2009-10-08
Sale
2009-10-09
5:31 pm
MICROSOFT CORP MSFT BACH ROBERT J
(President, Entertainment Div.)
25,000 $25.5000 $637,500 925,449
(Direct)
View
2009-10-07
Sale(C)
2009-10-09
5:28 pm
Cohen & Steers Global Income Builder, Inc INB BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
1,000 $10.4100 $10,410 0
(Indirect)
View
2009-08-24-
-2009-09-04
Sale
2009-10-09
5:24 pm
SULPHCO INC SUF GUNNERMAN RUDOLF W
(10% owner)
1,890,364 $1.1000 $2,079,400 17,509,803
(Direct)
View
2009-10-07
Sale
2009-10-09
5:24 pm
VISTAPRINT N.V. VPRT PAGE LOUIS
(Director)
2,000 $49.4890 $98,978 294,580
(Indirect)
View
2009-10-07
Sale
2009-10-09
5:23 pm
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II BCL BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
350 $13.8300 $4,840 0
(Indirect)
View
2009-09-18
Sale
2009-10-09
5:21 pm
GOLDRICH MINING CO GRMC EICKERMAN KENNETH S
(Director)
50,000 $0.4341 $21,705 50,000
(Direct)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
5:18 pm
PIONEER DRILLING CO PDC FARES ISSAM M
PEBBLETON CORP N V
(10% owner)
54,800 $7.6858 $421,183 7,355,708
(Indirect)
View
2009-10-08
Sale
2009-10-09
5:13 pm
PINNACLE AIRLINES CORP PNCL PABRAI MOHNISH
(10% owner)
35,500 $6.9651 $247,260 913,963
(Indirect)
View
2009-10-08
Sale
2009-10-09
5:11 pm
Liberty Global, Inc. LBTY MARKOWSKI ELIZABETH M
(Sr Vice President & Secretary)
5,071 $22.0000 $111,562 32,215
(Direct)
View
2009-10-08
Sale
2009-10-09
5:11 pm
Liberty Global, Inc. LBTY BRACKEN CHARLES H R
(Sr Vice President & Co-CFO)
20,000 $22.5000 $450,000 88,226
(Direct)
View
2009-10-06
Sale
2009-10-09
5:10 pm
NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC NPM BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
50 $14.0000 $700 0
(Indirect)
View
2009-10-08
Sale
2009-10-09
5:10 pm
Liberty Global, Inc. LBTY Ramos Mauricio
(Pres.-Liberty Global LatinAmer)
41,313 $22.0000 $908,886 6,326
(Direct)
View
2009-10-07
Sale
2009-10-09
5:10 pm
AMERICAN GREETINGS CORP AM WEISS MORRY
(Chairman
Director
10% owner)
200,000 $22.9200 $4,584,000 432,803
(Direct)
View
2009-10-01
Sale
2009-10-09
5:06 pm
COHEN & STEERS REIT & PREFERRED INCOME FUND INC RNP BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
1,680 $9.6592 $16,227 0
(Indirect)
View
2009-10-08-
-2009-10-09
Sale
2009-10-09
5:05 pm
APAC CUSTOMER SERVICE INC APAC SCHWARTZ THEODORE G
(Director
10% owner)
145,000 $5.9534 $863,250 16,258,193
(Indirect)
View
2009-10-07
Sale
2009-10-09
5:04 pm
PRO DEX INC PDEX COSS RONALD G
(10% owner)
3,000 $0.6000 $1,800 1,128,879
(Indirect)
View
2009-10-09
Sale
2009-10-09
5:02 pm
COGENT COMMUNICATIONS GROUP INC CCOI Karnes Jeffrey
(VP Sales & CRO)
4,000 $12.4346 $49,738 50,242
(Direct)
View
2009-10-09
Sale
2009-10-09
5:01 pm
COGENT COMMUNICATIONS GROUP INC CCOI BEURY ROBERT N JR
(VP & Chief Legal Counsel)
3,500 $12.4317 $43,511 62,800
(Direct)
View
2009-10-08
Sale
2009-10-09
5:01 pm
MEADE INSTRUMENTS CORP MEAD MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)
13,000 $3.6332 $47,232 138,205
(Indirect)
View
2009-10-09
Sale
2009-10-09
5:00 pm
COGENT COMMUNICATIONS GROUP INC CCOI ONEILL TIMOTHY G
(VP Field Engineering)
4,000 $12.3100 $49,240 33,962
(Direct)
View
2009-10-05
Sale
2009-10-09
4:56 pm
BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST BZA BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
62 $14.8200 $919 0
(Indirect)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:55 pm
TARGETED GENETICS CORP TGEN MARXE AUSTIN W & GREENHOUSE DAVID M
(10% owner)
1,320,481 $0.2708 $357,551 875,000
(Indirect)
View
2009-10-05
Sale
2009-10-09
4:51 pm
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
200 $11.7000 $2,340 0
(Indirect)
View
2008-11-14
Sale(A)
2009-10-09
4:47 pm
CATALYST HEALTH SOLUTIONS, INC. CHSI GRUJICH NICK J
(EVP & COO)
8,380 $20.2000 $169,276 59,782
(Direct)
View
2009-09-08-
-2009-09-11
Sale(A)
2009-10-09
4:46 pm
Timberline Resources Corp TLR Swallow John
(Executive Chairman
Director)
140,000 $0.6926 $96,958 25,000
(Direct)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:46 pm
IAC/INTERACTIVECORP IACI LIBERTY MEDIA CORP
(10% owner)
416,200 $19.2428 $8,008,864 19,914,503
(Indirect)
View
2009-10-07
Sale
2009-10-09
4:44 pm
Huntsman CORP HUN MATLINPATTERSON LLC
MATLINPATTERSON ASSET MANAGEMENT LLC
MATLINPATTERSON GLOBAL ADVISERS LLC
MATLINPATTERSON GLOBAL PARTNERS LLC
MATLIN DAVID J
PATTERSON MARK R
(10% owner)
1,283,325 $8.7437 $11,221,009 0
(Indirect)
View
2009-10-09
Sale
2009-10-09
4:44 pm
Van Kampen Dynamic Credit Opportunities Fund VTA WOOD EDWARD C III
(President and PEO)
5,644 $11.3830 $64,246 0
(Direct)
View
2009-10-07
Sale
2009-10-09
4:44 pm
Huntsman CORP HUN MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS LP
(10% owner)
935,164 $8.7437 $8,176,793 0
(Direct)
View
2009-10-09
Sale
2009-10-09
4:43 pm
KOHLS CORPORATION KSS MCDONALD WESLEY S
(Executive Vice President, CFO)
5,000 $60.0000 $300,000 37,300
(Direct)
View
2009-10-07
Sale
2009-10-09
4:43 pm
Huntsman CORP HUN MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B LP
(10% owner)
22,291 $8.7437 $194,906 0
(Direct)
View
2009-10-08
Sale
2009-10-09
4:42 pm
KOHLS CORPORATION KSS BRENNAN DONALD
(Sr . Executive Vice President)
14,700 $59.0000 $867,300 37,360
(Direct)
View
2009-10-07
Sale
2009-10-09
4:42 pm
Huntsman CORP HUN MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS BERMUDA LP
(10% owner)
325,870 $8.7437 $2,849,310 0
(Direct)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:42 pm
Isilon Systems, Inc. ISLN Patel Sujal M
(President & CEO
Director)
24,000 $6.7430 $161,832 2,810,164
(Direct)
View
2009-10-08
Sale
2009-10-09
4:42 pm
LoopNet, Inc. LOOP Boyle Richard J Jr
(Chief Executive Officer
Director)
75,278 $10.0011 $752,863 1,018,132
(Indirect)
View
2009-10-05
Sale
2009-10-09
4:41 pm
PIMCO Floating Rate Strategy Fund PFN BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
12 $9.3500 $112 0
(Indirect)
View
2009-10-08
Sale
2009-10-09
4:36 pm
RACKSPACE HOSTING, INC. RAX Schoenbaum Alan
(Sr. V.P., GC, and Secretary)
5,000 $18.1778 $90,889 282,443
(Direct)
View
2009-10-07-
-2009-10-09
Sale
2009-10-09
4:34 pm
TRANS WORLD ENTERTAINMENT CORP TWMC RILEY BRYANT R
Riley Investment Management LLC
(Director)
200,000 $1.4553 $291,055 786,875
(Indirect)
View
2009-10-02
Sale
2009-10-09
4:31 pm
BLACKROCK PREFERRED & EQUITY ADVANTAGE TRUST BTZ BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
2,000 $10.9705 $21,941 0
(Indirect)
View
2009-10-09
Sale
2009-10-09
4:29 pm
Morningstar, Inc. MORN Phillips Donald James II
(Managing Director)
24,800 $50.8807 $1,261,841 320,840
(Direct)
View
2009-10-08
Sale
2009-10-09
4:26 pm
BERKSHIRE HATHAWAY INC BRK.B BILL & MELINDA GATES FOUNDATION TRUST
(10% owner)
720 $3,303.3879 $2,378,439 1,625,248
(Direct)
View
2009-10-09
Sale
2009-10-09
4:23 pm
STERIS CORP STE BURKE PETER A
(Sr. VP & Chief Tech. Officer)
5,000 $32.0129 $160,064 15,000
(Direct)
View
2009-10-07
Sale
2009-10-09
4:22 pm
VEECO INSTRUMENTS INC VECO PEELER JOHN R
(CEO
Director)
11,225 $24.5000 $275,012 238,825
(Direct)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:17 pm
STARTECH ENVIRONMENTAL CORP STHK NORTHSHORE ASSET MANAGEMENT LLC
(10% owner)
20,000 $0.2985 $5,970 929,000
(Indirect)
View
2009-10-09
Sale
2009-10-09
4:15 pm
CARMAX INC KMX Smith Richard Murray
(Senior Vice President & CIO)
20,000 $20.4500 $409,000 137,804
(Direct)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:13 pm
COMPELLENT TECHNOLOGIES INC CML Aszmann Lawrence E.
(Chief Technology Officer)
40,625 $19.2800 $783,250 765,625
(Direct)
View
2009-10-07
Sale
2009-10-09
4:10 pm
Genpact LTD G Vohra Tajinder
(Senior Vice President)
1,000 $12.0300 $12,030 0
(Direct)
View
2009-10-07
Sale
2009-10-09
4:08 pm
RPM INTERNATIONAL INC RPM SULLIVAN FRANK C
(Chairman and CEO
Director)
111,100 $18.3824 $2,042,285 669,131
(Direct)
View
2009-10-08
Sale
2009-10-09
4:08 pm
NETFLIX INC NFLX HASTINGS REED
(CEO
Director)
10,000 $46.1300 $461,300 1,723,754
(Direct
Indirect)
View
2009-10-07
Sale
2009-10-09
4:07 pm
BOSTON SCIENTIFIC CORP BSX NICHOLAS PETER M
(Director)
100,000 $10.0339 $1,003,390 13,188,959
(Direct
Indirect)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:05 pm
CSS INDUSTRIES INC CSS FARBER JACK
(Chairman
Director)
8,000 $21.8131 $174,505 248,951
(Indirect)
View
2009-10-07-
-2009-10-08
Sale
2009-10-09
4:01 pm
Biodel Inc BIOD KROIN DAVID
GREAT POINT PARTNERS LLC
(Director)
26,013 $5.1827 $134,819 1,290,063
(Direct)
View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions (no trading symbol or not a common stock)
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-13
Sale
2009-10-13
2:36 pm
WILSON BANK HOLDING CO None TRICE JOHN R
(Director)
5,000 $37.2500 $186,250 99,836
(Direct)
View
2009-07-31
Sale(A)
2009-10-13
10:17 am
WILSON BANK HOLDING CO None PATTON HAROLD R
(Director)
383 $36.7500 $14,075 52,130
(Direct)
View
2009-08-25
Sale
2009-10-13
10:09 am
WILSON BANK HOLDING CO None PATTON JAMES ANTHONY
(Director)
4,555 $36.7500 $167,396 20,589
(Direct)
View
2009-10-09
Sale
2009-10-09
5:51 pm
Darshan Equity Investment, Inc. None Foyo Colleen
(10% owner)
2,700,000 $0.0037 $9,990 300,000
(Direct)
View
(A) Indicate amendment filing.