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Insider Sale Filings - Archives for 2008-12-05

Home -> 2008 -> Insider sale filings for 2008-12-05

Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-05
Sale
2008-12-05
3:52 pm
RENASANT CORP RNST TRULOVE H JOE
(Director)
350 $19.7000 $6,895 0
(Indirect)
View
2008-12-04
Sale
2008-12-05
3:48 pm
PULASKI FINANCIAL CORP PULB HAMADI RAMSEY K
(Chief Financial Officer)
3,000 $5.7771 $17,331 41,900
(Direct)
View
2008-12-04
Sale
2008-12-05
3:44 pm
WESTFIELD FINANCIAL INC WFD CARRA VICTOR J
(Director)
18,351 $10.2100 $187,364 47,712
(Direct)
View
2008-12-05
Sale
2008-12-05
3:43 pm
HARLEYSVILLE NATIONAL CORP HNBC HIGH MICHAEL B
(EVP - HNC; EVP & COO - HNB)
3,737 $13.4494 $50,260 0
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-05
3:40 pm
TEXAS CAPITAL BANCSHARES INC TCBI GRANT JOSEPH M
(Director)
13,532 $15.2162 $205,906 671,114
(Direct)
View
2008-12-05
Sale
2008-12-05
3:35 pm
RENASANT CORP RNST MATHEWS LARRY R
(Sr. Executive Vice President)
5,000 $18.0600 $90,300 32,298
(Indirect)
View
2008-12-03
Sale
2008-12-05
3:27 pm
Google Inc. GOOG Rosenberg Jonathan J
(VP Prod. Mgmt.)
191 $273.0329 $52,149 26,750
(Indirect)
View
2008-11-28
Sale(A)
2008-12-05
3:18 pm
Kayne Anderson MLP Investment CO KYN KAYNE RICHARD A
(CEO of Investment Advisor)
64,505 $13.2700 $855,981 90,646
(Direct)
View
2008-12-05
Sale
2008-12-05
3:12 pm
AMERICAN PHYSICIANS SERVICE GROUP INC AMPH SOLIMINE THOMAS R
(Controller)
1,127 $20.8482 $23,496 3,437
(Direct)
View
2008-12-03
Sale
2008-12-05
3:07 pm
Homeland Security Network, Inc. HSYN PARDINI ROY
(Executive Vice President
Director)
285,000 $0.0135 $3,848 23,356,646
(Direct)
View
2008-12-03
Sale
2008-12-05
3:07 pm
AMICUS THERAPEUTICS INC FOLD Bloch Stephen M
(Director)
25 $8.5000 $212 61,877
(Indirect)
View
2008-12-03
Sale
2008-12-05
3:00 pm
GILEAD SCIENCES INC GILD Alton Gregg H
(SVP, General Counsel)
500 $45.0000 $22,500 64,696
(Direct)
View
2008-12-04
Sale
2008-12-05
2:57 pm
MERIDIAN BIOSCIENCE INC VIVO BUZARD JAMES
(Director)
5,214 $23.1665 $120,790 15,000
(Direct)
View
2008-12-04
Sale
2008-12-05
2:51 pm
Rock-Tenn CO RKT RUBRIGHT JAMES A
(Chairman and CEO
Director)
23,828 $33.6521 $801,862 248,674
(Direct)
View
2008-12-02-
-2008-12-03
Sale
2008-12-05
2:49 pm
PREMIERWEST BANCORP PRWT Wright Gary
(Director)
5,000 $6.7500 $33,750 273,376
(Indirect)
View
2008-08-22
Sale
2008-12-05
2:44 pm
INDEPENDENT BANK CORP INDB TEDESCHI BRIAN S
(Director)
1,200 $26.4400 $31,728 0
(Indirect)
View
2008-12-04
Sale
2008-12-05
2:34 pm
AMERICAN NATIONAL BANKSHARES INC AMNB AMBRO & CO
(bank's nominee)
600 $16.1250 $9,675 640,246
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-05
2:28 pm
Care Investment Trust Inc. CRE GOLDENTREE ASSET MANAGEMENT LP
GoldenTree Asset Management LLC
Tananbaum Steven A.
(10% owner)
27,942 $8.5640 $239,296 4,464,597
(Indirect)
View
2008-12-03
Sale
2008-12-05
1:54 pm
AGL RESOURCES INC ATG RIDDLE D RAYMOND
(Director)
826 $28.3926 $23,452 4,896
(Direct)
View
2008-12-04
Sale
2008-12-05
1:43 pm
BANKRATE INC RATE MARTIN WILLIAM C
(Director)
2,653 $35.0360 $92,951 8,062
(Direct)
View
2008-12-03
Sale
2008-12-05
1:36 pm
ZORAN CORP ZRAN YOUNG PHILIP M
(Director)
7,200 $7.3006 $52,564 0
(Direct)
View
2008-12-04
Sale
2008-12-05
12:49 pm
TOOTSIE ROLL INDUSTRIES INC TR Seibert Barre A
(Director)
2,769 $25.7600 $71,329 0
(Indirect)
View
2008-12-04
Sale
2008-12-05
12:45 pm
U-Store-It Trust YSI AMSDELL TODD C
(10% owner)
13,800 $4.2000 $57,960 8,331,384
(Indirect)
View
2008-12-03-
-2008-12-04
Sale
2008-12-05
12:41 pm
ASA LTD ASA PEGGE ANDREW
(Director)
54,425 $37.8376 $2,059,313 300,751
(Indirect)
View
2008-12-04
Sale
2008-12-05
12:21 pm
STEVEN MADDEN, LTD. SHOO MIGLIORINI PETER
(Director)
3,000 $20.2686 $60,806 0
(Direct)
View
2008-12-03
Sale
2008-12-05
12:06 pm
FARMERS CAPITAL BANK CORP FFKT DUNGAN E BRUCE
(Director)
110 $19.5900 $2,155 77,707
(Direct)
View
2008-12-04
Sale
2008-12-05
11:55 am
RENASANT CORP RNST JEFFREYS HAROLD B
(Director)
1,200 $19.7500 $23,700 104,102
(Direct)
View
2008-12-04
Sale
2008-12-05
11:43 am
WEST COAST BANCORP WCBO OUDERKIRK J F
(Director)
890 $3.9960 $3,556 43,125
(Direct)
View
2008-12-04
Sale
2008-12-05
11:40 am
TIMBERLAND BANCORP INC TSBK BRYDON DEAN J
(CFO/EVP)
20,000 $6.9900 $139,800 22,220
(Direct)
View
2008-12-04
Sale
2008-12-05
11:33 am
BOULDER TOTAL RETURN FUND INC BTF ERNEST HOREJSI TRUST NO 1B
HOREJSI STEWART R
CICIORA SUSAN L
(10% owner)
7,500 $9.1583 $68,687 3,278,703
(Direct)
View
2008-12-04
Sale
2008-12-05
11:28 am
Morningstar, Inc. MORN Huang Tao
(Chief Operating Officer
Director)
32,500 $31.1209 $1,011,428 220,664
(Direct)
View
2008-12-04
Sale
2008-12-05
11:21 am
WCI COMMUNITIES INC WCIMQ ICAHN CARL C
IPH GP LLC
ICAHN ENTERPRISES HOLDINGS L.P.
ICAHN ENTERPRISES G.P. INC.
(Director
10% owner)
6,096,175 $0.0000 $0 3,848
(Direct)
View
2008-12-04
Sale
2008-12-05
11:20 am
WCI COMMUNITIES INC WCIMQ ICAHN CARL C
HIGH RIVER LIMITED PARTNERSHIP
Hopper Investments LLC
BARBERRY CORP.
BECKTON CORP
ICAHN PARTNERS LP
ICAHN ONSHORE LP
ICAHN PARTNERS MASTER FUND LP
ICAHN OFFSHORE LP
ICAHN CAPITAL LP
(Director
10% owner)
6,096,175 $0.0000 $0 3,848
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-05
11:17 am
NATHANS FAMOUS INC NATH NORBITZ WAYNE
(President
Director)
2,015 $13.0000 $26,195 101,000
(Direct)
View
2008-12-04
Sale
2008-12-05
11:15 am
NEW JERSEY RESOURCES CORP NJR ZOFFINGER GEORGE R
(Director)
5,000 $39.6000 $198,000 30,873
(Direct)
View
2008-12-04
Sale
2008-12-05
11:13 am
Morningstar, Inc. MORN Phillips Donald James II
(Managing Director
Director)
2,500 $31.0052 $77,513 376,602
(Direct)
View
2008-12-04
Sale
2008-12-05
11:02 am
Vulcan Materials CO VMC KHAN EJAZ A
(VP, Controller & CIO)
1,000 $65.2500 $65,250 3,349
(Direct)
View
2008-12-04
Sale
2008-12-05
10:40 am
INTERNATIONAL BANCSHARES CORP IBOC NAVARRO IMELDA
(Director)
6,919 $23.3000 $161,213 243,550
(Direct)
View
2008-12-02
Sale
2008-12-05
10:13 am
BLUEFIRE ETHANOL FUELS INC BFRE.OB Nichols Christopher John
(Director)
3,000 $1.0000 $3,000 50,000
(Direct)
View
2008-12-04
Sale
2008-12-05
09:52 am
TIMBERLAND BANCORP INC TSBK PARKER JON C
(Director)
10,000 $6.9900 $69,900 39,385
(Direct)
View
2008-12-03
Sale
2008-12-05
09:15 am
IMMUNOGEN INC IMGN LAMBERT JOHN
(Executive Vice President)
11,600 $3.5921 $41,668 31,291
(Direct)
View
2008-12-04
Sale
2008-12-05
08:56 am
HARLEYSVILLE NATIONAL CORP HNBC HIGH MICHAEL B
(EVP - HNC; EVP & COO - HNB)
5,000 $12.8500 $64,250 3,737
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-04
8:55 pm
SOURCEFIRE INC FIRE Roesch Martin F
(Chief Technology Officer
Director)
5,000 $5.1748 $25,874 1,318,784
(Direct)
View
2008-12-02
Sale
2008-12-04
8:31 pm
IPC The Hospitalist Company, Inc. IPCM Singer Adam D MD
(CEO & Chairman
Director)
1,000 $17.8762 $17,876 32,101
(Direct)
View
2008-12-02
Sale
2008-12-04
7:59 pm
HEWLETT PACKARD CO HPQ Murrin James T
(SVP, Controller)
16,636 $34.0015 $565,649 55,175
(Direct)
View
2008-12-04
Sale
2008-12-04
7:30 pm
LEVEL 3 COMMUNICATIONS INC LVLT EBY DOUGLAS C
(Director)
559,300 $0.8114 $453,816 0
(Indirect)
View
2008-12-02-
-2008-12-03
Sale
2008-12-04
7:30 pm
SuccessFactors, Inc. SFSF Dalgaard Lars
(CEO & PRESIDENT
Director)
27,000 $5.8964 $159,203 1,862,053
(Direct)
View
2008-12-03
Sale
2008-12-04
7:26 pm
Riverbed Technology, Inc. RVBD Wolford Eric
(SVP Marketing & Bus Dev)
23,901 $9.6413 $230,437 50,000
(Direct)
View
2008-12-02
Sale
2008-12-04
7:24 pm
AMERICAN STATES WATER CO AWR Rentfrow Diane D
(Vice President)
850 $32.5800 $27,693 1,218
(Direct)
View
2008-12-02-
-2008-12-03
Sale
2008-12-04
7:08 pm
AeroVironment Inc AVAV Conver Timothy E
(Chairman, President and CEO
Director
10% owner)
14,000 $30.9723 $433,612 3,800,392
(Indirect)
View
2008-12-03-
-2008-12-04
Sale
2008-12-04
7:08 pm
INTUIT INC INTU COOK SCOTT D
(Chairman, Executive Committee
Director)
493,126 $23.0000 $11,341,898 21,917,244
(Indirect)
View
2008-12-02-
-2008-12-04
Sale
2008-12-04
6:58 pm
Public Storage PSA GUSTAVSON TAMARA HUGHES
(Director
10% owner)
566,825 $64.7418 $36,697,278 223,175
(Indirect)
View
2008-12-02-
-2008-12-04
Sale
2008-12-04
6:57 pm
Public Storage PSA HUGHES B WAYNE JR
(Director
10% owner)
861,000 $64.7418 $55,742,700 339,000
(Indirect)
View
2008-12-04
Sale
2008-12-04
6:56 pm
COBIZ FINANCIAL INC COBZ DALTON RICHARD J
(President)
5,500 $10.0000 $55,000 192,192
(Direct)
View
2008-12-03
Sale
2008-12-04
6:38 pm
Omniture, Inc. OMTR James Joshua G
(Chief Executive Officer
Director)
22,275 $10.0162 $223,111 2,053,333
(Indirect)
View
2008-09-19
Sale(A)
2008-12-04
6:32 pm
TCF FINANCIAL CORP TCB BROUCEK JAMES S
(Sr Vice Pres / Treasurer)
4,000 $23.0000 $92,000 35,150
(Indirect)
View
2008-12-02-
-2008-12-04
Sale
2008-12-04
6:18 pm
UNITED RENTALS INC URI FAIRHOLME CAPITAL MANAGEMENT LLC
BERKOWITZ BRUCE R
(10% owner)
13,917 $6.6970 $93,203 2,607,460
(Indirect)
View
2008-12-04
Sale
2008-12-04
6:14 pm
COGENT COMMUNICATIONS GROUP INC CCOI Karnes Jeffrey
(VP Sales & CRO)
3,000 $5.2500 $15,750 77,803
(Direct)
View
2008-12-02
Sale
2008-12-04
6:12 pm
ALEXANDRIA REAL ESTATE EQUITIES INC ARE MARCUS JOEL S
(Chief Executive Officer
Director)
5,000 $35.3700 $176,850 313,779
(Direct)
View
2008-12-03
Sale
2008-12-04
5:52 pm
COEUR D ALENE MINES CORP CDE Weston Richard M
(SVP of Operations)
30,000 $0.5500 $16,500 155,440
(Direct)
View
2008-11-13
Sale(A)
2008-12-04
5:49 pm
OPEN ENERGY CORP OEGY.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)
12,044,500 $0.0680 $819,026 0
(Direct)
View
2008-11-13
Sale(A)
2008-12-04
5:44 pm
WORLDWATER & SOLAR TECHNOLOGIES CORP. WWAT.OB Quercus Trust
Gelbaum David
Gelbaum Monica Chavez
(10% owner)
1,016,949 $0.2950 $300,000 48,405,551
(Direct)
View
2008-12-03
Sale
2008-12-04
5:36 pm
4C Controls Inc FOUR Rudana Investment Group AG
(10% owner)
2,000 $3.0000 $6,000 32,300,858
(Direct)
View
2008-11-26
Sale
2008-12-04
5:35 pm
Prime Sun Power Inc PSPW Rudana Investment Group AG
(10% owner)
180,174 $2.0000 $360,348 27,819,826
(Direct)
View
2008-12-03
Sale
2008-12-04
5:22 pm
BOTTOMLINE TECHNOLOGIES INC EPAY DONOVAN KEVIN M
(Chief Financial Officer)
598 $6.1735 $3,692 61,854
(Direct)
View
2008-12-02
Sale
2008-12-04
5:18 pm
BOTTOMLINE TECHNOLOGIES INC EPAY EBERLE ROBERT A
(President and CEO
Director)
515 $5.6976 $2,934 307,277
(Direct)
View
2008-12-02-
-2008-12-03
Sale
2008-12-04
5:17 pm
Beneficial Mutual Bancorp Inc BNCL YATES CRAIG W
(Director)
25,000 $11.1850 $279,625 2,262,090
(Direct)
View
2008-12-04
Sale
2008-12-04
5:14 pm
SOUTHSIDE BANCSHARES INC SBSI GOLLOB MICHAEL E
(Director)
275 $21.5136 $5,916 18,787
(Indirect)
View
2008-12-02
Sale
2008-12-04
5:13 pm
BOTTOMLINE TECHNOLOGIES INC EPAY FORTUNE PETER S
(Chief Operating Officer)
757 $5.6976 $4,313 183,857
(Direct)
View
2008-12-04
Sale
2008-12-04
5:12 pm
OWENS ILLINOIS INC OI STROUCKEN ALBERT P L
(Director, Board Chair & CEO
Director)
11,569 $18.8810 $218,434 212,000
(Direct)
View
2008-12-02-
-2008-12-03
Sale
2008-12-04
5:11 pm
TEXAS CAPITAL BANCSHARES INC TCBI GRANT JOSEPH M
(Director)
30,000 $14.9573 $448,720 684,647
(Direct)
View
2008-12-02-
-2008-12-04
Sale
2008-12-04
5:10 pm
FOSSIL INC FOSL KARTSOTIS KOSTA N
(Pres. & CEO
Director
10% owner)
75,000 $13.8299 $1,037,242 8,300,539
(Direct)
View
2008-12-01
Sale
2008-12-04
5:07 pm
NATIONAL SECURITY GROUP INC NSEC WESCH PAUL C
(Director)
1,960 $5.3260 $10,439 9,232
(Direct)
View
2008-12-03
Sale
2008-12-04
5:07 pm
TENNANT CO TNC Eckert Andrew J
(VP, NA Sales)
900 $22.0000 $19,800 6,039
(Direct)
View
2008-12-02
Sale
2008-12-04
5:06 pm
BlackRock Inc. BLK KAPITO ROBERT
(President
Director)
37,595 $110.5822 $4,157,339 392,720
(Direct)
View
2008-12-04
Sale
2008-12-04
5:06 pm
ADMINISTAFF INC ASF MINCKS JAY E
(Exec VP Sales & Marketing)
4,000 $16.5000 $66,000 58,638
(Direct)
View
2008-12-04
Sale
2008-12-04
5:04 pm
ACME UNITED CORP ACU HOLDEN RICHMOND Y JR
(Director)
3,000 $6.4300 $19,290 11,272
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-04
5:02 pm
GRANITE CONSTRUCTION INC GVA Roberts James Hildebrand
(Senior Vice President
10% owner)
5,393 $43.7088 $235,722 39,855
(Direct)
View
2008-12-03
Sale
2008-12-04
5:02 pm
ODYSSEY RE HOLDINGS CORP ORH WACEK MICHAEL G
(Executive Vice President)
15,000 $44.0000 $660,000 185,978
(Direct)
View
2008-12-03
Sale
2008-12-04
4:59 pm
FLIR SYSTEMS INC FLIR TEICH ANDREW C
(President Commercial Vision Sy)
15,000 $30.0800 $451,200 96,574
(Direct)
View
2008-12-02
Sale
2008-12-04
4:59 pm
MORGANS FOODS INC MRFD Black Horse Capital Advisors LLC
Black Horse Capital Offshore Ltd.
BLACK HORSE CAPITAL LP
BLACK HORSE CAPITAL QP L P
Black Horse Capital Management LLC
Sheehy Brian
Chappell Dale
(10% owner)
1,000 $1.2000 $1,200 71,781
(Direct)
View
2008-12-02
Sale
2008-12-04
4:56 pm
ATHENAHEALTH INC ATHN Bush Jonathan
(CEO and President
Director)
230 $25.2552 $5,809 242,640
(Indirect)
View
2008-12-03
Sale
2008-12-04
4:55 pm
Exobox Technologies Corp. EXBX Pernia Marc Benjamin
(VP Product Development)
10,000 $0.1200 $1,200 21,763,957
(Direct)
View
2008-12-02
Sale
2008-12-04
4:54 pm
ROYAL GOLD INC RGLD STUCKERT JAMES W
(Director)
32,965 $35.4837 $1,169,720 149,035
(Indirect)
View
2008-12-03
Sale
2008-12-04
4:52 pm
HEWITT ASSOCIATES INC HEW HUNT MICHELE M
(Director)
2,229 $27.0000 $60,183 16,530
(Direct)
View
2008-12-03
Sale
2008-12-04
4:45 pm
HORMEL FOODS CORP HRL FIELDING RONALD W
(Executive Vice President)
14,000 $25.2230 $353,122 13,448
(Direct)
View
2008-12-03
Sale
2008-12-04
4:44 pm
MASIMO CORP MASI CAHILL EDWARD L
(Director)
100,000 $25.4768 $2,547,680 291,570
(Indirect)
View
2008-12-04
Sale
2008-12-04
4:44 pm
NETFLIX INC NFLX HASTINGS REED
(CEO
Director)
10,000 $22.9900 $229,900 2,089,935
(Direct
Indirect)
View
2008-12-02-
-2008-12-03
Sale
2008-12-04
4:27 pm
POMEROY IT SOLUTIONS INC PMRY POMEROY DAVID B
(Director
Chairman of the Board
10% owner)
65,000 $2.9055 $188,855 1,608,095
(Direct)
View
2008-12-03-
-2008-12-04
Sale
2008-12-04
4:27 pm
LODGENET INTERACTIVE CORP LNET KIRBY J SCOTT
(Director)
87,101 $0.5586 $48,659 0
(Direct)
View
2008-12-02
Sale
2008-12-04
4:10 pm
HALLIBURTON CO HAL LESAR DAVID J
(Chairman, Pres. and CEO
Director)
10,644 $15.4200 $164,130 1,188,880
(Direct)
View
2008-12-04
Sale
2008-12-04
4:08 pm
HALLIBURTON CO HAL Angelle Evelyn M
(Vice President - Controller)
159 $15.1000 $2,401 41,971
(Direct)
View
2008-12-03
Sale
2008-12-04
4:07 pm
FOSTER L B CO FSTR Foster Donald L
(Sr. V.P. Concrete Products)
10,000 $32.0160 $320,160 1,312
(Direct)
View
2008-12-02
Sale
2008-12-04
4:06 pm
HALLIBURTON CO HAL GAUT C CHRISTOPHER
(Pres - Drilling and Evaluation)
2,494 $15.4200 $38,457 265,650
(Direct)
View
2008-12-02
Sale
2008-12-04
4:05 pm
HALLIBURTON CO HAL CORNELISON ALBERT O JR
(EVP and General Counsel)
1,823 $15.4200 $28,111 173,371
(Direct)
View
2008-12-02
Sale
2008-12-04
4:04 pm
HALLIBURTON CO HAL MCCOLLUM MARK A
(Senior VP, Chief Acctg. Off.)
529 $15.4200 $8,157 113,576
(Direct)
View
2008-12-03
Sale
2008-12-04
4:00 pm
PERRIGO CO PRGO Brown Judy L
(Executive VP & CFO)
16,122 $32.6923 $527,065 10,454
(Direct)
View
2008-12-02
Sale
2008-12-04
4:00 pm
PERRIGO CO PRGO HENDRICKSON JOHN T
(EVP Global Operations & Supply)
25,796 $32.9913 $851,044 5,441
(Direct)
View
(A) Indicate amendment filing.
Other transactions (no trading symbol or not a common stock)
Transaction
& Date
Reported
Date
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Ownership
Filing
2008-12-03-
-2008-12-04
Sale
2008-12-05
3:48 pm
CEDAR FAIR L P FUN Anderson Darrel D
(Director)
24,500 $12.5922 $308,510 103,070
(Direct)
View
2008-12-05
Sale(C)
2008-12-05
11:52 am
Argentum Exploration, Inc. None Pecore Shawn S
(secretary
Director
10% owner)
5,750,000 $1.0000 $5,750,000 0
(Direct)
View
2008-12-05
Sale(C)
2008-12-05
11:37 am
MAJOR GOLD CORP None Pecore Shawn S
(Director
10% owner)
9,250,000 $1.0000 $9,250,000 0
(Direct)
View
2008-12-02
Sale
2008-12-04
6:41 pm
CAMPBELL SOUP CO CPB VAN BEUREN JOHN A
(10% owner)
61,494 $30.1961 $1,856,877 745,930
(Indirect)
View
2008-12-02
Sale
2008-12-04
6:41 pm
CAMPBELL SOUP CO CPB VAN BEUREN HOPE H
(10% owner)
74,191 $30.1961 $2,240,277 3,057,731
(Indirect)
View
2008-12-03-
-2008-12-04
Sale
2008-12-04
6:12 pm
ARISTOTLE CORP ARTLP TATUM JAMES G
(Director)
1,000 $7.6808 $7,681 0
(Direct)
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(C) Indicate conflicting filing codes (D in column 4 while P/A in column 3), interpreted as SALE.