Sec Form 13G Filing - DALRYMPLE ROBERT H filing for CHEMUNG FINL CORP (CHMG) - 2022-02-11

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 1 )*

 

Chemung Financial Corporation

(Name of Issuer)

 

Common Stock, $0.01 par value

(Title of Class of Securities)

 

164024101

(CUSIP Number)

 

December 31, 2020

(Date of Event which Requires Filing

of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  Rule 13d-1(b)
  Rule 13d-1(c)
  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 164024101

 

13G

 

 

Page 2 of 7 Pages

 

 

 

1

 

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Robert H. Dalrymple

 

 

2

 

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) 

(b) 

 

 

3

 

 

SEC USE ONLY

 

 

 

4

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

New York

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED

BY
EACH
REPORTING
PERSON

WITH

 

5

 

 

SOLE VOTING POWER

 

1,469

 

 

6

 

 

SHARED VOTING POWER

 

234,486

 

 

7

 

 

SOLE DISPOSITIVE POWER

 

1,469

 

 

8

 

 

SHARED DISPOSITIVE POWER

 

234,486

 

 

9

 

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

 

 

10

 

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES               ☐

 

235,955

 

 

11

 

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.03%

 

 

12

 

 

TYPE OF REPORTING PERSON*

 

IN

 

       

 

 

 

CUSIP No. 164024101 

 

13G

 

 

Page 3 of 7 Pages

 

 

 

1

 

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Elizabeth T. Dalrymple

 

 

2

 

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) 

(b) 

 

 

3

 

 

SEC USE ONLY

 

 

 

4

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED

BY
EACH
REPORTING
PERSON

WITH

 

5

 

 

SOLE VOTING POWER

 

10,977

 

 

6

 

 

SHARED VOTING POWER

 

234,486

 

 

7

 

 

SOLE DISPOSITIVE POWER

 

10,977

 

 

8

 

 

SHARED DISPOSITIVE POWER

 

234,486

 

 

9

 

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

245,463

 

 

10

 

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES               ☐

 

 

 

 

11

 

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.23%

 

 

12

 

 

TYPE OF REPORTING PERSON*

 

IN

 

       

 

 

 

 

CUSIP No. 164024101

 

 

13G

 

 

Page 4 of 7 Pages

 

 

 

1

 

 

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

RD Wood, LLC

 

 

2

 

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a) ☐

(b) 

 

 

3

 

 

SEC USE ONLY

 

 

 

4

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED

BY
EACH
REPORTING
PERSON

WITH

 

5

 

 

SOLE VOTING POWER

 

0

 

 

6

 

 

SHARED VOTING POWER

 

234,486

 

 

7

 

 

SOLE DISPOSITIVE POWER

 

0

 

 

8

 

 

SHARED DISPOSITIVE POWER

 

234,486

 

 

9

 

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

234,486

 

 

10

 

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES               ☐

 

 

 

 

11

 

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.00%

 

 

12

 

 

TYPE OF REPORTING PERSON*

 

OO

 

       

 

 

 

 

CUSIP No. 164024101

 

 

13G

 

 

Page 5 of 7 Pages

 

 

Item 1(a) Name of Issuer:
   
  Chemung Financial Corporation
   
Item 1(b) Address of Issuer’s Principal Executive Offices:
   
  One Chemung Canal Plaza
  Elmira, NY 14901
   
Item 2(a) Name of Person Filing:
   
  The information required by Item 2(a) is set forth in Row 1 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
   
Item 2(b) Address of Principal Business Office or, if none, Residence:
   
  The address of Robert H. Dalrymple is 5 Woodland Way, Ithaca, NY 14850.
   
  The address of Elizabeth T. Dalrymple is 5 Woodland Way, Ithaca, NY 14850.
   
  The address of RD Wood, LLC is 5 Woodland Way, Ithaca, NY 14850.
   
Item 2(c) Citizenship:
   
  The information required by Item 2(c) is set forth in Row 4 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
   
Item 2(d) Title of Class of Securities:
   
  Common Stock, $0.01 par value
   
Item 2(e) CUSIP Number:
   
  164024101
   
Item 3 Statement filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c):
   
  The information required by Item 3 is set forth in Row 12 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
   
Item 4 Ownership:
   
  The information required by Items 4(a)-(c) is set forth in Rows 5-11 of the cover page hereto for each Reporting Person and is incorporated herein by reference for each such Reporting Person.
   
Item 5 Ownership of Five Percent or Less of a Class:
   
  Not Applicable

 

 

 

 

 

CUSIP No. 164024101

 

 

13G

 

 

Page 6 of 7 Pages

 

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person:
   
  Robert H. Dalrymple and Elizabeth T. Dalrymple are the managers of RD Wood, LLC. RD Wood, LLC is owned by a family trust and by Elizabeth T. Dalrymple.
   
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
   
  Not Applicable
   
Item 8 Identification and Classification of Members of the Group:
   
  Not Applicable
   
Item 9 Notice of Dissolution of Group:
& #xA0;  
  Not Applicable
   
Item 10 Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

[Remainder of page intentionally left blank]

 

 

 

 

 

CUSIP No. 164024101

 

 

13G

 

 

Page 7 of 7 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of the knowledge and belief of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated:  February 11, 2022

 

  ROBERT H. DALRYMPLE
   
  /s/ Robert H. Dalrymple

 

 

 

 

Exhibit A

 

Joint Filing Agreement

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he or she knows or has reason to believe that such information is inaccurate.

 

Dated:  February 11, 2021

 

  ROBERT H. DALRYMPLE
   
 

/s/ Robert H. Dalrymple

   
  ELIZABETH T. DALRYMPLE
   
 

/s/ Elizabeth T. Dalrymple

   
  RD WOOD, LLC

 

  By: /s/ Robert H. Dalrymple
  Name: Robert H. Dalrymple
  Title: Manager