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Insider Sale Filings - Archives for 2009-10-05

Home -> 2009 -> Insider sale filings for 2009-10-05

Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-01
Sale
2009-10-05
3:55 pm
BioScrip, Inc. BIOS FRIEDMAN RICHARD H
(Chairman of the Board and CEO
Director)
30,000 $6.6277 $198,831 1,059,079
(Direct)
View
2009-10-01
Sale
2009-10-05
3:49 pm
CVS CAREMARK CORP CVS MCLURE HOWARD A
(President, Caremark Pharm Serv)
100,000 $35.6356 $3,563,565 0
(Direct)
View
2009-10-01
Sale
2009-10-05
3:48 pm
JDS UNIPHASE CORP JDSU KENNEDY KEVIN
(Director)
30,000 $7.0055 $210,166 387,149
(Direct)
View
2009-10-01
Sale
2009-10-05
3:47 pm
RF MICRO DEVICES INC RFMD CREVISTON STEVEN E
(VP Wireless Products)
10,000 $5.3228 $53,228 865,995
(Direct)
View
2009-10-02
Sale
2009-10-05
3:33 pm
MICRON TECHNOLOGY INC MU BEDARD KIPP A
(V.P. of Investor Relations)
20,000 $7.3800 $147,600 249,937
(Direct)
View
2009-10-01
Sale
2009-10-05
3:29 pm
NSTAR NST ZIMON EUGENE J
(SVP - IT (retired))
6,000 $31.6740 $190,044 0
(Direct)
View
2009-10-01-
-2009-10-02
Sale
2009-10-05
3:29 pm
SABA SOFTWARE INC SABA DIKER MANAGEMENT LLC
(10% owner)
15,931 $4.1500 $66,114 3,289,421
(Indirect)
View
2009-10-01
Sale
2009-10-05
3:28 pm
STARTECH ENVIRONMENTAL CORP STHK NORTHSHORE ASSET MANAGEMENT LLC
(10% owner)
10,000 $0.3550 $3,550 969,000
(Indirect)
View
2009-10-01
Sale
2009-10-05
3:25 pm
ALLSTATE CORP ALL ACKERMAN F DUANE
(Director)
1,410 $30.8322 $43,473 22,021
(Direct)
View
2009-10-01
Sale
2009-10-05
3:22 pm
ALLSTATE CORP ALL WALKER JOAN H
(SVP Allstate Insurance Company)
5,000 $30.8050 $154,025 247
(Direct)
View
2009-10-01
Sale
2009-10-05
3:14 pm
TECHWELL INC TWLL KOZATO FUMIHIRO
(President & CEO
Director)
364 $11.0353 $4,017 483,334
(Direct)
View
2009-10-01
Sale
2009-10-05
3:13 pm
Google Inc. GOOG Rosenberg Jonathan J
(SVP Prod. Mgmt.)
216 $490.2726 $105,899 25,837
(Indirect)
View
2009-10-01-
-2009-10-02
Sale
2009-10-05
3:05 pm
Homeland Security Capital CORP HOMS YA Global Investments
YORKVILLE ADVISORS LLC
ANGELO MARK
YORKVILLE BHN SPA
PRETE MARCO
(10% owner)
160,000 $0.1900 $30,400 10,788,043
(Direct)
View
2009-10-05
Sale
2009-10-05
2:58 pm
ROCKWELL AUTOMATION INC ROK MILLER JOHN M
(VP and Chief IP Counsel)
167 $40.8160 $6,816 3,040
(Direct)
View
2009-10-01
Sale
2009-10-05
2:52 pm
Google Inc. GOOG Drummond David C
(SVP, Corporate Development)
1,300 $494.2162 $642,481 5,082
(Direct)
View
2009-10-01
Sale
2009-10-05
2:51 pm
APAC CUSTOMER SERVICE INC APAC SCHWARTZ THEODORE G
(Director
10% owner)
14,094 $5.7700 $81,322 16,403,193
(Indirect)
View
2009-10-02
Sale
2009-10-05
2:44 pm
DELL INC DELL Nelson Erin C
(Chief Marketing Officer)
4,500 $15.1110 $68,000 48,499
(Direct)
View
2009-10-02
Sale
2009-10-05
2:38 pm
HALLIBURTON CO HAL Pope Lawrence J
(EVP Administration & CHRO)
274 $26.4000 $7,234 90,146
(Direct)
View
2009-10-02
Sale
2009-10-05
2:36 pm
HALLIBURTON CO HAL Lotfy Ahmed H M
(President - Eastern Hemisphere)
78 $26.4000 $2,059 90,573
(Direct)
View
2009-10-02
Sale
2009-10-05
2:34 pm
HALLIBURTON CO HAL LESAR DAVID J
(Chairman, Pres. and CEO
Director)
11,257 $26.4000 $297,185 1,123,256
(Direct)
View
2009-10-02
Sale
2009-10-05
2:31 pm
HALLIBURTON CO HAL King David S
(Pres. - Completion & Productio)
142 $26.4000 $3,749 108,264
(Direct)
View
2009-10-02
Sale
2009-10-05
2:28 pm
HALLIBURTON CO HAL CORNELISON ALBERT O JR
(EVP and General Counsel)
575 $26.4000 $15,180 162,635
(Direct)
View
2009-10-01
Sale
2009-10-05
2:20 pm
HALLIBURTON CO HAL Angelle Evelyn M
(Vice President - Controller)
9,394 $27.0700 $254,296 34,868
(Direct)
View
2009-10-01
Sale
2009-10-05
2:10 pm
Google Inc. GOOG HENNESSY JOHN L
(Director)
300 $490.2086 $147,063 0
(Direct)
View
2009-09-30
Sale
2009-10-05
2:07 pm
SUNAIR SERVICES CORP SNR HERMAN MICHAEL D
(Director
10% owner)
123,900 $2.6609 $329,680 2,056,700
(Direct)
View
2009-10-01
Sale
2009-10-05
2:03 pm
PPL CORP PPL ABEL JAMES E
(VP-Finance & Treasurer)
1,000 $30.4000 $30,400 9,616
(Direct)
View
2009-10-02
Sale
2009-10-05
1:54 pm
RADIANT SYSTEMS INC RADS HEYMAN ANDREW S
(COO)
12,500 $10.4323 $130,404 79,908
(Direct)
View
2009-10-01
Sale
2009-10-05
1:38 pm
ALLEGHENY ENERGY, INC AYE BAUM ELEANOR
(Director)
1,000 $26.3100 $26,310 26,227
(Direct)
View
2009-10-01
Sale
2009-10-05
1:30 pm
GYMBOREE CORP GYMB LAMBERT BLAIR W
(Chief OP Officer & CFO
Director)
10,000 $48.0194 $480,194 266,465
(Direct)
View
2009-10-01
Sale
2009-10-05
1:30 pm
GYMBOREE CORP GYMB Garcia Kip M
(President)
3,200 $48.0777 $153,849 285,003
(Direct)
View
2009-10-02
Sale
2009-10-05
1:17 pm
SPSS INC SPSS Panza Raymond
(Exec. VP, CFO, Secretary)
203,438 $50.0000 $10,171,900 0
(Direct)
View
2009-10-01
Sale
2009-10-05
1:16 pm
Cyclacel Pharmaceuticals, Inc. CYCC MORGAN STANLEY
(10% owner)
57,200 $0.9000 $51,480 2,780,024
(Indirect)
View
2009-10-02
Sale
2009-10-05
1:12 pm
SPSS INC SPSS NOONAN JACK
(Chairman, CEO and President
Director)
454,466 $50.0000 $22,723,300 0
(Direct)
View
2009-10-02
Sale
2009-10-05
1:07 pm
SPSS INC SPSS Nelson Marc
(Corporate Controller)
23,211 $50.0000 $1,160,550 0
(Direct)
View
2009-10-02
Sale
2009-10-05
12:59 pm
AMEDISYS INC AMED RICCHIUTI PETER
(Director)
400 $42.0750 $16,830 17,883
(Direct)
View
2009-10-02
Sale
2009-10-05
12:54 pm
SPSS INC SPSS KORMUSHOFF ALEX
(SVP)
92,328 $50.0000 $4,616,400 0
(Direct)
View
2009-10-02
Sale
2009-10-05
12:50 pm
SPSS INC SPSS Holada Richard
(SVP)
71,487 $50.0000 $3,574,350 0
(Direct)
View
2009-10-02
Sale
2009-10-05
12:41 pm
SPSS INC SPSS Dow Douglas
(SVP, Corporate Development)
63,796 $50.0000 $3,189,800 0
(Direct)
View
2009-10-05
Sale
2009-10-05
12:31 pm
KENSEY NASH CORP KNSY NASH JOHN E
(VP New Technologies)
1,000 $28.3200 $28,320 218,490
(Indirect)
View
2009-10-01
Sale
2009-10-05
12:29 pm
KENSEY NASH CORP KNSY MAUPAY WALTER R JR
(Director)
4,500 $28.3287 $127,479 54,379
(Direct)
View
2009-10-02
Sale
2009-10-05
12:20 pm
SPSS INC SPSS WHITCHURCH CHARLES R
(Director)
3,402 $50.0000 $170,100 0
(Direct)
View
2009-10-01
Sale
2009-10-05
12:18 pm
DWS STRATEGIC MUNICIPAL INCOME TRUST KSM CONDON PHILIP G
(Portfolio Manager)
263 $12.7300 $3,348 26,910
(Direct)
View
2009-10-01
Sale
2009-10-05
12:18 pm
FMC CORP FMC WALTER WILLIAM G
(President, CEO and Chairman
Director)
40,000 $54.1788 $2,167,152 61,964
(Direct)
View
2009-10-02
Sale
2009-10-05
12:16 pm
SPSS INC SPSS MORRISON PATRICIA
(Director)
2,514 $50.0000 $125,700 0
(Direct)
View
2009-10-02
Sale
2009-10-05
12:09 pm
SPSS INC SPSS LUTZ MERRITT M
(Director)
3,402 $50.0000 $170,100 0
(Direct)
View
2009-10-02
Sale
2009-10-05
12:06 pm
SOUTHWEST GAS CORP SWX Haller Karen S
(VP/General Counsel)
700 $25.2619 $17,683 5,608
(Direct)
View
2009-09-30
Sale
2009-10-05
11:53 am
SCOTTS MIRACLE-GRO CO SMG BAKER MARK R
(President and COO
Director)
12,000 $42.1328 $505,594 31,000
(Direct)
View
2009-10-01
Sale(C)
2009-10-05
11:51 am
UIL HOLDINGS CORP UIL HENLEY-COHN BETSY
(Director)
80 $26.4802 $2,120 17,402
(Direct)
View
2009-10-02
Sale
2009-10-05
11:25 am
SPSS INC SPSS LAVIN MICHAEL E
(Director)
4,402 $50.0000 $220,100 0
(Direct)
View
2009-10-01
Sale(C)
2009-10-05
11:23 am
Optelecom-NKF, Inc. OPTC RUBBO CARL
(Director)
625 $4.1500 $2,594 8,750
(Direct)
View
2009-10-02
Sale
2009-10-05
11:12 am
SPSS INC SPSS BLAIR MICHAEL D
(Director)
14,235 $50.0000 $711,750 0
(Direct)
View
2009-10-02
Sale
2009-10-05
11:00 am
SPSS INC SPSS BINCH WILLIAM B
(Director)
3,402 $50.0000 $170,100 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:57 am
ENDEAVOUR INTERNATIONAL CORP END Williams John Glynn
(EVP - Exploration)
35,267 $1.2100 $42,673 578,661
(Direct)
View
2009-10-02
Sale
2009-10-05
10:52 am
SPSS INC SPSS Bienen Henry S
(Director)
1,746 $50.0000 $87,300 0
(Direct)
View
2009-10-02
Sale
2009-10-05
10:35 am
EZCORP INC EZPW SAGE RICHARD D
(Director)
2,500 $13.1700 $32,925 12,593
(Direct)
View
2009-10-01
Sale
2009-10-05
10:26 am
CAMPBELL SOUP CO CPB MORRISON DENISE M
(Senior Vice President)
3,570 $0.0000 $0 205,868
(Direct)
View
2009-10-01
Sale
2009-10-05
10:25 am
CAMPBELL SOUP CO CPB MCWILLIAMS LARRY S
(Senior Vice President)
4,211 $0.0000 $0 267,365
(Direct)
View
2009-10-01
Sale
2009-10-05
10:24 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI Peterson David
(Executive Vice President)
35,000 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:24 am
CAMPBELL SOUP CO CPB KADEN ELLEN O
(Senior Vice President)
4,053 $0.0000 $0 250,178
(Direct)
View
2009-10-01
Sale
2009-10-05
10:23 am
CAMPBELL SOUP CO CPB JOHNSON M CARL III
(Senior Vice President)
3,665 $0.0000 $0 204,010
(Direct)
View
2009-10-01
Sale
2009-10-05
10:22 am
CAMPBELL SOUP CO CPB DISILVESTRO ANTHONY
(Vice President-Controller)
1,859 $0.0000 $0 106,596
(Direct)
View
2009-10-01
Sale
2009-10-05
10:21 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI HOUGH LAWRENCE A
(Director)
31,590 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:21 am
CAMPBELL SOUP CO CPB Connolly Sean
(Senior Vice President)
1,502 $0.0000 $0 108,345
(Direct)
View
2009-10-01
Sale
2009-10-05
10:20 am
CAMPBELL SOUP CO CPB CONANT DOUGLAS R
(President and CEO
Director)
18,891 $0.0000 $0 515,922
(Direct)
View
2009-10-01
Sale
2009-10-05
10:17 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI BOGGS G LYNN
(Chief Executive Officer
Director)
245,468 $0.0000 $0 0
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-05
10:14 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI Geisel Brian R
(Executive Vice President)
992,532 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:11 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI BAROCO HENRY M
(President - RMSA)
35,381 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:09 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI MCCABE ROBERT A JR
(Director)
29,035 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
10:07 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI Owens Daniel G
(Chief Financial Officer)
30,000 $0.0000 $0 0
(Direct)
View
2009-09-16-
-2009-09-17
Sale
2009-10-05
10:05 am
HURCO COMPANIES INC HURC FABRIS JAMES D
(President & COO)
12,500 $17.5820 $219,775 15,000
(Direct)
View
2009-10-01
Sale
2009-10-05
10:00 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI Shiver Todd
(Executive Vice President)
59,105 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-05
09:58 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI SCHNEIDER JOHN D JR
(Director)
85,100 $0.0000 $0 0
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-05
09:56 am
GOLDLEAF FINANCIAL SOLUTIONS INC. GFSI Pribus Matthew
(Executive Vice President)
46,835 $0.0000 $0 0
(Direct)
View
2009-09-25
Sale(A)
2009-10-05
09:00 am
CASELLA WASTE SYSTEMS INC CWST DUFFY SEAN P
(Regional Vice President)
5,000 $2.7590 $13,795 70,756
(Direct)
View
2009-09-30
Sale
2009-10-02
9:19 pm
LUCAS ENERGY, INC. LEI Wold Eric
(Director)
100 $0.8200 $82 98,423
(Direct)
View
2009-10-01
Sale
2009-10-02
9:04 pm
BLACKBOARD INC BBBB Chasen Michael L
(CEO, President
Director)
30,000 $37.0584 $1,111,752 70,000
(Direct)
View
2009-09-30
Sale
2009-10-02
9:00 pm
BLACKBOARD INC BBBB Pittinsky Matthew L
(Director)
5,583 $38.0000 $212,154 4,447
(Direct)
View
2009-10-01
Sale
2009-10-02
8:25 pm
WALT DISNEY CO DIS STAGGS THOMAS O
(Sr. EVP & Chief Finan. Officer)
25,000 $27.6600 $691,500 203,614
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
8:00 pm
INTERNET BRANDS, INC. INET GROSS WILLIAM
(Director
10% owner)
25,000 $8.0000 $200,000 9,356
(Direct)
View
2009-10-01
Sale
2009-10-02
7:52 pm
INTERNET BRANDS, INC. INET WALSH B. LYNN
(Executive Vice President
General Counsel)
7,500 $8.0000 $60,000 474,342
(Indirect)
View
2009-10-01
Sale
2009-10-02
7:47 pm
CAPITAL SENIOR LIVING CORP CSU JOHANNESSEN KEITH N
(President & COO
Director)
23,656 $5.7900 $136,968 130,400
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
7:46 pm
INTERNET BRANDS, INC. INET HOOVER CHARLES E
(Chief Marketing Officer)
36,000 $8.0000 $288,000 314,376
(Direct)
View
2009-10-01
Sale
2009-10-02
7:45 pm
SALESFORCE COM INC CRM TOMLINSON LAWRENCE
(Director)
1,703 $56.4323 $96,104 0
(Direct)
View
2009-10-01
Sale
2009-10-02
7:43 pm
SALESFORCE COM INC CRM TOMLINSON LAWRENCE
(Director)
4,297 $55.8564 $240,015 1,703
(Direct)
View
2009-10-02
Sale
2009-10-02
7:31 pm
Exobox Technologies Corp. EXBX Goodman Reginald
(Founding Member
10% owner)
1,000,000 $0.0060 $6,000 67,706,810
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
7:31 pm
IROBOT CORP IRBT Angle Colin M
(Chief Executive Officer
Director)
10,000 $12.2640 $122,640 1,101,801
(Direct)
View
2009-10-01
Sale
2009-10-02
7:28 pm
INTERNET BRANDS, INC. INET Brisco Robert N
(Chief Executive Officer
Director
President)
50,000 $8.0000 $400,000 3,467,135
(Direct)
View
2009-09-15-
-2009-09-28
Sale
2009-10-02
7:24 pm
GLOBAL GREEN SOLUTIONS INC. GGRN BAKER ROBERT M
(Secretary
Director
10% owner)
57,200 $0.1128 $6,453 3,805,800
(Indirect)
View
2009-10-01
Sale
2009-10-02
7:24 pm
DISH Network CORP DISH VOGEL CARL E
(Director
Senior Advisor)
10,000 $19.0500 $190,500 10,165
(Direct)
View
2009-07-10-
-2009-08-13
Sale
2009-10-02
7:13 pm
BlackRock Inc. BLK BANK OF AMERICA CORP
(Director)
1,000 $180.2035 $180,203 2,330,676
(Indirect)
View
2009-10-01
Sale
2009-10-02
7:03 pm
SUNPOWER CORP SPWRA LEDESMA BRUCE
(General Counsel & Corp. Sec.)
1,000 $29.7500 $29,750 34,620
(Direct)
View
2009-09-30
Sale
2009-10-02
6:59 pm
ILLUMINA INC ILMN WALT DAVID R
(Director)
7,500 $42.4517 $318,388 100,460
(Indirect)
View
2009-10-01-
-2009-10-02
Sale
2009-10-02
6:50 pm
PAIN THERAPEUTICS INC PTIE BARBIER REMI
(Chief Executive Officer
Director
10% owner)
20,000 $5.1013 $102,025 6,552,475
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
6:50 pm
CPI CORP CPY RAMIUS LLC
C4S & CO LLC
COHEN PETER A
STARK MORGAN B
STRAUSS THOMAS W
SOLOMON JEFFREY M
(10% owner)
11,400 $12.3551 $140,848 347,212
(Indirect)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
6:48 pm
CPI CORP CPY RAMIUS LLC
Starboard Value & Opportunity Fund, LLC
RAMIUS MULTI-STRATEGY MASTER FUND LTD
Ramius Merger Arbitrage Master Fund Ltd
RAMIUS VALUE & OPPORTUNITY MASTER FUND LTD
RCG STARBOARD ADVISORS, LLC
RAMIUS ENTERPRISE MASTER FUND LTD
RAMIUS ADVISORS LLC
(10% owner)
11,400 $12.3551 $140,848 347,212
(Indirect)
View
2009-09-30
Sale
2009-10-02
6:48 pm
AGILYSYS INC AGYS RAMIUS LLC
C4S & CO LLC
COHEN PETER A
SOLOMON JEFFREY M
STARK MORGAN B
STRAUSS THOMAS W
(10% owner)
501 $7.2419 $3,628 235,148
(Indirect)
View
2009-09-30
Sale
2009-10-02
6:47 pm
AGILYSYS INC AGYS RAMIUS LLC
RAMIUS VALUE & OPPORTUNITY MASTER FUND LTD
RCG PB, Ltd
RAMIUS ADVISORS LLC
RAMIUS ENTERPRISE MASTER FUND LTD
RCG STARBOARD ADVISORS, LLC
Parche, LLC
(10% owner)
501 $7.2419 $3,628 235,148
(Indirect)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
6:42 pm
E TRADE FINANCIAL CORP ETFC CITADEL ADVISORS LLC
CITADEL HOLDINGS I LP
CITADEL HOLDINGS II LP
Citadel Derivatives Group, LLC
CITADEL DERIVATIVES TRADING LTD
CITADEL INVESTMENT GROUP II, L.L.C.
(Director)
25,439,800 $1.7397 $44,256,456 119,931,635
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
6:42 pm
E TRADE FINANCIAL CORP ETFC CITADEL L P
CITADEL INVESTMENT GROUP LLC
CITADEL EQUITY FUND LTD
WINGATE CAPITAL LTD
GRIFFIN KENNETH C
(Director)
25,439,800 $1.7397 $44,256,456 119,931,635
(Direct)
View
2009-10-01
Sale
2009-10-02
6:35 pm
MICROSOFT CORP MSFT BACH ROBERT J
(President, Entertainment Div.)
25,000 $25.3900 $634,750 950,449
(Direct)
View
2009-10-01
Sale
2009-10-02
6:12 pm
RAMBUS INC RMBS HOROWITZ MARK
(Director)
20,000 $16.6886 $333,772 147,239
(Indirect)
View
2009-10-01
Sale
2009-10-02
6:11 pm
DISH Network CORP DISH ORBAN PAUL W
(SVP and Corporate Controller)
350 $19.2400 $6,734 629
(Direct)
View
2009-10-01
Sale
2009-10-02
6:09 pm
JDA SOFTWARE GROUP INC JDAS ARMSTRONG JAMES D
(Director)
10,000 $21.6934 $216,934 1,210,041
(Direct)
View
2009-09-30
Sale
2009-10-02
5:53 pm
ALLOS THERAPEUTICS INC ALTH CAGNONI PABLO J
(Sr. VP, Chief Medical Officer)
61,373 $0.0000 $0 25,200
(Direct)
View
2009-10-01
Sale
2009-10-02
5:47 pm
ARKANSAS BEST CORP ABFS MORRIS JOHN H
(Director)
3,000 $29.6000 $88,800 18,046
(Indirect)
View
2009-09-30
Sale
2009-10-02
5:45 pm
MACERICH CO MAC ANDERSON DANA K
(Vice Chairman of the Board
Director)
1,500 $31.2700 $46,905 182,624
(Indirect)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:44 pm
CARNIVAL CORP CCL NICKEL CONTINUED IRREVOCABLE TRUST
(See Remarks
10% owner)
84,982 $32.9064 $2,796,452 1,058,801
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:43 pm
CARNIVAL CORP CCL ARISON MICKY MEIR
(Chairman & CEO
Director
10% owner)
115,018 $32.9064 $3,784,828 104,872,499
(Indirect)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:39 pm
CARNIVAL CORP CCL MBA I, L.P.
(See Remarks
10% owner)
28,572 $32.9059 $940,187 1,041,691
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:36 pm
CARNIVAL CORP CCL ARTSFARE 2006 TRUST NO. 2
(See Remarks
10% owner)
171,428 $32.9059 $5,640,993 4,323,823
(Direct)
View
2009-10-01
Sale
2009-10-02
5:33 pm
PARKERVISION INC PRKR PARKER TODD
(Director)
3,333 $4.0165 $13,387 845,154
(Direct)
View
2009-10-01
Sale
2009-10-02
5:32 pm
PENTAIR INC PNR HOGAN RANDALL J
(Chairman, CEO
Director)
106,446 $28.8770 $3,073,841 157,118
(Direct)
View
2009-09-30
Sale
2009-10-02
5:27 pm
FUEL TECH, INC. FTEK Dougherty Kevin R
(Vice President)
3,000 $11.3674 $34,102 0
(Direct)
View
2009-10-01
Sale
2009-10-02
5:27 pm
Metavante Technologies, Inc. MV Sarma Adarsh
(See Remarks)
29,789,001 $0.0000 $0 0
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-02
5:25 pm
Metavante Technologies, Inc. MV Neary James
(See Remarks)
29,789,001 $0.0000 $0 0
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-02
5:24 pm
Metavante Technologies, Inc. MV COULTER DAVID A
(See Remarks)
29,789,001 $0.0000 $0 0
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-02
5:23 pm
Metavante Technologies, Inc. MV WPM, L.P.
WPM GP, LLC
Warburg Pincus Private Equity IX, L.P.
Warburg Pincus IX LLC
Warburg Pincus Partners LLC
WARBURG PINCUS LLC
WARBURG PINCUS & CO
KAYE CHARLES R
LANDY JOSEPH
(See Footnote (1))
29,784,274 $0.0000 $0 0
(Direct)
View
2009-10-01
Sale
2009-10-02
5:23 pm
LEXINGTON REALTY TRUST LXP ROSKIND E ROBERT
(Chairman
Director)
2,000 $5.1220 $10,244 224,857
(Indirect)
View
2009-10-01
Sale
2009-10-02
5:22 pm
Nuance Communications, Inc. NUAN John Shagoury
(Co-President Healthcare & Imag)
50,000 $14.2200 $711,000 355,895
(Direct)
View
2009-09-30
Sale
2009-10-02
5:22 pm
PAYMENT DATA SYSTEMS INC PYDS HOCH LOUIS A
(President & COO
Director
10% owner)
13,000 $0.0300 $390 25,152,874
(Direct)
View
2009-09-30
Sale
2009-10-02
5:21 pm
Allied Nevada Gold Corp. ANV Caldwell Scott Andrew
(President and CEO
Director)
70,000 $9.8860 $692,022 163,000
(Direct)
View
2009-10-02
Sale
2009-10-02
5:20 pm
ON ASSIGNMENT INC ASGN Gibson Christina
(V.P., Finance and Controller)
121 $5.7400 $695 11,849
(Direct)
View
2009-09-29
Sale
2009-10-02
5:20 pm
NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN NCL BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
100 $13.4904 $1,349 0
(Indirect)
View
2009-10-01
Sale
2009-10-02
5:19 pm
Nuance Communications, Inc. NUAN RICCI PAUL
(CEO & Chairman of the Board
Director)
111,500 $14.2200 $1,585,530 2,124,499
(Direct)
View
2009-10-02
Sale
2009-10-02
5:19 pm
LEVEL 3 COMMUNICATIONS INC LVLT STORTZ THOMAS C
(Executive Vice President)
11,280 $1.2000 $13,536 1,846,890
(Direct)
View
2009-10-02
Sale
2009-10-02
5:18 pm
LEVEL 3 COMMUNICATIONS INC LVLT PATEL SUNIT S
(Executive VP and CFO)
10,855 $1.2000 $13,026 1,479,350
(Direct)
View
2009-09-30-
-2009-10-02
Sale
2009-10-02
5:18 pm
BAKERS FOOTWEAR GROUP INC BKRS EDISON PETER A
(Chair. of Board, Pres. & CEO
Director)
44,176 $0.7048 $31,134 279,600
(Direct)
View
2009-10-02
Sale
2009-10-02
5:17 pm
LEVEL 3 COMMUNICATIONS INC LVLT MORTENSEN ERIC
(SVP, Controller)
1,730 $1.2000 $2,076 505,904
(Direct)
View
2009-10-02
Sale
2009-10-02
5:17 pm
LEVEL 3 COMMUNICATIONS INC LVLT MILLER CHARLES C III
(Vice Chairman and Executive VP
Director)
14,275 $1.2000 $17,130 1,451,137
(Direct)
View
2009-10-01
Sale
2009-10-02
5:14 pm
AMAZON COM INC AMZN SZKUTAK THOMAS J
(Senior Vice President and CFO)
26,000 $91.5176 $2,379,457 116,000
(Direct)
View
2009-09-30
Sale
2009-10-02
5:13 pm
SUNRISE TELECOM INC SRTI WC CAPITAL MANAGEMENT LLC
(10% owner)
41,968 $0.6000 $25,181 2,654
(Indirect)
View
2009-09-29
Sale
2009-10-02
5:10 pm
DNP SELECT INCOME FUND INC DNP BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
70 $8.8800 $622 0
(Indirect)
View
2009-10-01
Sale
2009-10-02
5:06 pm
RACKSPACE HOSTING, INC. RAX MOORMAN LEW
(President, The Rackspace Cloud)
10,000 $16.7884 $167,884 1,044,400
(Direct)
View
2009-09-30
Sale
2009-10-02
5:05 pm
ATLAS MINING CO ALMI IBS CAPITAL LLC
IBS TURNAROUND FUND (QP) (A LTD PARTNERSHIP)
(10% owner)
500,000 $0.8500 $425,000 13,972,415
(Indirect)
View
2009-10-01
Sale
2009-10-02
5:04 pm
MEDASSETS INC MDAS BURMAN SAMANTHA T
(Director)
2,000 $22.0583 $44,117 54,337
(Direct)
View
2009-10-02
Sale
2009-10-02
5:02 pm
LEVEL 3 COMMUNICATIONS INC LVLT CROWE JAMES Q
(Chief Executive Officer
Director)
36,420 $1.2001 $43,708 9,125,717
(Direct)
View
2009-09-29
Sale
2009-10-02
5:01 pm
NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC NUN BANK OF AMERICA CORP
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
(10% owner)
2,500 $13.6318 $34,079 0
(Indirect)
View
2009-10-01
Sale
2009-10-02
5:00 pm
MEDNAX, INC. MD MILLER FREDERICK V MD
(President, Pediatrix Division)
14,007 $54.4301 $762,402 32,994
(Direct)
View
2009-09-01
Sale
2009-10-02
4:59 pm
LAW ENFORCEMENT ASSOCIATES CORP LAWE FELDMAN PAUL
(Director)
33,679 $0.3221 $10,849 492,046
(Direct)
View
2009-09-30
Sale
2009-10-02
4:53 pm
Allied Nevada Gold Corp. ANV Kirby Hal Douglas
(Vice President & CFO)
40,000 $9.9742 $398,969 95,000
(Direct)
View
2009-10-01
Sale
2009-10-02
4:46 pm
IOWA TELECOMMUNICATIONS SERVICES INC IWA Hopkey Lon M
(VP-Corporate Development)
5,000 $12.5052 $62,526 49,571
(Direct)
View
2009-09-30
Sale
2009-10-02
4:45 pm
LIQUIDITY SERVICES INC LQDT Mateus-Tique Jaime
(Director
10% owner)
3,930 $10.3800 $40,793 2,430,645
(Direct)
View
2009-10-01
Sale
2009-10-02
4:44 pm
NETFLIX INC NFLX HUNT NEIL D
(Chief Product Officer)
8,000 $45.7500 $366,000 67,397
(Direct)
View
2009-10-01
Sale
2009-10-02
4:43 pm
NETFLIX INC NFLX HASTINGS REED
(CEO
Director)
10,000 $45.7500 $457,500 1,739,254
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-02
4:41 pm
AMERICAN SUPERCONDUCTOR CORP AMSC YUREK GREGORY J
(Chairman, President and CEO
Director)
15,000 $32.0775 $481,162 177,140
(Direct)
View
2009-10-01
Sale
2009-10-02
4:39 pm
COGENT COMMUNICATIONS GROUP INC CCOI KUMMER RAYMOND B
(CTO; VP Optical Transport)
500 $11.1700 $5,585 46,362
(Direct)
View
2009-10-01
Sale
2009-10-02
4:38 pm
COGENT COMMUNICATIONS GROUP INC CCOI ONEILL TIMOTHY G
(VP Field Engineering)
500 $11.1700 $5,585 37,962
(Direct)
View
2009-10-01
Sale(C)
2009-10-02
4:37 pm
COGENT COMMUNICATIONS GROUP INC CCOI SCHLEIFER MARK A
(VP of IP Engineering)
1,250 $11.1140 $13,893 21,250
(Direct)
View
2009-10-01
Sale
2009-10-02
4:37 pm
TIBCO SOFTWARE INC TIBX Mitchell Troy
(VP Corp Controller)
3,999 $9.3700 $37,471 27,666
(Direct)
View
2009-10-01
Sale
2009-10-02
4:37 pm
COGENT COMMUNICATIONS GROUP INC CCOI Karnes Jeffrey
(VP Sales & CRO)
500 $10.9828 $5,491 54,242
(Direct)
View
2009-09-30
Sale
2009-10-02
4:35 pm
Core-Mark Holding Company, Inc. CORE MILLER CHRISTOPHER M
(VP & Chief Accounting Officer)
427 $29.2600 $12,494 733
(Direct)
View
2009-09-30
Sale
2009-10-02
4:33 pm
INTERCONTINENTALEXCHANGE INC ICE CRISP CHARLES R
(Director)
1,043 $94.9863 $99,071 11,857
(Direct)
View
2009-09-30
Sale
2009-10-02
4:32 pm
SIGA TECHNOLOGIES INC SIGA TRANSTECH PHARMA INC
(10% owner)
3,851,969 $6.2400 $24,036,287 0
(Direct)
View
2009-09-30
Sale
2009-10-02
4:31 pm
NAVIGATORS GROUP INC NAVG WILEY BRADLEY D
(SVP)
5,000 $55.5000 $277,500 24,940
(Direct)
View
2009-09-30
Sale
2009-10-02
4:30 pm
SIGA TECHNOLOGIES INC SIGA MJALLI ADNAN M M
(Director
10% owner)
3,851,969 $6.2400 $24,036,287 0
(Indirect)
View
2009-10-01
Sale
2009-10-02
4:29 pm
TIBCO SOFTWARE INC TIBX CAREY SYDNEY
(EVP, CFO)
10,000 $9.5382 $95,382 110,405
(Direct)
View
2009-10-01
Sale
2009-10-02
4:29 pm
INSULET CORP PODD Diehl R Anthony
(Secretary and General Counsel)
3,000 $11.1000 $33,300 1,249
(Direct)
View
2009-10-01
Sale
2009-10-02
4:28 pm
Alpha Natural Resources, Inc. ANR Quillen Michael J
(Director)
15,000 $34.7400 $521,100 183,544
(Direct)
View
2009-10-01
Sale
2009-10-02
4:28 pm
Alpha Natural Resources, Inc. ANR Roberts James F
(Director)
20,000 $34.0201 $680,402 130,197
(Direct)
View
2009-09-30
Sale
2009-10-02
4:26 pm
LINCOLN EDUCATIONAL SERVICES CORP LINC STONINGTON PARTNERS INC II
Back to School Acquisition, L.L.C.
BURKE JAMES J JR
MICHAS ALEXIS P
(10% owner)
4,600,000 $0.0000 $0 8,908,000
(Indirect)
View
2009-10-01
Sale
2009-10-02
4:25 pm
COMMSCOPE INC CTV Edwards Marvin S Jr
(Executive Vice President)
6,930 $29.4600 $204,158 0
(Direct)
View
2009-10-01
Sale
2009-10-02
4:24 pm
TIBCO SOFTWARE INC TIBX Menon Rammohan G
(EVP, WW Marketing)
103,584 $9.4347 $977,285 124,361
(Direct)
View
2009-09-30-
-2009-10-02
Sale
2009-10-02
4:23 pm
IVANY MINING INC IVNM Spectra Capital Management, LLC
Porges Gregory I.
Burton Andrew
(10% owner)
16,892 $0.3029 $5,117 1,371,427
(Direct)
View
2009-09-30
Sale
2009-10-02
4:22 pm
ECOLOGY & ENVIRONMENT INC EEI GRAY ROGER J
(Senior Vice President)
1 $16.5000 $16 5,859
(Direct)
View
2009-10-01
Sale
2009-10-02
4:20 pm
TIBCO SOFTWARE INC TIBX HUGHES WILLIAM R
(EVP, Gen Counsel & Secretary)
144,435 $9.3800 $1,354,800 135,729
(Direct)
View
2009-10-01
Sale
2009-10-02
4:16 pm
ATHENAHEALTH INC ATHN Hull Brandon H
(Director)
4,000 $37.6585 $150,634 85,717
(Direct)
View
2009-10-01
Sale
2009-10-02
4:11 pm
ATHENAHEALTH INC ATHN Bush Jonathan
(CEO and President
Director)
10,000 $37.5312 $375,312 332,832
(Direct)
View
2009-10-01
Sale
2009-10-02
4:10 pm
CLEVELAND BIOLABS INC CBLI Kogan Yakov
(COO, Secretary
Director)
6,000 $4.1070 $24,642 703,200
(Direct)
View
2009-10-01
Sale
2009-10-02
4:10 pm
CADENCE PHARMACEUTICALS INC CADX BREITMEYER JAMES B
(EVP, CMO)
1,000 $10.9600 $10,960 10,000
(Direct)
View
2009-10-01
Sale
2009-10-02
4:10 pm
LINCOLN EDUCATIONAL SERVICES CORP LINC SHAW SCOTT M
(Chief Administrative Officer)
2,000 $22.8700 $45,740 181,977
(Direct)
View
2009-10-01
Sale
2009-10-02
4:10 pm
AIRVANA INC AIRV GLIDDEN JEFFREY D
(VP, CFO)
3,000 $6.7500 $20,250 224,270
(Direct)
View
2009-09-30
Sale
2009-10-02
4:09 pm
AIRVANA INC AIRV Eyuboglu Vedat M
(VP, Chief Technical Officer)
12,500 $6.7562 $84,452 444,895
(Direct
Indirect)
View
2009-10-01
Sale
2009-10-02
4:08 pm
BERKSHIRE HATHAWAY INC BRK BILL & MELINDA GATES FOUNDATION TRUST
(10% owner)
300 $3,298.6683 $989,600 1,629,638
(Direct)
View
2009-10-02
Sale
2009-10-02
4:07 pm
Neutral Tandem Inc TNDM Saboo Surendra
(Chief Operating Officer)
5,000 $22.0100 $110,050 56,700
(Direct)
View
2009-10-01
Sale
2009-10-02
4:07 pm
Neutral Tandem Inc TNDM Junkroski Robert
(Chief Financial Officer & EVP)
1,000 $22.7200 $22,720 142,500
(Direct)
View
2009-09-28-
-2009-09-29
Sale
2009-10-02
4:05 pm
BENIHANA INC BNHN ANDREEFF DANE
ANDREEFF EQUITY ADVISORS, LLC
(10% owner)
30,178 $6.6591 $200,958 552,218
(Indirect)
View
2009-10-01
Sale
2009-10-02
4:05 pm
LINCOLN EDUCATIONAL SERVICES CORP LINC CARNEY DAVID F
(Executive Chairman)
7,500 $22.8700 $171,525 237,449
(Direct)
View
2009-10-02
Sale
2009-10-02
4:04 pm
SIRIUS XM RADIO INC. SIRI MEYER JAMES E
(President, Operations & Sales)
273,230 $0.5736 $156,725 1,965,826
(Direct)
View
2009-10-02
Sale
2009-10-02
4:04 pm
SIRIUS XM RADIO INC. SIRI Greenstein Scott Andrew
(Pres. & Chief Content Officer)
232,250 $0.5736 $133,219 2,083,711
(Direct)
View
2009-10-02
Sale
2009-10-02
4:04 pm
SIRIUS XM RADIO INC. SIRI FREAR DAVID J
(EVP and CFO)
191,260 $0.5736 $109,707 1,343,367
(Direct)
View
2009-10-02
Sale
2009-10-02
4:04 pm
SIRIUS XM RADIO INC. SIRI DONNELLY PATRICK L
(EVP, General Counsel & Sec.)
163,940 $0.5736 $94,036 2,070,739
(Direct)
View
2009-10-02
Sale
2009-10-02
4:04 pm
SIRIUS XM RADIO INC. SIRI Altman Dara F
(EVP & Chief Admin. Officer)
136,620 $0.5736 $78,365 1,463,270
(Direct)
View
2009-09-30
Sale
2009-10-02
4:01 pm
GANNETT CO INC GCI Williams John A
(Pres - Gannett Digital)
0 $12.5100 $6 5,005
(Direct)
View
(A) Indicate amendment filing.
(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.
Other transactions (no trading symbol or not a common stock)
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2009-10-01-
-2009-10-02
Sale
2009-10-05
3:10 pm
Gabelli Global Deal Fund GDL.A GABELLI MARIO J
GAMCO INVESTORS, INC.
GGCP, INC.
GABELLI SECURITIES INC
MJG IV LIMITED PARTNERSHIP
GPJ Retirement Partners, LLC
(Director)
3,600 $52.9911 $190,768 17,800
(Indirect)
View
2009-10-01
Sale
2009-10-05
10:46 am
HINES REAL ESTATE INVESTMENT TRUST INC None Hassard Thomas A
(Director)
2,623 $9.1500 $24,000 2,902
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:45 pm
CARNIVAL PLC CUK NICKEL CONTINUED IRREVOCABLE TRUST
(See Remarks
10% owner)
84,982 $32.9064 $2,796,452 1,058,801
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:41 pm
CARNIVAL PLC CUK MBA I, L.P.
(See Remarks
10% owner)
28,572 $32.9059 $940,187 1,041,691
(Direct)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:40 pm
CARNIVAL PLC CUK ARISON MICKY MEIR
(Chairman & CEO
Director
10% owner)
115,018 $32.9064 $3,784,828 104,872,499
(Indirect)
View
2009-09-30-
-2009-10-01
Sale
2009-10-02
5:38 pm
CARNIVAL PLC CUK ARTSFARE 2006 TRUST NO. 2
(See Remarks
10% owner)
171,428 $32.9059 $5,640,993 4,323,823
(Direct)
View