Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
________________________________________
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT N0. 1)
Hugoton Royalty Trust
________________________________________
(Name of Issuer)
Common Trust Units
________________________________________
(Title of Class of Securities)
444717102
________________________________________
(CUSIP Number)
December 31, 2019
________________________________________
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_|Rule 13d-1(d)
________________________________________
CUSIP NO. 444717102
1 Name Of Reporting Persons
Christopher John Heck
________________________________________
2 Check The Appropriate Box If A Member Of A
Group (See Instructions) (a) |_|
(b) |_|
________________________________________
3 SEC Use Only
________________________________________
4 Citizenship Or Place Of Organization
United States Citizen
________________________________________
5 Sole Voting Power
Number of 3,900,449
________________________________________
Shares 6 Shared Voting Power
23,700
Beneficially
________________________________________
Owned By 7 Sole Dispositive Power
3,900,449
Each
________________________________________
Reporting 8 Shared Dispositive Power
Person With 23,700
________________________________________
9 Aggregate Amount Beneficially Owned By Each Reporting Person
3,924,149
________________________________________
10 Check If The Aggregate Amount In Row (9) Excludes Certain Shares
________________________________________
11 Percent Of Class Represented By Amount In Row 9
9.81%
________________________________________
12 Type Of Reporting Person (See Instructions)
IN
________________________________________
Item 1 (a). Name of Issuer: Hugoton Royalty Trust
Item 1 (b). Address of Issuer's Principal Executive Offices:
c/o The Corporate Trustee:
Simmons Bank
2911 Turtle Creek Blvd, Suite 850
Dallas, Texas 75219
Item 2 (a). Name of Person Filing: Christopher John Heck
Item 2 (b). Address of Principal Business Office: 2214 E. 377 Unit B, Granbury, TX 76049
Item 2 (c). Citizenship: United States
Item 2 (d). Title of Class of Securities: Common Trust Units
Item 2 (e). CUSIP Number: 444717102
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under Section 15 of the Act.
(b) |_| Bank as defined in Section 3(a)(6) of the Act.
(c) |_| Insurance company as defined in Section 3(a)(19) of the Act.
(d) |_| Investment company registered under Section 8 of the Investment Company Act.
(e) |_| An investment adviser in accordance with Rule 13d-1(b)(1) (ii)(E);
(f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g) |_| A parent holding company, in accordance with Rule 13d-1(b)(ii)(G);
(h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
(j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership.
(a) Amount beneficially owned: 3,924,149
(b) Percent of Class: 9.81%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 3,900,449
________________________________________
(ii) Shared power to vote or to direct the vote: 23,700
(iii) Sole power to dispose or to direct the disposition of: 3,900,449
(iv) Shared power to dispose or to direct the disposition of: 23,700
Item 5. Ownership of Five Percent or Less of a Class: Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable
Item 8. Identification and Classification of Members of the Group: Not Applicable
Item 9. Notice of Dissolution of Group: Not applicable
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having the purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 28, 2020
/s/ Christopher John Heck
Signature