Sec Form 13G Filing - FEINBERG LARRY N filing for AGENUS INC (AGEN) - 2020-07-30

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

SCHEDULE 13G 

 

Under the Securities Exchange Act of 1934

  

AGENUS INC.
(Name of Issuer)
 
 
Common Stock
(Title of Class of Securities)
 
 
00847G705
(CUSIP Number)
 
 
July 22, 2020
(Date of Event Which Requires Filing of this Statement)

  

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  

 

 

 

 

  

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Larry N. Feinberg

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

690,237

6

SHARED VOTING POWER

 

12,296,263

7

SOLE DISPOSITIVE POWER

 

690,237

8

SHARED DISPOSITIVE POWER

 

12,296,263

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,986,500

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.1% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

IN

 

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commis sion on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

   

 

 

 

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

8,734,157

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

8,734,157

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,734,157

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

4.8% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

PN

  

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

  

 

 

 

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Institutional Partners, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

1,242,916

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

1,242,916

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,242,916

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.7% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

PN

    

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

   

 

 

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Ten Fund, L.P.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

1,979,190

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

1,979,190

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,979,190

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

1.1% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

PN

   

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

 

 

 

 

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Associates, LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

11,956,263

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

11,956,263

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

11,956,263

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.6% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

OO

   

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

  

 

 

 

 

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Investment Management, Inc.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

12,234,263

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

12,234,263

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

12,234,263

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.7%*

12

TYPE OF REPORTING PERSON (See Instructions)

 

CO 

  

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

  

 

 

 

  

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Oracle Investment Management, Inc. Employees’ Retirement Plan

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware 

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

278,000

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

278,000

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

278,000

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.2% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

OO 

 

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

 

 

 

 

  

1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

The Feinberg Family Foundation

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Connecticut

NUMBER OF 

SHARES 

BENEFICIALLY 

OWNED BY 

EACH 

REPORTING 

PERSON 

WITH: 

5

SOLE VOTING POWER

 

0

6

SHARED VOTING POWER

 

62,000

7

SOLE DISPOSITIVE POWER

 

0

8

SHARED DISPOSITIVE POWER

 

62,000

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

62,000

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

0.03% *

12

TYPE OF REPORTING PERSON (See Instructions)

 

CO 

   

* This percentage is based on a total of 181,959,960 shares of common stock outstanding, which is the sum of (i) 171,417,481 shares of common stock outstanding as of June 30, 2020, as reported in the Issuer’s Registration Statement on Form S-3ASR filed with the Securities and Exchange Commission on July 22, 2020,  (ii) 4,962,779 shares of common stock  issued by the Issuer in a private placement on July 27, 2020 as reported in the Issuer’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 28, 2020, and (iii) 5,579,700 newly-issued shares of common stock acquired by the Reporting Persons on July 22, 2020.

  

 

 

 

Item 1(a).Name of Issuer:

 

Agenus Inc., a Delaware corporation (the “Issuer”).

 

Item 1(b).Address of Issuer’s Principal Executive Offices:

 

3 Forbes Road, Lexington, Massachusetts 02421.

  

Item 2(a).Name of Filing Person:

 

This statement is filed by:

 

(i)Oracle Partners, L.P., a Delaware limited partnership (“Partners”), with respect to the shares of the Issuer’s common stock, par value $0.001 per share (“Shares”), directly owned by it;

 

(ii)Oracle Institutional Partners, L.P., a Delaware limited partnership (“Institutional Partners”). with respect to the Shares directly owned by it;

 

(iii)Oracle Ten Fund, L.P., a Delaware limited partnership (“Ten Fund”), with respect to Shares directly owned by it;

 

(iv)Oracle Associates, LLC, a Delaware limited liability company (“Oracle Associates”), which serves as the general partner of Partners, Institutional Partners and Ten Fund, and may be deemed to indirectly own, by virtue of the foregoing relationship, the Shares directly owned by Partners, Institutional Partners and Ten Fund.

 

(v)Oracle Investment Management, Inc. Employees’ Retirement Plan, an employee benefit plan organized in Connecticut (the “Retirement Plan”), with respect to the Shares directly owned by it;

 

(vi)The Feinberg Family Foundation, a foundation organized in Connecticut (the “Foundation”), with respect to the Shares directly owned by it;

 

(vii)Oracle Investment Management, Inc., a Delaware corporation (the “Investment Manager”), which serves as the investment manager of Partners, Institutional Partners, Ten Fund and the Retirement Plan, and may be deemed to indirectly own, by virtue of the foregoing relationship, the Shares directly owned by Partners, Institutional Partners, Ten Fund and the Retirement Plan; and

 

(viii)Mr. Larry N. Feinberg (“Mr. Feinberg”), who serves as the managing member of Oracle Associates and as the sole shareholder, director and president of the Investment Manager and as a trustee of the Foundation, and may be deemed to indirectly own, by virtue of the foregoing relationships, the Shares directly owned by Partners, Institutional Partners, Ten Fund, the Retirement Plan and the Foundation.

 

  Item 2(b). Address of Principal Business Office or, if none, Residence:

 

The address of the principal business office of the Reporting Persons is 262 Harbor Drive, 3rd Floor, Stamford, Connecticut 06902.

 

  Item 2(c). Citizenship:

 

Mr. Feinberg is a citizen of the United States of America. See Item 2(a) for the place of organization of the other Reporting Persons.

 

Item 2(d).Title of Class of Securities:

 

Common Stock, par value $0.01

 

Item 2(e).CUSIP Number:

 

00847G705

  

Item 3.If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a) ¨ Broker or dealer registered under Section 15 of the Act.

 

 

 

 

 (b) ¨ Bank as defined in section 3(a)(6) of the Act.

 

(c)¨ Insurance company as defined in section 3(a)(19) of the Act.

 

(d)¨ Investment company registered under section 8 of the Investment Company Act of 1940.

 

(e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 

(f)¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).

 

(g)¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 

(h)¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

 

(i)¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.

 

(j) ¨ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___

 

Item 4. Ownership:

  

  A. Larry N. Feinberg

 

  (a) Amount beneficially owned: 12,986,500
  (b) Percent of class: 7.1%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 690,237
  (ii)   Shared power to vote or direct the vote: 12,296,263
  (iii) Sole power to dispose or direct the disposition: 690,237
  (iv) Shared power to dispose or direct the disposition: 12,296,263

 

  B. Oracle Partners, L.P.

 

  (a) Amount beneficially owned: 8,734,157
  (b) Percent of class: 4.8%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 8,734,157
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 8,734,157

 

  C. Oracle Institutional Partners, L.P.

 

  (a) Amount beneficially owned: 1,242,916
  (b) Percent of class: 0.7%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 1,242,916
  (iii) Sole power to dispose or direct the disposition: 0
  (iv)

Shared power to dispose or direct the disposition: 1,242,916 

 

 

 

 

  D. Oracle Ten Fund, L.P.

 

  (a) Amount beneficially owned: 1,979,190
  (b) Percent of class: 1.1%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 1,979,190
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 1,979,190

 

  E. Oracle Associates, LLC

 

  (a) Amount beneficially owned: 11,956,263
  (b) Percent of class: 6.6%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 11,956,263
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 11,956,263

 

  F. Oracle Investment Management, Inc.

 

  (a) Amount beneficially owned: 12,234,263
  (b) Percent of class: 6.7%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote:  12,234,263
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 12,234,263

   

  G. Oracle Investment Management, Inc. Employees’ Retirement Plan

 

  (a) Amount beneficially owned: 278,000
  (b) Percent of class: 0.2%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote:  278,000
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 278,000

 

  H. The Feinberg Family Foundation

 

  (a) Amount beneficially owned: 62,000
  (b) Percent of class: 0.03%
  (c) Number of shares as to which such person has:

 

  (i)    Sole power to vote or direct the vote: 0
  (ii)   Shared power to vote or direct the vote: 62,000
  (iii) Sole power to dispose or direct the disposition: 0
  (iv) Shared power to dispose or direct the disposition: 62,000

 

 

 

 

Item 5. Ownership of Five Percent or Less of a Class:
   
  If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
   
  Not applicable.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
   
  Not applicable.
   
Item 8. Identification and Classification of Members of the Group:
   
  Not applicable.
   
Item 9. Notice of Dissolution of Group:
   
  Not applicable.
   
Item 10. Certification:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: July 30, 2020

 

  /s/ Larry N. Feinberg
  Larry N. Feinberg, Individually
   
  ORACLE PARTNERS, L.P.
  By: ORACLE ASSOCIATES, LLC, its general partner
   
  By: /s/ Larry N. Feinberg
  Larry N. Feinberg, Managing Member
   
  ORACLE INSTITUTIONAL PARTNERS, L.P.
  By: ORACLE ASSOCIATES, LLC, its general partner
   
  By: /s/ Larry N. Feinberg
 

Larry N. Feinberg, Managing Member

 

ORACLE TEN FUND, L.P.

By: ORACLE ASSOCIATES, LLC, its general partner

 

By: /s/ Larry N. Feinberg

Larry N. Feinberg, Managing Member

   
  ORACLE ASSOCIATES, LLC
   
  By: /s/ Larry N. Feinberg
  Larry N. Feinberg, Managing Member
   
  ORACLE INVESTMENT MANAGEMENT, INC.
   
  By:  /s/ Larry N. Feinberg
  Larry N. Feinberg, President
   
  ORACLE INVESTMENT MANAGEMENT, INC.
  EMPLOYEES’ RETIREMENT PLAN
   
  By:  /s/ Larry N. Feinberg
  Larry N. Feinberg, Trustee
   
  THE FEINBERG FAMILY FOUNDATION
   
  By:  /s/ Larry N. Feinberg
  Larry N. Feinberg, Trustee

 

 

 

 

 

 

Exhibit Index

 

 

99.1 Joint Filing Agreement, dated July 30, 2020, by and among, Larry N. Feinberg, Oracle Partners, L.P., Oracle Institutional Partners, L.P., Oracle Ten Fund, L.P., Oracle Associates, LLC,  Oracle Investment Management, Inc., Oracle Investment Management, Inc. Employees’ Retirement Plan and The Feinberg Family Foundation.