Sec Form 13G Filing - AMERIPRISE FINANCIAL INC (AMP) filing for Eiger BioPharmaceuticals Inc. (EIGR) - 2024-05-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Amendment #7

Under the Securities and Exchange Act of 1934

 

 

Eiger BioPharmaceuticals, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

28249U204

(CUSIP Number)

April 30, 2024

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b) 

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 


CUSIP NO. 28249U105

 

 1)   

 Name of Reporting Person               Ameriprise Financial, Inc.

 

 S.S. or I.R.S. Identification No. of Above Person      IRS No. 13-3180631

 2)  

 Check the Appropriate Box if a Member of a Group

 (a) ☐  (b) ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 3)  

 SEC Use Only

 

 4)  

 Citizenship or Place of Organization

 

 Delaware

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5)   

 Sole Voting Power

 

 0

   6)  

 Shared Voting Power

 

 0

   7)  

 Sole Dispositive Power

 

 0

   8)  

 Shared Dispositive Power

 

 0

 9)   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10)  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 Not Applicable

11)  

 Percent of Class Represented by Amount In Row (9)

 

 0.00%

12)  

 Type of Reporting Person

 

 HC


CUSIP NO. 28249U105

 

 1)   

 Name of Reporting Person               Columbia Management Investment Advisers, LLC

 

 S.S. or I.R.S. Identification No. of Above Person      IRS No. 41-1533211

 2)  

 Check the Appropriate Box if a Member of a Group

 (a) ☐  (b) ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 3)  

 SEC Use Only

 

 4)  

 Citizenship or Place of Organization

 

 Minnesota

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5)   

 Sole Voting Power

 

 0

   6)  

 Shared Voting Power

 

 0

   7)  

 Sole Dispositive Power

 

 0

   8)  

 Shared Dispositive Power

 

 0

 9)   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10)  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 Not Applicable

11)  

 Percent of Class Represented by Amount In Row (9)

 

 0.00%

12)  

 Type of Reporting Person

 

 IA


CUSIP NO. 28249U105

 

 1)   

 Name of Reporting Person               Columbia Seligman Technology and Information Fund

 

 S.S. or I.R.S. Identification No. of Above Person      IRS No. 13-3154449

 2)  

 Check the Appropriate Box if a Member of a Group

 (a) ☐  (b) ☒*

 

*  This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 3)  

 SEC Use Only

 

 4)  

 Citizenship or Place of Organization

 

 Massachusetts

NUMBER OF

SHARES  BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5)    

 Sole Voting Power

 

 0

   6)   

 Shared Voting Power

 

 0

   7)   

 Sole Dispositive Power

 

 0

   8)   

 Shared Dispositive Power

 

 0

 9)   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 0

10)  

 Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 Not Applicable

11)  

 Percent of Class Represented by Amount In Row (9)

 

 0.00%

12)  

 Type of Reporting Person

 

 IV


1(a)    Name of Issuer:    Eiger BioPharmaceuticals, Inc.
1(b)    Address of Issuer’s Principal    2155 Park Boulevard
   Executive Offices:    Palo Alto, CA 94306
2(a)    Name of Person Filing:    (a) Ameriprise Financial, Inc. (“AFI”)
      (b) Columbia Management Investment
      Advisers, LLC (“CMIA”)
      (c) Columbia Seligman Technology and
      Information Fund (“Fund”)
2(b)    Address of Principal Business Office:    (a) Ameriprise Financial, Inc.
      145 Ameriprise Financial Center
      Minneapolis, MN 55474
      (b) 290 Congress St.
      Boston, MA 02210
      (c) 290 Congress Street
      Boston, MA 02210
2(c)    Citizenship:    (a) Delaware
      (b) Minnesota
      (c) Massachusetts
2(d)    Title of Class of Securities:    Common Stock
2(e)    Cusip Number:    28249U204
3    Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):
  

(a) Ameriprise Financial, Inc.

  
   A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)
  

(b) Columbia Management Investment Advisers, LLC

   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
  

(c) Columbia Seligman Technology and Information Fund

   An investment company in accordance with Rule 13d-1(b)(1)(ii)(D).

 

4

Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

CMIA and AFI do not directly own any shares of Common Stock of the issuer. As the investment adviser to the Fund and various other unregistered and registered investment companies and other managed accounts, CMIA may be deemed to beneficially own the shares reported herein by the Fund. Accordingly, the shares reported herein by CMIA include those shares separately reported herein by the Fund.


As the parent holding company of CMIA, AFI may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.

 

5

Ownership of 5% or Less of a Class:

If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X).

 

6

Ownership of more than 5% on Behalf of Another Person: Not Applicable

 

7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI: See Exhibit I

 

8

Identification and Classification of Members of the Group:

Not Applicable

 

9

Notice of Dissolution of Group:

Not Applicable

 

10

Certification:

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: May 10, 2024

 

Ameriprise Financial, Inc.
By:  

/s/ Michael G. Clarke

Name:  Michael G. Clarke

Title:   Senior Vice President, North America Head of Operations & Investor Services

Columbia Management Investment Advisers, LLC
By:  

/s/ Michael G. Clarke

Name:  Michael G. Clarke

Title:   Senior Vice President, North America Head of Operations & Investor Services

Columbia Seligman Technology and Information Fund

By:  

/s/ Michael G. Clarke

Name:  Michael G. Clarke

Title:   Senior Vice President & Chief Financial Officer

Contact Information
Dominic Geddes
Global Head of Reporting
Global Operations and Investor Services
Telephone: +442074645779


Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement